arXiv subjects

Chuanlong Xie

Publications and source records attributed to Chuanlong Xie.

At least 19 recordsLinked to original sources

arXiv2026

A Unified Framework for In-Context Learning with Causal and Masked Language Models

In-context learning (ICL) has emerged as a central capability of pretrained language models, yet its theoretical analysis has focused primarily on causal language models trained by left-to-right autoregressive prediction, such as GPT-style models. Masked language models instead recover masked tokens from bidirectional context, and their role in ICL remains less understood. We develop a statistical learning framework that represents the context examples by their empirical measure and models prediction as a function of the context and the query. This formulation places autoregressive and masked pretraining objectives within a common excess-risk analysis. Under Wasserstein-type regularity conditions, we relate pretraining with T tasks and N samples per task to k-shot excess risk at inference, obtaining same-order upper bounds for masked and autoregressive objectives. We also study task-distribution shift, where pretraining tasks are sampled from P and inference tasks from Q; the resulting bound contains an additional term controlled by the lifted Wasserstein distance between P and Q. The bounds further imply an order-optimal allocation under a fixed pretraining data budget and refined rates under intrinsic low-dimensional structure. Experiments on controlled function-learning tasks show that the Masked Pair Encoder (MPE) can achieve performance comparable to GPT-2-style causal Transformers, suggesting that ICL behavior is not specific to causal language models.

cs.LG↗

arXiv2026

Empirical Likelihood-Based Fairness Auditing: Distribution-Free Certification and Flagging

Machine learning models in high-stakes applications, such as recidivism prediction and automated personnel selection, often exhibit systematic performance disparities across sensitive subpopulations, raising critical concerns regarding algorithmic bias. Fairness auditing addresses these risks through two primary functions: certification, which verifies adherence to fairness constraints; and flagging, which isolates specific demographic groups experiencing disparate treatment. However, existing auditing techniques are frequently limited by restrictive distributional assumptions or prohibitive computational overhead. We propose a novel empirical likelihood-based (EL) framework that constructs robust statistical measures for model performance disparities. Unlike traditional methods, our approach is non-parametric; the proposed disparity statistics follow asymptotically chi-square or mixed chi-square distributions, ensuring valid inference without assuming underlying data distributions. This framework uses a constrained optimization profile that admits stable numerical solutions, facilitating both large-scale certification and efficient subpopulation discovery. Empirically, the EL methods outperform bootstrap-based approaches, yielding coverage rates closer to nominal levels while reducing computational latency by several orders of magnitude. We demonstrate the practical utility of this framework on the COMPAS dataset, where it successfully flags intersectional biases, specifically identifying a significantly higher positive prediction rate for African-American males under 25 and a systemic under-prediction for Caucasian females relative to the population mean.

stat.ML↗

arXiv2026

ONRW: Optimizing inversion noise for high-quality and robust watermark

Watermarking methods have always been effective means of protecting intellectual property, yet they face significant challenges. Although existing deep learning-based watermarking systems can hide watermarks in images with minimal impact on image quality, they often lack robustness when encountering image corruptions during transmission, which undermines their practical application value. To this end, we propose a high-quality and robust watermark framework based on the diffusion model. Our method first converts the clean image into inversion noise through a null-text optimization process, and after optimizing the inversion noise in the latent space, it produces a high-quality watermarked image through an iterative denoising process of the diffusion model. The iterative denoising process serves as a powerful purification mechanism, ensuring both the visual quality of the watermarked image and enhancing the robustness of the watermark against various corruptions. To prevent the optimizing of inversion noise from distorting the original semantics of the image, we specifically introduced self-attention constraints and pseudo-mask strategies. Extensive experimental results demonstrate the superior performance of our method against various image corruptions. In particular, our method outperforms the stable signature method by an average of 10\% across 12 different image transformations on COCO datasets. Our codes are available at https://github.com/920927/ONRW.

