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Dacheng Tao

Publications and source records attributed to Dacheng Tao.

At least 559 records · Page 31Linked to original sources

Graph Decision Transformer

Offline reinforcement learning (RL) is a challenging task, whose objective is to learn policies from static trajectory data without interacting with the environment. Recently, offline RL has been viewed as a sequence modeling problem, where an agent generates a sequence of subsequent actions based on a set of static transition experiences. However, existing approaches that use transformers to attend to all tokens naively can overlook the dependencies between different tokens and limit long-term dependency learning. In this paper, we propose the Graph Decision Transformer (GDT), a novel offline RL approach that models the input sequence into a causal graph to capture potential dependencies between fundamentally different concepts and facilitate temporal and causal relationship learning. GDT uses a graph transformer to process the graph inputs with relation-enhanced mechanisms, and an optional sequence transformer to handle fine-grained spatial information in visual tasks. Our experiments show that GDT matches or surpasses the performance of state-of-the-art offline RL methods on image-based Atari and OpenAI Gym.

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Time Associated Meta Learning for Clinical Prediction

Rich Electronic Health Records (EHR), have created opportunities to improve clinical processes using machine learning methods. Prediction of the same patient events at different time horizons can have very different applications and interpretations; however, limited number of events in each potential time window hurts the effectiveness of conventional machine learning algorithms. We propose a novel time associated meta learning (TAML) method to make effective predictions at multiple future time points. We view time-associated disease prediction as classification tasks at multiple time points. Such closely-related classification tasks are an excellent candidate for model-based meta learning. To address the sparsity problem after task splitting, TAML employs a temporal information sharing strategy to augment the number of positive samples and include the prediction of related phenotypes or events in the meta-training phase. We demonstrate the effectiveness of TAML on multiple clinical datasets, where it consistently outperforms a range of strong baselines. We also develop a MetaEHR package for implementing both time-associated and time-independent few-shot prediction on EHR data.

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Semantic-Preserving Adversarial Text Attacks

Deep neural networks (DNNs) are known to be vulnerable to adversarial images, while their robustness in text classification is rarely studied. Several lines of text attack methods have been proposed in the literature, including character-level, word-level, and sentence-level attacks. However, it is still a challenge to minimize the number of word changes necessary to induce misclassification, while simultaneously ensuring lexical correctness, syntactic soundness, and semantic similarity. In this paper, we propose a Bigram and Unigram based adaptive Semantic Preservation Optimization (BU-SPO) method to examine the vulnerability of deep models. Our method has four major merits. Firstly, we propose to attack text documents not only at the unigram word level but also at the bigram level which better keeps semantics and avoids producing meaningless outputs. Secondly, we propose a hybrid method to replace the input words with options among both their synonyms candidates and sememe candidates, which greatly enriches the potential substitutions compared to only using synonyms. Thirdly, we design an optimization algorithm, i.e., Semantic Preservation Optimization (SPO), to determine the priority of word replacements, aiming to reduce the modification cost. Finally, we further improve the SPO with a semantic Filter (named SPOF) to find the adversarial example with the highest semantic similarity. We evaluate the effectiveness of our BU-SPO and BU-SPOF on IMDB, AG's News, and Yahoo! Answers text datasets by attacking four popular DNNs models. Results show that our methods achieve the highest attack success rates and semantics rates by changing the smallest number of words compared with existing methods.

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Can ChatGPT Understand Too? A Comparative Study on ChatGPT and Fine-tuned BERT

Recently, ChatGPT has attracted great attention, as it can generate fluent and high-quality responses to human inquiries. Several prior studies have shown that ChatGPT attains remarkable generation ability compared with existing models. However, the quantitative analysis of ChatGPT's understanding ability has been given little attention. In this report, we explore the understanding ability of ChatGPT by evaluating it on the most popular GLUE benchmark, and comparing it with 4 representative fine-tuned BERT-style models. We find that: 1) ChatGPT falls short in handling paraphrase and similarity tasks; 2) ChatGPT outperforms all BERT models on inference tasks by a large margin; 3) ChatGPT achieves comparable performance compared with BERT on sentiment analysis and question-answering tasks. Additionally, by combining some advanced prompting strategies, we show that the understanding ability of ChatGPT can be further improved.

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AdaSAM: Boosting Sharpness-Aware Minimization with Adaptive Learning Rate and Momentum for Training Deep Neural Networks

Sharpness aware minimization (SAM) optimizer has been extensively explored as it can generalize better for training deep neural networks via introducing extra perturbation steps to flatten the landscape of deep learning models. Integrating SAM with adaptive learning rate and momentum acceleration, dubbed AdaSAM, has already been explored empirically to train large-scale deep neural networks without theoretical guarantee due to the triple difficulties in analyzing the coupled perturbation step, adaptive learning rate and momentum step. In this paper, we try to analyze the convergence rate of AdaSAM in the stochastic non-convex setting. We theoretically show that AdaSAM admits a $\mathcal{O}(1/\sqrt{bT})$ convergence rate, which achieves linear speedup property with respect to mini-batch size $b$. Specifically, to decouple the stochastic gradient steps with the adaptive learning rate and perturbed gradient, we introduce the delayed second-order momentum term to decompose them to make them independent while taking an expectation during the analysis. Then we bound them by showing the adaptive learning rate has a limited range, which makes our analysis feasible. To the best of our knowledge, we are the first to provide the non-trivial convergence rate of SAM with an adaptive learning rate and momentum acceleration. At last, we conduct several experiments on several NLP tasks, which show that AdaSAM could achieve superior performance compared with SGD, AMSGrad, and SAM optimizers.

