arXiv subjects

Clark Barrett

Publications and source records attributed to Clark Barrett.

At least 37 records · Page 2Linked to original sources

arXiv2025

Proof Minimization in Neural Network Verification

The widespread adoption of deep neural networks (DNNs) requires efficient techniques for verifying their safety. DNN verifiers are complex tools, which might contain bugs that could compromise their soundness and undermine the reliability of the verification process. This concern can be mitigated using proofs: artifacts that are checkable by an external and reliable proof checker, and which attest to the correctness of the verification process. However, such proofs tend to be extremely large, limiting their use in many scenarios. In this work, we address this problem by minimizing proofs of unsatisfiability produced by DNN verifiers. We present algorithms that remove facts which were learned during the verification process, but which are unnecessary for the proof itself. Conceptually, our method analyzes the dependencies among facts used to deduce UNSAT, and removes facts that did not contribute. We then further minimize the proof by eliminating remaining unnecessary dependencies, using two alternative procedures. We implemented our algorithms on top of a proof producing DNN verifier, and evaluated them across several benchmarks. Our results show that our best-performing algorithm reduces proof size by 37%-82% and proof checking time by 30%-88%, while introducing a runtime overhead of 7%-20% to the verification process itself.

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arXiv2025

Solving Set Constraints with Comprehensions and Bounded Quantifiers

Many real applications problems can be encoded easily as quantified formulas in SMT. However, this simplicity comes at the cost of difficulty during solving by SMT solvers. Different strategies and quantifier instantiation techniques have been developed to tackle this. However, SMT solvers still struggle with quantified formulas generated by some applications. In this paper, we discuss the use of set-bounded quantifiers, quantifiers whose variable ranges over a finite set. These quantifiers can be implemented using quantifier-free fragment of the theory of finite relations with a filter operator, a form of restricted comprehension, that constructs a subset from a finite set using a predicate. We show that this approach outperforms other quantification techniques in satisfiable problems generated by the SLEEC tool, and is very competitive on unsatisfiable benchmarks compared to LEGOS, a specialized solver for SLEEC. We also identify a decidable class of constraints with restricted applications of the filter operator, while showing that unrestricted applications lead to undecidability.

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arXiv2025

ClassInvGen: Class Invariant Synthesis using Large Language Models

Formal program specifications in the form of preconditions, postconditions, and class invariants have several benefits for the construction and maintenance of programs. They not only aid in program understanding due to their unambiguous semantics but can also be enforced dynamically (or even statically when the language supports a formal verifier). However, synthesizing high-quality specifications in an underlying programming language is limited by the expressivity of the specifications or the need to express them in a declarative manner. Prior work has demonstrated the potential of large language models (LLMs) for synthesizing high-quality method pre/postconditions for Python and Java, but does not consider class invariants. In this work, we describe ClassInvGen, a method for co-generating executable class invariants and test inputs to produce high-quality class invariants for a mainstream language such as C++, leveraging LLMs' ability to synthesize pure functions. We show that ClassInvGen outperforms a pure LLM-based technique to generate specifications (from code) as well as prior data-driven invariant inference techniques such as Daikon. We contribute a benchmark of standard C++ data structures along with a harness that can help measure both the correctness and completeness of generated specifications using tests and mutants. We also demonstrate its applicability to real-world code by performing a case study on several classes within a widely used and high-integrity C++ codebase.

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arXiv2025

Lean-auto: An Interface between Lean 4 and Automated Theorem Provers

Proof automation is crucial to large-scale formal mathematics and software/hardware verification projects in ITPs. Sophisticated tools called hammers have been developed to provide general-purpose proof automation in ITPs such as Coq and Isabelle, leveraging the power of ATPs. An important component of a hammer is the translation algorithm from the ITP's logical system to the ATP's logical system. In this paper, we propose a novel translation algorithm for ITPs based on dependent type theory. The algorithm is implemented in Lean 4 under the name Lean-auto. When combined with ATPs, Lean-auto provides general-purpose, ATP-based proof automation in Lean 4 for the first time. Soundness of the main translation procedure is guaranteed, and experimental results suggest that our algorithm is sufficiently complete to automate the proof of many problems that arise in practical uses of Lean 4. We also find that Lean-auto solves more problems than existing tools on Lean 4's math library Mathlib4.