cs.CV↗

arXiv2025

Sliding-Window Merging for Compacting Patch-Redundant Layers in LLMs

Depth-wise pruning accelerates LLM inference in resource-constrained scenarios but suffers from performance degradation due to direct removal of entire Transformer layers. This paper reveals ``Patch-like'' redundancy across layers via correlation analysis of the outputs of different layers in reproducing kernel Hilbert space, demonstrating consecutive layers exhibit high functional similarity. Building on this observation, this paper proposes Sliding-Window Merging (SWM) - a dynamic compression method that selects consecutive layers from top to bottom using a pre-defined similarity threshold, and compacts patch-redundant layers through a parameter consolidation, thereby simplifying the model structure while maintaining its performance. Extensive experiments on LLMs with various architectures and different parameter scales show that our method outperforms existing pruning techniques in both zero-shot inference performance and retraining recovery quality after pruning. In particular, in the experiment with 35% pruning on the Vicuna-7B model, our method achieved a 1.654% improvement in average performance on zero-shot tasks compared to the existing method. Moreover, we further reveal the potential of combining depth pruning with width pruning to enhance the pruning effect. Our codes are available at https://github.com/920927/SLM-a-sliding-layer-merging-method.

cs.CV↗

arXiv2025

Benchmarking Out-of-Distribution Detection for Plankton Recognition: A Systematic Evaluation of Advanced Methods in Marine Ecological Monitoring

Automated plankton recognition models face significant challenges during real-world deployment due to distribution shifts (Out-of-Distribution, OoD) between training and test data. This stems from plankton's complex morphologies, vast species diversity, and the continuous discovery of novel species, which leads to unpredictable errors during inference. Despite rapid advancements in OoD detection methods in recent years, the field of plankton recognition still lacks a systematic integration of the latest computer vision developments and a unified benchmark for large-scale evaluation. To address this, this paper meticulously designed a series of OoD benchmarks simulating various distribution shift scenarios based on the DYB-PlanktonNet dataset \cite{875n-f104-21}, and systematically evaluated twenty-two OoD detection methods. Extensive experimental results demonstrate that the ViM \cite{wang2022vim} method significantly outperforms other approaches in our constructed benchmarks, particularly excelling in Far-OoD scenarios with substantial improvements in key metrics. This comprehensive evaluation not only provides a reliable reference for algorithm selection in automated plankton recognition but also lays a solid foundation for future research in plankton OoD detection. To our knowledge, this study marks the first large-scale, systematic evaluation and analysis of Out-of-Distribution data detection methods in plankton recognition. Code is available at https://github.com/BlackJack0083/PlanktonOoD.

cs.CV↗

arXiv2025

In-Context Learning as Nonparametric Conditional Probability Estimation: Risk Bounds and Optimality

This paper investigates the expected excess risk of in-context learning (ICL) for multiclass classification. We formalize each task as a sequence of labeled examples followed by a query input; a pretrained model then estimates the query's conditional class probabilities. The expected excess risk is defined as the average truncated Kullback-Leibler (KL) divergence between the predicted and true conditional class distributions over a specified family of tasks. We establish a new oracle inequality for this risk, based on KL divergence, in multiclass classification. This yields tight upper and lower bounds for transformer-based models, showing that the ICL estimator achieves the minimax optimal rate (up to logarithmic factors) for conditional probability estimation. From a technical standpoint, our results introduce a novel method for controlling generalization error via uniform empirical entropy. We further demonstrate that multilayer perceptrons (MLPs) can also perform ICL and attain the same optimal rate (up to logarithmic factors) under suitable assumptions, suggesting that effective ICL need not be exclusive to transformer architectures.

stat.ML↗

arXiv2025

DipSVD: Dual-importance Protected SVD for Efficient LLM Compression

The ever-increasing computational demands and deployment costs of large language models (LLMs) have spurred numerous compressing methods. Compared to quantization and unstructured pruning, SVD compression offers superior hardware compatibility and theoretical guarantees. However, existing SVD-based methods focus on the overall discrepancy between the original and compressed matrices while overlooking the protection of critical components within the matrix, which leads to inferior performance in the compressed models. This paper proposes a dual-level importance protection mechanism to enhance SVD-based compression methods: (1) local importance protection: preserving the most critical singular vectors within each weight matrix through channel-weighted data whitening; and (2) global importance protection: enabling less important layers to bear a greater portion of the compression burden through either a heuristic or optimization-based approach, thereby minimizing the impact of compression on critical layers. Extensive experiments demonstrate that DipSVD outperforms existing SVD-based compression approaches across multiple benchmarks, achieving superior model performance especially at high model compression ratios.

