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Chiyuan Zhang

Publications and source records attributed to Chiyuan Zhang.

At least 19 recordsLinked to original sources

Convex Optimization with Local Label Differential Privacy: Tight Bounds in All Privacy Regimes

We study the problem of Stochastic Convex Optimization (SCO) under the constraint of local Label Differential Privacy (L-LDP). In this setting, the features are considered public, but the corresponding labels are sensitive and must be randomized by each user locally before being sent to an untrusted analyzer. Prior work for SCO under L-LDP (Ghazi et al., 2021) established an excess population risk bound with a \emph{linear} dependence on the size of the label space, $K$: $O\left({\frac{K}{ε\sqrt{n}}}\right)$ in the high-privacy regime ($ε\leq 1$) and $O\left({\frac{K}{e^ε \sqrt{n}}}\right)$ in the medium-privacy regime ($1 \leq ε\leq \ln K$). This left open whether this linear cost is fundamental to the L-LDP model. In this note, we resolve this question. First, we present a novel and efficient non-interactive L-LDP algorithm that achieves an excess risk of $O\left({\sqrt{\frac{K}{εn}}}\right)$ in the high-privacy regime ($ε\leq 1$) and $O\left({\sqrt{\frac{K}{e^ε n}}}\right)$ in the medium-privacy regime ($1 \leq ε\leq \ln K$). This quadratically improves the dependency on the label space size from $O(K)$ to $O(\sqrt{K})$. Second, we prove a matching information-theoretic lower bound across all privacy regimes for any sufficiently large $n$.

cs.DS

Scaling Embedding Layers in Language Models

We propose $SCONE$ ($S$calable, $C$ontextualized, $O$ffloaded, $N$-gram $E$mbedding), a new method for extending input embedding layers to enhance language model performance. To avoid increased decoding costs, $SCONE$ retains the original vocabulary while introducing embeddings for a set of frequent n-grams. These embeddings provide contextualized representation for each input token and are learned with a separate model during training. After training, embeddings are precomputed and stored in off-accelerator memory; during inference, querying them has minimal impact on latency due to the low complexity of embedding lookups. $SCONE$ enables two new scaling strategies: increasing the number of n-gram embeddings and scaling the model used to learn them, both while maintaining fixed accelerator usage during inference (in terms of FLOPS and memory). We show that scaling both aspects enables a model with 1B accelerator-resident parameters to outperform a 1.9B-parameter baseline across diverse corpora, while using only about half the FLOPS and accelerator memory during inference.

cs.CL

VaultGemma: A Differentially Private Gemma Model

We introduce VaultGemma 1B, a 1 billion parameter model within the Gemma family, fully trained with differential privacy. Pretrained on the identical data mixture used for the Gemma 2 series, VaultGemma 1B represents a significant step forward in privacy-preserving large language models. We openly release this model to the community

cs.CR

Urania: Differentially Private Insights into AI Use

We introduce $Urania$, a novel framework for generating insights about LLM chatbot interactions with rigorous differential privacy (DP) guarantees. The framework employs a private clustering mechanism and innovative keyword extraction methods, including frequency-based, TF-IDF-based, and LLM-guided approaches. By leveraging DP tools such as clustering, partition selection, and histogram-based summarization, $Urania$ provides end-to-end privacy protection. Our evaluation assesses lexical and semantic content preservation, pair similarity, and LLM-based metrics, benchmarking against a non-private Clio-inspired pipeline (Tamkin et al., 2024). Moreover, we develop a simple empirical privacy evaluation that demonstrates the enhanced robustness of our DP pipeline. The results show the framework's ability to extract meaningful conversational insights while maintaining stringent user privacy, effectively balancing data utility with privacy preservation.

cs.LG

Private Hyperparameter Tuning with Ex-Post Guarantee

The conventional approach in differential privacy (DP) literature formulates the privacy-utility trade-off with a "privacy-first" perspective: for a predetermined level of privacy, a certain utility is achievable. However, practitioners often operate under a "utility-first" paradigm, prioritizing a desired level of utility and then determining the corresponding privacy cost. Wu et al. [2019] initiated a formal study of this "utility-first" perspective by introducing ex-post DP. They demonstrated that by adding correlated Laplace noise and progressively reducing it on demand, a sequence of increasingly accurate estimates of a private parameter can be generated, with the privacy cost attributed only to the least noisy iterate released. This led to a Laplace mechanism variant that achieves a specified utility with minimal privacy loss. However, their work, and similar findings by Whitehouse et al. [2022], are primarily limited to simple mechanisms based on Laplace or Gaussian noise. In this paper, we significantly generalize these results. In particular, we extend the work of Wu et al. [2019] and Liu and Talwar [2019] to support any sequence of private estimators, incurring at most a doubling of the original privacy budget. Furthermore, we demonstrate that hyperparameter tuning for these estimators, including the selection of an optimal privacy budget, can be performed without additional privacy cost. Finally, we extend our results to ex-post Renyi DP, further broadening the applicability of utility-first privacy mechanisms.

