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Christy Liang

Publications and source records attributed to Christy Liang.

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SteerCheck: Attribution Specificity and Alignment Leakage in Activation-Steering Audits

Activation steering can change behaviour without establishing that the effect is specific to the intended concept. We introduce SteerCheck, a preregistered attribution audit that matches off-target KL and separates mean, protected-tail, polarity, transfer, and semantic claims. Exact replay of 960 Qwen3-14B interventions reveals complementary limits of common controls: isotropic directions occupy a narrow near-orthogonal region, whereas sign-randomized same-construction directions often retain substantial target alignment. Effect is strongly associated with signed cosine within the sign-randomized family ($\rho=.94$); $25.3\%$ of its draws exceed cosine $.5$, and every draw exceeding the observed mean effect has cosine above $.80$. This alignment leakage does not by itself invalidate a conditional randomization test; it limits what the comparator can distinguish and motivates reporting exchangeability assumptions, a construction diagnostic $A$, and the empirical cosine distribution. The primary Qwen complete gate remains negative because the protected tail fails all families. On independent data, continuous margin transfers only in Qwen and accuracy transfers in no selected cell. Prospectively registered language controls pass the complete gate in Qwen and DeepSeek, while a passing DeepSeek detox comparator rules out categorical separation; all nominal passes are sensitive to $\Gamma=1.10$. Frozen three-rater open-generation evaluation supports factual correction in DeepSeek but not Qwen; the automatic judge fails calibration (macro-F1 $.562$), so null-wide semantic results remain descriptive. SteerCheck makes these conditional and mixed conclusions auditable.

cs.CL

How Query Visibility Changes KV-Cache Compression Rankings: A Matched-Budget Audit

KV-cache compression methods are predominantly evaluated with the query appended to the context before compression -- a query-aware protocol. Yet the economic case for a compressed KV cache is reuse: compress a document once, answer many future questions against it. In that deployment, compression must happen query-agnostic -- before any question is seen. We present a matched-budget audit of six published compression methods against three trivial baselines on three open 7-9B models (144,300 paired evaluations on RULER-8192; 40,800 on LongBench; 50,000-resample paired bootstrap throughout). Everything is held fixed -- model, compression ratio, instances, decoding -- except the scoring rule. Three findings. (1) Query visibility changes the rankings: under the agnostic protocol, of the five audited methods that share a common attention backend, only KeyDiff beats a best-of-3 trivial baseline consistently (31 of 36 cells), and the most widely deployed method, SnapKV, loses to "keep the start and the recent window" on average (-0.066). (2) The per-method drop between the two protocols is ordered consistently with how visible the question is to each method's scoring signal, legible in its source code: from Delta=+0.198 for SnapKV (the question sits inside its 64-token observation window) down to Delta=+0.011 for KeyDiff (its score contains no query term at all).

cs.LG

A Non-Monolithic Policy Approach of Offline-to-Online Reinforcement Learning

Offline-to-online reinforcement learning (RL) leverages both pre-trained offline policies and online policies trained for downstream tasks, aiming to improve data efficiency and accelerate performance enhancement. An existing approach, Policy Expansion (PEX), utilizes a policy set composed of both policies without modifying the offline policy for exploration and learning. However, this approach fails to ensure sufficient learning of the online policy due to an excessive focus on exploration with both policies. Since the pre-trained offline policy can assist the online policy in exploiting a downstream task based on its prior experience, it should be executed effectively and tailored to the specific requirements of the downstream task. In contrast, the online policy, with its immature behavioral strategy, has the potential for exploration during the training phase. Therefore, our research focuses on harmonizing the advantages of the offline policy, termed exploitation, with those of the online policy, referred to as exploration, without modifying the offline policy. In this study, we propose an innovative offline-to-online RL method that employs a non-monolithic exploration approach. Our methodology demonstrates superior performance compared to PEX.

cs.LG

Decoupling Exploration and Exploitation for Unsupervised Pre-training with Successor Features