cs.LG↗

arXiv2025

AdvLogo: Adversarial Patch Attack against Object Detectors based on Diffusion Models

With the rapid development of deep learning, object detectors have demonstrated impressive performance; however, vulnerabilities still exist in certain scenarios. Current research exploring the vulnerabilities using adversarial patches often struggles to balance the trade-off between attack effectiveness and visual quality. To address this problem, we propose a novel framework of patch attack from semantic perspective, which we refer to as AdvLogo. Based on the hypothesis that every semantic space contains an adversarial subspace where images can cause detectors to fail in recognizing objects, we leverage the semantic understanding of the diffusion denoising process and drive the process to adversarial subareas by perturbing the latent and unconditional embeddings at the last timestep. To mitigate the distribution shift that exposes a negative impact on image quality, we apply perturbation to the latent in frequency domain with the Fourier Transform. Experimental results demonstrate that AdvLogo achieves strong attack performance while maintaining high visual quality.

cs.CV↗

arXiv2024

An Efficient Framework for Enhancing Discriminative Models via Diffusion Techniques

Image classification serves as the cornerstone of computer vision, traditionally achieved through discriminative models based on deep neural networks. Recent advancements have introduced classification methods derived from generative models, which offer the advantage of zero-shot classification. However, these methods suffer from two main drawbacks: high computational overhead and inferior performance compared to discriminative models. Inspired by the coordinated cognitive processes of rapid-slow pathway interactions in the human brain during visual signal recognition, we propose the Diffusion-Based Discriminative Model Enhancement Framework (DBMEF). This framework seamlessly integrates discriminative and generative models in a training-free manner, leveraging discriminative models for initial predictions and endowing deep neural networks with rethinking capabilities via diffusion models. Consequently, DBMEF can effectively enhance the classification accuracy and generalization capability of discriminative models in a plug-and-play manner. We have conducted extensive experiments across 17 prevalent deep model architectures with different training methods, including both CNN-based models such as ResNet and Transformer-based models like ViT, to demonstrate the effectiveness of the proposed DBMEF. Specifically, the framework yields a 1.51\% performance improvement for ResNet-50 on the ImageNet dataset and 3.02\% on the ImageNet-A dataset. In conclusion, our research introduces a novel paradigm for image classification, demonstrating stable improvements across different datasets and neural networks. The code is available at https://github.com/ChunXiaostudy/DBMEF.

cs.CV↗

arXiv2024

DSDE: Using Proportion Estimation to Improve Model Selection for Out-of-Distribution Detection

Model library is an effective tool for improving the performance of single-model Out-of-Distribution (OoD) detector, mainly through model selection and detector fusion. However, existing methods in the literature do not provide uncertainty quantification for model selection results. Additionally, the model ensemble process primarily focuses on controlling the True Positive Rate (TPR) while neglecting the False Positive Rate (FPR). In this paper, we emphasize the significance of the proportion of models in the library that identify the test sample as an OoD sample. This proportion holds crucial information and directly influences the error rate of OoD detection.To address this, we propose inverting the commonly-used sequential p-value strategies. We define the rejection region initially and then estimate the error rate. Furthermore, we introduce a novel perspective from change-point detection and propose an approach for proportion estimation with automatic hyperparameter selection. We name the proposed approach as DOS-Storey-based Detector Ensemble (DSDE). Experimental results on CIFAR10 and CIFAR100 demonstrate the effectiveness of our approach in tackling OoD detection challenges. Specifically, the CIFAR10 experiments show that DSDE reduces the FPR from 11.07% to 3.31% compared to the top-performing single-model detector.

stat.ML↗

arXiv2024

Technique Report of CVPR 2024 PBDL Challenges

The intersection of physics-based vision and deep learning presents an exciting frontier for advancing computer vision technologies. By leveraging the principles of physics to inform and enhance deep learning models, we can develop more robust and accurate vision systems. Physics-based vision aims to invert the processes to recover scene properties such as shape, reflectance, light distribution, and medium properties from images. In recent years, deep learning has shown promising improvements for various vision tasks, and when combined with physics-based vision, these approaches can enhance the robustness and accuracy of vision systems. This technical report summarizes the outcomes of the Physics-Based Vision Meets Deep Learning (PBDL) 2024 challenge, held in CVPR 2024 workshop. The challenge consisted of eight tracks, focusing on Low-Light Enhancement and Detection as well as High Dynamic Range (HDR) Imaging. This report details the objectives, methodologies, and results of each track, highlighting the top-performing solutions and their innovative approaches.

