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Chunxu Zhang

Publications and source records attributed to Chunxu Zhang.

At least 19 recordsLinked to original sources

A Trust-Network-Based Federated Learning Framework for Multi-Center Aging Clock Prediction

Aging clocks quantify biological aging and help characterize individual health status. What protein interactions are important for accurate aging clocks, and are they zeroth-order or higher-order? Addressing these questions requires learning from large molecular datasets distributed across medical centers, where privacy constraints prevent centralized data sharing. Federated learning offers a natural solution but faces four challenges in this setting: limited local sample sizes, sparse and directional inter-center trust, the need to retain discriminative age prediction while supporting interpretation, and model drift and forgetting under heterogeneous cross-center data. We propose TNFL, a trust-network-based federated learning framework that progressively propagates models along directed pairwise trust relations without centralized aggregation. TNFL combines an age-aware mixture-of-experts model with generative replay to preserve previously learned information and reduce forgetting and drift. Experiments across multiple molecular datasets show that TNFL enables effective aging-clock prediction with limited local data, provides interpretable age-dependent prediction patterns, and maintains stable performance across interaction orders. To investigate the biological questions, we analyze TNFL-identified pairwise protein interactions and their higher-order organization through functional and network analyses. The identified interactions repeatedly form coordinated higher-order subnetworks spanning multiple aging-related biological systems, with several proteins recurring across subnetworks. These findings suggest that TNFL captures molecular relationships beyond isolated pairwise associations and reveals coherent higher-order biological organization associated with aging.

cs.LG

Asymptotic Probabilities of Attaining the Maximum in Heterogeneous Gaussian Samples

We study asymptotic probabilities of attaining the maximum in heterogeneous Gaussian samples. In the two-group setting, the first sample has variance $1$ and size $n_1$, while the second has variance $σ^2>1$ and size $n_2$. We investigate the probability that the maximum of the standard-variance group exceeds that of the high-variance group. Using the classical extreme-value normalization for Gaussian maxima together with a second-order comparison of the centering terms, we show that this probability admits a non-degenerate limit if and only if $n_1\sim C n_2^{σ^2}(\log n_2)^{-(σ^2-1)/2}$ as $n_1,n_2\to\infty$ for some $C\in(0,\infty)$. In that regime, the limit admits an integral representation. Outside the critical regime, the comparison necessarily degenerates to $0$ or $1$. We then extend the analysis to finitely many independent Gaussian groups and obtain a generalized integral representation for the limiting winning probabilities. The results provide a complete asymptotic classification for this maximum-comparison problem

math.PR

A Survey of Personalized Federated Foundation Models for Privacy-Preserving Recommendation

Integrating Foundation Models (FMs) into recommendation systems is an emerging and promising research direction. However, centralized paradigms face growing pressure from privacy concerns and strict regulatory requirements. Federated learning offers a viable solution that enables collaborative model refinement while keeping raw user data on local devices or organizational silos. Yet, applying FMs in this setting creates a fundamental tension, where the system must balance the leverage of global knowledge with the necessity of capturing user personality. This survey provides a comprehensive overview of Personalized Federated Foundation Models for privacy-preserving recommendation, and reviews recent progress in this emerging field. We first analyze personalization techniques that function effectively under federated settings. Furthermore, we discuss the adaptation of foundation models to such federated architectures to balance generalization with user-specific needs for achieving privacy-preserving recommendation. In contrast to existing reviews, our work specifically emphasizes the architectural intersection of federation, personalization, and foundation models. \looseness=-1

cs.LG

Learning Evolving Preferences: A Federated Continual Framework for User-Centric Recommendation

User-centric recommendation has become essential for delivering personalized services, as it enables systems to adapt to users' evolving behaviors while respecting their long-term preferences and privacy constraints. Although federated learning offers a promising alternative to centralized training, existing approaches largely overlook user behavior dynamics, leading to temporal forgetting and weakened collaborative personalization. In this work, we propose FCUCR, a federated continual recommendation framework designed to support long-term personalization in a privacy-preserving manner. To address temporal forgetting, we introduce a time-aware self-distillation strategy that implicitly retains historical preferences during local model updates. To tackle collaborative personalization under heterogeneous user data, we design an inter-user prototype transfer mechanism that enriches each client's representation using knowledge from similar users while preserving individual decision logic. Extensive experiments on four public benchmarks demonstrate the superior effectiveness of our approach, along with strong compatibility and practical applicability. Code is available.

