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Cláudio Lúcio do Val Lopes

Publications and source records attributed to Cláudio Lúcio do Val Lopes.

4 recordsLinked to original sources

Semantic Pareto-DQN: A Multi-Objective Reinforcement Learning Framework for Financial Anomaly Detection

Financial anomaly detection suffers from extreme class imbalance, causing traditional single-objective algorithms to exhibit ``fraud collapse'', defaulting to the majority class and failing to balance anomaly interdiction with customer friction. To overcome this without distortive data resampling, we propose the Semantic Pareto-DQN, a multi-objective reinforcement learning framework. Our approach synthesizes heterogeneous transaction features into cohesive natural-language narratives, encoded by large language models, thereby producing a robust, scale-invariant state representation. The agent optimizes a vectorial reward that explicitly decouples financial efficacy, operational friction, and semantic discovery. By mapping the continuous Pareto frontier, the system dynamically navigates the asymmetric costs of missed anomalies versus false positives. Empirical evaluations across E-Commerce fraud and UCI Credit datasets show that semantic Pareto-DQN successfully shatters the zero-recall trap. It achieves superior minority-class recall compared to scalarized baselines, providing an alternative to trade bounded operational friction for financial anomaly discovery.

cs.LG↗

Partition-Guided Distance Saliency: Bridging Decision and Objective Spaces in Many-Objective Optimization

Explainability in Many-Objective Optimization (MaO) is currently hindered by the escalating complexity of the Pareto front, which renders the relationship between high-dimensional decision variables and objective outcomes increasingly opaque. As the number of objectives exceeds the limits of traditional visualization, decision-makers encounter a ``cognitive drought'' in identifying relevant trade-offs or specifying target regions without a priori knowledge. To bridge this interpretability gap, we introduce the {Partition-Guided Distance Saliency (PGDS)} framework, a novel XAI approach designed for continuous optimization landscapes. Our framework automates the explanation process through a three-stage pipeline that prioritizes geometric intuition over abstract rules. First, we employ a surrogate model that learns how geometric distances in the decision space map to proximity in the objective space. Second, to address the difficulty of manual target selection in high dimensions, the framework automatically partitions the objective landscape into distinct regions and identifies local ``Dominating Points'' to serve as automated targets for improvement. Third, we quantify how sensitive a solution's position is to each decision variable by measuring the distance shifts induced by perturbations to each variable. This allows PGDS to categorize features as either ``Drivers'' which facilitate convergence toward preferred regions, or ``Blockers'' which represent geometric constraints hindering further progress. Validation on 10-objective benchmarks and a physics-informed engineering problem (Welded Beam) demonstrates that PGDS provides differentiated, actionable insights that traditional visualization and rule-based XAI methods fail to provide.

cs.LG↗

Engineering AI Agents for Clinical Workflows: A Case Study in Architecture,MLOps, and Governance

The integration of Artificial Intelligence (AI) into clinical settings presents a software engineering challenge, demanding a shift from isolated models to robust, governable, and reliable systems. However, brittle, prototype-derived architectures often plague industrial applications and a lack of systemic oversight, creating a ``responsibility vacuum'' where safety and accountability are compromised. This paper presents an industry case study of the ``Maria'' platform, a production-grade AI system in primary healthcare that addresses this gap. Our central hypothesis is that trustworthy clinical AI is achieved through the holistic integration of four foundational engineering pillars. We present a synergistic architecture that combines Clean Architecture for maintainability with an Event-driven architecture for resilience and auditability. We introduce the Agent as the primary unit of modularity, each possessing its own autonomous MLOps lifecycle. Finally, we show how a Human-in-the-Loop governance model is technically integrated not merely as a safety check, but as a critical, event-driven data source for continuous improvement. We present the platform as a reference architecture, offering practical lessons for engineers building maintainable, scalable, and accountable AI-enabled systems in high-stakes domains.

cs.AI↗

Assessing an evolutionary search engine for small language models, prompts, and evaluation metrics

The concurrent optimization of language models and instructional prompts presents a significant challenge for deploying efficient and effective AI systems, particularly when balancing performance against computational costs like token usage. This paper introduces and assesses a bi-objective evolutionary search engine designed to navigate this complex space, focusing specifically on Small Language Models (SLMs). We employ the NSGA-II algorithm and prompt grammar to simultaneously optimize for task accuracy and token efficiency across some reasoning tasks. Our results successfully identify diverse, high-performing model-prompt combinations, quantitatively revealing the critical trade-off between the two objectives. This research highlights task-specific affinities between particular SLMs and prompt structures (e.g., instructions, context, chain of thought). The generated practical Pareto fronts offer decision-makers a portfolio of optimized solutions adaptable to their specific constraints. This automated approach moves beyond traditional manual tuning, providing a foundational framework for discovering effective human-AI interaction patterns.

cs.NE↗