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Chuhan Wu

Publications and source records attributed to Chuhan Wu.

At least 37 records · Page 2Linked to original sources

RevisEval: Improving LLM-as-a-Judge via Response-Adapted References

With significant efforts in recent studies, LLM-as-a-Judge has become a cost-effective alternative to human evaluation for assessing text generation quality in a wide range of tasks. However, there still remains a reliability gap between LLM-as-a-Judge and human evaluation. One important reason is the lack of guided oracles in the evaluation process. Motivated by the role of reference pervasively used in classic text evaluation, we introduce RevisEval, a novel text generation evaluation paradigm via the response-adapted references. RevisEval is driven by the key observation that an ideal reference should maintain the necessary relevance to the response to be evaluated. Specifically, RevisEval leverages the text revision capabilities of large language models (LLMs) to adaptively revise the response, then treat the revised text as the reference (response-adapted reference) for the subsequent evaluation. Extensive experiments demonstrate that RevisEval outperforms traditional reference-free and reference-based evaluation paradigms that use LLM-as-a-Judge across NLG tasks and open-ended instruction-following tasks. More importantly, our response-adapted references can further boost the classical text metrics, e.g., BLEU and BERTScore, compared to traditional references and even rival the LLM-as-a-Judge. A detailed analysis is also conducted to confirm RevisEval's effectiveness in bias reduction, the impact of inference cost, and reference relevance.

cs.CL↗

Crowd Comparative Reasoning: Unlocking Comprehensive Evaluations for LLM-as-a-Judge

LLM-as-a-Judge, which generates chain-of-thought (CoT) judgments, has become a widely adopted auto-evaluation method. However, its reliability is compromised by the CoT reasoning's inability to capture comprehensive and deeper details, often leading to incomplete outcomes. Existing methods mainly rely on majority voting or criteria expansion, which is insufficient to address the limitation in CoT. We propose Crowd-based Comparative Evaluation, which introduces additional crowd responses to compare with the candidate responses, thereby exposing deeper and more comprehensive details within the candidate responses. This process effectively guides LLM-as-a-Judge to provide a more detailed CoT judgment. Extensive experiments demonstrate that our approach enhances evaluation reliability, achieving an average accuracy gain of 6.7% across five benchmarks. Moreover, our method produces higher-quality CoTs that facilitate judge distillation and exhibit superior performance in rejection sampling for supervised fine-tuning (SFT), referred to as crowd rejection sampling, thereby enabling more efficient SFT. Our analysis confirms that CoTs generated by ours are more comprehensive and of higher quality, and evaluation accuracy improves as inference scales.

cs.CL↗

Optimizing Sequential Recommendation Models with Scaling Laws and Approximate Entropy

Scaling Laws have emerged as a powerful framework for understanding how model performance evolves as they increase in size, providing valuable insights for optimizing computational resources. In the realm of Sequential Recommendation (SR), which is pivotal for predicting users' sequential preferences, these laws offer a lens through which to address the challenges posed by the scalability of SR models. However, the presence of structural and collaborative issues in recommender systems prevents the direct application of the Scaling Law (SL) in these systems. In response, we introduce the Performance Law for SR models, which aims to theoretically investigate and model the relationship between model performance and data quality. Specifically, we first fit the HR and NDCG metrics to transformer-based SR models. Subsequently, we propose Approximate Entropy (ApEn) to assess data quality, presenting a more nuanced approach compared to traditional data quantity metrics. Our method enables accurate predictions across various dataset scales and model sizes, demonstrating a strong correlation in large SR models and offering insights into achieving optimal performance for any given model configuration.

cs.AI↗

Few-shot LLM Synthetic Data with Distribution Matching

As large language models (LLMs) advance, their ability to perform in-context learning and few-shot language generation has improved significantly. This has spurred using LLMs to produce high-quality synthetic data to enhance the performance of smaller models like online retrievers or weak LLMs. However, LLM-generated synthetic data often differs from the real data in key language attributes (e.g., styles, tones, content proportions, etc.). As a result, mixing these synthetic data directly with real data may distort the original data distribution, potentially hindering performance improvements. To solve this, we introduce SynAlign: a synthetic data generation and filtering framework based on key attribute distribution matching. Before generation, SynAlign employs an uncertainty tracker surrogated by the Gaussian Process model to iteratively select data clusters distinct from selected ones as demonstrations for new data synthesis, facilitating the efficient exploration diversity of the real data. Then, a latent attribute reasoning method is employed: the LLM summarizes linguistic attributes of demonstrations and then synthesizes new data based on them. This approach facilitates synthesizing diverse data with linguistic attributes that appear in real data.After generation, the Maximum Mean Discrepancy is used as the objective function to learn the sampling weight of each synthetic data, ensuring distribution matching with the real data. Our experiments on multiple text prediction tasks show significant performance improvements. We also conducted an online A/B test on an online retriever to demonstrate SynAlign's effectiveness.