cs.CV↗

arXiv2024

Provable Contrastive Continual Learning

Continual learning requires learning incremental tasks with dynamic data distributions. So far, it has been observed that employing a combination of contrastive loss and distillation loss for training in continual learning yields strong performance. To the best of our knowledge, however, this contrastive continual learning framework lacks convincing theoretical explanations. In this work, we fill this gap by establishing theoretical performance guarantees, which reveal how the performance of the model is bounded by training losses of previous tasks in the contrastive continual learning framework. Our theoretical explanations further support the idea that pre-training can benefit continual learning. Inspired by our theoretical analysis of these guarantees, we propose a novel contrastive continual learning algorithm called CILA, which uses adaptive distillation coefficients for different tasks. These distillation coefficients are easily computed by the ratio between average distillation losses and average contrastive losses from previous tasks. Our method shows great improvement on standard benchmarks and achieves new state-of-the-art performance.

cs.LG↗

arXiv2024

Enhancing Out-of-Distribution Detection with Multitesting-based Layer-wise Feature Fusion

Deploying machine learning in open environments presents the challenge of encountering diverse test inputs that differ significantly from the training data. These out-of-distribution samples may exhibit shifts in local or global features compared to the training distribution. The machine learning (ML) community has responded with a number of methods aimed at distinguishing anomalous inputs from original training data. However, the majority of previous studies have primarily focused on the output layer or penultimate layer of pre-trained deep neural networks. In this paper, we propose a novel framework, Multitesting-based Layer-wise Out-of-Distribution (OOD) Detection (MLOD), to identify distributional shifts in test samples at different levels of features through rigorous multiple testing procedure. Our approach distinguishes itself from existing methods as it does not require modifying the structure or fine-tuning of the pre-trained classifier. Through extensive experiments, we demonstrate that our proposed framework can seamlessly integrate with any existing distance-based inspection method while efficiently utilizing feature extractors of varying depths. Our scheme effectively enhances the performance of out-of-distribution detection when compared to baseline methods. In particular, MLOD-Fisher achieves superior performance in general. When trained using KNN on CIFAR10, MLOD-Fisher significantly lowers the false positive rate (FPR) from 24.09% to 7.47% on average compared to merely utilizing the features of the last layer.

cs.LG↗

arXiv2023

Heavy-Tailed Regularization of Weight Matrices in Deep Neural Networks

Unraveling the reasons behind the remarkable success and exceptional generalization capabilities of deep neural networks presents a formidable challenge. Recent insights from random matrix theory, specifically those concerning the spectral analysis of weight matrices in deep neural networks, offer valuable clues to address this issue. A key finding indicates that the generalization performance of a neural network is associated with the degree of heavy tails in the spectrum of its weight matrices. To capitalize on this discovery, we introduce a novel regularization technique, termed Heavy-Tailed Regularization, which explicitly promotes a more heavy-tailed spectrum in the weight matrix through regularization. Firstly, we employ the Weighted Alpha and Stable Rank as penalty terms, both of which are differentiable, enabling the direct calculation of their gradients. To circumvent over-regularization, we introduce two variations of the penalty function. Then, adopting a Bayesian statistics perspective and leveraging knowledge from random matrices, we develop two novel heavy-tailed regularization methods, utilizing Powerlaw distribution and Frechet distribution as priors for the global spectrum and maximum eigenvalues, respectively. We empirically show that heavytailed regularization outperforms conventional regularization techniques in terms of generalization performance.

