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Christopher A. Choquette-Choo

Publications and source records attributed to Christopher A. Choquette-Choo.

At least 19 recordsLinked to original sources

GPT-Red: Automated Red Teaming via Self-Play at Scale

We introduce \textbf{GPT-Red}, an automated red-teaming agent that is trained to discover novel prompt injection attacks against frontier LLMs. The goal of this model is to evaluate and improve the robustness of our production systems. To this end, we use it to adversarially train GPT-5.6, our most robust model to prompt injections to date. To create GPT-Red, we design a scalable self-play algorithm where the model is tasked with attacking a diverse population of simultaneously-trained defender agents. We train the model on realistic red-teaming environments using compute on the same scale as some of our largest RL post-training runs, making it the single-largest LLM safety training run ever documented. GPT-Red excels at red-teaming: it reliably breaks our past models up to GPT-5.5, it finds more successful attacks than human red-teamers, and it generalizes to held-out environments, defender models, and harnesses. In the future, we expect that as we improve the robustness of each new GPT model, it will in turn will provide better learning signal for \textit{even stronger} red-teamer agents, thus unlocking a self-improvement flywheel.

cs.CR↗

IH-Challenge: A Training Dataset to Improve Instruction Hierarchy on Frontier LLMs

Instruction hierarchy (IH) defines how LLMs prioritize system, developer, user, and tool instructions under conflict, providing a concrete, trust-ordered policy for resolving instruction conflicts. IH is key to defending against jailbreaks, system prompt extractions, and agentic prompt injections. However, robust IH behavior is difficult to train: IH failures can be confounded with instruction-following failures, conflicts can be nuanced, and models can learn shortcuts such as overrefusing. We introduce IH-Challenge, a reinforcement learning training dataset, to address these difficulties. Fine-tuning GPT-5-Mini on IH-Challenge with online adversarial example generation improves IH robustness by +10.0% on average across 16 in-distribution, out-of-distribution, and human red-teaming benchmarks (84.1% to 94.1%), reduces unsafe behavior from 6.6% to 0.7% while improving helpfulness on general safety evaluations, and saturates an internal static agentic prompt injection evaluation, with minimal capability regression. We release the IH-Challenge dataset (https://huggingface.co/datasets/openai/ih-challenge) to support future research on robust instruction hierarchy.

cs.AI↗

Exploring the limits of strong membership inference attacks on large language models

State-of-the-art membership inference attacks (MIAs) typically require training many reference models, making it difficult to scale these attacks to large pre-trained language models (LLMs). As a result, prior research has either relied on weaker attacks that avoid training references (e.g., fine-tuning attacks), or on stronger attacks applied to small models and datasets. However, weaker attacks have been shown to be brittle and insights from strong attacks in simplified settings do not translate to today's LLMs. These challenges prompt an important question: are the limitations observed in prior work due to attack design choices, or are MIAs fundamentally ineffective on LLMs? We address this question by scaling LiRA--one of the strongest MIAs--to GPT-2 architectures ranging from 10M to 1B parameters, training references on over 20B tokens from the C4 dataset. Our results advance the understanding of MIAs on LLMs in four key ways. While (1) strong MIAs can succeed on pre-trained LLMs, (2) their effectiveness, remains limited (e.g., AUC<0.7) in practical settings. (3) Even when strong MIAs achieve better-than-random AUC, aggregate metrics can conceal substantial per-sample MIA decision instability: due to training randomness, many decisions are so unstable that they are statistically indistinguishable from a coin flip. Finally, (4) the relationship between MIA success and related LLM privacy metrics is not as straightforward as prior work has suggested.

cs.CR↗

Machine Unlearning Doesn't Do What You Think: Lessons for Generative AI Policy and Research

"Machine unlearning" is a popular proposed solution for mitigating the existence of content in an AI model that is problematic for legal or moral reasons, including privacy, copyright, safety, and more. For example, unlearning is often invoked as a solution for removing the effects of specific information from a generative-AI model's parameters, e.g., a particular individual's personal data or the inclusion of copyrighted content in the model's training data. Unlearning is also proposed as a way to prevent a model from generating targeted types of information in its outputs, e.g., generations that closely resemble a particular individual's data or reflect the concept of "Spiderman." Both of these goals--the targeted removal of information from a model and the targeted suppression of information from a model's outputs--present various technical and substantive challenges. We provide a framework for ML researchers and policymakers to think rigorously about these challenges, identifying several mismatches between the goals of unlearning and feasible implementations. These mismatches explain why unlearning is not a general-purpose solution for circumscribing generative-AI model behavior in service of broader positive impact.