cs.CR

Quantifying Cross-Modality Memorization in Vision-Language Models

Understanding what and how neural networks memorize during training is crucial, both from the perspective of unintentional memorization of potentially sensitive information and from the standpoint of effective knowledge acquisition for real-world, knowledge-intensive tasks. While previous studies primarily investigate memorization within a single modality, such as text memorization in large language models or image memorization in diffusion models, unified multimodal models are becoming increasingly prevalent in practical applications. In this work, we focus on the unique characteristics of cross-modality memorization and conduct a systematic study centered on vision-language models. To facilitate controlled experiments, we first introduce a synthetic persona dataset comprising diverse synthetic person images and textual descriptions. We quantify factual knowledge memorization and cross-modal transferability by training models on a single modality and evaluating their performance in the other. Our results reveal that facts learned in one modality transfer to the other, but a significant gap exists between recalling information in the source and target modalities. Furthermore, we observe that this gap exists across various scenarios, including more capable models, machine unlearning, and the multi-hop case. At the end, we propose a baseline method to mitigate this challenge. We hope our study can inspire future research on developing more robust multimodal learning techniques to enhance cross-modal transferability.

cs.CV

Empirical Privacy Variance

We propose the notion of empirical privacy variance and study it in the context of differentially private fine-tuning of language models. Specifically, we show that models calibrated to the same $(\varepsilon, δ)$-DP guarantee using DP-SGD with different hyperparameter configurations can exhibit significant variations in empirical privacy, which we quantify through the lens of memorization. We investigate the generality of this phenomenon across multiple dimensions and discuss why it is surprising and relevant. Through regression analysis, we examine how individual and composite hyperparameters influence empirical privacy. The results reveal a no-free-lunch trade-off: existing practices of hyperparameter tuning in DP-SGD, which focus on optimizing utility under a fixed privacy budget, often come at the expense of empirical privacy. To address this, we propose refined heuristics for hyperparameter selection that explicitly account for empirical privacy, showing that they are both precise and practically useful. Finally, we take preliminary steps to understand empirical privacy variance. We propose two hypotheses, identify limitations in existing techniques like privacy auditing, and outline open questions for future research.

cs.LG

Balls-and-Bins Sampling for DP-SGD

We introduce the Balls-and-Bins sampling for differentially private (DP) optimization methods such as DP-SGD. While it has been common practice to use some form of shuffling in DP-SGD implementations, privacy accounting algorithms have typically assumed that Poisson subsampling is used instead. Recent work by Chua et al. (ICML 2024), however, pointed out that shuffling based DP-SGD can have a much larger privacy cost in practical regimes of parameters. In this work we show that the Balls-and-Bins sampling achieves the "best-of-both" samplers, namely, the implementation of Balls-and-Bins sampling is similar to that of Shuffling and models trained using DP-SGD with Balls-and-Bins sampling achieve utility comparable to those trained using DP-SGD with Shuffling at the same noise multiplier, and yet, Balls-and-Bins sampling enjoys similar-or-better privacy amplification as compared to Poisson subsampling in practical regimes.

cs.LG

Fantastic Copyrighted Beasts and How (Not) to Generate Them

Recent studies show that image and video generation models can be prompted to reproduce copyrighted content from their training data, raising serious legal concerns about copyright infringement. Copyrighted characters (e.g., Mario, Batman) present a significant challenge: at least one lawsuit has already awarded damages based on the generation of such characters. Consequently, commercial services like DALL-E have started deploying interventions. However, little research has systematically examined these problems: (1) Can users easily prompt models to generate copyrighted characters, even if it is unintentional?; (2) How effective are the existing mitigation strategies? To address these questions, we introduce a novel evaluation framework with metrics that assess both the generated image's similarity to copyrighted characters and its consistency with user intent, grounded in a set of popular copyrighted characters from diverse studios and regions. We show that state-of-the-art image and video generation models can still generate characters even if characters' names are not explicitly mentioned, sometimes with only two generic keywords (e.g., prompting with "videogame, plumber" consistently generates Nintendo's Mario character). We also introduce semi-automatic techniques to identify such keywords or descriptions that trigger character generation. Using this framework, we evaluate mitigation strategies, including prompt rewriting and new approaches we propose. Our findings reveal that common methods, such as DALL-E's prompt rewriting, are insufficient alone and require supplementary strategies like negative prompting. Our work provides empirical grounding for discussions on copyright mitigation strategies and offers actionable insights for model deployers implementing these safeguards.

