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Clément Hongler

Publications and source records attributed to Clément Hongler.

At least 19 recordsLinked to original sources

Cross-Entropy Games and Frost Training

We present Frost Training, a method for improving Monte Carlo-based policy optimization for a large family of LLM-as-a-judge tasks called Cross-Entropy Games. The key idea is to exploit the gradient of the reward function in embedding space. This signal is used in the Greedy Coordinate Gradient (GCG) jailbreaking technique; we demonstrate for the first time that it can also be used to boost model training. We validate our method using GRPO training for maximum-likelihood infilling. Frost Training improves the model's ability to generate high-scoring outputs, reaching higher maximum scores in a best-of-k setting, and does so at an increased speed.

cs.AI↗

Cognitive Training for Language Models: Towards General Capabilities via Cross-Entropy Games

Defining a constructive process to build general capabilities for language models in an automatic manner is considered an open problem in artificial intelligence. Towards this, we consider the problem of building a curriculum of tasks that grows a model via relevant skill discovery. We provide a concrete framework for this task, using a family of tasks called Cross-Entropy Games, which we postulate is universal in a suitable sense. We show that if it is possible to grow the curriculum for relevant skill discovery by iterating a greedy optimization algorithm, then, under natural assumptions, there is essentially only one meta-objective possible (up to a few hyper-parameters). We call the resulting process cognitive training. We postulate that, given sufficiently capable language models as players and meta-samplers, cognitive training provides a principled way to relevant skill discovery; and hence to the extent general capabilities are achievable via greedy curriculum learning, cognitive training would be a solution.

math.OC↗

Visualizing the Structure of Lenia Parameter Space

Continuous cellular automata are rocketing in popularity, yet developing a theoretical understanding of their behaviour remains a challenge. In the case of Lenia, a few fundamental open problems include determining what exactly constitutes a soliton, what is the overall structure of the parameter space, and where do the solitons occur in it. In this abstract, we present a new method to automatically classify Lenia systems into four qualitatively different dynamical classes. This allows us to detect moving solitons, and to provide an interactive visualization of Lenia's parameter space structure on our website https://lenia-explorer.vercel.app/. The results shed new light on the above-mentioned questions and lead to several observations: the existence of new soliton families for parameters where they were not believed to exist, or the universality of the phase space structure across various kernels.

nlin.CG↗

Self-replication and Computational Universality

Self-replication is central to all life, and yet how it dynamically emerges in physical, non-equilibrium systems remains poorly understood. Von Neumann's pioneering work in the 1940s and subsequent developments suggest a natural hypothesis: that any physical system capable of Turing-universal computation can support self-replicating objects. In this work, we challenge this hypothesis by clarifying what computational universality means for physical systems and constructing a cellular automaton that is Turing-universal but cannot sustain non-trivial self-replication. By analogy with biology, such dynamics manifest transcription and translation but cannot instantiate replication. More broadly, our work emphasizes that the computational complexity of translating between physical dynamics and symbolic computation is inseparable from any claim of universality (exemplified by our analysis of Rule 110) and builds mathematical foundations for identifying self-replicating behavior. Our approach enables the formulation of necessary dynamical and computational conditions for a physical system to constitute a living organism.

nlin.CG↗

Cross-Entropy Games for Language Models: From Implicit Knowledge to General Capability Measures

Large Language Models (LLMs) define probability measures on text. By considering the implicit knowledge question of what it means for an LLM to know such a measure and what it entails algorithmically, we are naturally led to formulate a series of tasks that go beyond generative sampling, involving forms of summarization, counterfactual thinking, anomaly detection, originality search, reverse prompting, debating, creative solving, etc. These tasks can be formulated as games based on LLM measures, which we call Cross-Entropy (Xent) Games. Xent Games can be single-player or multi-player. They involve cross-entropy scores and cross-entropy constraints, and can be expressed as simple computational graphs and programs. We show the Xent Game space is large enough to contain a wealth of interesting examples, while being constructible from basic game-theoretic consistency axioms. We then discuss how the Xent Game space can be used to measure the abilities of LLMs. This leads to the construction of Xent Game measures: finite families of Xent Games that can be used as capability benchmarks, built from a given scope, by extracting a covering measure. To address the unbounded scope problem associated with the challenge of measuring general abilities, we propose to explore the space of Xent Games in a coherent fashion, using ideas inspired by evolutionary dynamics.

