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Chung-Chi Lee

Publications and source records attributed to Chung-Chi Lee.

At least 19 recordsLinked to original sources

Searching for new physics using high precision absorption spectroscopy; continuum placement uncertainties and the fine structure constant in strong gravity

Searches for variations of fundamental constants require a comprehensive understanding of measurement errors. This paper examines a source of error that is usually overlooked: the impact of continuum placement error. We investigate the problem using a high resolution, high signal to noise spectrum of the white dwarf G191$-$B2B. Narrow photospheric absorption lines allow us to search for new physics in the presence of a gravitational field approximately $10^4$ times that on Earth. Modelling photospheric lines requires knowing the underlying spectral continuum level. We describe the development of a fully automated, objective, and reproducible continuum estimation method. Measurements of the fine structure constant are produced using several continuum models. The results show that continuum placement variations result in small systematic shifts in the centroids of narrow photospheric absorption lines which impact significantly on fine structure constant measurements. This effect should therefore be included in the error budgets of future measurements. Our results suggest that continuum placement variations should be investigated in other contexts, including fine structure constant measurements in stars other than white dwarfs. The analysis presented here is based on NiV absorption lines in the photosphere of G191$-$B2B. Curiously, the inferred measurement of the fine structure constant obtained in this paper using NiV (the least negative of our measurements is $Δα/α= -1.462 \pm 1.121 \times 10^{-5}$) is inconsistent with the most recent previous G191$-$B2B photospheric measurement using FeV ($Δα/α= 6.36 \pm 0.35_{stat} \pm 1.84_{sys} \times 10^{-5}$). Given both measurements are derived from the same spectrum, we presume (but in this work are unable to check) that this 3.2$σ$ difference results from unknown laboratory wavelength systematics.

astro-ph.SR

The Mystery of Alpha and the Isotopes

We report unbiased AI measurements of the fine structure constant $α$ in two proximate absorption regions in the spectrum of the quasar HE0515$-$4414. The data are high resolution, high signal to noise, and laser frequency comb calibrated, obtained using the ESPRESSO spectrograph on the VLT. The high quality of the data and proximity of the regions motivate a differential comparison, exploring the possibility of spatial variations of fundamental constants, as predicted in some theories. We show that if the magnesium isotopic relative abundances are terrestrial, the fine structure constants in these two systems differ at the 7$σ$ level. A 3$σ$ discrepancy between the two measurements persists even for the extreme non-terrestrial case of 100\% $^{24}$Mg, if shared by both systems. However, if Mg isotopic abundances take independent values in these two proximate systems, one terrestrial, the other with no heavy isotopes, both can be reconciled with a terrestrial $α$, and the discrepancy between the two measurements falls to 2$σ$. We cannot rule out other systematics that are unaccounted for in our study that could masquerade as a varying alpha signal. We discuss varying constant and varying isotope interpretations and resolutions to this conundrum for future high precision measurements.

astro-ph.CO

Searching for new physics using high precision absorption spectroscopy; continuum placement uncertainties and $Δα/α$ towards the quasar PHL957

Detecting or placing upper limits on spacetime variations of fundamental constants requires quantifying every potential source of uncertainty. We continue our previous study into the impact of continuum variations on measurements of the fine structure constant, here in the context of quasar absorption systems. An automated (hence objective and reproducible) continuum modelling method is reported in an accompanying paper. We apply the method to the $z_{abs}=1.7975$ absorption system towards the quasar PHL957. Multiple continuum fits are generated, and for each, we derive independent models of the system, each giving its own measurement of the fine structure constant $α$. This process isolates and quantifies the error contribution associated with continuum placement uncertainty. This source of uncertainty, ignored in many previous measurements, arises in two ways: (i) slight local continuum tilt uncertainty generates small line shifts, and (ii) different continuum estimates produce slightly different kinematic structures in the absorption system model. Taking continuum placement uncertainty into account, the new PHL957 measurement we obtain is $Δα/α= -0.53^{+5.45}_{-5.51} \times 10^{-6}$. This measurement assumes terrestrial magnesium isotopic abundances. Recommendations are provided for future $α$ measurements. Finally, we also note the potential importance of the effects identified here for future redshift drift experiments.

