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Cunhua Pan

Publications and source records attributed to Cunhua Pan.

At least 127 records · Page 7Linked to original sources

Large-Scale RIS Enabled Air-Ground Channels: Near-Field Modeling and Analysis

Existing works mainly rely on the far-field planar-wave-based channel model to assess the performance of reconfigurable intelligent surface (RIS)-enabled wireless communication systems. However, when the transmitter and receiver are in near-field ranges, this will result in relatively low computing accuracy. To tackle this challenge, we initially develop an analytical framework for sub-array partitioning. This framework divides the large-scale RIS array into multiple sub-arrays, effectively reducing modeling complexity while maintaining acceptable accuracy. Then, we develop a beam domain channel model based on the proposed sub-array partition framework for large-scale RIS-enabled UAV-to-vehicle communication systems, which can be used to efficiently capture the sparse features in RIS-enabled UAV-to-vehicle channels in both near-field and far-field ranges. Furthermore, some important propagation characteristics of the proposed channel model, including the spatial cross-correlation functions (CCFs), temporal auto-correlation functions (ACFs), frequency correlation functions (CFs), and channel capacities with respect to the different physical features of the RIS and non-stationary properties of the channel model are derived and analyzed. Finally, simulation results are provided to demonstrate that the proposed framework is helpful to achieve a good tradeoff between model complexity and accuracy for investigating the channel propagation characteristics, and therefore providing highly-efficient communications in RIS-enabled UAV-to-vehicle wireless networks.

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RIS-Aided Localization Algorithm and Analysis: Tackling Non-Gaussian Angle Estimation Errors

Reconfigurable intelligent surface (RIS)-aided localization systems are increasingly recognized for enhancing accuracy in internet of things (IoT) networks. However, prevailing studies tend to either assume a Gaussian distribution for angle estimation error (AEE) or directly neglect the impact of the AEE, overlooking its non-Gaussian nature in real-world scenarios, particularly with diverse estimation methods (e.g., 2D-DFT algorithm). Addressing this oversight, this paper explores the design and performance analysis of RIS-aided localization systems, specifically tackling non-Gaussian AEE. We adopt the classical two-step three-dimensional (3D) localization scheme to determine the position of mobile user (MU). Initially, we estimate angles of arrival (AoAs) and time differences of arrival (TDoAs) at the RIS using different methods, resulting in non-Gaussian and Gaussian errors, respectively. Subsequently, to accommodate the non-Gaussian nature of AoAs errors and the Gaussian character of TDoA errors, we design a multiple weighted least squares (mWLS) algorithm to accurately localize MU. Besides, our research also includes a unique bias analysis for evaluating the performance of the proposed localization algorithm under both Gaussian and non-Gaussian errors. Simulation results demonstrate the effectiveness of both the proposed mWLS algorithm and the bias analysis methodology.

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Joint Optimization for Achieving Covertness in MIMO Over-the-Air Computation Networks

This paper investigates covert data transmission within a multiple-input multiple-output (MIMO) over-the-air computation (AirComp) network, where sensors transmit data to the access point (AP) while guaranteeing covertness to the warden (Willie). Simultaneously, the AP introduces artificial noise (AN) to confuse Willie, meeting the covert requirement. We address the challenge of minimizing mean-square-error (MSE) of the AP, while considering transmit power constraints at both the AP and the sensors, as well as ensuring the covert transmission to Willie with a low detection error probability (DEP). However, obtaining globally optimal solutions for the investigated non-convex problem is challenging due to the interdependence of optimization variables. To tackle this problem, we introduce an exact penalty algorithm and transform the optimization problem into a difference-of-convex (DC) form problem to find a locally optimal solution. Simulation results showcase the superior performance in terms of our proposed scheme in comparison to the benchmark schemes.

