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Christopher A. Strong

Publications and source records attributed to Christopher A. Strong.

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Robust Direct Data-Driven Hamiltonian for Safe Set Computation under Measurement Noise and Disturbances

Safe set computation is a fundamental challenge in safety-critical control systems, especially in direct data-driven settings where safety analysis is performed directly from noise-affected measurements, without explicit modeling. A recently proposed method, Data-Driven Hamiltonian (DDH), enables reachability analysis directly from measurements, without relying on prior knowledge of the underlying system dynamics. This paper extends the DDH framework to a robust setting that accounts for measurement noise, exogenous disturbances, and sampling-induced state-velocity estimation error. A Robust Data-Driven Hamiltonian (R-DDH) is derived from noisy measurements and shown to yield a certified lower bound on the exact Hamiltonian. This results in a provable under-approximation of the value function and an inner approximation of the associated safe set. The gap between the data-driven and exact Hamiltonians is quantified, and it is shown to converge to zero with more data in a noise-free setting with additive disturbances. The effectiveness of the approach is shown through two case studies: a constrained double integrator and an aircraft taxiing system with a nonlinear closed-loop controller operating under perceptual uncertainty.

eess.SY

Data-Driven Hamiltonian for Direct Construction of Safe Set from Trajectory Data

In continuous-time optimal control, evaluating the Hamiltonian requires solving a constrained optimization problem using the system's dynamics model. Hamilton-Jacobi reachability analysis for safety verification has demonstrated practical utility only when efficient evaluation of the Hamiltonian over a large state-time grid is possible. In this study, we introduce the concept of a data-driven Hamiltonian (DDH), which circumvents the need for an explicit dynamics model by relying only on mild prior knowledge (e.g., Lipschitz constants), thus enabling the construction of reachable sets directly from trajectory data. Recognizing that the Hamiltonian is the optimal inner product between a given costate and realizable state velocities, the DDH estimates the Hamiltonian using the worst-case realization of the velocity field based on the observed state trajectory data. This formulation ensures a conservative approximation of the true Hamiltonian for uncertain dynamics. The reachable set computed based on the DDH is also ensured to be a conservative approximation of the true reachable set. Next, we propose a data-efficient safe experiment framework for gradual expansion of safe sets using the DDH. This is achieved by iteratively conducting experiments within the computed data-driven safe set and updating the set using newly collected trajectory data. To demonstrate the capabilities of our approach, we showcase its effectiveness in safe flight envelope expansion for a tiltrotor vehicle transitioning from near-hover to forward flight.

eess.SY

ZoPE: A Fast Optimizer for ReLU Networks with Low-Dimensional Inputs

Deep neural networks often lack the safety and robustness guarantees needed to be deployed in safety critical systems. Formal verification techniques can be used to prove input-output safety properties of networks, but when properties are difficult to specify, we rely on the solution to various optimization problems. In this work, we present an algorithm called ZoPE that solves optimization problems over the output of feedforward ReLU networks with low-dimensional inputs. The algorithm eagerly splits the input space, bounding the objective using zonotope propagation at each step, and improves computational efficiency compared to existing mixed-integer programming approaches. We demonstrate how to formulate and solve three types of optimization problems: (i) minimization of any convex function over the output space, (ii) minimization of a convex function over the output of two networks in series with an adversarial perturbation in the layer between them, and (iii) maximization of the difference in output between two networks. Using ZoPE, we observe a $25\times$ speedup on property $1$ of the ACAS Xu neural network verification benchmark compared to several state-of-the-art verifiers, and an $85\times$ speedup on a set of linear optimization problems compared to a mixed-integer programming baseline. We demonstrate the versatility of the optimizer in analyzing networks by projecting onto the range of a generative adversarial network and visualizing the differences between a compressed and uncompressed network.

cs.LG

Generating Probabilistic Safety Guarantees for Neural Network Controllers

Neural networks serve as effective controllers in a variety of complex settings due to their ability to represent expressive policies. The complex nature of neural networks, however, makes their output difficult to verify and predict, which limits their use in safety-critical applications. While simulations provide insight into the performance of neural network controllers, they are not enough to guarantee that the controller will perform safely in all scenarios. To address this problem, recent work has focused on formal methods to verify properties of neural network outputs. For neural network controllers, we can use a dynamics model to determine the output properties that must hold for the controller to operate safely. In this work, we develop a method to use the results from neural network verification tools to provide probabilistic safety guarantees on a neural network controller. We develop an adaptive verification approach to efficiently generate an overapproximation of the neural network policy. Next, we modify the traditional formulation of Markov decision process (MDP) model checking to provide guarantees on the overapproximated policy given a stochastic dynamics model. Finally, we incorporate techniques in state abstraction to reduce overapproximation error during the model checking process. We show that our method is able to generate meaningful probabilistic safety guarantees for aircraft collision avoidance neural networks that are loosely inspired by Airborne Collision Avoidance System X (ACAS X), a family of collision avoidance systems that formulates the problem as a partially observable Markov decision process (POMDP).

cs.AI

Global Optimization of Objective Functions Represented by ReLU Networks

Neural networks can learn complex, non-convex functions, and it is challenging to guarantee their correct behavior in safety-critical contexts. Many approaches exist to find failures in networks (e.g., adversarial examples), but these cannot guarantee the absence of failures. Verification algorithms address this need and provide formal guarantees about a neural network by answering "yes or no" questions. For example, they can answer whether a violation exists within certain bounds. However, individual "yes or no" questions cannot answer qualitative questions such as "what is the largest error within these bounds"; the answers to these lie in the domain of optimization. Therefore, we propose strategies to extend existing verifiers to perform optimization and find: (i) the most extreme failure in a given input region and (ii) the minimum input perturbation required to cause a failure. A naive approach using a bisection search with an off-the-shelf verifier results in many expensive and overlapping calls to the verifier. Instead, we propose an approach that tightly integrates the optimization process into the verification procedure, achieving better runtime performance than the naive approach. We evaluate our approach implemented as an extension of Marabou, a state-of-the-art neural network verifier, and compare its performance with the bisection approach and MIPVerify, an optimization-based verifier. We observe complementary performance between our extension of Marabou and MIPVerify.

cs.LG

Verification of Image-based Neural Network Controllers Using Generative Models

Neural networks are often used to process information from image-based sensors to produce control actions. While they are effective for this task, the complex nature of neural networks makes their output difficult to verify and predict, limiting their use in safety-critical systems. For this reason, recent work has focused on combining techniques in formal methods and reachability analysis to obtain guarantees on the closed-loop performance of neural network controllers. However, these techniques do not scale to the high-dimensional and complicated input space of image-based neural network controllers. In this work, we propose a method to address these challenges by training a generative adversarial network (GAN) to map states to plausible input images. By concatenating the generator network with the control network, we obtain a network with a low-dimensional input space. This insight allows us to use existing closed-loop verification tools to obtain formal guarantees on the performance of image-based controllers. We apply our approach to provide safety guarantees for an image-based neural network controller for an autonomous aircraft taxi problem. We guarantee that the controller will keep the aircraft on the runway and guide the aircraft towards the center of the runway. The guarantees we provide are with respect to the set of input images modeled by our generator network, so we provide a recall metric to evaluate how well the generator captures the space of plausible images.

cs.LG