cs.CV

Crosslingual Capabilities and Knowledge Barriers in Multilingual Large Language Models

Large language models (LLMs) are typically multilingual due to pretraining on diverse multilingual corpora. But can these models relate corresponding concepts across languages, i.e., be crosslingual? This study evaluates state-of-the-art LLMs on inherently crosslingual tasks. We observe that while these models show promising surface-level crosslingual abilities on machine translation and embedding space analyses, they struggle with deeper crosslingual knowledge transfer, revealing a crosslingual knowledge barrier in both general (MMLU benchmark) and domain-specific (Harry Potter quiz and TOFU benchmark) contexts. Since simple inference-time mitigation methods offer only limited improvement, we propose fine-tuning of LLMs on mixed-language data, which effectively reduces these gaps, even when using out-of-domain datasets like WikiText. Our findings suggest the need for explicit optimization to unlock the full crosslingual potential of LLMs. Our code is publicly available at https://github.com/google-research/crosslingual-knowledge-barriers.

cs.CL

On Memorization of Large Language Models in Logical Reasoning

Large language models (LLMs) achieve good performance on challenging reasoning benchmarks, yet could also make basic reasoning mistakes. This contrasting behavior is puzzling when it comes to understanding the mechanisms behind LLMs' reasoning capabilities. One hypothesis is that the increasingly high and nearly saturated performance on common reasoning benchmarks could be due to the memorization of similar problems. In this paper, we systematically investigate this hypothesis with a quantitative measurement of memorization in reasoning tasks, using a dynamically generated logical reasoning benchmark based on Knights and Knaves (K&K) puzzles. We find that LLMs could interpolate and memorize the training puzzles (achieving near-perfect accuracy) after fine-tuning, yet they struggle with slight variations of these puzzles. On the other hand, we show that while fine-tuning leads to heavy memorization, it also consistently improves generalization performance. Through in-depth analyses with perturbation tests, cross difficulty-level transferability, probing model internals, and fine-tuning with wrong answers, we establish that LLMs develop reasoning skills on K&K puzzles alongside memorization. Finally, our analysis based on a per-sample memorization score sheds light on how LLMs switch between reasoning and memorization when solving logical puzzles. Our code and data are available at https://memkklogic.github.io.

cs.CL

MATH-Perturb: Benchmarking LLMs' Math Reasoning Abilities against Hard Perturbations

Large language models have demonstrated impressive performance on challenging mathematical reasoning tasks, which has triggered the discussion of whether the performance is achieved by true reasoning capability or memorization. To investigate this question, prior work has constructed mathematical benchmarks when questions undergo simple perturbations -- modifications that still preserve the underlying reasoning patterns of the solutions. However, no work has explored hard perturbations, which fundamentally change the nature of the problem so that the original solution steps do not apply. To bridge the gap, we construct MATH-P-Simple and MATH-P-Hard via simple perturbation and hard perturbation, respectively. Each consists of 279 perturbed math problems derived from level-5 (hardest) problems in the MATH dataset (Hendrycksmath et. al., 2021). We observe significant performance drops on MATH-P-Hard across various models, including o1-mini (-16.49%) and gemini-2.0-flash-thinking (-12.9%). We also raise concerns about a novel form of memorization where models blindly apply learned problem-solving skills without assessing their applicability to modified contexts. This issue is amplified when using original problems for in-context learning. We call for research efforts to address this challenge, which is critical for developing more robust and reliable reasoning models.

cs.LG

Scaling Laws for Differentially Private Language Models

Scaling laws have emerged as important components of large language model (LLM) training as they can predict performance gains through scale, and provide guidance on important hyper-parameter choices that would otherwise be expensive. LLMs also rely on large, high-quality training datasets, like those sourced from (sometimes sensitive) user data. Training models on this sensitive user data requires careful privacy protections like differential privacy (DP). However, the dynamics of DP training are significantly different, and consequently their scaling laws are not yet fully understood. In this work, we establish scaling laws that accurately model the intricacies of DP LLM training, providing a complete picture of the compute-privacy-utility tradeoffs and the optimal training configurations in many settings.

cs.LG

Exploring and Mitigating Adversarial Manipulation of Voting-Based Leaderboards

It is now common to evaluate Large Language Models (LLMs) by having humans manually vote to evaluate model outputs, in contrast to typical benchmarks that evaluate knowledge or skill at some particular task. Chatbot Arena, the most popular benchmark of this type, ranks models by asking users to select the better response between two randomly selected models (without revealing which model was responsible for the generations). These platforms are widely trusted as a fair and accurate measure of LLM capabilities. In this paper, we show that if bot protection and other defenses are not implemented, these voting-based benchmarks are potentially vulnerable to adversarial manipulation. Specifically, we show that an attacker can alter the leaderboard (to promote their favorite model or demote competitors) at the cost of roughly a thousand votes (verified in a simulated, offline version of Chatbot Arena). Our attack consists of two steps: first, we show how an attacker can determine which model was used to generate a given reply with more than $95\%$ accuracy; and then, the attacker can use this information to consistently vote for (or against) a target model. Working with the Chatbot Arena developers, we identify, propose, and implement mitigations to improve the robustness of Chatbot Arena against adversarial manipulation, which, based on our analysis, substantially increases the cost of such attacks. Some of these defenses were present before our collaboration, such as bot protection with Cloudflare, malicious user detection, and rate limiting. Others, including reCAPTCHA and login are being integrated to strengthen the security in Chatbot Arena.