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Performance Analysis on RIS-Aided Wideband Massive MIMO OFDM Systems with Low-Resolution ADCs

This paper investigates a reconfigurable intelligent surface (RIS)-aided wideband massive multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) system with low-resolution analog-to-digital converters (ADCs). Frequency-selective Rician fading channels are considered, and the OFDM data transmission process is presented in time domain. This paper derives the closed-form approximate expression of the uplink achievable rate, based on which the asymptotic system performance is analyzed when the number of the antennas at the base station and the number of reflecting elements at the RIS grow to infinity. Besides, the power scaling laws of the considered system are revealed to provide energy-saving insights. Furthermore, this paper proposes a gradient ascent-based algorithm to design the phase shifts of the RIS for maximizing the minimum user rate. Finally, numerical results are presented to verify the correctness of analytical conclusions and draw insights.

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Radar Rainbow Beams For Wideband mmWave Communication: Beam Training And Tracking

We propose a novel integrated sensing and communication (ISAC) system that leverages sensing to assist communication, ensuring fast initial access, seamless user tracking, and uninterrupted communication for millimeter wave (mmWave) wideband systems. True-time-delayers (TTDs) are utilized to generate frequency-dependent radar rainbow beams by controlling the beam squint effect. These beams cover users across the entire angular space simultaneously for fast beam training using just one orthogonal frequency-division multiplexing (OFDM) symbol. Three detection and estimation schemes are proposed based on radar rainbow beams for estimation of the users' angles, distances, and velocities, which are then exploited for communication beamformer design. The first proposed scheme utilizes a single-antenna radar receiver and one set of rainbow beams, but may cause a Doppler ambiguity. To tackle this limitation, two additional schemes are introduced, utilizing two sets of rainbow beams and a multi-antenna receiver, respectively. Furthermore, the proposed detection and estimation schemes are extended to realize user tracking by choosing different subsets of OFDM subcarriers. This approach eliminates the need to switch phase shifters and TTDs, which are typically necessary in existing tracking technologies, thereby reducing the demands on the control circurity. Simulation results reveal the effectiveness of the proposed rainbow beam-based training and tracking methods for mobile users. Notably, the scheme employing a multi-antenna radar receiver can accurately estimate the channel parameters and can support communication rates comparable to those achieved with perfect channel information.

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Large Generative Model Assisted 3D Semantic Communication

Semantic Communication (SC) is a novel paradigm for data transmission in 6G. However, there are several challenges posed when performing SC in 3D scenarios: 1) 3D semantic extraction; 2) Latent semantic redundancy; and 3) Uncertain channel estimation. To address these issues, we propose a Generative AI Model assisted 3D SC (GAM-3DSC) system. Firstly, we introduce a 3D Semantic Extractor (3DSE), which employs generative AI models, including Segment Anything Model (SAM) and Neural Radiance Field (NeRF), to extract key semantics from a 3D scenario based on user requirements. The extracted 3D semantics are represented as multi-perspective images of the goal-oriented 3D object. Then, we present an Adaptive Semantic Compression Model (ASCM) for encoding these multi-perspective images, in which we use a semantic encoder with two output heads to perform semantic encoding and mask redundant semantics in the latent semantic space, respectively. Next, we design a conditional Generative adversarial network and Diffusion model aided-Channel Estimation (GDCE) to estimate and refine the Channel State Information (CSI) of physical channels. Finally, simulation results demonstrate the advantages of the proposed GAM-3DSC system in effectively transmitting the goal-oriented 3D scenario.

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Secure MIMO Communication Relying on Movable Antennas

This paper considers a movable antenna (MA)-aided secure multiple-input multiple-output (MIMO) communication system consisting of a base station (BS), a legitimate information receiver (IR) and an eavesdropper (Eve), where the BS is equipped with MAs to enhance the system's physical layer security (PLS). Specifically, we aim to maximize the secrecy rate (SR) by jointly optimizing the transmit precoding (TPC) matrix, the artificial noise (AN) covariance matrix and the MAs' positions under the constraints of the maximum transmit power and the minimum distance between MAs. To solve this non-convex problem with highly coupled optimization variables, the block coordinate descent (BCD) method is applied to alternately update the variables. Specifically, we first reformulate the SR into a tractable form by utilizing the minimum mean square error (MMSE) method, and derive the optimal TPC matrix and the AN covariance matrix with fixed MAs' positions by applying the Lagrangian multiplier method in semi-closed forms. Then, the majorization-minimization (MM) algorithm is employed to iteratively optimize each MA's position while keeping others fixed. Finally, simulation results are provided to demonstrate the effectiveness of the proposed algorithms and the significant advantages of the MA-aided system over conventional fixed position antenna (FPA)-based system in enhancing system's security.

