SearcharxivSearch

arXiv subjects

Chengxiao Wang

Publications and source records attributed to Chengxiao Wang.

7 recordsLinked to original sources

CLEAR: Continuous Latent Adapter Routing for Utility-Preserving LLM Safety Alignment

Improving the safety of large language models (LLMs) often comes at the expense of utility, as globally applied safety tuning may affect model responses to both harmful and benign inputs. We propose \textbf{C}ontinuous \textbf{L}at\textbf{E}nt \textbf{A}dapter \textbf{R}outing (CLEAR), a conditional safety adaptation framework that uses a lightweight hidden-state gate to continuously control the activation strength of a safety low-rank adapter. CLEAR aims to reduce harmful completions while avoiding unnecessary changes to the frozen backbone that could degrade performance on benign prompts. Experiments on widely used safety and utility benchmarks show that CLEAR improves robustness on HarmBench while reducing the utility degradation observed with globally applied safety tuning such as SFT or standard low-rank adaptation (LoRA). On Llama-3-8B-Instruct, CLEAR reduces HarmBench ASR from 32.3\% to 0.5\%, while retaining most of the base model's utility and achieving up to 7.1 percentage points higher GSM8K accuracy than globally applied SFT or LoRA. These results suggest that CLEAR is a promising mechanism for improving the safety--utility trade-off in LLM alignment.

cs.AI

Dissociating spatial frequency reliance from adversarial robustness advantages in neurally guided deep convolutional neural networks

Deep convolutional neural networks (DCNNs) have rivaled humans on many visual tasks, yet they remain vulnerable to near-imperceptible perturbations generated by adversarial attacks. Recent work shows that aligning DCNN representations with human visual cortex activity improves adversarial robustness, but the mechanisms driving this advantage are unclear. One hypothesis suggests that neural alignment confers robustness by biasing models away from brittle high-frequency details and towards the low spatial frequencies (LSF). However, recent work shows that human object recognition critically depends on a narrow, mid-frequency "human channel". Interestingly, this band was partially preserved in prior LSF-focused studies. Here, we investigate whether a spectral bias towards the LSF or the human channel is the primary driver of the adversarial robustness observed in neurally aligned DCNNs. We first show that DCNNs aligned to higher-order regions of the human ventral visual stream systematically increase reliance on both LSF and the human channel. However, directly steering DCNNs towards these bands revealed a clear dissociation. Biasing models towards the human channel, either alone or together with LSF, does not improve robustness and even impairs it. LSF bias produced some robustness gains, but such improvements are modest despite inducing much larger shifts in spatial-frequency reliance than neurally aligned models. Spatial-frequency-biased models overall show little, if any, increase in similarity to human neural representational geometry. Together, our results suggest that altered spatial-frequency reliance is likely an emergent property of learning more human-like representations rather than the primary mechanism by which neural alignment confers adversarial robustness, and motivate the need for future research examining representational properties beyond spatial-frequency profiles.

q-bio.NC

How Catastrophic is Your LLM? Certifying Risk in Conversation

Large Language Models (LLMs) can produce catastrophic responses in conversational settings that pose serious risks to public safety and security. Existing evaluations often fail to fully reveal these vulnerabilities because they rely on fixed attack prompt sequences, lack statistical guarantees, and do not scale to the vast space of multi-turn conversations. In this work, we propose C$^3$LLM, a novel, principled statistical Certification framework for Catastrophic risks in multi-turn Conversation for LLMs that bounds the probability of an LLM generating catastrophic responses under multi-turn conversation distributions with statistical guarantees. We model multi-turn conversations as probability distributions over query sequences, represented by a Markov process on a query graph whose edges encode semantic similarity to capture realistic conversational flow, and quantify catastrophic risks using confidence intervals. We define several inexpensive and practical distributions--random node, graph path, and adaptive with rejection. Our results demonstrate that these distributions can reveal substantial catastrophic risks in frontier models, with certified lower bounds as high as 70% for the worst model, highlighting the urgent need for improved safety training strategies in frontier LLMs.