cs.AI↗

Arrows of Time for Large Language Models

We study the probabilistic modeling performed by Autoregressive Large Language Models (LLMs) through the angle of time directionality, addressing a question first raised in (Shannon, 1951). For large enough models, we empirically find a time asymmetry in their ability to learn natural language: a difference in the average log-perplexity when trying to predict the next token versus when trying to predict the previous one. This difference is at the same time subtle and very consistent across various modalities (language, model size, training time, ...). Theoretically, this is surprising: from an information-theoretic point of view, there should be no such difference. We provide a theoretical framework to explain how such an asymmetry can appear from sparsity and computational complexity considerations, and outline a number of perspectives opened by our results.

cs.LG↗

Looking for Complexity at Phase Boundaries in Continuous Cellular Automata

One key challenge in Artificial Life is designing systems that display an emergence of complex behaviors. Many such systems depend on a high-dimensional parameter space, only a small subset of which displays interesting dynamics. Focusing on the case of continuous systems, we introduce the 'Phase Transition Finder'(PTF) algorithm, which can be used to efficiently generate parameters lying at the border between two phases. We argue that such points are more likely to display complex behaviors, and confirm this by applying PTF to Lenia showing it can increase the frequency of interesting behaviors more than two-fold, while remaining efficient enough for large-scale searches.

nlin.AO↗

Magnetization in the zig-zag layered Ising model and orthogonal polynomials

We discuss the magnetization $M_m$ in the $m$-th column of the zig-zag layered 2D Ising model on a half-plane using Kadanoff-Ceva fermions and orthogonal polynomials techniques. Our main result gives an explicit representation of $M_m$ via $m\times m$ Hankel determinants constructed from the spectral measure of a certain Jacobi matrix which encodes the interaction parameters between the columns. We also illustrate our approach by giving short proofs of the classical Kaufman-Onsager-Yang and McCoy-Wu theorems in the homogeneous setup and expressing $M_m$ as a Toeplitz+Hankel determinant for the homogeneous sub-critical model in presence of a boundary magnetic field.

math-ph↗

Feature Learning in $L_{2}$-regularized DNNs: Attraction/Repulsion and Sparsity

We study the loss surface of DNNs with $L_{2}$ regularization. We show that the loss in terms of the parameters can be reformulated into a loss in terms of the layerwise activations $Z_{\ell}$ of the training set. This reformulation reveals the dynamics behind feature learning: each hidden representations $Z_{\ell}$ are optimal w.r.t. to an attraction/repulsion problem and interpolate between the input and output representations, keeping as little information from the input as necessary to construct the activation of the next layer. For positively homogeneous non-linearities, the loss can be further reformulated in terms of the covariances of the hidden representations, which takes the form of a partially convex optimization over a convex cone. This second reformulation allows us to prove a sparsity result for homogeneous DNNs: any local minimum of the $L_{2}$-regularized loss can be achieved with at most $N(N+1)$ neurons in each hidden layer (where $N$ is the size of the training set). We show that this bound is tight by giving an example of a local minimum that requires $N^{2}/4$ hidden neurons. But we also observe numerically that in more traditional settings much less than $N^{2}$ neurons are required to reach the minima.

stat.ML↗

Correlations of primary fields in the critical Ising model

We prove convergence of renormalized correlations of primary fields, i. e., spins, disorders, fermions and energy densities, in the scaling limit of the critical Ising model in arbitrary finitely connected domains, with fixed (plus or minus) or free boundary conditions, or mixture thereof. We describe the limits of correlations in terms of solutions of Riemann boundary value problems, and prove their conformal covariance. Moreover, we prove fusion rules, or operator product expansions, which describe asymptotics of the scaling limits of the correlations as some of the points collide together. We give explicit formulae for correlations in the case of simply-connected and doubly-connected domains. Our presentation is self-contained, and the proofs are simplified as compared to the previous work where particular cases are treated.

math-ph↗

Saddle-to-Saddle Dynamics in Deep Linear Networks: Small Initialization Training, Symmetry, and Sparsity