cs.LG↗

Extracting alignment data in open models

In this work, we show that it is possible to extract significant amounts of alignment training data from a post-trained model -- useful to steer the model to improve certain capabilities such as long-context reasoning, safety, instruction following, and maths. While the majority of related work on memorisation has focused on measuring success of training data extraction through string matching, we argue that embedding models are better suited for our specific goals. Distances measured through a high quality embedding model can identify semantic similarities between strings that a different metric such as edit distance will struggle to capture. In fact, in our investigation, approximate string matching would have severely undercounted (by a conservative estimate of $10\times$) the amount of data that can be extracted due to trivial artifacts that deflate the metric. Interestingly, we find that models readily regurgitate training data that was used in post-training phases such as SFT or RL. We show that this data can be then used to train a base model, recovering a meaningful amount of the original performance. We believe our work exposes a possibly overlooked risk towards extracting alignment data. Finally, our work opens up an interesting discussion on the downstream effects of distillation practices: since models seem to be regurgitating aspects of their training set, distillation can therefore be thought of as indirectly training on the model's original dataset.

cs.AI↗

VaultGemma: A Differentially Private Gemma Model

We introduce VaultGemma 1B, a 1 billion parameter model within the Gemma family, fully trained with differential privacy. Pretrained on the identical data mixture used for the Gemma 2 series, VaultGemma 1B represents a significant step forward in privacy-preserving large language models. We openly release this model to the community

cs.CR↗

Phantom: General Backdoor Attacks on Retrieval Augmented Language Generation

Retrieval Augmented Generation (RAG) expands the capabilities of modern large language models (LLMs), by anchoring, adapting, and personalizing their responses to the most relevant knowledge sources. It is particularly useful in chatbot applications, allowing developers to customize LLM output without expensive retraining. Despite their significant utility in various applications, RAG systems present new security risks. In this work, we propose a novel attack that allows an adversary to inject a single malicious document into a RAG system's knowledge base, and mount a backdoor poisoning attack. We design Phantom, a general two-stage optimization framework against RAG systems, that crafts a malicious poisoned document leading to an integrity violation in the model's output. First, the document is constructed to be retrieved only when a specific naturally occurring trigger sequence of tokens appears in the victim's queries. Second, the document is further optimized with crafted adversarial text that induces various adversarial objectives on the LLM output, including refusal to answer, reputation damage, privacy violations, and harmful behaviors.We demonstrate our attacks on multiple open-source LLM architectures, including Gemma, Vicuna, and Llama, and show that they transfer to closed-source models such as GPT-3.5 Turbo and GPT-4. Finally, we successfully demonstrate our attack on an end-to-end black-box production RAG system: NVIDIA's "Chat with RTX''.

cs.CR↗

Privacy Ripple Effects from Adding or Removing Personal Information in Language Model Training

Due to the sensitive nature of personally identifiable information (PII), its owners may have the authority to control its inclusion or request its removal from large-language model (LLM) training. Beyond this, PII may be added or removed from training datasets due to evolving dataset curation techniques, because they were newly scraped for retraining, or because they were included in a new downstream fine-tuning stage. We find that the amount and ease of PII memorization is a dynamic property of a model that evolves throughout training pipelines and depends on commonly altered design choices. We characterize three such novel phenomena: (1) similar-appearing PII seen later in training can elicit memorization of earlier-seen sequences in what we call assisted memorization, and this is a significant factor (in our settings, up to 1/3); (2) adding PII can increase memorization of other PII significantly (in our settings, as much as $\approx\!7.5\times$); and (3) removing PII can lead to other PII being memorized. Model creators should consider these first- and second-order privacy risks when training models to avoid the risk of new PII regurgitation.

cs.CL↗

Efficient and Privacy-Preserving Soft Prompt Transfer for LLMs

Prompting has become a dominant paradigm for adapting large language models (LLMs). While discrete (textual) prompts are widely used for their interpretability, soft (parameter) prompts have recently gained traction in APIs. This is because they can encode information from more training samples while minimizing the user's token usage, leaving more space in the context window for task-specific input. However, soft prompts are tightly coupled to the LLM they are tuned on, limiting their generalization to other LLMs. This constraint is particularly problematic for efficiency and privacy: (1) tuning prompts on each LLM incurs high computational costs, especially as LLMs continue to grow in size. Additionally, (2) when the LLM is hosted externally, soft prompt tuning often requires sharing private data with the LLM provider. For instance, this is the case with the NVIDIA NeMo API. To address these issues, we propose POST (Privacy Of Soft prompt Transfer), a framework that enables private tuning of soft prompts on a small model and subsequently transfers these prompts to a larger LLM. POST uses knowledge distillation to derive a small model directly from the large LLM to improve prompt transferability, tunes the soft prompt locally, optionally with differential privacy guarantees, and transfers it back to the larger LLM using a small public dataset. Our experiments show that POST reduces computational costs, preserves privacy, and effectively transfers high-utility soft prompts.