cs.AI

Formal Synthesis of Certifiably Robust Neural Lyapunov-Barrier Certificates

Neural Lyapunov and barrier certificates have recently been used as powerful tools for verifying the safety and stability properties of deep reinforcement learning (RL) controllers. However, existing methods offer guarantees only under fixed ideal unperturbed dynamics, limiting their reliability in real-world applications where dynamics may deviate due to uncertainties. In this work, we study the problem of synthesizing \emph{robust neural Lyapunov barrier certificates} that maintain their guarantees under perturbations in system dynamics. We formally define a robust Lyapunov barrier function and specify sufficient conditions based on Lipschitz continuity that ensure robustness against bounded perturbations. We propose practical training objectives that enforce these conditions via adversarial training, Lipschitz neighborhood bound, and global Lipschitz regularization. We validate our approach in two practically relevant environments, Inverted Pendulum and 2D Docking. The former is a widely studied benchmark, while the latter is a safety-critical task in autonomous systems. We show that our methods significantly improve both certified robustness bounds (up to $4.6$ times) and empirical success rates under strong perturbations (up to $2.4$ times) compared to the baseline. Our results demonstrate effectiveness of training robust neural certificates for safe RL under perturbations in dynamics.

cs.LG

Towards Formal Verification of LLM-Generated Code from Natural Language Prompts

In the past few years LLMs have emerged as a tool that can aid programmers by taking natural language descriptions and generating code based on it. However, the reliability of LLM code generation and current validation techniques for it are far from strong enough to be used for mission-critical or safety-critical applications. In this work we explore ways to offer formal guarantees of correctness to LLM generated code; such guarantees could improve the quality of general AI Code Assistants and support their use for critical applications. To address this challenge we propose to incorporate a Formal Query Language that can represent a user's intent in a formally defined but natural language-like manner that a user can confirm matches their intent. We then have a formal specification of the user intent which we can use to verify that LLM-generated code matches the user's intent. We implement these ideas in our system, Astrogator, for the Ansible programming language, widely used for system administration, including for critical systems. The system includes an intuitive formal query language, a calculus for representing the behavior of Ansible programs, and a symbolic interpreter and a unification algorithm which together are used for the verification. A key innovation in Astrogator is the use of a Knowledge Base to capture system-specific implementation dependencies that greatly reduce the need for system knowledge in expressing formal queries. On a benchmark suite of 21 code-generation tasks, our verifier is able to verify correct code in 83% of cases and identify incorrect code in 92%.

cs.PL

Nova: Generative Language Models for Assembly Code with Hierarchical Attention and Contrastive Learning

Binary code analysis is the foundation of crucial tasks in the security domain; thus building effective binary analysis techniques is more important than ever. Large language models (LLMs) although have brought impressive improvement to source code tasks, do not directly generalize to assembly code due to the unique challenges of assembly: (1) the low information density of assembly and (2) the diverse optimizations in assembly code. To overcome these challenges, this work proposes a hierarchical attention mechanism that builds attention summaries to capture the semantics more effectively and designs contrastive learning objectives to train LLMs to learn assembly optimization. Equipped with these techniques, this work develops Nova, a generative LLM for assembly code. Nova outperforms existing techniques on binary code decompilation by up to 14.84 -- 21.58% (absolute percentage point improvement) higher Pass@1 and Pass@10, and outperforms the latest binary code similarity detection techniques by up to 6.17% Recall@1, showing promising abilities on both assembly generation and understanding tasks.

cs.SE

LATTE: Improving Latex Recognition for Tables and Formulae with Iterative Refinement

Portable Document Format (PDF) files are dominantly used for storing and disseminating scientific research, legal documents, and tax information. LaTeX is a popular application for creating PDF documents. Despite its advantages, LaTeX is not WYSWYG -- what you see is what you get, i.e., the LaTeX source and rendered PDF images look drastically different, especially for formulae and tables. This gap makes it hard to modify or export LaTeX sources for formulae and tables from PDF images, and existing work is still limited. First, prior work generates LaTeX sources in a single iteration and struggles with complex LaTeX formulae. Second, existing work mainly recognizes and extracts LaTeX sources for formulae; and is incapable or ineffective for tables. This paper proposes LATTE, the first iterative refinement framework for LaTeX recognition. Specifically, we propose delta-view as feedback, which compares and pinpoints the differences between a pair of rendered images of the extracted LaTeX source and the expected correct image. Such delta-view feedback enables our fault localization model to localize the faulty parts of the incorrect recognition more accurately and enables our LaTeX refinement model to repair the incorrect extraction more accurately. LATTE improves the LaTeX source extraction accuracy of both LaTeX formulae and tables, outperforming existing techniques as well as GPT-4V by at least 7.03% of exact match, with a success refinement rate of 46.08% (formula) and 25.51% (table).

cs.CV