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Chiyuan Zhang

Publications and source records attributed to Chiyuan Zhang.

At least 55 records · Page 3Linked to original sources

Just Fine-tune Twice: Selective Differential Privacy for Large Language Models

Protecting large language models from privacy leakage is becoming increasingly crucial with their wide adoption in real-world products. Yet applying differential privacy (DP), a canonical notion with provable privacy guarantees for machine learning models, to those models remains challenging due to the trade-off between model utility and privacy loss. Utilizing the fact that sensitive information in language data tends to be sparse, Shi et al. (2021) formalized a DP notion extension called Selective Differential Privacy (SDP) to protect only the sensitive tokens defined by a policy function. However, their algorithm only works for RNN-based models. In this paper, we develop a novel framework, Just Fine-tune Twice (JFT), that achieves SDP for state-of-the-art large transformer-based models. Our method is easy to implement: it first fine-tunes the model with redacted in-domain data, and then fine-tunes it again with the original in-domain data using a private training mechanism. Furthermore, we study the scenario of imperfect implementation of policy functions that misses sensitive tokens and develop systematic methods to handle it. Experiments show that our method achieves strong utility compared to previous baselines. We also analyze the SDP privacy guarantee empirically with the canary insertion attack.

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Learning to Reason with Neural Networks: Generalization, Unseen Data and Boolean Measures

This paper considers the Pointer Value Retrieval (PVR) benchmark introduced in [ZRKB21], where a 'reasoning' function acts on a string of digits to produce the label. More generally, the paper considers the learning of logical functions with gradient descent (GD) on neural networks. It is first shown that in order to learn logical functions with gradient descent on symmetric neural networks, the generalization error can be lower-bounded in terms of the noise-stability of the target function, supporting a conjecture made in [ZRKB21]. It is then shown that in the distribution shift setting, when the data withholding corresponds to freezing a single feature (referred to as canonical holdout), the generalization error of gradient descent admits a tight characterization in terms of the Boolean influence for several relevant architectures. This is shown on linear models and supported experimentally on other models such as MLPs and Transformers. In particular, this puts forward the hypothesis that for such architectures and for learning logical functions such as PVR functions, GD tends to have an implicit bias towards low-degree representations, which in turn gives the Boolean influence for the generalization error under quadratic loss.

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The Privacy Onion Effect: Memorization is Relative

Machine learning models trained on private datasets have been shown to leak their private data. While recent work has found that the average data point is rarely leaked, the outlier samples are frequently subject to memorization and, consequently, privacy leakage. We demonstrate and analyse an Onion Effect of memorization: removing the "layer" of outlier points that are most vulnerable to a privacy attack exposes a new layer of previously-safe points to the same attack. We perform several experiments to study this effect, and understand why it occurs. The existence of this effect has various consequences. For example, it suggests that proposals to defend against memorization without training with rigorous privacy guarantees are unlikely to be effective. Further, it suggests that privacy-enhancing technologies such as machine unlearning could actually harm the privacy of other users.

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Deduplicating Training Data Makes Language Models Better

We find that existing language modeling datasets contain many near-duplicate examples and long repetitive substrings. As a result, over 1% of the unprompted output of language models trained on these datasets is copied verbatim from the training data. We develop two tools that allow us to deduplicate training datasets -- for example removing from C4 a single 61 word English sentence that is repeated over 60,000 times. Deduplication allows us to train models that emit memorized text ten times less frequently and require fewer train steps to achieve the same or better accuracy. We can also reduce train-test overlap, which affects over 4% of the validation set of standard datasets, thus allowing for more accurate evaluation. We release code for reproducing our work and performing dataset deduplication at https://github.com/google-research/deduplicate-text-datasets.

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Are All Layers Created Equal?