cs.IR

Wasserstein Distributionally Robust Quantile Regression

We study distributionally robust quantile regression using type-$p$ Wasserstein ambiguity sets. We derive a closed-form expression for the worst-case quantile regression loss under general $p$-Wasserstein uncertainty. We further give a uniqueness result showing that for $p>1$, the check loss yields the only class of convex loss functions for which such an additive Wasserstein regularization holds. Our analysis also uncovers qualitative differences between the regimes $p=1$ and $p>1$. When $p>1$, the slope coefficients coincide with those of the regularized formulation, while the intercept undergoes a radius-dependent adjustment; the value $p$ affects only this intercept correction, whereas the choice of transport norm influences both. Finally, we establish finite-sample out-of-sample risk guarantees of order $O(N^{-1/2})$ under mild moment conditions. Numerical experiments illustrate the theoretical findings and the practical implications of the proposed formulation.

math.ST

Multimodal-enhanced Federated Recommendation: A Group-wise Fusion Approach

Federated Recommendation (FR) is a new learning paradigm to tackle the learn-to-rank problem in a privacy-preservation manner. How to integrate multi-modality features into federated recommendation is still an open challenge in terms of efficiency, distribution heterogeneity, and fine-grained alignment. To address these challenges, we propose a novel multimodal fusion mechanism in federated recommendation settings (GFMFR). Specifically, it offloads multimodal representation learning to the server, which stores item content and employs a high-capacity encoder to generate expressive representations, alleviating client-side overhead. Moreover, a group-aware item representation fusion approach enables fine-grained knowledge sharing among similar users while retaining individual preferences. The proposed fusion loss could be simply plugged into any existing federated recommender systems empowering their capability by adding multi-modality features. Extensive experiments on five public benchmark datasets demonstrate that GFMFR consistently outperforms state-of-the-art multimodal FR baselines.

cs.IR

FedDis: A Causal Disentanglement Framework for Federated Traffic Prediction

Federated learning offers a promising paradigm for privacy-preserving traffic prediction, yet its performance is often challenged by the non-identically and independently distributed (non-IID) nature of decentralized traffic data. Existing federated methods frequently struggle with this data heterogeneity, typically entangling globally shared patterns with client-specific local dynamics within a single representation. In this work, we postulate that this heterogeneity stems from the entanglement of two distinct generative sources: client-specific localized dynamics and cross-client global spatial-temporal patterns. Motivated by this perspective, we introduce FedDis, a novel framework that, to the best of our knowledge, is the first to leverage causal disentanglement for federated spatial-temporal prediction. Architecturally, FedDis comprises a dual-branch design wherein a Personalized Bank learns to capture client-specific factors, while a Global Pattern Bank distills common knowledge. This separation enables robust cross-client knowledge transfer while preserving high adaptability to unique local environments. Crucially, a mutual information minimization objective is employed to enforce informational orthogonality between the two branches, thereby ensuring effective disentanglement. Comprehensive experiments conducted on four real-world benchmark datasets demonstrate that FedDis consistently achieves state-of-the-art performance, promising efficiency, and superior expandability.

cs.LG

SemaCDR: LLM-Powered Transferable Semantics for Cross-Domain Sequential Recommendation