The dynamics of Deep Linear Networks (DLNs) is dramatically affected by the variance $σ^2$ of the parameters at initialization $θ_0$. For DLNs of width $w$, we show a phase transition w.r.t. the scaling $γ$ of the variance $σ^2=w^{-γ}$ as $w\to\infty$: for large variance ($γ<1$), $θ_0$ is very close to a global minimum but far from any saddle point, and for small variance ($γ>1$), $θ_0$ is close to a saddle point and far from any global minimum. While the first case corresponds to the well-studied NTK regime, the second case is less understood. This motivates the study of the case $γ\to +\infty$, where we conjecture a Saddle-to-Saddle dynamics: throughout training, gradient descent visits the neighborhoods of a sequence of saddles, each corresponding to linear maps of increasing rank, until reaching a sparse global minimum. We support this conjecture with a theorem for the dynamics between the first two saddles, as well as some numerical experiments.

stat.ML↗

Smart Proofs via Smart Contracts: Succinct and Informative Mathematical Derivations via Decentralized Markets

Modern mathematics is built on the idea that proofs should be translatable into formal proofs, whose validity is an objective question, decidable by a computer. Yet, in practice, proofs are informal and may omit many details. An agent considers a proof valid if they trust that it could be expanded into a machine-verifiable proof. A proof's validity can thus become a subjective matter and lead to a debate, which may be difficult to settle. Hence, while the concept of valid proof is well-defined, the process to establish validity is itself a complex multi-agent problem. We introduce the SPRIG protocol. SPRIG allows agents to propose and verify succinct and informative proofs in a decentralized fashion; the trust is established by agents being able to request more details in the proof steps; debates, if they arise, must isolate details of proofs and, if they persist, go down to machine-level details, where they are automatically settled. A structure of bounties and stakes is set to incentivize agents to act in good faith. We propose a game-theoretic discussion of SPRIG, showing how agents with various types of information interact, leading to a proof tree with an appropriate level of detail and to the invalidation of wrong proofs, and we discuss resilience against various attacks. We then analyze a simplified model, characterize its equilibria and compute the agents' level of trust. SPRIG is designed to run as a smart contract on a blockchain platform. This allows anonymous agents to participate in the verification debate, and to contribute with their information. The smart contract mediates the interactions, settles debates, and guarantees that bounties and stakes are paid as specified. SPRIG enables new applications, such as the issuance of bounties for open problems, and the creation of derivatives markets, allowing agents to inject more information pertaining to proofs.

cs.GT↗

Geometry of the Loss Landscape in Overparameterized Neural Networks: Symmetries and Invariances

We study how permutation symmetries in overparameterized multi-layer neural networks generate `symmetry-induced' critical points. Assuming a network with $ L $ layers of minimal widths $ r_1^*, \ldots, r_{L-1}^* $ reaches a zero-loss minimum at $ r_1^*! \cdots r_{L-1}^*! $ isolated points that are permutations of one another, we show that adding one extra neuron to each layer is sufficient to connect all these previously discrete minima into a single manifold. For a two-layer overparameterized network of width $ r^*+ h =: m $ we explicitly describe the manifold of global minima: it consists of $ T(r^*, m) $ affine subspaces of dimension at least $ h $ that are connected to one another. For a network of width $m$, we identify the number $G(r,m)$ of affine subspaces containing only symmetry-induced critical points that are related to the critical points of a smaller network of width $r<r^*$. Via a combinatorial analysis, we derive closed-form formulas for $ T $ and $ G $ and show that the number of symmetry-induced critical subspaces dominates the number of affine subspaces forming the global minima manifold in the mildly overparameterized regime (small $ h $) and vice versa in the vastly overparameterized regime ($h \gg r^*$). Our results provide new insights into the minimization of the non-convex loss function of overparameterized neural networks.

cs.LG↗

Implicit Regularization of Random Feature Models

Random Feature (RF) models are used as efficient parametric approximations of kernel methods. We investigate, by means of random matrix theory, the connection between Gaussian RF models and Kernel Ridge Regression (KRR). For a Gaussian RF model with $P$ features, $N$ data points, and a ridge $λ$, we show that the average (i.e. expected) RF predictor is close to a KRR predictor with an effective ridge $\tildeλ$. We show that $\tildeλ > λ$ and $\tildeλ \searrow λ$ monotonically as $P$ grows, thus revealing the implicit regularization effect of finite RF sampling. We then compare the risk (i.e. test error) of the $\tildeλ$-KRR predictor with the average risk of the $λ$-RF predictor and obtain a precise and explicit bound on their difference. Finally, we empirically find an extremely good agreement between the test errors of the average $λ$-RF predictor and $\tildeλ$-KRR predictor.

stat.ML↗

Order and Chaos: NTK views on DNN Normalization, Checkerboard and Boundary Artifacts