cs.CL↗

GUI Agents with Foundation Models: A Comprehensive Survey

Recent advances in foundation models, particularly Large Language Models (LLMs) and Multimodal Large Language Models (MLLMs), have facilitated the development of intelligent agents capable of performing complex tasks. By leveraging the ability of (M)LLMs to process and interpret Graphical User Interfaces (GUIs), these agents can autonomously execute user instructions, simulating human-like interactions such as clicking and typing. This survey consolidates recent research on (M)LLM-based GUI agents, highlighting key innovations in data resources, frameworks, and applications. We begin by reviewing representative datasets and benchmarks, followed by an overview of a generalized, unified framework that encapsulates the essential components of prior studies, supported by a detailed taxonomy. Additionally, we explore relevant commercial applications. Drawing insights from existing work, we identify key challenges and propose future research directions. We hope this survey will inspire further advancements in the field of (M)LLM-based GUI agents.

cs.AI↗

ModelShield: Adaptive and Robust Watermark against Model Extraction Attack

Large language models (LLMs) demonstrate general intelligence across a variety of machine learning tasks, thereby enhancing the commercial value of their intellectual property (IP). To protect this IP, model owners typically allow user access only in a black-box manner, however, adversaries can still utilize model extraction attacks to steal the model intelligence encoded in model generation. Watermarking technology offers a promising solution for defending against such attacks by embedding unique identifiers into the model-generated content. However, existing watermarking methods often compromise the quality of generated content due to heuristic alterations and lack robust mechanisms to counteract adversarial strategies, thus limiting their practicality in real-world scenarios. In this paper, we introduce an adaptive and robust watermarking method (named ModelShield) to protect the IP of LLMs. Our method incorporates a self-watermarking mechanism that allows LLMs to autonomously insert watermarks into their generated content to avoid the degradation of model content. We also propose a robust watermark detection mechanism capable of effectively identifying watermark signals under the interference of varying adversarial strategies. Besides, ModelShield is a plug-and-play method that does not require additional model training, enhancing its applicability in LLM deployments. Extensive evaluations on two real-world datasets and three LLMs demonstrate that our method surpasses existing methods in terms of defense effectiveness and robustness while significantly reducing the degradation of watermarking on the model-generated content.

cs.CR↗

LLMTreeRec: Unleashing the Power of Large Language Models for Cold-Start Recommendations

The lack of training data gives rise to the system cold-start problem in recommendation systems, making them struggle to provide effective recommendations. To address this problem, Large Language Models (LLMs) can model recommendation tasks as language analysis tasks and provide zero-shot results based on their vast open-world knowledge. However, the large scale of the item corpus poses a challenge to LLMs, leading to substantial token consumption that makes it impractical to deploy in real-world recommendation systems. To tackle this challenge, we introduce a tree-based LLM recommendation framework LLMTreeRec, which structures all items into an item tree to improve the efficiency of LLM's item retrieval. LLMTreeRec achieves state-of-the-art performance under the system cold-start setting in two widely used datasets, which is even competitive with conventional deep recommendation systems that use substantial training data. Furthermore, LLMTreeRec outperforms the baseline model in A/B testing on Huawei industrial systems. Consequently, LLMTreeRec demonstrates its effectiveness as an industry-friendly solution that has been successfully deployed online. Our code is available at: https://github.com/Applied-Machine-Learning-Lab/LLMTreeRec.