Cross-domain recommendation (CDR) addresses the data sparsity and cold-start problems in the target domain by leveraging knowledge from data-rich source domains. However, existing CDR methods often rely on domain-specific features or identifiers that lack transferability across different domains, limiting their ability to capture inter-domain semantic patterns. To overcome this, we propose SemaCDR, a semantics-driven framework for cross-domain sequential recommendation that leverages large language models (LLMs) to construct a unified semantic space. SemaCDR creates multiview item features by integrating LLM-generated domain-agnostic semantics with domain-specific content, aligned by contrastive regularization. SemaCDR systematically creates LLM-generated domain-specific and domain-agnostic semantics, and employs adaptive fusion to generate unified preference representations. Furthermore, it aligns cross-domain behavior sequences with an adaptive fusion mechanism to synthesize interaction sequences from source, target, and mixed domains. Extensive experiments on real-world datasets show that SemaCDR consistently outperforms state-of-the-art baselines, demonstrating its effectiveness in capturing coherent intra-domain patterns while facilitating knowledge transfer across domains.

cs.IR

TimeEmb: A Lightweight Static-Dynamic Disentanglement Framework for Time Series Forecasting

Temporal non-stationarity, the phenomenon that time series distributions change over time, poses fundamental challenges to reliable time series forecasting. Intuitively, the complex time series can be decomposed into two factors, \ie time-invariant and time-varying components, which indicate static and dynamic patterns, respectively. Nonetheless, existing methods often conflate the time-varying and time-invariant components, and jointly learn the combined long-term patterns and short-term fluctuations, leading to suboptimal performance facing distribution shifts. To address this issue, we initiatively propose a lightweight static-dynamic decomposition framework, TimeEmb, for time series forecasting. TimeEmb innovatively separates time series into two complementary components: (1) time-invariant component, captured by a novel global embedding module that learns persistent representations across time series, and (2) time-varying component, processed by an efficient frequency-domain filtering mechanism inspired by full-spectrum analysis in signal processing. Experiments on real-world datasets demonstrate that TimeEmb outperforms state-of-the-art baselines and requires fewer computational resources. We conduct comprehensive quantitative and qualitative analyses to verify the efficacy of static-dynamic disentanglement. This lightweight framework can also improve existing time-series forecasting methods with simple integration. To ease reproducibility, the code is available at https://github.com/showmeon/TimeEmb.

cs.LG

Breaking the Aggregation Bottleneck in Federated Recommendation: A Personalized Model Merging Approach

Federated recommendation (FR) facilitates collaborative training by aggregating local models from massive devices, enabling client-specific personalization while ensuring privacy. However, we empirically and theoretically demonstrate that server-side aggregation can undermine client-side personalization, leading to suboptimal performance, which we term the aggregation bottleneck. This issue stems from the inherent heterogeneity across numerous clients in FR, which drives the globally aggregated model to deviate from local optima. To this end, we propose FedEM, which elastically merges the global and local models to compensate for impaired personalization. Unlike existing personalized federated recommendation (pFR) methods, FedEM (1) investigates the aggregation bottleneck in FR through theoretical insights, rather than relying on heuristic analysis; (2) leverages off-the-shelf local models rather than designing additional mechanisms to boost personalization. Extensive experiments on real-world datasets demonstrate that our method preserves client personalization during collaborative training, outperforming state-of-the-art baselines.

cs.DC

Distilling A Universal Expert from Clustered Federated Learning

Clustered Federated Learning (CFL) addresses the challenges posed by non-IID data by training multiple group- or cluster-specific expert models. However, existing methods often overlook the shared information across clusters, which represents the generalizable knowledge valuable to all participants in the Federated Learning (FL) system. To overcome this limitation, this paper introduces a novel FL framework that distills a universal expert model from the knowledge of multiple clusters. This universal expert captures globally shared information across all clients and is subsequently distributed to each client as the initialization for the next round of model training. The proposed FL framework operates in three iterative steps: (1) local model training at each client, (2) cluster-specific model aggregation, and (3) universal expert distillation. This three-step learning paradigm ensures the preservation of fine-grained non-IID characteristics while effectively incorporating shared knowledge across clusters. Compared to traditional gradient-based aggregation methods, the distillation-based model aggregation introduces greater flexibility in handling model heterogeneity and reduces conflicts among cluster-specific experts. Extensive experimental results demonstrate the superior performance of the proposed method across various scenarios, highlighting its potential to advance the state of CFL by balancing personalized and shared knowledge more effectively.

cs.LG

Beyond Personalization: Federated Recommendation with Calibration via Low-rank Decomposition