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arXiv2025

Integer Reasoning Modulo Different Constants in SMT

This paper presents a new refutation procedure for multimodular systems of integer constraints that commonly arise when verifying cryptographic protocols. These systems, involving polynomial equalities and disequalities modulo different constants, are challenging for existing solvers due to their inability to exploit multimodular structure. To address this issue, our method partitions constraints by modulus and uses lifting and lowering techniques to share information across subsystems, supported by algebraic tools like weighted Gröbner bases. Our experiments show that the proposed method outperforms existing state-of-the-art solvers in verifying cryptographic implementations related to Montgomery arithmetic and zero-knowledge proofs.

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arXiv2025

Lean-SMT: An SMT tactic for discharging proof goals in Lean

Lean is an increasingly popular proof assistant based on dependent type theory. Despite its success, it still lacks important automation features present in more seasoned proof assistants, such as the Sledgehammer tactic in Isabelle/HOL. A key aspect of Sledgehammer is the use of proof-producing SMT solvers to prove a translated proof goal and the reconstruction of the resulting proof into valid justifications for the original goal. We present Lean-SMT, a tactic providing this functionality in Lean. We detail how the tactic converts Lean goals into SMT problems and, more importantly, how it reconstructs SMT proofs into native Lean proofs. We evaluate the tactic on established benchmarks used to evaluate Sledgehammer's SMT integration, with promising results. We also evaluate Lean-SMT as a standalone proof checker for proofs of SMT-LIB problems. We show that Lean-SMT offers a smaller trusted core without sacrificing too much performance.

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arXiv2025

Relational Hoare Logic for Realistically Modelled Machine Code

Many security- and performance-critical domains, such as cryptography, rely on low-level verification to minimize the trusted computing surface and allow code to be written directly in assembly. However, verifying assembly code against a realistic machine model is a challenging task. Furthermore, certain security properties -- such as constant-time behavior -- require relational reasoning that goes beyond traditional correctness by linking multiple execution traces within a single specification. Yet, relational verification has been extensively explored at a higher level of abstraction. In this work, we introduce a Hoare-style logic that provides low-level, expressive relational verification. We demonstrate our approach on the s2n-bignum library, proving both constant-time discipline and equivalence between optimized and verification-friendly routines. Formalized in HOL Light, our results confirm the real-world applicability of relational verification in large assembly codebases.

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arXiv2025

Towards SMT Solver Stability via Input Normalization

In many applications, SMT solvers are utilized to solve similar or identical tasks over time. Significant variations in performance due to small changes in the input are not uncommon and lead to frustration for users. This sort of stability problem represents an important usability challenge for SMT solvers. We introduce an approach for mitigating the stability problem based on normalizing solver inputs. We show that a perfect normalizing algorithm exists but is computationally expensive. We then describe an approximate algorithm and evaluate it on a set of benchmarks from related work, as well as a large set of benchmarks sampled from SMT-LIB. Our evaluation shows that our approximate normalizer reduces runtime variability with minimal overhead and is able to normalize a large class of mutated benchmarks to a unique normal form.

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arXiv2025

Cubing for Tuning

We are exploring the problem of building an automated reasoning procedure that adaptively tunes the high-level solving strategy for a given problem. There are two main distinctive characteristics of our approach: tuning is performed solely online, unlike the common use of tuning as an offline process; and tuning data comes exclusively from the given instance, so we do not rely on the availability of similar benchmarks and can work with unique challenging instances. Our approach builds on top of the divide-and-conquer paradigm that naturally serves partitioned sub-problems for an automated tuning algorithm to obtain a good solving strategy. We demonstrate performance improvement on two classes of important problems--SAT-solving and neural network verification--and show that our method can learn unconventional solving strategies in some cases.