Understanding deep neural networks is a major research objective with notable experimental and theoretical attention in recent years. The practical success of excessively large networks underscores the need for better theoretical analyses and justifications. In this paper we focus on layer-wise functional structure and behavior in overparameterized deep models. To do so, we study empirically the layers' robustness to post-training re-initialization and re-randomization of the parameters. We provide experimental results which give evidence for the heterogeneity of layers. Morally, layers of large deep neural networks can be categorized as either "robust" or "critical". Resetting the robust layers to their initial values does not result in adverse decline in performance. In many cases, robust layers hardly change throughout training. In contrast, re-initializing critical layers vastly degrades the performance of the network with test error essentially dropping to random guesses. Our study provides further evidence that mere parameter counting or norm calculations are too coarse in studying generalization of deep models, and "flatness" and robustness analysis of trained models need to be examined while taking into account the respective network architectures.

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Do Vision Transformers See Like Convolutional Neural Networks?

Convolutional neural networks (CNNs) have so far been the de-facto model for visual data. Recent work has shown that (Vision) Transformer models (ViT) can achieve comparable or even superior performance on image classification tasks. This raises a central question: how are Vision Transformers solving these tasks? Are they acting like convolutional networks, or learning entirely different visual representations? Analyzing the internal representation structure of ViTs and CNNs on image classification benchmarks, we find striking differences between the two architectures, such as ViT having more uniform representations across all layers. We explore how these differences arise, finding crucial roles played by self-attention, which enables early aggregation of global information, and ViT residual connections, which strongly propagate features from lower to higher layers. We study the ramifications for spatial localization, demonstrating ViTs successfully preserve input spatial information, with noticeable effects from different classification methods. Finally, we study the effect of (pretraining) dataset scale on intermediate features and transfer learning, and conclude with a discussion on connections to new architectures such as the MLP-Mixer.

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Pointer Value Retrieval: A new benchmark for understanding the limits of neural network generalization

Central to the success of artificial neural networks is their ability to generalize. But does neural network generalization primarily rely on seeing highly similar training examples (memorization)? Or are neural networks capable of human-intelligence styled reasoning, and if so, to what extent? These remain fundamental open questions on artificial neural networks. In this paper, as steps towards answering these questions, we introduce a new benchmark, Pointer Value Retrieval (PVR) to study the limits of neural network reasoning. The PVR suite of tasks is based on reasoning about indirection, a hallmark of human intelligence, where a first stage (task) contains instructions for solving a second stage (task). In PVR, this is done by having one part of the task input act as a pointer, giving instructions on a different input location, which forms the output. We show this simple rule can be applied to create a diverse set of tasks across different input modalities and configurations. Importantly, this use of indirection enables systematically varying task difficulty through distribution shifts and increasing functional complexity. We conduct a detailed empirical study of different PVR tasks, discovering large variations in performance across dataset sizes, neural network architectures and task complexity. Further, by incorporating distribution shift and increased functional complexity, we develop nuanced tests for reasoning, revealing subtle failures and surprising successes, suggesting many promising directions of exploration on this benchmark.

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Deep Learning with Label Differential Privacy

The Randomized Response (RR) algorithm is a classical technique to improve robustness in survey aggregation, and has been widely adopted in applications with differential privacy guarantees. We propose a novel algorithm, Randomized Response with Prior (RRWithPrior), which can provide more accurate results while maintaining the same level of privacy guaranteed by RR. We then apply RRWithPrior to learn neural networks with label differential privacy (LabelDP), and show that when only the label needs to be protected, the model performance can be significantly improved over the previous state-of-the-art private baselines. Moreover, we study different ways to obtain priors, which when used with RRWithPrior can additionally improve the model performance, further reducing the accuracy gap between private and non-private models. We complement the empirical results with theoretical analysis showing that LabelDP is provably easier than protecting both the inputs and labels.

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Understanding Invariance via Feedforward Inversion of Discriminatively Trained Classifiers

A discriminatively trained neural net classifier can fit the training data perfectly if all information about its input other than class membership has been discarded prior to the output layer. Surprisingly, past research has discovered that some extraneous visual detail remains in the logit vector. This finding is based on inversion techniques that map deep embeddings back to images. We explore this phenomenon further using a novel synthesis of methods, yielding a feedforward inversion model that produces remarkably high fidelity reconstructions, qualitatively superior to those of past efforts. When applied to an adversarially robust classifier model, the reconstructions contain sufficient local detail and global structure that they might be confused with the original image in a quick glance, and the object category can clearly be gleaned from the reconstruction. Our approach is based on BigGAN (Brock, 2019), with conditioning on logits instead of one-hot class labels. We use our reconstruction model as a tool for exploring the nature of representations, including: the influence of model architecture and training objectives (specifically robust losses), the forms of invariance that networks achieve, representational differences between correctly and incorrectly classified images, and the effects of manipulating logits and images. We believe that our method can inspire future investigations into the nature of information flow in a neural net and can provide diagnostics for improving discriminative models.