astro-ph.CO

Isotopic abundance of carbon in the DLA towards QSO B1331+170

Chemical evolution models predict a gradual build-up of $^{13}$C in the universe, based on empirical nuclear reaction rates and assumptions on the properties of stellar populations. However, old metal-poor stars within the Galaxy contain more $^{13}$C than is predicted, suggesting that further refinements to the models are necessary. Gas at high redshift provides important supplementary information at metallicities $-2\lesssim$ [Fe/H] $\lesssim-1$, for which there are only a few measurements in the Galaxy. We obtained new, high-quality, VLT/ESPRESSO observations of the QSO B1331+170 and used them to measure $^{12}$C/$^{13}$C in the damped Lyman-$α$ system (DLA) at $z_{abs}=1.776$, with [Fe/H]=-1.27. AI-VPFIT, an Artificial Intelligence tool based on genetic algorithms and guided by a spectroscopic information criterion, was used to explore different possible kinematic structures of the carbon gas. Three hundred independent AI-VPFIT models of the absorption system were produced using pre-set $^{12}$C/$^{13}$C values, ranging from 4 to 500. Our results show that $^{12}$C/$^{13}$C$=28.5^{+51.5}_{-10.4}$, suggesting a possibility of $^{13}$C production at low metallicity.

astro-ph.GA

Convergence properties of fine structure constant measurements using quasar absorption systems

Searches for spacetime variations of fundamental constants have entered an era of unprecedented precision. New, high quality quasar spectra require increasingly refined analytic methods. In this article, a continuation in a series to establish robust and unbiased methodologies, we explore how convergence criteria in non-linear least squares optimisation impact on quasar absorption system measurements of the fine structure constant alpha. Given previous claims for high-precision constraints, we critically examine the veracity of a so-called ``blinding'' approach, in which alpha is fixed at the terrestrial value during the model building process, releasing it as a free parameter only after the ``final'' absorption system kinematic structure has been obtained. We show that this approach results in an extended flat canyon in chi squared-alpha space, such that convergence is unlikely to be reached, even after as many as 1000 iterations. The fix is straightforward: alpha must be treated as a free parameter from the earliest possible stages of absorption system model building. The implication of the results presented here is that all previous measurements that have used initially-fixed alpha should be reworked.

astro-ph.CO

Methods for quasar absorption system measurements of the fine structure constant in the 2020s and beyond

This article reviews the two major recent developments that significantly improved cosmological measurements of fundamental constants derived from high resolution quasar spectroscopy. The first one is the deployment of astronomical Laser Frequency Combs on high resolution spectrographs and the second one is the development of spectral analysis tools based on Artificial Intelligence methods. The former all but eliminated the previously dominant source of instrumental uncertainty whereas the latter established optimal methods for measuring the fine structure constant ($α$) in quasar absorption systems. The methods can be used on data collected by the new ESPRESSO spectrograph and the future ANDES spectrograph on the Extremely Large Telescope to produce unbiased $Δα/α$ measurements with unprecedented precision.

astro-ph.CO

Measuring the fine structure constant on white dwarf surfaces; uncertainties from continuum placement variations

Searches for variations of fundamental constants require accurate measurement errors. There are several potential sources of errors and quantifying each one accurately is essential. This paper addresses one source of uncertainty relating to measuring the fine structure constant on white dwarf surfaces. Detailed modelling of photospheric absorption lines requires knowing the underlying spectral continuum level. Here we describe the development of a fully automated, objective, and reproducible continuum estimation method, based on fitting cubic splines to carefully selected data regions. Example fits to the Hubble Space Telescope spectrum of the white dwarf G191-B2B are given. We carry out measurements of the fine structure constant using two continuum models. The results show that continuum placement variations result in small systematic shifts in the centroids of narrow photospheric absorption lines which impact significantly on fine structure constant measurements. This effect must therefore be included in the overall error budget of future measurements. Our results also suggest that continuum placement variations should be investigated in other contexts, including fine structure constant measurements in stars other than white dwarfs, quasar absorption line measurements of the fine structure constant, and quasar measurements of cosmological redshift drift.