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OTFS vs OFDM: Which is Superior in Multiuser LEO Satellite Communications

Orthogonal time frequency space (OTFS) modulation, a delay-Doppler (DD) domain communication scheme exhibiting strong robustness against the Doppler shifts, has the potentials to be employed in LEO satellite communications. However, the performance comparison with the orthogonal frequency division multiplexing (OFDM) modulation and the resource allocation scheme for multiuser OTFS-based LEO satellite communication system have rarely been investigated. In this paper, we conduct a performance comparison under various channel conditions between the OTFS and OFDM modulations, encompassing evaluations of sum-rate and bit error ratio (BER). Additionally, we investigate the joint optimal allocation of power and delay-Doppler resource blocks aiming at maximizing sum-rate for multiuser downlink OTFS-based LEO satellite communication systems. Unlike the conventional modulations relaying on complex input-output relations within the Time-Frequency (TF) domain, the OTFS modulation exploits both time and frequency diversities, i.e., delay and Doppler shifts remain constant during a OTFS frame, which facilitates a DD domain input-output simple relation for our investigation. We transform the resulting non-convex and combinatorial optimization problem into an equivalent difference of convex problem by decoupling the conditional constraints, and solve the transformed problem via penalty convex-concave procedure algorithm. Simulation results demonstrate that the OTFS modulation is robust to carrier frequency offsets (CFO) caused by high-mobility of LEO satellites, and has superior performance to the OFDM modulation. Moreover, numerical results indicate that our proposed resource allocation scheme has higher sum-rate than existed schemes for the OTFS modulation, such as delay divided multiple access and Doppler divided multiple access, especially in the high signal-to-noise ratio (SNR) regime.

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Exploring Fairness for FAS-assisted Communication Systems: from NOMA to OMA

This paper addresses the fairness issue within fluid antenna system (FAS)-assisted non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA) systems, where a single fixed-antenna base station (BS) transmits superposition-coded signals to two users, each with a single fluid antenna. We define fairness through the minimization of the maximum outage probability for the two users, under total resource constraints for both FAS-assisted NOMA and OMA systems. Specifically, in the FAS-assisted NOMA systems, we study both a special case and the general case, deriving a closed-form solution for the former and applying a bisection search method to find the optimal solution for the latter. Moreover, for the general case, we derive a locally optimal closed-form solution to achieve fairness. In the FAS-assisted OMA systems, to deal with the non-convex optimization problem with coupling of the variables in the objective function, we employ an approximation strategy to facilitate a successive convex approximation (SCA)-based algorithm, achieving locally optimal solutions for both cases. Empirical analysis validates that our proposed solutions outperform conventional NOMA and OMA benchmarks in terms of fairness.

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Two-Timescale Transmission Design for Wireless Communication Systems Aided by Active RIS

This paper considers an active reconfigurable intelligent surface (RIS)-aided communication system, where an M-antenna base station (BS) transmits data symbols to a single-antenna user via an N-element active RIS. We use two-timescale channel state information (CSI) in our system, so that the channel estimation overhead and feedback overhead can be decreased dramatically. A closed-form approximate expression of the achievable rate (AR) is derived and the phase shift at the active RIS is optimized. In addition, we compare the performance of the active RIS system with that of the passive RIS system. The conclusion shows that the active RIS system achieves a lager AR than the passive RIS system.

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Beamforming Optimization for Active RIS-Aided Multiuser Communications With Hardware Impairments