cs.LG

Scalable DP-SGD: Shuffling vs. Poisson Subsampling

We provide new lower bounds on the privacy guarantee of the multi-epoch Adaptive Batch Linear Queries (ABLQ) mechanism with shuffled batch sampling, demonstrating substantial gaps when compared to Poisson subsampling; prior analysis was limited to a single epoch. Since the privacy analysis of Differentially Private Stochastic Gradient Descent (DP-SGD) is obtained by analyzing the ABLQ mechanism, this brings into serious question the common practice of implementing shuffling-based DP-SGD, but reporting privacy parameters as if Poisson subsampling was used. To understand the impact of this gap on the utility of trained machine learning models, we introduce a practical approach to implement Poisson subsampling at scale using massively parallel computation, and efficiently train models with the same. We compare the utility of models trained with Poisson-subsampling-based DP-SGD, and the optimistic estimates of utility when using shuffling, via our new lower bounds on the privacy guarantee of ABLQ with shuffling.

cs.LG

Unlearn and Burn: Adversarial Machine Unlearning Requests Destroy Model Accuracy

Machine unlearning algorithms, designed for selective removal of training data from models, have emerged as a promising approach to growing privacy concerns. In this work, we expose a critical yet underexplored vulnerability in the deployment of unlearning systems: the assumption that the data requested for removal is always part of the original training set. We present a threat model where an attacker can degrade model accuracy by submitting adversarial unlearning requests for data not present in the training set. We propose white-box and black-box attack algorithms and evaluate them through a case study on image classification tasks using the CIFAR-10 and ImageNet datasets, targeting a family of widely used unlearning methods. Our results show extremely poor test accuracy following the attack: 3.6% on CIFAR-10 and 0.4% on ImageNet for white-box attacks, and 8.5% on CIFAR-10 and 1.3% on ImageNet for black-box attacks. Additionally, we evaluate various verification mechanisms to detect the legitimacy of unlearning requests and reveal the challenges in verification, as most of the mechanisms fail to detect stealthy attacks without severely impairing their ability to process valid requests. These findings underscore the urgent need for research on more robust request verification methods and unlearning protocols, should the deployment of machine unlearning systems become more prevalent in the future.

cs.CR

Evaluating Copyright Takedown Methods for Language Models

Language models (LMs) derive their capabilities from extensive training on diverse data, including potentially copyrighted material. These models can memorize and generate content similar to their training data, posing potential concerns. Therefore, model creators are motivated to develop mitigation methods that prevent generating protected content. We term this procedure as copyright takedowns for LMs, noting the conceptual similarity to (but legal distinction from) the DMCA takedown This paper introduces the first evaluation of the feasibility and side effects of copyright takedowns for LMs. We propose CoTaEval, an evaluation framework to assess the effectiveness of copyright takedown methods, the impact on the model's ability to retain uncopyrightable factual knowledge from the training data whose recitation is embargoed, and how well the model maintains its general utility and efficiency. We examine several strategies, including adding system prompts, decoding-time filtering interventions, and unlearning approaches. Our findings indicate that no tested method excels across all metrics, showing significant room for research in this unique problem setting and indicating potential unresolved challenges for live policy proposals.

cs.CL

Mind the Privacy Unit! User-Level Differential Privacy for Language Model Fine-Tuning

Large language models (LLMs) have emerged as powerful tools for tackling complex tasks across diverse domains, but they also raise privacy concerns when fine-tuned on sensitive data due to potential memorization. While differential privacy (DP) offers a promising solution by ensuring models are 'almost indistinguishable' with or without any particular privacy unit, current evaluations on LLMs mostly treat each example (text record) as the privacy unit. This leads to uneven user privacy guarantees when contributions per user vary. We therefore study user-level DP motivated by applications where it necessary to ensure uniform privacy protection across users. We present a systematic evaluation of user-level DP for LLM fine-tuning on natural language generation tasks. Focusing on two mechanisms for achieving user-level DP guarantees, Group Privacy and User-wise DP-SGD, we investigate design choices like data selection strategies and parameter tuning for the best privacy-utility tradeoff.

cs.CL