arXiv subjects

Christian Rathgeb

Publications and source records attributed to Christian Rathgeb.

At least 55 records · Page 3Linked to original sources

arXiv2022

Biometrics in the Era of COVID-19: Challenges and Opportunities

Since early 2020 the COVID-19 pandemic has had a considerable impact on many aspects of daily life. A range of different measures have been implemented worldwide to reduce the rate of new infections and to manage the pressure on national health services. A primary strategy has been to reduce gatherings and the potential for transmission through the prioritisation of remote working and education. Enhanced hand hygiene and the use of facial masks have decreased the spread of pathogens when gatherings are unavoidable. These particular measures present challenges for reliable biometric recognition, e.g. for facial-, voice- and hand-based biometrics. At the same time, new challenges create new opportunities and research directions, e.g. renewed interest in non-constrained iris or periocular recognition, touch-less fingerprint- and vein-based authentication and the use of biometric characteristics for disease detection. This article presents an overview of the research carried out to address those challenges and emerging opportunities.

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arXiv2022

An Overview of Privacy-enhancing Technologies in Biometric Recognition

Privacy-enhancing technologies are technologies that implement fundamental data protection principles. With respect to biometric recognition, different types of privacy-enhancing technologies have been introduced for protecting stored biometric data which are generally classified as sensitive. In this regard, various taxonomies and conceptual categorizations have been proposed and standardization activities have been carried out. However, these efforts have mainly been devoted to certain sub-categories of privacy-enhancing technologies and therefore lack generalization. This work provides an overview of concepts of privacy-enhancing technologies for biometrics in a unified framework. Key aspects and differences between existing concepts are highlighted in detail at each processing step. Fundamental properties and limitations of existing approaches are discussed and related to data protection techniques and principles. Moreover, scenarios and methods for the assessment of privacy-enhancing technologies for biometrics are presented. This paper is meant as a point of entry to the field of biometric data protection and is directed towards experienced researchers as well as non-experts.

cs.CV↗

arXiv2022

An Attack on Facial Soft-biometric Privacy Enhancement

In the recent past, different researchers have proposed privacy-enhancing face recognition systems designed to conceal soft-biometric attributes at feature level. These works have reported impressive results, but generally did not consider specific attacks in their analysis of privacy protection. We introduce an attack on said schemes based on two observations: (1) highly similar facial representations usually originate from face images with similar soft-biometric attributes; (2) to achieve high recognition accuracy, robustness against intra-class variations within facial representations has to be retained in their privacy-enhanced versions. The presented attack only requires the privacy-enhancing algorithm as a black-box and a relatively small database of face images with annotated soft-biometric attributes. Firstly, an intercepted privacy-enhanced face representation is compared against the attacker's database. Subsequently, the unknown attribute is inferred from the attributes associated with the highest obtained similarity scores. In the experiments, the attack is applied against two state-of-the-art approaches. The attack is shown to circumvent the privacy enhancement to a considerable degree and is able to correctly classify gender with an accuracy of up to approximately 90%. Future works on privacy-enhancing face recognition are encouraged to include the proposed attack in evaluations on the privacy protection.

cs.CV↗

arXiv2022

Face Beneath the Ink: Synthetic Data and Tattoo Removal with Application to Face Recognition

Systems that analyse faces have seen significant improvements in recent years and are today used in numerous application scenarios. However, these systems have been found to be negatively affected by facial alterations such as tattoos. To better understand and mitigate the effect of facial tattoos in facial analysis systems, large datasets of images of individuals with and without tattoos are needed. To this end, we propose a generator for automatically adding realistic tattoos to facial images. Moreover, we demonstrate the feasibility of the generation by using a deep learning-based model for removing tattoos from face images. The experimental results show that it is possible to remove facial tattoos from real images without degrading the quality of the image. Additionally, we show that it is possible to improve face recognition accuracy by using the proposed deep learning-based tattoo removal before extracting and comparing facial features.

cs.CV↗

arXiv2022

Reliable Detection of Doppelgängers based on Deep Face Representations

Doppelgängers (or lookalikes) usually yield an increased probability of false matches in a facial recognition system, as opposed to random face image pairs selected for non-mated comparison trials. In this work, we assess the impact of doppelgängers on the HDA Doppelgänger and Disguised Faces in The Wild databases using a state-of-the-art face recognition system. It is found that doppelgänger image pairs yield very high similarity scores resulting in a significant increase of false match rates. Further, we propose a doppelgänger detection method which distinguishes doppelgängers from mated comparison trials by analysing differences in deep representations obtained from face image pairs. The proposed detection system employs a machine learning-based classifier, which is trained with generated doppelgänger image pairs utilising face morphing techniques. Experimental evaluations conducted on the HDA Doppelgänger and Look-Alike Face databases reveal a detection equal error rate of approximately 2.7% for the task of separating mated authentication attempts from doppelgängers.