Federated recommendation (FR) is a promising paradigm to protect user privacy in recommender systems. Distinct from general federated scenarios, FR inherently needs to preserve client-specific parameters, i.e., user embeddings, for privacy and personalization. However, we empirically find that globally aggregated item embeddings can induce skew in user embeddings, resulting in suboptimal performance. To this end, we theoretically analyze the user embedding skew issue and propose Personalized Federated recommendation with Calibration via Low-Rank decomposition (PFedCLR). Specifically, PFedCLR introduces an integrated dual-function mechanism, implemented with a buffer matrix, to jointly calibrate local user embedding and personalize global item embeddings. To ensure efficiency, we employ a low-rank decomposition of the buffer matrix to reduce the model overhead. Furthermore, for privacy, we train and upload the local model before personalization, preventing the server from accessing sensitive information. Extensive experiments demonstrate that PFedCLR effectively mitigates user embedding skew and achieves a desirable trade-off among performance, efficiency, and privacy, outperforming state-of-the-art (SOTA) methods.

cs.CR

Navigating the Future of Federated Recommendation Systems with Foundation Models

Federated Recommendation Systems (FRSs) offer a privacy-preserving alternative to traditional centralized approaches by decentralizing data storage. However, they face persistent challenges such as data sparsity and heterogeneity, largely due to isolated client environments. Recent advances in Foundation Models (FMs), particularly large language models like ChatGPT, present an opportunity to surmount these issues through powerful, cross-task knowledge transfer. In this position paper, we systematically examine the convergence of FRSs and FMs, illustrating how FM-enhanced frameworks can substantially improve client-side personalization, communication efficiency, and server-side aggregation. We also delve into pivotal challenges introduced by this integration, including privacy-security trade-offs, non-IID data, and resource constraints in federated setups, and propose prospective research directions in areas such as multimodal recommendation, real-time FM adaptation, and explainable federated reasoning. By unifying FRSs with FMs, our position paper provides a forward-looking roadmap for advancing privacy-preserving, high-performance recommendation systems that fully leverage large-scale pre-trained knowledge to enhance local performance.

cs.IR

Personalized Recommendation Models in Federated Settings: A Survey

Federated recommender systems (FedRecSys) have emerged as a pivotal solution for privacy-aware recommendations, balancing growing demands for data security and personalized experiences. Current research efforts predominantly concentrate on adapting traditional recommendation architectures to federated environments, optimizing communication efficiency, and mitigating security vulnerabilities. However, user personalization modeling, which is essential for capturing heterogeneous preferences in this decentralized and non-IID data setting, remains underexplored. This survey addresses this gap by systematically exploring personalization in FedRecSys, charting its evolution from centralized paradigms to federated-specific innovations. We establish a foundational definition of personalization in a federated setting, emphasizing personalized models as a critical solution for capturing fine-grained user preferences. The work critically examines the technical hurdles of building personalized FedRecSys and synthesizes promising methodologies to meet these challenges. As the first consolidated study in this domain, this survey serves as both a technical reference and a catalyst for advancing personalized FedRecSys research.

cs.IR

Incomplete Graph Learning: A Comprehensive Survey

Graph learning is a prevalent field that operates on ubiquitous graph data. Effective graph learning methods can extract valuable information from graphs. However, these methods are non-robust and affected by missing attributes in graphs, resulting in sub-optimal outcomes. This has led to the emergence of incomplete graph learning, which aims to process and learn from incomplete graphs to achieve more accurate and representative results. In this paper, we conducted a comprehensive review of the literature on incomplete graph learning. Initially, we categorize incomplete graphs and provide precise definitions of relevant concepts, terminologies, and techniques, thereby establishing a solid understanding for readers. Subsequently, we classify incomplete graph learning methods according to the types of incompleteness: (1) attribute-incomplete graph learning methods, (2) attribute-missing graph learning methods, and (3) hybrid-absent graph learning methods. By systematically classifying and summarizing incomplete graph learning methods, we highlight the commonalities and differences among existing approaches, aiding readers in selecting methods and laying the groundwork for further advancements. In addition, we summarize the datasets, incomplete processing modes, evaluation metrics, and application domains used by the current methods. Lastly, we discuss the current challenges and propose future directions for incomplete graph learning, with the aim of stimulating further innovations in this crucial field. To our knowledge, this is the first review dedicated to incomplete graph learning, aiming to offer valuable insights for researchers in related fields.We developed an online resource to follow relevant research based on this review, available at https://github.com/cherry-a11y/Incomplete-graph-learning.git

cs.LG

Multifaceted User Modeling in Recommendation: A Federated Foundation Models Approach