In this paper, we consider an active reconfigurable intelligent surface (RIS) to assist the multiuser downlink transmission in the presence of practical hardware impairments (HWIs), including the HWIs at the transceivers and the phase noise at the active RIS. The active RIS is deployed to amplify the incident signals to alleviate the multiplicative fading effect, which is a limitation in the conventional passive RIS-aided wireless systems. We aim to maximize the sum rate through jointly designing the transmit beamforming at the base station (BS), the amplification factors and the phase shifts at the active RIS. To tackle this challenging optimization problem effectively, we decouple it into two tractable subproblems. Subsequently, each subproblem is transformed into a second order cone programming problem. The block coordinate descent framework is applied to tackle them, where the transmit beamforming and the reflection coefficients are alternately designed. In addition, another efficient algorithm is presented to reduce the computational complexity. Specifically, by exploiting the majorization-minimization approach, each subproblem is reformulated into a tractable surrogate problem, whose closed-form solutions are obtained by Lagrange dual decomposition approach and element-wise alternating sequential optimization method. Simulation results validate the effectiveness of our developed algorithms, and reveal that the HWIs significantly limit the system performance of active RIS-empowered wireless communications. Furthermore, the active RIS noticeably boosts the sum rate under the same total power budget, compared with the passive RIS.

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Reconfigurable Intelligent Surface-Aided Dual-Function Radar and Communication Systems With MU-MIMO Communication

In this paper, we investigate an reconfigurable intelligent surface (RIS)-aided integrated sensing and communication (ISAC) system. Our objective is to maximize the achievable sum rate of the multi-antenna communication users through the joint active and passive beamforming. {Specifically}, the weighted minimum mean-square error (WMMSE) method is { first} used to reformulate the original problem into an equivalent one. Then, we utilize an alternating optimization (AO) { algorithm} to decouple the optimization variables and decompose this challenging problem into two subproblems. Given reflecting coefficients, a penalty-based algorithm is utilized to deal with the non-convex radar signal-to-noise ratio (SNR) constraints. For the given beamforming matrix of the BS, we apply majorization-minimization (MM) to transform the problem into a quadratic constraint quadratic programming (QCQP) problem, which is ultimately solved using a semidefinite relaxation (SDR)-based algorithm. Simulation results illustrate the advantage of deploying RIS in the considered multi-user MIMO (MU-MIMO) ISAC systems.

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Joint Beamforming Design for Double Active RIS-assisted Radar-Communication Coexistence Systems

Integrated sensing and communication (ISAC) technology has been considered as one of the key candidate technologies in the next-generation wireless communication systems. However, when radar and communication equipment coexist in the same system, i.e. radar-communication coexistence (RCC), the interference from communication systems to radar can be large and cannot be ignored. Recently, reconfigurable intelligent surface (RIS) has been introduced into RCC systems to reduce the interference. However, the "multiplicative fading" effect introduced by passive RIS limits its performance. To tackle this issue, we consider a double active RIS-assisted RCC system, which focuses on the design of the radar's beamforming vector and the active RISs' reflecting coefficient matrices, to maximize the achievable data rate of the communication system. The considered system needs to meet the radar detection constraint and the power budgets at the radar and the RISs. Since the problem is non-convex, we propose an algorithm based on the penalty dual decomposition (PDD) framework. Specifically, we initially introduce auxiliary variables to reformulate the coupled variables into equation constraints and incorporate these constraints into the objective function through the PDD framework. Then, we decouple the equivalent problem into several subproblems by invoking the block coordinate descent (BCD) method. Furthermore, we employ the Lagrange dual method to alternately optimize these subproblems. Simulation results verify the effectiveness of the proposed algorithm. Furthermore, the results also show that under the same power budget, deploying double active RISs in RCC systems can achieve higher data rate than those with single active RIS and double passive RISs.

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Active RIS Aided ISAC Systems: Beamforming Design and Performance Analysis

This paper considers an active reconfigurable intelligent surface (RIS)-aided integrated sensing and communication (ISAC) system. We aim to maximize radar signal-to-interference-plus-noise-ratio (SINR) by jointly optimizing the beamforming matrix at the dual-function radar-communication (DFRC) base station (BS) and the reflecting coefficients at the active RIS subject to the quality of service (QoS) constraints of communication users (UE) and the transmit power constraints of active RIS and DFRC BS. To tackle the optimization problem, the majorization-minimization (MM) algorithm is applied to address the nonconvex radar SINR objective function, and the resulting quartic problem is solved by developing an semidefinite relaxation (SDR)-based approach. Moreover, we derive the scaling order of the radar SINR with a large number of reflecting elements. Next, the transmit power allocation problem and the deployment strategy of the active RIS are studied with a moderate number of reflecting elements. Finally, we validate the potential of the active RIS in ISAC systems compared to passive RIS. Additionally, we deliberate on several open problems that remain for future research.