cs.CV↗

arXiv2022

SynCoLFinGer: Synthetic Contactless Fingerprint Generator

We present the first method for synthetic generation of contactless fingerprint images, referred to as SynCoLFinGer. To this end, the constituent components of contactless fingerprint images regarding capturing, subject characteristics, and environmental influences are modeled and applied to a synthetically generated ridge pattern using the SFinGe algorithm. The proposed method is able to generate different synthetic samples corresponding to a single finger and it can be parameterized to generate contactless fingerprint images of various quality levels. The resemblance of the synthetically generated contactless fingerprints to real fingerprints is confirmed by evaluating biometric sample quality using an adapted NFIQ 2.0 algorithm and biometric utility using a state-of-the-art contactless fingerprint recognition system.

cs.CV↗

arXiv2022

Fun Selfie Filters in Face Recognition: Impact Assessment and Removal

This work investigates the impact of fun selfie filters, which are frequently used to modify selfies, on face recognition systems. Based on a qualitative assessment and classification of freely available mobile applications, ten relevant fun selfie filters are selected to create a database. To this end, the selected filters are automatically applied to face images of public face image databases. Different state-of-the-art methods are used to evaluate the influence of fun selfie filters on the performance of face detection using dlib, RetinaFace, and a COTS method, sample quality estimated by FaceQNet and MagFace, and recognition accuracy employing ArcFace and a COTS algorithm. The obtained results indicate that selfie filters negatively affect face recognition modules, especially if fun selfie filters cover a large region of the face, where the mouth, nose, and eyes are covered. To mitigate such unwanted effects, a GAN-based selfie filter removal algorithm is proposed which consists of a segmentation module, a perceptual network, and a generation module. In a cross-database experiment the application of the presented selfie filter removal technique has shown to significantly improve the biometric performance of the underlying face recognition systems.

cs.CV↗

arXiv2022

Crowd-powered Face Manipulation Detection: Fusing Human Examiner Decisions

We investigate the potential of fusing human examiner decisions for the task of digital face manipulation detection. To this end, various decision fusion methods are proposed incorporating the examiners' decision confidence, experience level, and their time to take a decision. Conducted experiments are based on a psychophysical evaluation of digital face image manipulation detection capabilities of humans in which different manipulation techniques were applied, i.e. face morphing, face swapping and retouching. The decisions of 223 participants were fused to simulate crowds of up to seven human examiners. Experimental results reveal that (1) despite the moderate detection performance achieved by single human examiners, a high accuracy can be obtained through decision fusion and (2) a weighted fusion which takes the examiners' decision confidence into account yields the most competitive detection performance.

cs.CV↗

arXiv2022

Psychophysical Evaluation of Human Performance in Detecting Digital Face Image Manipulations

In recent years, increasing deployment of face recognition technology in security-critical settings, such as border control or law enforcement, has led to considerable interest in the vulnerability of face recognition systems to attacks utilising legitimate documents, which are issued on the basis of digitally manipulated face images. As automated manipulation and attack detection remains a challenging task, conventional processes with human inspectors performing identity verification remain indispensable. These circumstances merit a closer investigation of human capabilities in detecting manipulated face images, as previous work in this field is sparse and often concentrated only on specific scenarios and biometric characteristics. This work introduces a web-based, remote visual discrimination experiment on the basis of principles adopted from the field of psychophysics and subsequently discusses interdisciplinary opportunities with the aim of examining human proficiency in detecting different types of digitally manipulated face images, specifically face swapping, morphing, and retouching. In addition to analysing appropriate performance measures, a possible metric of detectability is explored. Experimental data of 306 probands indicate that detection performance is widely distributed across the population and detection of certain types of face image manipulations is much more challenging than others.