Unsupervised pre-training has been on the lookout for the virtue of a value function representation referred to as successor features (SFs), which decouples the dynamics of the environment from the rewards. It has a significant impact on the process of task-specific fine-tuning due to the decomposition. However, existing approaches struggle with local optima due to the unified intrinsic reward of exploration and exploitation without considering the linear regression problem and the discriminator supporting a small skill sapce. We propose a novel unsupervised pre-training model with SFs based on a non-monolithic exploration methodology. Our approach pursues the decomposition of exploitation and exploration of an agent built on SFs, which requires separate agents for the respective purpose. The idea will leverage not only the inherent characteristics of SFs such as a quick adaptation to new tasks but also the exploratory and task-agnostic capabilities. Our suggested model is termed Non-Monolithic unsupervised Pre-training with Successor features (NMPS), which improves the performance of the original monolithic exploration method of pre-training with SFs. NMPS outperforms Active Pre-training with Successor Features (APS) in a comparative experiment.

cs.LG

An Autonomous Non-monolithic Agent with Multi-mode Exploration based on Options Framework

Most exploration research on reinforcement learning (RL) has paid attention to `the way of exploration', which is `how to explore'. The other exploration research, `when to explore', has not been the main focus of RL exploration research. The issue of `when' of a monolithic exploration in the usual RL exploration behaviour binds an exploratory action to an exploitational action of an agent. Recently, a non-monolithic exploration research has emerged to examine the mode-switching exploration behaviour of humans and animals. The ultimate purpose of our research is to enable an agent to decide when to explore or exploit autonomously. We describe the initial research of an autonomous multi-mode exploration of non-monolithic behaviour in an options framework. The higher performance of our method is shown against the existing non-monolithic exploration method through comparative experimental results.

cs.AI

Deep Safe Multi-Task Learning

In recent years, Multi-Task Learning (MTL) has attracted much attention due to its good performance in many applications. However, many existing MTL models cannot guarantee that their performance is no worse than their single-task counterparts on each task. Though some works have empirically observed this phenomenon, little work aims to handle the resulting problem. In this paper, we formally define this phenomenon as negative sharing and define safe multi-task learning where no negative sharing occurs. To achieve safe multi-task learning, we propose a Deep Safe Multi-Task Learning (DSMTL) model with two learning strategies: individual learning and joint learning. We theoretically study the safeness of both learning strategies in the DSMTL model to show that the proposed methods can achieve some versions of safe multi-task learning. Moreover, to improve the scalability of the DSMTL model, we propose an extension, which automatically learns a compact architecture and empirically achieves safe multi-task learning. Extensive experiments on benchmark datasets verify the safeness of the proposed methods.

cs.LG

Hierarchical Reinforcement Learning with Optimal Level Synchronization Based on Flow-Based Deep Generative Model

High-dimensional state and action spaces combined with sparse reward structures in reinforcement learning (RL) environments typically require advanced control architectures. Hierarchical Reinforcement Learning (HRL) demonstrates superior performance compared to atomic RL approaches in these challenging scenarios. HRL can manage the complexity of commands to achieve task objectives through its hierarchical structure. One of the key challenges in HRL is efficiently training each level's policy with optimal data collection from its experience. Off-policy correction is a critical technique for facilitating sample-efficient off-policy training in HRL, as it addresses the non-stationary issue of higher-level policy training. However, existing methods typically employ indirect probabilistic approaches that fail to accurately capture the current capability of the lower-level policy. This mismatch ultimately constrains the effectiveness of higher-level policy training. In this paper, we propose a novel HRL model that supports direct off-policy correction based on a Flow-based Deep Generative Model (FDGM). This approach leverages the inverse operation of FDGM to achieve goals aligned with the current knowledge of the lower-level policy. Additionally, our model addresses the limitations of FDGM to enable its effective use in HRL. Through comparative experiments on benchmark environments, our model demonstrates superior performance over existing models.

cs.LG