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arXiv2025

Pantograph: A Machine-to-Machine Interaction Interface for Advanced Theorem Proving, High Level Reasoning, and Data Extraction in Lean 4

Machine-assisted theorem proving refers to the process of conducting structured reasoning to automatically generate proofs for mathematical theorems. Recently, there has been a surge of interest in using machine learning models in conjunction with proof assistants to perform this task. In this paper, we introduce Pantograph, a tool that provides a versatile interface to the Lean 4 proof assistant and enables efficient proof search via powerful search algorithms such as Monte Carlo Tree Search. In addition, Pantograph enables high-level reasoning by enabling a more robust handling of Lean 4's inference steps. We provide an overview of Pantograph's architecture and features. We also report on an illustrative use case: using machine learning models and proof sketches to prove Lean 4 theorems. Pantograph's innovative features pave the way for more advanced machine learning models to perform complex proof searches and high-level reasoning, equipping future researchers to design more versatile and powerful theorem provers.

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arXiv2025

The termination of Nielsen transformations applied to word equations with length constraints

Nielsen transformations form the basis of a simple and widely used procedure for solving word equations. We make progress on the problem of determining when this procedure terminates in the presence of length constraints. To do this, we introduce extended word equations, a mathematical model of a word equation with partial information about length constraints. We then define extended Nielsen transformations, which adapt Nielsen transformations to the setting of extended word equations. We provide a partial characterization of when repeatedly applying extended Nielsen transformations to an extended word equation is guaranteed to terminate.

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arXiv2024

Clover: Closed-Loop Verifiable Code Generation

The use of large language models for code generation is a rapidly growing trend in software development. However, without effective methods for ensuring the correctness of generated code, this trend could lead to undesirable outcomes. In this paper, we introduce a new approach for addressing this challenge: the Clover paradigm, short for Closed-Loop Verifiable Code Generation, which uses consistency checking to provide a strong filter for incorrect code. Clover performs consistency checks among code, docstrings, and formal annotations. The checker is implemented using a novel integration of formal verification tools and large language models. We provide a theoretical analysis to support our thesis that Clover should be effective at consistency checking. We also empirically investigate its performance on a hand-designed dataset (CloverBench) featuring annotated Dafny programs at a textbook level of difficulty. Experimental results show that for this dataset: (i) LLMs are reasonably successful at automatically generating formal specifications; and (ii) our consistency checker achieves a promising acceptance rate (up to 87%) for correct instances while maintaining zero tolerance for adversarial incorrect ones (no false positives). Clover also discovered 6 incorrect programs in the existing human-written dataset MBPP-DFY-50.

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arXiv2024

Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificates

Deep reinforcement learning (DRL) is a powerful machine learning paradigm for generating agents that control autonomous systems. However, the ``black box'' nature of DRL agents limits their deployment in real-world safety-critical applications. A promising approach for providing strong guarantees on an agent's behavior is to use Neural Lyapunov Barrier (NLB) certificates, which are learned functions over the system whose properties indirectly imply that an agent behaves as desired. However, NLB-based certificates are typically difficult to learn and even more difficult to verify, especially for complex systems. In this work, we present a novel method for training and verifying NLB-based certificates for discrete-time systems. Specifically, we introduce a technique for certificate composition, which simplifies the verification of highly-complex systems by strategically designing a sequence of certificates. When jointly verified with neural network verification engines, these certificates provide a formal guarantee that a DRL agent both achieves its goals and avoids unsafe behavior. Furthermore, we introduce a technique for certificate filtering, which significantly simplifies the process of producing formally verified certificates. We demonstrate the merits of our approach with a case study on providing safety and liveness guarantees for a DRL-controlled spacecraft.