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Characterizing Structural Regularities of Labeled Data in Overparameterized Models

Humans are accustomed to environments that contain both regularities and exceptions. For example, at most gas stations, one pays prior to pumping, but the occasional rural station does not accept payment in advance. Likewise, deep neural networks can generalize across instances that share common patterns or structures, yet have the capacity to memorize rare or irregular forms. We analyze how individual instances are treated by a model via a consistency score. The score characterizes the expected accuracy for a held-out instance given training sets of varying size sampled from the data distribution. We obtain empirical estimates of this score for individual instances in multiple data sets, and we show that the score identifies out-of-distribution and mislabeled examples at one end of the continuum and strongly regular examples at the other end. We identify computationally inexpensive proxies to the consistency score using statistics collected during training. We show examples of potential applications to the analysis of deep-learning systems.

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What is being transferred in transfer learning?

One desired capability for machines is the ability to transfer their knowledge of one domain to another where data is (usually) scarce. Despite ample adaptation of transfer learning in various deep learning applications, we yet do not understand what enables a successful transfer and which part of the network is responsible for that. In this paper, we provide new tools and analyses to address these fundamental questions. Through a series of analyses on transferring to block-shuffled images, we separate the effect of feature reuse from learning low-level statistics of data and show that some benefit of transfer learning comes from the latter. We present that when training from pre-trained weights, the model stays in the same basin in the loss landscape and different instances of such model are similar in feature space and close in parameter space.

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What Neural Networks Memorize and Why: Discovering the Long Tail via Influence Estimation

Deep learning algorithms are well-known to have a propensity for fitting the training data very well and often fit even outliers and mislabeled data points. Such fitting requires memorization of training data labels, a phenomenon that has attracted significant research interest but has not been given a compelling explanation so far. A recent work of Feldman (2019) proposes a theoretical explanation for this phenomenon based on a combination of two insights. First, natural image and data distributions are (informally) known to be long-tailed, that is have a significant fraction of rare and atypical examples. Second, in a simple theoretical model such memorization is necessary for achieving close-to-optimal generalization error when the data distribution is long-tailed. However, no direct empirical evidence for this explanation or even an approach for obtaining such evidence were given. In this work we design experiments to test the key ideas in this theory. The experiments require estimation of the influence of each training example on the accuracy at each test example as well as memorization values of training examples. Estimating these quantities directly is computationally prohibitive but we show that closely-related subsampled influence and memorization values can be estimated much more efficiently. Our experiments demonstrate the significant benefits of memorization for generalization on several standard benchmarks. They also provide quantitative and visually compelling evidence for the theory put forth in (Feldman, 2019).

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Identity Crisis: Memorization and Generalization under Extreme Overparameterization

We study the interplay between memorization and generalization of overparameterized networks in the extreme case of a single training example and an identity-mapping task. We examine fully-connected and convolutional networks (FCN and CNN), both linear and nonlinear, initialized randomly and then trained to minimize the reconstruction error. The trained networks stereotypically take one of two forms: the constant function (memorization) and the identity function (generalization). We formally characterize generalization in single-layer FCNs and CNNs. We show empirically that different architectures exhibit strikingly different inductive biases. For example, CNNs of up to 10 layers are able to generalize from a single example, whereas FCNs cannot learn the identity function reliably from 60k examples. Deeper CNNs often fail, but nonetheless do astonishing work to memorize the training output: because CNN biases are location invariant, the model must progressively grow an output pattern from the image boundaries via the coordination of many layers. Our work helps to quantify and visualize the sensitivity of inductive biases to architectural choices such as depth, kernel width, and number of channels.