cs.CV↗

arXiv2021

Deep Face Fuzzy Vault: Implementation and Performance

Biometric technologies, especially face recognition, have become an essential part of identity management systems worldwide. In deployments of biometrics, secure storage of biometric information is necessary in order to protect the users' privacy. In this context, biometric cryptosystems are designed to meet key requirements of biometric information protection enabling a privacy-preserving storage and comparison of biometric data. This work investigates the application of a well-known biometric cryptosystem, i.e. the improved fuzzy vault scheme, to facial feature vectors extracted through deep convolutional neural networks. To this end, a feature transformation method is introduced which maps fixed-length real-valued deep feature vectors to integer-valued feature sets. As part of said feature transformation, a detailed analysis of different feature quantisation and binarisation techniques is conducted. At key binding, obtained feature sets are locked in an unlinkable improved fuzzy vault. For key retrieval, the efficiency of different polynomial reconstruction techniques is investigated. The proposed feature transformation method and template protection scheme are agnostic of the biometric characteristic. In experiments, an unlinkable improved deep face fuzzy vault-based template protection scheme is constructed employing features extracted with a state-of-the-art deep convolutional neural network trained with the additive angular margin loss (ArcFace). For the best configuration, a false non-match rate below 1% at a false match rate of 0.01%, is achieved in cross-database experiments on the FERET and FRGCv2 face databases. On average, a security level of up to approximately 28 bits is obtained. This work presents an effective face-based fuzzy vault scheme providing privacy protection of facial reference data as well as digital key derivation from face.

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arXiv2021

Face Image Quality Assessment: A Literature Survey

The performance of face analysis and recognition systems depends on the quality of the acquired face data, which is influenced by numerous factors. Automatically assessing the quality of face data in terms of biometric utility can thus be useful to detect low-quality data and make decisions accordingly. This survey provides an overview of the face image quality assessment literature, which predominantly focuses on visible wavelength face image input. A trend towards deep learning based methods is observed, including notable conceptual differences among the recent approaches, such as the integration of quality assessment into face recognition models. Besides image selection, face image quality assessment can also be used in a variety of other application scenarios, which are discussed herein. Open issues and challenges are pointed out, i.a. highlighting the importance of comparability for algorithm evaluations, and the challenge for future work to create deep learning approaches that are interpretable in addition to providing accurate utility predictions.

cs.CV↗

arXiv2021

Differential Anomaly Detection for Facial Images

Due to their convenience and high accuracy, face recognition systems are widely employed in governmental and personal security applications to automatically recognise individuals. Despite recent advances, face recognition systems have shown to be particularly vulnerable to identity attacks (i.e., digital manipulations and attack presentations). Identity attacks pose a big security threat as they can be used to gain unauthorised access and spread misinformation. In this context, most algorithms for detecting identity attacks generalise poorly to attack types that are unknown at training time. To tackle this problem, we introduce a differential anomaly detection framework in which deep face embeddings are first extracted from pairs of images (i.e., reference and probe) and then combined for identity attack detection. The experimental evaluation conducted over several databases shows a high generalisation capability of the proposed method for detecting unknown attacks in both the digital and physical domains.

cs.CV↗

arXiv2021

Deep Learning-based Single Image Face Depth Data Enhancement

Face recognition can benefit from the utilization of depth data captured using low-cost cameras, in particular for presentation attack detection purposes. Depth video output from these capture devices can however contain defects such as holes or general depth inaccuracies. This work proposes a deep learning face depth enhancement method in this context of facial biometrics, which adds a security aspect to the topic. U-Net-like architectures are utilized, and the networks are compared against hand-crafted enhancer types, as well as a similar depth enhancer network from related work trained for an adjacent application scenario. All tested enhancer types exclusively use depth data as input, which differs from methods that enhance depth based on additional input data such as visible light color images. Synthetic face depth ground truth images and degraded forms thereof are created with help of PRNet, to train multiple deep learning enhancer models with different network sizes and training configurations. Evaluations are carried out on the synthetic data, on Kinect v1 images from the KinectFaceDB, and on in-house RealSense D435 images. These evaluations include an assessment of the falsification for occluded face depth input, which is relevant to biometric security. The proposed deep learning enhancers yield noticeably better results than the tested preexisting enhancers, without overly falsifying depth data when non-face input is provided, and are shown to reduce the error of a simple landmark-based PAD method.

cs.CV↗

arXiv2021

Feature Fusion Methods for Indexing and Retrieval of Biometric Data: Application to Face Recognition with Privacy Protection