cs.IR↗

RecSys Arena: Pair-wise Recommender System Evaluation with Large Language Models

Evaluating the quality of recommender systems is critical for algorithm design and optimization. Most evaluation methods are computed based on offline metrics for quick algorithm evolution, since online experiments are usually risky and time-consuming. However, offline evaluation usually cannot fully reflect users' preference for the outcome of different recommendation algorithms, and the results may not be consistent with online A/B test. Moreover, many offline metrics such as AUC do not offer sufficient information for comparing the subtle differences between two competitive recommender systems in different aspects, which may lead to substantial performance differences in long-term online serving. Fortunately, due to the strong commonsense knowledge and role-play capability of large language models (LLMs), it is possible to obtain simulated user feedback on offline recommendation results. Motivated by the idea of LLM Chatbot Arena, in this paper we present the idea of RecSys Arena, where the recommendation results given by two different recommender systems in each session are evaluated by an LLM judger to obtain fine-grained evaluation feedback. More specifically, for each sample we use LLM to generate a user profile description based on user behavior history or off-the-shelf profile features, which is used to guide LLM to play the role of this user and evaluate the relative preference for two recommendation results generated by different models. Through extensive experiments on two recommendation datasets in different scenarios, we demonstrate that many different LLMs not only provide general evaluation results that are highly consistent with canonical offline metrics, but also provide rich insight in many subjective aspects. Moreover, it can better distinguish different algorithms with comparable performance in terms of AUC and nDCG.

cs.IR↗

A Unified Framework for Multi-Domain CTR Prediction via Large Language Models

Click-Through Rate (CTR) prediction is a crucial task in online recommendation platforms as it involves estimating the probability of user engagement with advertisements or items by clicking on them. Given the availability of various services like online shopping, ride-sharing, food delivery, and professional services on commercial platforms, recommendation systems in these platforms are required to make CTR predictions across multiple domains rather than just a single domain. However, multi-domain click-through rate (MDCTR) prediction remains a challenging task in online recommendation due to the complex mutual influence between domains. Traditional MDCTR models typically encode domains as discrete identifiers, ignoring rich semantic information underlying. Consequently, they can hardly generalize to new domains. Besides, existing models can be easily dominated by some specific domains, which results in significant performance drops in the other domains (i.e. the "seesaw phenomenon"). In this paper, we propose a novel solution Uni-CTR to address the above challenges. Uni-CTR leverages a backbone Large Language Model (LLM) to learn layer-wise semantic representations that capture commonalities between domains. Uni-CTR also uses several domain-specific networks to capture the characteristics of each domain. Note that we design a masked loss strategy so that these domain-specific networks are decoupled from backbone LLM. This allows domain-specific networks to remain unchanged when incorporating new or removing domains, thereby enhancing the flexibility and scalability of the system significantly. Experimental results on three public datasets show that Uni-CTR outperforms the state-of-the-art (SOTA) MDCTR models significantly. Furthermore, Uni-CTR demonstrates remarkable effectiveness in zero-shot prediction. We have applied Uni-CTR in industrial scenarios, confirming its efficiency.

cs.IR↗

Performance Law of Large Language Models

Guided by the belief of the scaling law, large language models (LLMs) have achieved impressive performance in recent years. However, scaling law only gives a qualitative estimation of loss, which is influenced by various factors such as model architectures, data distributions, tokenizers, and computation precision. Thus, estimating the real performance of LLMs with different training settings rather than loss may be quite useful in practical development. In this article, we present an empirical equation named "Performance Law" to directly predict the MMLU score of an LLM, which is a widely used metric to indicate the general capability of LLMs in real-world conversations and applications. Based on only a few key hyperparameters of the LLM architecture and the size of training data, we obtain a quite accurate MMLU prediction of various LLMs with diverse sizes and architectures developed by different organizations in different years. Performance law can be used to guide the choice of LLM architecture and the effective allocation of computational resources without extensive experiments.

cs.CL↗

All Roads Lead to Rome: Unveiling the Trajectory of Recommender Systems Across the LLM Era

Recommender systems (RS) are vital for managing information overload and delivering personalized content, responding to users' diverse information needs. The emergence of large language models (LLMs) offers a new horizon for redefining recommender systems with vast general knowledge and reasoning capabilities. Standing across this LLM era, we aim to integrate recommender systems into a broader picture, and pave the way for more comprehensive solutions for future research. Therefore, we first offer a comprehensive overview of the technical progression of recommender systems, particularly focusing on language foundation models and their applications in recommendation. We identify two evolution paths of modern recommender systems -- via list-wise recommendation and conversational recommendation. These two paths finally converge at LLM agents with superior capabilities of long-term memory, reflection, and tool intelligence. Along these two paths, we point out that the information effectiveness of the recommendation is increased, while the user's acquisition cost is decreased. Technical features, research methodologies, and inherent challenges for each milestone along the path are carefully investigated -- from traditional list-wise recommendation to LLM-enhanced recommendation to recommendation with LLM agents. Finally, we highlight several unresolved challenges crucial for the development of future personalization technologies and interfaces and discuss the future prospects.