cs.LG↗

Correlated Noise Mechanisms for Differentially Private Learning

This monograph explores the design and analysis of correlated noise mechanisms for differential privacy (DP), focusing on their application to private training of AI and machine learning models via the core primitive of estimation of weighted prefix sums. While typical DP mechanisms inject independent noise into each step of a stochastic gradient (SGD) learning algorithm in order to protect the privacy of the training data, a growing body of recent research demonstrates that introducing (anti-)correlations in the noise can significantly improve privacy-utility trade-offs by carefully canceling out some of the noise added on earlier steps in subsequent steps. Such correlated noise mechanisms, known variously as matrix mechanisms, factorization mechanisms, and DP-Follow-the-Regularized-Leader (DP-FTRL) when applied to learning algorithms, have also been influential in practice, with industrial deployment at a global scale.

cs.LG↗

Lessons from Defending Gemini Against Indirect Prompt Injections

Gemini is increasingly used to perform tasks on behalf of users, where function-calling and tool-use capabilities enable the model to access user data. Some tools, however, require access to untrusted data introducing risk. Adversaries can embed malicious instructions in untrusted data which cause the model to deviate from the user's expectations and mishandle their data or permissions. In this report, we set out Google DeepMind's approach to evaluating the adversarial robustness of Gemini models and describe the main lessons learned from the process. We test how Gemini performs against a sophisticated adversary through an adversarial evaluation framework, which deploys a suite of adaptive attack techniques to run continuously against past, current, and future versions of Gemini. We describe how these ongoing evaluations directly help make Gemini more resilient against manipulation.

cs.CR↗

LLMs unlock new paths to monetizing exploits

We argue that Large language models (LLMs) will soon alter the economics of cyberattacks. Instead of attacking the most commonly used software and monetizing exploits by targeting the lowest common denominator among victims, LLMs enable adversaries to launch tailored attacks on a user-by-user basis. On the exploitation front, instead of human attackers manually searching for one difficult-to-identify bug in a product with millions of users, LLMs can find thousands of easy-to-identify bugs in products with thousands of users. And on the monetization front, instead of generic ransomware that always performs the same attack (encrypt all your data and request payment to decrypt), an LLM-driven ransomware attack could tailor the ransom demand based on the particular content of each exploited device. We show that these two attacks (and several others) are imminently practical using state-of-the-art LLMs. For example, we show that without any human intervention, an LLM finds highly sensitive personal information in the Enron email dataset (e.g., an executive having an affair with another employee) that could be used for blackmail. While some of our attacks are still too expensive to scale widely today, the incentives to implement these attacks will only increase as LLMs get cheaper. Thus, we argue that LLMs create a need for new defense-in-depth approaches.

cs.CR↗

Recite, Reconstruct, Recollect: Memorization in LMs as a Multifaceted Phenomenon

Memorization in language models is typically treated as a homogenous phenomenon, neglecting the specifics of the memorized data. We instead model memorization as the effect of a set of complex factors that describe each sample and relate it to the model and corpus. To build intuition around these factors, we break memorization down into a taxonomy: recitation of highly duplicated sequences, reconstruction of inherently predictable sequences, and recollection of sequences that are neither. We demonstrate the usefulness of our taxonomy by using it to construct a predictive model for memorization. By analyzing dependencies and inspecting the weights of the predictive model, we find that different factors influence the likelihood of memorization differently depending on the taxonomic category.

