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Chenruo Liu

Publications and source records attributed to Chenruo Liu.

4 recordsLinked to original sources

A Task-Centric Theory for Iterative Self-Improvement with Easy-to-Hard Curricula

Iterative self-improvement fine-tunes an autoregressive large language model (LLM) on reward-verified outputs generated by the LLM itself. In contrast to the empirical success of self-improvement, the theoretical foundation of this generative, iterative procedure in a practical, finite-sample setting remains limited. We make progress toward this goal by modeling each round of self-improvement as maximum-likelihood fine-tuning on a reward-filtered distribution and deriving finite-sample guarantees for the expected reward. Our analysis reveals an explicit feedback loop where better models accept more data per iteration, supporting sustained self-improvement while explaining eventual saturation of such improvement. Adopting a task-centric view by considering reasoning tasks with multiple difficulty levels, we further prove quantifiable conditions on model initialization, task difficulty, and sample budget where easy-to-hard curricula provably achieve better guarantees than training on fixed mixtures of tasks. Our analyses are validated through Monte-Carlo simulations and experiments spanning a synthetic graph-based reasoning task and multiple standard mathematical reasoning benchmarks.

cs.LG

Does Weak-to-strong Generalization Happen under Spurious Correlations?

We initiate a unified theoretical and algorithmic study of a key problem in weak-to-strong (W2S) generalization: when fine-tuning a strong pre-trained student with pseudolabels from a weaker teacher on a downstream task with spurious correlations, does W2S happen, and how to improve it upon failures? We consider two sources of spurious correlations caused by group imbalance: (i) a weak teacher fine-tuned on group-imbalanced labeled data with a minority group of fraction $\eta_\ell$, and (ii) a group-imbalanced unlabeled set pseudolabeled by the teacher with a minority group of fraction $\eta_u$. Theoretically, a precise characterization of W2S gain at the proportional asymptotic limit shows that W2S always happens with sufficient pseudolabels when $\eta_u = \eta_\ell$ but may fail when $\eta_u \ne \eta_\ell$, where W2S gain diminishes as $(\eta_u - \eta_\ell)^2$ increases. Our theory is corroborated by extensive experiments on various spurious correlation benchmarks and teacher-student pairs. To boost W2S performance upon failures, we further propose a simple, effective algorithmic remedy that retrains the strong student on its high-confidence data subset after W2S fine-tuning. Our algorithm is group-label-free and achieves consistent, substantial improvements over vanilla W2S fine-tuning.

cs.LG

Superclass-Guided Representation Disentanglement for Spurious Correlation Mitigation

To enhance group robustness to spurious correlations, prior work often relies on auxiliary group annotations and assumes identical sets of groups across training and test domains. To overcome these limitations, we propose to leverage superclasses -- categories that lie higher in the semantic hierarchy than the task's actual labels -- as a more intrinsic signal than group labels for discerning spurious correlations. Our model incorporates superclass guidance from a pretrained vision-language model via gradient-based attention alignment, and then integrates feature disentanglement with a theoretically supported minimax-optimal feature-usage strategy. As a result, our approach attains robustness to more complex group structures and spurious correlations, without the need to annotate any training samples. Experiments across diverse domain generalization tasks show that our method significantly outperforms strong baselines and goes well beyond the vision-language model's guidance, with clear improvements in both quantitative metrics and qualitative visualizations.

cs.CV

Bridging Distribution Shift and AI Safety: Conceptual and Methodological Synergies

This paper bridges distribution shift and AI safety through a comprehensive analysis of their conceptual and methodological synergies. While prior discussions often focus on narrow cases or informal analogies, we establish two types connections between specific causes of distribution shift and fine-grained AI safety issues: (1) methods addressing a specific shift type can help achieve corresponding safety goals, or (2) certain shifts and safety issues can be formally reduced to each other, enabling mutual adaptation of their methods. Our findings provide a unified perspective that encourages deeper integration between distribution shift and AI safety research.

cs.LG