cs.IR↗

Entropy Law: The Story Behind Data Compression and LLM Performance

Data is the cornerstone of large language models (LLMs), but not all data is useful for model learning. Carefully selected data can better elicit the capabilities of LLMs with much less computational overhead. Most methods concentrate on evaluating the quality of individual samples in data selection, while the combinatorial effects among samples are neglected. Even if each sample is of perfect quality, their combinations may be suboptimal in teaching LLMs due to their intrinsic homogeneity or contradiction. In this paper, we aim to uncover the underlying relationships between LLM performance and data selection. Inspired by the information compression nature of LLMs, we uncover an ``entropy law'' that connects LLM performance with data compression ratio and first-epoch training loss, which reflect the information redundancy of a dataset and the mastery of inherent knowledge encoded in this dataset, respectively. Through both theoretical deduction and empirical evaluation, we find that model performance is negatively correlated to the compression ratio of training data, which usually yields a lower training loss. Based on the findings of the entropy law, we propose a quite efficient and universal data selection method named \textbf{ZIP} for training LLMs, which aim to prioritize data subsets exhibiting a low compression ratio. Based on a multi-stage algorithm that selects diverse data in a greedy manner, we can obtain a good data subset with satisfactory diversity. Extensive experiments have been conducted to validate the entropy law and the superiority of ZIP across different LLM backbones and alignment stages. We also present an interesting application of entropy law that can detect potential performance risks at the beginning of model training.

cs.LG↗

How Can Recommender Systems Benefit from Large Language Models: A Survey

With the rapid development of online services, recommender systems (RS) have become increasingly indispensable for mitigating information overload. Despite remarkable progress, conventional recommendation models (CRM) still have some limitations, e.g., lacking open-world knowledge, and difficulties in comprehending users' underlying preferences and motivations. Meanwhile, large language models (LLM) have shown impressive general intelligence and human-like capabilities, which mainly stem from their extensive open-world knowledge, reasoning ability, as well as their comprehension of human culture and society. Consequently, the emergence of LLM is inspiring the design of recommender systems and pointing out a promising research direction, i.e., whether we can incorporate LLM and benefit from their knowledge and capabilities to compensate for the limitations of CRM. In this paper, we conduct a comprehensive survey on this research direction from the perspective of the whole pipeline in real-world recommender systems. Specifically, we summarize existing works from two orthogonal aspects: where and how to adapt LLM to RS. For the WHERE question, we discuss the roles that LLM could play in different stages of the recommendation pipeline, i.e., feature engineering, feature encoder, scoring/ranking function, user interaction, and pipeline controller. For the HOW question, we investigate the training and inference strategies, resulting in two fine-grained taxonomy criteria, i.e., whether to tune LLM or not, and whether to involve conventional recommendation models for inference. Then, we highlight key challenges in adapting LLM to RS from three aspects, i.e., efficiency, effectiveness, and ethics. Finally, we summarize the survey and discuss the future prospects. We actively maintain a GitHub repository for papers and other related resources: https://github.com/CHIANGEL/Awesome-LLM-for-RecSys/.

cs.IR↗

Learning to Edit: Aligning LLMs with Knowledge Editing

Knowledge editing techniques, aiming to efficiently modify a minor proportion of knowledge in large language models (LLMs) without negatively impacting performance across other inputs, have garnered widespread attention. However, existing methods predominantly rely on memorizing the updated knowledge, impeding LLMs from effectively combining the new knowledge with their inherent knowledge when answering questions. To this end, we propose a Learning to Edit (LTE) framework, focusing on teaching LLMs to apply updated knowledge into input questions, inspired by the philosophy of "Teach a man to fish." LTE features a two-phase process: (i) the Alignment Phase, which fine-tunes LLMs on a meticulously curated parallel dataset to make reliable, in-scope edits while preserving out-of-scope information and linguistic proficiency; and (ii) the Inference Phase, which employs a retrieval-based mechanism for real-time and mass knowledge editing. By comparing our approach with seven advanced baselines across four popular knowledge editing benchmarks and two LLM architectures, we demonstrate LTE's superiority in knowledge editing performance, robustness in both batch and sequential editing, minimal interference on general tasks, and rapid editing speeds. The data and code are available at https://github.com/YJiangcm/LTE.