cs.CL↗

Language Models May Verbatim Complete Text They Were Not Explicitly Trained On

An important question today is whether a given text was used to train a large language model (LLM). A \emph{completion} test is often employed: check if the LLM completes a sufficiently complex text. This, however, requires a ground-truth definition of membership; most commonly, it is defined as a member based on the $n$-gram overlap between the target text and any text in the dataset. In this work, we demonstrate that this $n$-gram based membership definition can be effectively gamed. We study scenarios where sequences are \emph{non-members} for a given $n$ and we find that completion tests still succeed. We find many natural cases of this phenomenon by retraining LLMs from scratch after removing all training samples that were completed; these cases include exact duplicates, near-duplicates, and even short overlaps. They showcase that it is difficult to find a single viable choice of $n$ for membership definitions. Using these insights, we design adversarial datasets that can cause a given target sequence to be completed without containing it, for any reasonable choice of $n$. Our findings highlight the inadequacy of $n$-gram membership, suggesting membership definitions fail to account for auxiliary information available to the training algorithm.

cs.CL↗

Gemma 3 Technical Report

We introduce Gemma 3, a multimodal addition to the Gemma family of lightweight open models, ranging in scale from 1 to 27 billion parameters. This version introduces vision understanding abilities, a wider coverage of languages and longer context - at least 128K tokens. We also change the architecture of the model to reduce the KV-cache memory that tends to explode with long context. This is achieved by increasing the ratio of local to global attention layers, and keeping the span on local attention short. The Gemma 3 models are trained with distillation and achieve superior performance to Gemma 2 for both pre-trained and instruction finetuned versions. In particular, our novel post-training recipe significantly improves the math, chat, instruction-following and multilingual abilities, making Gemma3-4B-IT competitive with Gemma2-27B-IT and Gemma3-27B-IT comparable to Gemini-1.5-Pro across benchmarks. We release all our models to the community.

cs.CL↗

Near Exact Privacy Amplification for Matrix Mechanisms

We study the problem of computing the privacy parameters for DP machine learning when using privacy amplification via random batching and noise correlated across rounds via a correlation matrix $\textbf{C}$ (i.e., the matrix mechanism). Past work on this problem either only applied to banded $\textbf{C}$, or gave loose privacy parameters. In this work, we give a framework for computing near-exact privacy parameters for any lower-triangular, non-negative $\textbf{C}$. Our framework allows us to optimize the correlation matrix $\textbf{C}$ while accounting for amplification, whereas past work could not. Empirically, we show this lets us achieve smaller RMSE on prefix sums than the previous state-of-the-art (SOTA). We also show that we can improve on the SOTA performance on deep learning tasks. Our two main technical tools are (i) using Monte Carlo accounting to bypass composition, which was the main technical challenge for past work, and (ii) a "balls-in-bins" batching scheme that enables easy privacy analysis and is closer to practical random batching than Poisson sampling.

cs.CR↗

Measuring memorization in language models via probabilistic extraction

Large language models (LLMs) are susceptible to memorizing training data, raising concerns about the potential extraction of sensitive information at generation time. Discoverable extraction is the most common method for measuring this issue: split a training example into a prefix and suffix, then prompt the LLM with the prefix, and deem the example extractable if the LLM generates the matching suffix using greedy sampling. This definition yields a yes-or-no determination of whether extraction was successful with respect to a single query. Though efficient to compute, we show that this definition is unreliable because it does not account for non-determinism present in more realistic (non-greedy) sampling schemes, for which LLMs produce a range of outputs for the same prompt. We introduce probabilistic discoverable extraction, which, without additional cost, relaxes discoverable extraction by considering multiple queries to quantify the probability of extracting a target sequence. We evaluate our probabilistic measure across different models, sampling schemes, and training-data repetitions, and find that this measure provides more nuanced information about extraction risk compared to traditional discoverable extraction.

cs.LG↗

Privacy Auditing of Large Language Models

Current techniques for privacy auditing of large language models (LLMs) have limited efficacy -- they rely on basic approaches to generate canaries which leads to weak membership inference attacks that in turn give loose lower bounds on the empirical privacy leakage. We develop canaries that are far more effective than those used in prior work under threat models that cover a range of realistic settings. We demonstrate through extensive experiments on multiple families of fine-tuned LLMs that our approach sets a new standard for detection of privacy leakage. For measuring the memorization rate of non-privately trained LLMs, our designed canaries surpass prior approaches. For example, on the Qwen2.5-0.5B model, our designed canaries achieve $49.6\%$ TPR at $1\%$ FPR, vastly surpassing the prior approach's $4.2\%$ TPR at $1\%$ FPR. Our method can be used to provide a privacy audit of $\varepsilon \approx 1$ for a model trained with theoretical $\varepsilon$ of 4. To the best of our knowledge, this is the first time that a privacy audit of LLM training has achieved nontrivial auditing success in the setting where the attacker cannot train shadow models, insert gradient canaries, or access the model at every iteration.

cs.CR↗