We analyze architectural features of Deep Neural Networks (DNNs) using the so-called Neural Tangent Kernel (NTK), which describes the training and generalization of DNNs in the infinite-width setting. In this setting, we show that for fully-connected DNNs, as the depth grows, two regimes appear: "order", where the (scaled) NTK converges to a constant, and "chaos", where it converges to a Kronecker delta. Extreme order slows down training while extreme chaos hinders generalization. Using the scaled ReLU as a nonlinearity, we end up in the ordered regime. In contrast, Layer Normalization brings the network into the chaotic regime. We observe a similar effect for Batch Normalization (BN) applied after the last nonlinearity. We uncover the same order and chaos modes in Deep Deconvolutional Networks (DC-NNs). Our analysis explains the appearance of so-called checkerboard patterns and border artifacts. Moving the network into the chaotic regime prevents checkerboard patterns; we propose a graph-based parametrization which eliminates border artifacts; finally, we introduce a new layer-dependent learning rate to improve the convergence of DC-NNs. We illustrate our findings on DCGANs: the ordered regime leads to a collapse of the generator to a checkerboard mode, which can be avoided by tuning the nonlinearity to reach the chaotic regime. As a result, we are able to obtain good quality samples for DCGANs without BN.

cs.LG↗

Kernel Alignment Risk Estimator: Risk Prediction from Training Data

We study the risk (i.e. generalization error) of Kernel Ridge Regression (KRR) for a kernel $K$ with ridge $λ>0$ and i.i.d. observations. For this, we introduce two objects: the Signal Capture Threshold (SCT) and the Kernel Alignment Risk Estimator (KARE). The SCT $\vartheta_{K,λ}$ is a function of the data distribution: it can be used to identify the components of the data that the KRR predictor captures, and to approximate the (expected) KRR risk. This then leads to a KRR risk approximation by the KARE $ρ_{K, λ}$, an explicit function of the training data, agnostic of the true data distribution. We phrase the regression problem in a functional setting. The key results then follow from a finite-size analysis of the Stieltjes transform of general Wishart random matrices. Under a natural universality assumption (that the KRR moments depend asymptotically on the first two moments of the observations) we capture the mean and variance of the KRR predictor. We numerically investigate our findings on the Higgs and MNIST datasets for various classical kernels: the KARE gives an excellent approximation of the risk, thus supporting our universality assumption. Using the KARE, one can compare choices of Kernels and hyperparameters directly from the training set. The KARE thus provides a promising data-dependent procedure to select Kernels that generalize well.

stat.ML↗

Neural Tangent Kernel: Convergence and Generalization in Neural Networks

At initialization, artificial neural networks (ANNs) are equivalent to Gaussian processes in the infinite-width limit, thus connecting them to kernel methods. We prove that the evolution of an ANN during training can also be described by a kernel: during gradient descent on the parameters of an ANN, the network function $f_θ$ (which maps input vectors to output vectors) follows the kernel gradient of the functional cost (which is convex, in contrast to the parameter cost) w.r.t. a new kernel: the Neural Tangent Kernel (NTK). This kernel is central to describe the generalization features of ANNs. While the NTK is random at initialization and varies during training, in the infinite-width limit it converges to an explicit limiting kernel and it stays constant during training. This makes it possible to study the training of ANNs in function space instead of parameter space. Convergence of the training can then be related to the positive-definiteness of the limiting NTK. We prove the positive-definiteness of the limiting NTK when the data is supported on the sphere and the non-linearity is non-polynomial. We then focus on the setting of least-squares regression and show that in the infinite-width limit, the network function $f_θ$ follows a linear differential equation during training. The convergence is fastest along the largest kernel principal components of the input data with respect to the NTK, hence suggesting a theoretical motivation for early stopping. Finally we study the NTK numerically, observe its behavior for wide networks, and compare it to the infinite-width limit.

cs.LG↗

The asymptotic spectrum of the Hessian of DNN throughout training

The dynamics of DNNs during gradient descent is described by the so-called Neural Tangent Kernel (NTK). In this article, we show that the NTK allows one to gain precise insight into the Hessian of the cost of DNNs. When the NTK is fixed during training, we obtain a full characterization of the asymptotics of the spectrum of the Hessian, at initialization and during training. In the so-called mean-field limit, where the NTK is not fixed during training, we describe the first two moments of the Hessian at initialization.

cs.LG↗