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arXiv2024

Safe and Reliable Training of Learning-Based Aerospace Controllers

In recent years, deep reinforcement learning (DRL) approaches have generated highly successful controllers for a myriad of complex domains. However, the opaque nature of these models limits their applicability in aerospace systems and safety-critical domains, in which a single mistake can have dire consequences. In this paper, we present novel advancements in both the training and verification of DRL controllers, which can help ensure their safe behavior. We showcase a design-for-verification approach utilizing k-induction and demonstrate its use in verifying liveness properties. In addition, we also give a brief overview of neural Lyapunov Barrier certificates and summarize their capabilities on a case study. Finally, we describe several other novel reachability-based approaches which, despite failing to provide guarantees of interest, could be effective for verification of other DRL systems, and could be of further interest to the community.

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arXiv2024

Towards Guaranteed Safe AI: A Framework for Ensuring Robust and Reliable AI Systems

Ensuring that AI systems reliably and robustly avoid harmful or dangerous behaviours is a crucial challenge, especially for AI systems with a high degree of autonomy and general intelligence, or systems used in safety-critical contexts. In this paper, we will introduce and define a family of approaches to AI safety, which we will refer to as guaranteed safe (GS) AI. The core feature of these approaches is that they aim to produce AI systems which are equipped with high-assurance quantitative safety guarantees. This is achieved by the interplay of three core components: a world model (which provides a mathematical description of how the AI system affects the outside world), a safety specification (which is a mathematical description of what effects are acceptable), and a verifier (which provides an auditable proof certificate that the AI satisfies the safety specification relative to the world model). We outline a number of approaches for creating each of these three core components, describe the main technical challenges, and suggest a number of potential solutions to them. We also argue for the necessity of this approach to AI safety, and for the inadequacy of the main alternative approaches.

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arXiv2024

The nonexistence of unicorns and many-sorted Löwenheim-Skolem theorems

Stable infiniteness, strong finite witnessability, and smoothness are model-theoretic properties relevant to theory combination in satisfiability modulo theories. Theories that are strongly finitely witnessable and smooth are called strongly polite and can be effectively combined with other theories. Toledo, Zohar, and Barrett conjectured that stably infinite and strongly finitely witnessable theories are smooth and therefore strongly polite. They called counterexamples to this conjecture unicorn theories, as their existence seemed unlikely. We prove that, indeed, unicorns do not exist. We also prove versions of the Löwenheim-Skolem theorem and the Łoś-Vaught test for many-sorted logic.

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arXiv2024

SGLang: Efficient Execution of Structured Language Model Programs

Large language models (LLMs) are increasingly used for complex tasks that require multiple generation calls, advanced prompting techniques, control flow, and structured inputs/outputs. However, efficient systems are lacking for programming and executing these applications. We introduce SGLang, a system for efficient execution of complex language model programs. SGLang consists of a frontend language and a runtime. The frontend simplifies programming with primitives for generation and parallelism control. The runtime accelerates execution with novel optimizations like RadixAttention for KV cache reuse and compressed finite state machines for faster structured output decoding. Experiments show that SGLang achieves up to 6.4x higher throughput compared to state-of-the-art inference systems on various large language and multi-modal models on tasks including agent control, logical reasoning, few-shot learning benchmarks, JSON decoding, retrieval-augmented generation pipelines, and multi-turn chat. The code is publicly available at https://github.com/sgl-project/sglang

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arXiv2024

Verifying SQL Queries using Theories of Tables and Relations

We present a number of first- and second-order extensions to SMT theories specifically aimed at representing and analyzing SQL queries with join, projection, and selection operations. We support reasoning about SQL queries with either bag or set semantics for database tables. We provide the former via an extension of a theory of finite bags and the latter via an extension of the theory of finite relations. Furthermore, we add the ability to reason about tables with null values by introducing a theory of nullable sorts based on an extension of the theory of algebraic datatypes. We implemented solvers for these theories in the SMT solver cvc5 and evaluated them on a set of benchmarks derived from public sets of SQL equivalence problems.

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