Multifaceted user modeling aims to uncover fine-grained patterns and learn representations from user data, revealing their diverse interests and characteristics, such as profile, preference, and personality. Recent studies on foundation model-based recommendation have emphasized the Transformer architecture's remarkable ability to capture complex, non-linear user-item interaction relationships. This paper aims to advance foundation model-based recommendersystems by introducing enhancements to multifaceted user modeling capabilities. We propose a novel Transformer layer designed specifically for recommendation, using the self-attention mechanism to capture sequential user-item interaction patterns. Specifically, we design a group gating network to identify user groups, enabling hierarchical discovery across different layers, thereby capturing the multifaceted nature of user interests through multiple Transformer layers. Furthermore, to broaden the data scope and further enhance multifaceted user modeling, we extend the framework to a federated setting, enabling the use of private datasets while ensuring privacy. Experimental validations on benchmark datasets demonstrate the superior performance of our proposed method. Code is available.

cs.IR

LLM-Powered User Simulator for Recommender System

User simulators can rapidly generate a large volume of timely user behavior data, providing a testing platform for reinforcement learning-based recommender systems, thus accelerating their iteration and optimization. However, prevalent user simulators generally suffer from significant limitations, including the opacity of user preference modeling and the incapability of evaluating simulation accuracy. In this paper, we introduce an LLM-powered user simulator to simulate user engagement with items in an explicit manner, thereby enhancing the efficiency and effectiveness of reinforcement learning-based recommender systems training. Specifically, we identify the explicit logic of user preferences, leverage LLMs to analyze item characteristics and distill user sentiments, and design a logical model to imitate real human engagement. By integrating a statistical model, we further enhance the reliability of the simulation, proposing an ensemble model that synergizes logical and statistical insights for user interaction simulations. Capitalizing on the extensive knowledge and semantic generation capabilities of LLMs, our user simulator faithfully emulates user behaviors and preferences, yielding high-fidelity training data that enrich the training of recommendation algorithms. We establish quantifying and qualifying experiments on five datasets to validate the simulator's effectiveness and stability across various recommendation scenarios.

cs.IR

A Tutorial of Personalized Federated Recommender Systems: Recent Advances and Future Directions

Personalization stands as the cornerstone of recommender systems (RecSys), striving to sift out redundant information and offer tailor-made services for users. However, the conventional cloud-based RecSys necessitates centralized data collection, posing significant risks of user privacy breaches. In response to this challenge, federated recommender systems (FedRecSys) have emerged, garnering considerable attention. FedRecSys enable users to retain personal data locally and solely share model parameters with low privacy sensitivity for global model training, significantly bolstering the system's privacy protection capabilities. Within the distributed learning framework, the pronounced non-iid nature of user behavior data introduces fresh hurdles to federated optimization. Meanwhile, the ability of federated learning to concurrently learn multiple models presents an opportunity for personalized user modeling. Consequently, the development of personalized FedRecSys (PFedRecSys) is crucial and holds substantial significance. This tutorial seeks to provide an introduction to PFedRecSys, encompassing (1) an overview of existing studies on PFedRecSys, (2) a comprehensive taxonomy of PFedRecSys spanning four pivotal research directions-client-side adaptation, server-side aggregation, communication efficiency, privacy and protection, and (3) exploration of open challenges and promising future directions in PFedRecSys. This tutorial aims to establish a robust foundation and spark new perspectives for subsequent exploration and practical implementations in the evolving realm of RecSys.

cs.IR