stat.ML↗

arXiv2023

Fair-CDA: Continuous and Directional Augmentation for Group Fairness

In this work, we propose {\it Fair-CDA}, a fine-grained data augmentation strategy for imposing fairness constraints. We use a feature disentanglement method to extract the features highly related to the sensitive attributes. Then we show that group fairness can be achieved by regularizing the models on transition paths of sensitive features between groups. By adjusting the perturbation strength in the direction of the paths, our proposed augmentation is controllable and auditable. To alleviate the accuracy degradation caused by fairness constraints, we further introduce a calibrated model to impute labels for the augmented data. Our proposed method does not assume any data generative model and ensures good generalization for both accuracy and fairness. Experimental results show that Fair-CDA consistently outperforms state-of-the-art methods on widely-used benchmarks, e.g., Adult, CelebA and MovieLens. Especially, Fair-CDA obtains an 86.3\% relative improvement for fairness while maintaining the accuracy on the Adult dataset. Moreover, we evaluate Fair-CDA in an online recommendation system to demonstrate the effectiveness of our method in terms of accuracy and fairness.

cs.LG↗

arXiv2023

Boosting Out-of-Distribution Detection with Multiple Pre-trained Models

Out-of-Distribution (OOD) detection, i.e., identifying whether an input is sampled from a novel distribution other than the training distribution, is a critical task for safely deploying machine learning systems in the open world. Recently, post hoc detection utilizing pre-trained models has shown promising performance and can be scaled to large-scale problems. This advance raises a natural question: Can we leverage the diversity of multiple pre-trained models to improve the performance of post hoc detection methods? In this work, we propose a detection enhancement method by ensembling multiple detection decisions derived from a zoo of pre-trained models. Our approach uses the p-value instead of the commonly used hard threshold and leverages a fundamental framework of multiple hypothesis testing to control the true positive rate of In-Distribution (ID) data. We focus on the usage of model zoos and provide systematic empirical comparisons with current state-of-the-art methods on various OOD detection benchmarks. The proposed ensemble scheme shows consistent improvement compared to single-model detectors and significantly outperforms the current competitive methods. Our method substantially improves the relative performance by 65.40% and 26.96% on the CIFAR10 and ImageNet benchmarks.

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arXiv2022

ZooD: Exploiting Model Zoo for Out-of-Distribution Generalization

Recent advances on large-scale pre-training have shown great potentials of leveraging a large set of Pre-Trained Models (PTMs) for improving Out-of-Distribution (OoD) generalization, for which the goal is to perform well on possible unseen domains after fine-tuning on multiple training domains. However, maximally exploiting a zoo of PTMs is challenging since fine-tuning all possible combinations of PTMs is computationally prohibitive while accurate selection of PTMs requires tackling the possible data distribution shift for OoD tasks. In this work, we propose ZooD, a paradigm for PTMs ranking and ensemble with feature selection. Our proposed metric ranks PTMs by quantifying inter-class discriminability and inter-domain stability of the features extracted by the PTMs in a leave-one-domain-out cross-validation manner. The top-K ranked models are then aggregated for the target OoD task. To avoid accumulating noise induced by model ensemble, we propose an efficient variational EM algorithm to select informative features. We evaluate our paradigm on a diverse model zoo consisting of 35 models for various OoD tasks and demonstrate: (i) model ranking is better correlated with fine-tuning ranking than previous methods and up to 9859x faster than brute-force fine-tuning; (ii) OoD generalization after model ensemble with feature selection outperforms the state-of-the-art methods and the accuracy on most challenging task DomainNet is improved from 46.5\% to 50.6\%. Furthermore, we provide the fine-tuning results of 35 PTMs on 7 OoD datasets, hoping to help the research of model zoo and OoD generalization. Code will be available at https://gitee.com/mindspore/models/tree/master/research/cv/zood.

cs.LG↗

arXiv2022

Boosting Out-of-distribution Detection with Typical Features

Out-of-distribution (OOD) detection is a critical task for ensuring the reliability and safety of deep neural networks in real-world scenarios. Different from most previous OOD detection methods that focus on designing OOD scores or introducing diverse outlier examples to retrain the model, we delve into the obstacle factors in OOD detection from the perspective of typicality and regard the feature's high-probability region of the deep model as the feature's typical set. We propose to rectify the feature into its typical set and calculate the OOD score with the typical features to achieve reliable uncertainty estimation. The feature rectification can be conducted as a {plug-and-play} module with various OOD scores. We evaluate the superiority of our method on both the commonly used benchmark (CIFAR) and the more challenging high-resolution benchmark with large label space (ImageNet). Notably, our approach outperforms state-of-the-art methods by up to 5.11$\%$ in the average FPR95 on the ImageNet benchmark.

cs.CV↗