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Transfusion: Understanding Transfer Learning for Medical Imaging

Transfer learning from natural image datasets, particularly ImageNet, using standard large models and corresponding pretrained weights has become a de-facto method for deep learning applications to medical imaging. However, there are fundamental differences in data sizes, features and task specifications between natural image classification and the target medical tasks, and there is little understanding of the effects of transfer. In this paper, we explore properties of transfer learning for medical imaging. A performance evaluation on two large scale medical imaging tasks shows that surprisingly, transfer offers little benefit to performance, and simple, lightweight models can perform comparably to ImageNet architectures. Investigating the learned representations and features, we find that some of the differences from transfer learning are due to the over-parametrization of standard models rather than sophisticated feature reuse. We isolate where useful feature reuse occurs, and outline the implications for more efficient model exploration. We also explore feature independent benefits of transfer arising from weight scalings.

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Unrestricted Adversarial Examples

We introduce a two-player contest for evaluating the safety and robustness of machine learning systems, with a large prize pool. Unlike most prior work in ML robustness, which studies norm-constrained adversaries, we shift our focus to unconstrained adversaries. Defenders submit machine learning models, and try to achieve high accuracy and coverage on non-adversarial data while making no confident mistakes on adversarial inputs. Attackers try to subvert defenses by finding arbitrary unambiguous inputs where the model assigns an incorrect label with high confidence. We propose a simple unambiguous dataset ("bird-or- bicycle") to use as part of this contest. We hope this contest will help to more comprehensively evaluate the worst-case adversarial risk of machine learning models.

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A Study on Overfitting in Deep Reinforcement Learning

Recent years have witnessed significant progresses in deep Reinforcement Learning (RL). Empowered with large scale neural networks, carefully designed architectures, novel training algorithms and massively parallel computing devices, researchers are able to attack many challenging RL problems. However, in machine learning, more training power comes with a potential risk of more overfitting. As deep RL techniques are being applied to critical problems such as healthcare and finance, it is important to understand the generalization behaviors of the trained agents. In this paper, we conduct a systematic study of standard RL agents and find that they could overfit in various ways. Moreover, overfitting could happen "robustly": commonly used techniques in RL that add stochasticity do not necessarily prevent or detect overfitting. In particular, the same agents and learning algorithms could have drastically different test performance, even when all of them achieve optimal rewards during training. The observations call for more principled and careful evaluation protocols in RL. We conclude with a general discussion on overfitting in RL and a study of the generalization behaviors from the perspective of inductive bias.

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Machine Theory of Mind

Theory of mind (ToM; Premack & Woodruff, 1978) broadly refers to humans' ability to represent the mental states of others, including their desires, beliefs, and intentions. We propose to train a machine to build such models too. We design a Theory of Mind neural network -- a ToMnet -- which uses meta-learning to build models of the agents it encounters, from observations of their behaviour alone. Through this process, it acquires a strong prior model for agents' behaviour, as well as the ability to bootstrap to richer predictions about agents' characteristics and mental states using only a small number of behavioural observations. We apply the ToMnet to agents behaving in simple gridworld environments, showing that it learns to model random, algorithmic, and deep reinforcement learning agents from varied populations, and that it passes classic ToM tasks such as the "Sally-Anne" test (Wimmer & Perner, 1983; Baron-Cohen et al., 1985) of recognising that others can hold false beliefs about the world. We argue that this system -- which autonomously learns how to model other agents in its world -- is an important step forward for developing multi-agent AI systems, for building intermediating technology for machine-human interaction, and for advancing the progress on interpretable AI.

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Theory of Deep Learning IIb: Optimization Properties of SGD

In Theory IIb we characterize with a mix of theory and experiments the optimization of deep convolutional networks by Stochastic Gradient Descent. The main new result in this paper is theoretical and experimental evidence for the following conjecture about SGD: SGD concentrates in probability -- like the classical Langevin equation -- on large volume, "flat" minima, selecting flat minimizers which are with very high probability also global minimizers

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