Computationally efficient, accurate, and privacy-preserving data storage and retrieval are among the key challenges faced by practical deployments of biometric identification systems worldwide. In this work, a method of protected indexing of biometric data is presented. By utilising feature-level fusion of intelligently paired templates, a multi-stage search structure is created. During retrieval, the list of potential candidate identities is successively pre-filtered, thereby reducing the number of template comparisons necessary for a biometric identification transaction. Protection of the biometric probe templates, as well as the stored reference templates and the created index is carried out using homomorphic encryption. The proposed method is extensively evaluated in closed-set and open-set identification scenarios on publicly available databases using two state-of-the-art open-source face recognition systems. With respect to a typical baseline algorithm utilising an exhaustive search-based retrieval algorithm, the proposed method enables a reduction of the computational workload associated with a biometric identification transaction by 90%, while simultaneously suffering no degradation of the biometric performance. Furthermore, by facilitating a seamless integration of template protection with open-source homomorphic encryption libraries, the proposed method guarantees unlinkability, irreversibility, and renewability of the protected biometric data.

cs.CV↗

arXiv2021

Demographic Fairness in Face Identification: The Watchlist Imbalance Effect

Recently, different researchers have found that the gallery composition of a face database can induce performance differentials to facial identification systems in which a probe image is compared against up to all stored reference images to reach a biometric decision. This negative effect is referred to as "watchlist imbalance effect". In this work, we present a method to theoretically estimate said effect for a biometric identification system given its verification performance across demographic groups and the composition of the used gallery. Further, we report results for identification experiments on differently composed demographic subsets, i.e. females and males, of the public academic MORPH database using the open-source ArcFace face recognition system. It is shown that the database composition has a huge impact on performance differentials in biometric identification systems, even if performance differentials are less pronounced in the verification scenario. This study represents the first detailed analysis of the watchlist imbalance effect which is expected to be of high interest for future research in the field of facial recognition.

cs.CV↗

arXiv2021

Impact of Facial Tattoos and Paintings on Face Recognition Systems

In the past years, face recognition technologies have shown impressive recognition performance, mainly due to recent developments in deep convolutional neural networks. Notwithstanding those improvements, several challenges which affect the performance of face recognition systems remain. In this work, we investigate the impact that facial tattoos and paintings have on current face recognition systems. To this end, we first collected an appropriate database containing image-pairs of individuals with and without facial tattoos or paintings. The assembled database was used to evaluate how facial tattoos and paintings affect the detection, quality estimation, as well as the feature extraction and comparison modules of a face recognition system. The impact on these modules was evaluated using state-of-the-art open-source and commercial systems. The obtained results show that facial tattoos and paintings affect all the tested modules, especially for images where a large area of the face is covered with tattoos or paintings. Our work is an initial case-study and indicates a need to design algorithms which are robust to the visual changes caused by facial tattoos and paintings.

cs.CV↗

arXiv2021

Effects of Image Compression on Face Image Manipulation Detection: A Case Study on Facial Retouching

In the past years, numerous methods have been introduced to reliably detect digital face image manipulations. Lately, the generalizability of these schemes has been questioned in particular with respect to image post-processing. Image compression represents a post-processing which is frequently applied in diverse biometric application scenarios. Severe compression might erase digital traces of face image manipulation and hence hamper a reliable detection thereof. In this work, the effects of image compression on face image manipulation detection are analyzed. In particular, a case study on facial retouching detection under the influence of image compression is presented. To this end, ICAO-compliant subsets of two public face databases are used to automatically create a database containing more than 9,000 retouched reference images together with unconstrained probe images. Subsequently, reference images are compressed applying JPEG and JPEG 2000 at compression levels recommended for face image storage in electronic travel documents. Novel detection algorithms utilizing texture descriptors and deep face representations are proposed and evaluated in a single image and differential scenario. Results obtained from challenging cross-database experiments in which the analyzed retouching technique is unknown during training yield interesting findings: (1) most competitive detection performance is achieved for differential scenarios employing deep face representations; (2) image compression severely impacts the performance of face image manipulation detection schemes based on texture descriptors while methods utilizing deep face representations are found to be highly robust; (3) in some cases, the application of image compression might as well improve detection performance.

cs.CV↗

arXiv2021

Signal-level Fusion for Indexing and Retrieval of Facial Biometric Data

The growing scope, scale, and number of biometric deployments around the world emphasise the need for research into technologies facilitating efficient and reliable biometric identification queries. This work presents a method of indexing biometric databases, which relies on signal-level fusion of facial images (morphing) to create a multi-stage data-structure and retrieval protocol. By successively pre-filtering the list of potential candidate identities, the proposed method makes it possible to reduce the necessary number of biometric template comparisons to complete a biometric identification transaction. The proposed method is extensively evaluated on publicly available databases using open-source and commercial off-the-shelf recognition systems. The results show that using the proposed method, the computational workload can be reduced down to around 30%, while the biometric performance of a baseline exhaustive search-based retrieval is fully maintained, both in closed-set and open-set identification scenarios.

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