astro-ph.IM

Varying alpha, blinding, and bias in existing measurements

The high resolution spectrograph ESPRESSO on the VLT allows measurements of fundamental constants at unprecedented precision and hence enables tests for spacetime variations predicted by some theories. In a series of recent papers, we developed optimal analysis procedures that both exposes and eliminates the subjectivity and bias in previous quasar absorption system measurements. In this paper we analyse the ESPRESSO spectrum of the absorption system at z_{abs}=1.15 towards the quasar HE0515-4414. Our goal here is not to provide a new unbiased measurement of fine structure constant, alpha, in this system (that will be done separately). Rather, it is to carefully examine the impact of blinding procedures applied in the recent analysis of the same data by Murphy (2022) and prior to that, in several other analyses. To do this we use supercomputer Monte Carlo AI calculations to generate a large number of independently constructed models of the absorption complex. Each model is obtained using AI-VPFIT, with alpha fixed until a "final" model is obtained, at which point alpha is then released as a free parameter for one final optimisation. The results show that the "measured" value of alpha is systematically biased towards the initially-fixed value i.e. this process produces meaningless measurements. The implication is straightforward: to avoid bias, all future measurements must include alpha as a free parameter from the beginning of the modelling process.

astro-ph.CO

Avoiding bias in measurements of fundamental constants from high resolution quasar spectra

Recent advances in spectroscopic instrumentation and calibration methods dramatically improve the quality of quasar spectra. Supercomputer calculations show that, at high spectral resolution, procedures used in some previous analyses of spacetime variations of fundamental constants are likely to generate spurious measurements, biased systematically towards a null result. Developments in analysis methods are also summarised and a prescription given for the analysis of new and forthcoming data.

astro-ph.CO

Addendum: Precision in high resolution absorption line modelling, analytic Voigt derivatives, and optimisation methods

The parent paper to this Addendum describes the optimisation theory on which VPFIT, a non-linear least-squares program for modelling absorption spectra, is based. In that paper, we show that Voigt function derivatives can be calculated analytically using Taylor series expansions and look-up tables, for the specific case of one column density parameter for each absorption component. However, in many situations, modelling requires more complex parameterisation, such as summed column densities over a whole absorption complex, or common pattern relative ion abundances. This Addendum provides those analytic derivatives.

astro-ph.IM

Precision in high resolution absorption line modelling, analytic Voigt derivatives, and optimisation methods

This paper describes the optimisation theory on which VPFIT, a non-linear least-squares program for modelling absorption spectra, is based. Particular attention is paid to precision. Voigt function derivatives have previously been calculated using numerical finite difference approximations. We show how these can instead be computed analytically using Taylor series expansions and look-up tables. We introduce a new optimisation method for an efficient descent path to the best-fit, combining the principles used in both the Gauss-Newton and Levenberg-Marquardt algorithms. A simple practical fix for ill-conditioning is described, a common problem when modelling quasar absorption systems. We also summarise how unbiased modelling depends on using an appropriate information criterion to guard against over- or under-fitting. The methods and the new implementations introduced in this paper are aimed at optimal usage of future data from facilities such as ESPRESSO/VLT and HIRES/ELT, particularly for the most demanding applications such as searches for spacetime variations in fundamental constants and attempts to detect cosmological redshift drift.

astro-ph.IM

Non-uniqueness in quasar absorption models and implications for measurements of the fine structure constant