cs.CL↗

Confidence-Aware Multi-Field Model Calibration

Accurately predicting the probabilities of user feedback, such as clicks and conversions, is critical for advertisement ranking and bidding. However, there often exist unwanted mismatches between predicted probabilities and true likelihoods due to the rapid shift of data distributions and intrinsic model biases. Calibration aims to address this issue by post-processing model predictions, and field-aware calibration can adjust model output on different feature field values to satisfy fine-grained advertising demands. Unfortunately, the observed samples corresponding to certain field values can be seriously limited to make confident calibrations, which may yield bias amplification and online disturbance. In this paper, we propose a confidence-aware multi-field calibration method, which adaptively adjusts the calibration intensity based on confidence levels derived from sample statistics. It also utilizes multiple fields for joint model calibration according to their importance to mitigate the impact of data sparsity on a single field. Extensive offline and online experiments show the superiority of our method in boosting advertising performance and reducing prediction deviations.

cs.LG↗

Multimodal Pretraining and Generation for Recommendation: A Tutorial

Personalized recommendation stands as a ubiquitous channel for users to explore information or items aligned with their interests. Nevertheless, prevailing recommendation models predominantly rely on unique IDs and categorical features for user-item matching. While this ID-centric approach has witnessed considerable success, it falls short in comprehensively grasping the essence of raw item contents across diverse modalities, such as text, image, audio, and video. This underutilization of multimodal data poses a limitation to recommender systems, particularly in the realm of multimedia services like news, music, and short-video platforms. The recent surge in pretraining and generation techniques presents both opportunities and challenges in the development of multimodal recommender systems. This tutorial seeks to provide a thorough exploration of the latest advancements and future trajectories in multimodal pretraining and generation techniques within the realm of recommender systems. The tutorial comprises three parts: multimodal pretraining, multimodal generation, and industrial applications and open challenges in the field of recommendation. Our target audience encompasses scholars, practitioners, and other parties interested in this domain. By providing a succinct overview of the field, we aspire to facilitate a swift understanding of multimodal recommendation and foster meaningful discussions on the future development of this evolving landscape.

cs.IR↗

Revisiting the Efficacy of Signal Decomposition in AI-based Time Series Prediction

Time series prediction is a fundamental problem in scientific exploration and artificial intelligence (AI) technologies have substantially bolstered its efficiency and accuracy. A well-established paradigm in AI-driven time series prediction is injecting physical knowledge into neural networks through signal decomposition methods, and sustaining progress in numerous scenarios has been reported. However, we uncover non-negligible evidence that challenges the effectiveness of signal decomposition in AI-based time series prediction. We confirm that improper dataset processing with subtle future label leakage is unfortunately widely adopted, possibly yielding abnormally superior but misleading results. By processing data in a strictly causal way without any future information, the effectiveness of additional decomposed signals diminishes. Our work probably identifies an ingrained and universal error in time series modeling, and the de facto progress in relevant areas is expected to be revisited and calibrated to prevent future scientific detours and minimize practical losses.

cs.LG↗

Collaborative-Enhanced Prediction of Spending on Newly Downloaded Mobile Games under Consumption Uncertainty

With the surge in mobile gaming, accurately predicting user spending on newly downloaded games has become paramount for maximizing revenue. However, the inherently unpredictable nature of user behavior poses significant challenges in this endeavor. To address this, we propose a robust model training and evaluation framework aimed at standardizing spending data to mitigate label variance and extremes, ensuring stability in the modeling process. Within this framework, we introduce a collaborative-enhanced model designed to predict user game spending without relying on user IDs, thus ensuring user privacy and enabling seamless online training. Our model adopts a unique approach by separately representing user preferences and game features before merging them as input to the spending prediction module. Through rigorous experimentation, our approach demonstrates notable improvements over production models, achieving a remarkable \textbf{17.11}\% enhancement on offline data and an impressive \textbf{50.65}\% boost in an online A/B test. In summary, our contributions underscore the importance of stable model training frameworks and the efficacy of collaborative-enhanced models in predicting user spending behavior in mobile gaming.

cs.IR↗