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Secure Wireless Communication in Active RIS-Assisted DFRC System

This work considers a dual-functional radar and communication (DFRC) system with an active reconfigurable intelligent surface (RIS) and a potential eavesdropper. Our purpose is to maximize the secrecy rate (SR) of the system by jointly designing the beamforming matrix at the DFRC base station (BS) and the reflecting coefficients at the active RIS, subject to the signal-to-interference-plus-noise-ratio (SINR) constraint of the radar echo and the power consumption constraints at the DFRC-BS and active RIS. An alternating optimization (AO) algorithm based on semi-definite relaxation (SDR) and majorizationminimization (MM) is applied to solve the SR-maximization problem by alternately optimizing the beamforming matrix and the reflecting coefficients. Specifically, we first apply the SDR and successive convex approximation (SCA) methods to transform the two subproblems into more tractable forms, then the MM method is applied to derive a concave surrogate function and iteratively solve the subproblems. Finally, simulation results indicate that the active RIS can better confront the impact of "multiplicative fading" and outperforms traditional passive RIS in terms of both secure data rate and radar sensing performance.

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FAS-assisted Wireless Powered Communication Systems

Fluid Antenna System (FAS) is recognized as a promising technology for enhancing communication performance. In this context, we explored the potential of FAS-assisted wireless powered communication systems. Specifically, the transmitter, equipped with FAS, harvests the radio frequency (RF) signal from a power beacon and utilizes the harvested energy for data transmission to the receiver. To evaluate the performance of the considered systems, we derive both the analytical and asymptotic expressions of the outage probability. Simulation results indicate that the diversity of the considered network closely aligns with the number of ports. Besides, it is also revealed that the port selection criteria based solely on single-hop configurations yield a diversity order of only one.

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High-performance Power Allocation Strategies for Active IRS-aided Wireless Network

Due to its intrinsic ability to combat the double fading effect, the active intelligent reflective surface (IRS) becomes popular. The main feature of active IRS must be supplied by power, and the problem of how to allocate the total power between base station (BS) and IRS to fully explore the rate gain achieved by power allocation (PA) to remove the rate gap between existing PA strategies and optimal exhaustive search (ES) arises naturally. First, the signal-to-noise ratio (SNR) expression is derived to be a function of PA factor beta [0, 1]. Then, to improve the rate performance of the conventional gradient ascent (GA), an equal-spacing-multiple-point-initialization GA (ESMPI-GA) method is proposed. Due to its slow linear convergence from iterative GA, the proposed ESMPI-GA is high-complexity. Eventually, to reduce this high complexity, a low-complexity closed-form PA method with third-order Taylor expansion (TTE) centered at point beta0 = 0.5 is proposed. Simulation results show that the proposed ESMPI-GA and TTE obviously outperform existing methods like equal PA.

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Quantized RIS-aided mmWave Massive MIMO Channel Estimation with Uniform Planar Arrays

In this paper, we investigate a cascaded channel estimation method for a millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) system aided by a reconfigurable intelligent surface (RIS) with the BS equipped with low-resolution analog-to-digital converters (ADCs), where the BS and the RIS are both equipped with a uniform planar array (UPA). Due to the sparse property of mmWave channel, the channel estimation can be solved as a compressed sensing (CS) problem. However, the low-resolution quantization cause severe information loss of signals, and traditional CS algorithms are unable to work well. To recovery the signal and the sparse angular domain channel from quantization, we introduce Bayesian inference and efficient vector approximate message passing (VAMP) algorithm to solve the quantize output CS problem. To further improve the efficiency of the VAMP algorithm, a Fast Fourier Transform (FFT) based fast computation method is derived. Simulation results demonstrate the effectiveness and the accuracy of the proposed cascaded channel estimation method for the RIS-aided mmWave massive MIMO system with few-bit ADCs. Furthermore, the proposed channel estimation method can reach an acceptable performance gap between the low-resolution ADCs and the infinite ADCs for the low signal-to-noise ratio (SNR), which implies the applicability of few-bit ADCs in practice.

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