High resolution spectra of quasar absorption systems provide the best constraints on temporal or spatial changes of fundamental constants in the early universe. An important systematic that has never before been quantified concerns model non-uniqueness. The absorption structure is generally complicated, comprising many blended lines. This characteristic means any given system can be fitted equally well by many slightly different models, each having a different value of α, the fine structure constant. We use AI Monte Carlo modelling to quantify non-uniqueness. Extensive supercomputer calculations are reported, revealing new systematic effects that guide future analyses: (i) Whilst higher signal to noise and improved spectral resolution produces a smaller statistical uncertainty for α, model non-uniqueness adds a significant additional uncertainty. (ii) Non-uniqueness depends on the line broadening mechanism used. We show that modelling the spectral data using turbulent line broadening results in far greater non-uniqueness, hence this should no longer be done. Instead, for varying αstudies, it is important to use the more physically appropriate compound broadening. (iii) We have studied two absorption systems in detail. Generalising thus requires caution. Nevertheless, if non-uniqueness is present in all or most quasar absorption systems, it seems unavoidable that attempts to determine the existence (or non-existence) of spacetime variations of fundamental constants is best approached using a statistical sample.

astro-ph.CO

Spectral shape corrections for SDSS BOSS quasars

Modifications were made to the Sloan Digital Sky Survey's Baryonic Oscillations Spectroscopic Survey (SDSS/BOSS) optical fibres assigned to quasar targets in order to improve the signal-to-noise ratio in the Lyman-alpha forest. However, the penalty for these modifications is that quasars observed in this way require additional flux correction procedures in order to recover the correct spectral shapes. In this paper we describe such a procedure, based on the geometry of the problem and other observational parameters. Applying several correction methods to four SDSS quasars with multiple observations permits a detailed check on the relative performances of the different flux correction procedures. We contrast our method (which takes into account a wavelength dependent seeing profile) with the BOSS pipeline approach (which does not). Our results provide independent confirmation that the geometric approach employed in the SDSS pipeline works well, although with room for improvement. By separating the contributions from four effects we are able to quantify their relative importance. Most importantly, we demonstrate that wavelength dependence has a significant impact on the derived spectral shapes and thus should not be ignored.

astro-ph.IM

Artificial intelligence and quasar absorption system modelling; application to fundamental constants at high redshift

Exploring the possibility that fundamental constants of Nature might vary temporally or spatially constitutes one of the key science drivers for the European Southern Observatory's ESPRESSO spectrograph on the VLT and for the HIRES spectrograph on the ELT. High-resolution spectra of quasar absorption systems permit accurate measurements of fundamental constants out to high redshifts. The quality of new data demands completely objective and reproducible methods. We have developed a new fully automated Artificial Intelligence-based method capable of deriving optimal models of even the most complex absorption systems known. The AI structure is built around VPFIT, a well-developed and extensively-tested non-linear least-squares code. The new method forms a sophisticated parallelised system, eliminating human decision-making and hence bias. Here we describe the workings of such a system and apply it to synthetic spectra, in doing so establishing methods of importance for future analyses of VLT and ELT data. The results show that modelling line broadening for high-redshift absorption components should include both thermal and turbulent components. Failing to do so means it is easy to derive the wrong model and hence incorrect parameter estimates. We also argue that model non-uniqueness can be significant, such that it is not feasible to expect to derive an unambiguous estimate of the fine structure constant alpha from one or a small number of measurements. No matter how optimal the modelling method, it is a fundamental requirement to use a large sample of measurements to meaningfully constrain temporal or spatial alpha variation.

astro-ph.CO

A new era of fine structure constant measurements at high redshift

New observations of the quasar HE0515$-$4414 have been made using the HARPS spectrograph on the ESO 3.6m telescope, aided by the Laser Frequency Comb (LFC). We present three important advances for $α$ measurements in quasar absorption spectra from these observations. Firstly, the data have been wavelength calibrated using LFC and ThAr methods. The LFC wavelength calibration residuals are six times smaller than when using the standard ThAr calibration. We give a direct comparison between $α$ measurements made using the two methods. Secondly, spectral modelling was performed using Artificial Intelligence (fully automated, all human bias eliminated), including a temperature parameter for each absorption component. Thirdly, in contrast to previous work, additional model parameters were assigned to measure $α$ for each individual absorption component. The increase in statistical uncertainty from the larger number of model parameters is small and the method allows a substantial advantage; outliers that would otherwise contribute a significant systematic, possibly corrupting the entire measurement, are identified and removed, permitting a more robust overall result. The $z_{abs} = 1.15$ absorption system along the HE0515$-$4414 sightline yields 40 new $α$ measurements. We constrain spatial fluctuations in $α$ to be $Δα/α\leq 9 \times 10^{-5}$ on scales $\approx 20\;{\rm km\,s}^{-1}$, corresponding to $\approx25\;$kpc if the $z_{abs} = 1.15$ system arises in a $1\;$Mpc cluster. Collectively, the 40 measurements yield $Δα/α=-0.27\pm2.41\times10^{-6}$, consistent with no variation.

astro-ph.CO

Getting the model right; an information criterion for spectroscopy

Robust model-fitting to spectroscopic transitions is a requirement across many fields of science. The corrected Akaike and Bayesian information criteria (AICc and BIC) are most frequently used to select the optimal number of fitting parameters. In general, AICc modelling is thought to overfit (too many model parameters) and BIC underfits. For spectroscopic modelling, both AICc and BIC lack in two important respects: (a) no penalty distinction is made according to line strength such that parameters of weak lines close to the detection threshold are treated with equal importance as strong lines and (b) no account is taken of the way in which spectral lines impact on narrow data regions. In this paper we introduce a new information criterion that addresses these shortcomings, the "Spectral Information Criterion" (SpIC). Spectral simulations are used to compare performances. The main findings are (i) SpIC clearly outperforms AICc for high signal to noise data, (ii) SpIC and AICc work equally well for lower signal to noise data, although SpIC achieves this with fewer parameters, and (iii) BIC does not perform well (for this application) and should be avoided. The new method should be of broader applicability (beyond spectroscopy), wherever different model parameters influence separated small ranges within a larger dataset and/or have widely varying sensitivities.

astro-ph.IM

Four direct measurements of the fine-structure constant 13 billion years ago

Observations of the redshift z=7.085 quasar J1120+0641 have been used to search for variations of the fine structure constant, alpha, over the redshift range 5.5 to 7.1. Observations at z=7.1 probe the physics of the universe when it was only 0.8 billion years old. These are the most distant direct measurements of alpha to date and the first measurements made with a near-IR spectrograph. A new AI analysis method has been employed. Four measurements from the X-SHOOTER spectrograph on the European Southern Observatory's Very Large Telescope (VLT) directly constrain any changes in alpha relative to the value measured on Earth (alpha_0). The weighted mean strength of the electromagnetic force over this redshift range in this location in the universe is da/a = (alpha_z - alpha_0)/alpha_0 = (-2.18 +/- 7.27) X 10^{-5}, i.e. we find no evidence for a temporal change from the 4 new very high redshift measurements. When the 4 new measurements are combined with a large existing sample of lower redshift measurements, a new limit on possible spatial variation of da/a is marginally preferred over a no-variation model at the 3.7 sigma level.

astro-ph.CO

Constraints on a special running vacuum model

We study a special running vacuum model (RVM) with $Λ= 3 αH^2+3βH_0^4 H^{-2}+Λ_0$, where $α$, $β$ and $Λ_0$ are the model parameters and $H$ is the Hubble one. This RVM has non-analytic background solutions for the energy densities of matter and radiation, which can only be evaluated numerically. From the analysis of the CMB power spectrum and baryon acoustic oscillation along with the prior of $α>0$ to avoid having a negative dark energy density, we find that $α<2.83\times 10^{-4}$ and $β=(-0.2^{+3.9}_{-4.5})\times 10^{-4}$ (95$\%$ C.L.). We show that the RVM fits the cosmological data comparably to the $Λ$CDM. In addition, we relate the fluctuation amplitude $σ_8$ to the neutrino mass sum $Σm_ν$.

astro-ph.CO