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Localizing Scan Targets from Human Pose for Autonomous Lung Ultrasound Imaging

Ultrasound is progressing toward becoming an affordable and versatile solution to medical imaging. With the advent of COVID-19 global pandemic, there is a need to fully automate ultrasound imaging as it requires trained operators in close proximity to patients for a long period of time, therefore increasing risk of infection. In this work, we investigate the important yet seldom-studied problem of scan target localization, under the setting of lung ultrasound imaging. We propose a purely vision-based, data driven method that incorporates learning-based computer vision techniques. We combine a human pose estimation model with a specially designed regression model to predict the lung ultrasound scan targets, and deploy multiview stereo vision to enhance the consistency of 3D target localization. While related works mostly focus on phantom experiments, we collect data from 30 human subjects for testing. Our method attains an accuracy level of 16.00(9.79) mm for probe positioning and 4.44(3.75) degree for probe orientation, with a success rate above 80% under an error threshold of 25mm for all scan targets. Moreover, our approach can serve as a general solution to other types of ultrasound modalities. The code for implementation has been released.

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Subspace based Federated Unlearning

Federated learning (FL) enables multiple clients to train a machine learning model collaboratively without exchanging their local data. Federated unlearning is an inverse FL process that aims to remove a specified target client's contribution in FL to satisfy the user's right to be forgotten. Most existing federated unlearning algorithms require the server to store the history of the parameter updates, which is not applicable in scenarios where the server storage resource is constrained. In this paper, we propose a simple-yet-effective subspace based federated unlearning method, dubbed SFU, that lets the global model perform gradient ascent in the orthogonal space of input gradient spaces formed by other clients to eliminate the target client's contribution without requiring additional storage. Specifically, the server first collects the gradients generated from the target client after performing gradient ascent, and the input representation matrix is computed locally by the remaining clients. We also design a differential privacy method to protect the privacy of the representation matrix. Then the server merges those representation matrices to get the input gradient subspace and updates the global model in the orthogonal subspace of the input gradient subspace to complete the forgetting task with minimal model performance degradation. Experiments on MNIST, CIFAR10, and CIFAR100 show that SFU outperforms several state-of-the-art (SOTA) federated unlearning algorithms by a large margin in various settings.

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Fusion of Global and Local Knowledge for Personalized Federated Learning

Personalized federated learning, as a variant of federated learning, trains customized models for clients using their heterogeneously distributed data. However, it is still inconclusive about how to design personalized models with better representation of shared global knowledge and personalized pattern. To bridge the gap, we in this paper explore personalized models with low-rank and sparse decomposition. Specifically, we employ proper regularization to extract a low-rank global knowledge representation (GKR), so as to distill global knowledge into a compact representation. Subsequently, we employ a sparse component over the obtained GKR to fuse the personalized pattern into the global knowledge. As a solution, we propose a two-stage proximal-based algorithm named \textbf{Fed}erated learning with mixed \textbf{S}parse and \textbf{L}ow-\textbf{R}ank representation (FedSLR) to efficiently search for the mixed models. Theoretically, under proper assumptions, we show that the GKR trained by FedSLR can at least sub-linearly converge to a stationary point of the regularized problem, and that the sparse component being fused can converge to its stationary point under proper settings. Extensive experiments also demonstrate the superior empirical performance of FedSLR. Moreover, FedSLR reduces the number of parameters, and lowers the down-link communication complexity, which are all desirable for federated learning algorithms. Source code is available in \url{https://github.com/huangtiansheng/fedslr}.

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X-Adv: Physical Adversarial Object Attacks against X-ray Prohibited Item Detection

Adversarial attacks are valuable for evaluating the robustness of deep learning models. Existing attacks are primarily conducted on the visible light spectrum (e.g., pixel-wise texture perturbation). However, attacks targeting texture-free X-ray images remain underexplored, despite the widespread application of X-ray imaging in safety-critical scenarios such as the X-ray detection of prohibited items. In this paper, we take the first step toward the study of adversarial attacks targeted at X-ray prohibited item detection, and reveal the serious threats posed by such attacks in this safety-critical scenario. Specifically, we posit that successful physical adversarial attacks in this scenario should be specially designed to circumvent the challenges posed by color/texture fading and complex overlapping. To this end, we propose X-adv to generate physically printable metals that act as an adversarial agent capable of deceiving X-ray detectors when placed in luggage. To resolve the issues associated with color/texture fading, we develop a differentiable converter that facilitates the generation of 3D-printable objects with adversarial shapes, using the gradients of a surrogate model rather than directly generating adversarial textures. To place the printed 3D adversarial objects in luggage with complex overlapped instances, we design a policy-based reinforcement learning strategy to find locations eliciting strong attack performance in worst-case scenarios whereby the prohibited items are heavily occluded by other items. To verify the effectiveness of the proposed X-Adv, we conduct extensive experiments in both the digital and the physical world (employing a commercial X-ray security inspection system for the latter case). Furthermore, we present the physical-world X-ray adversarial attack dataset XAD.

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Bag of Tricks for Effective Language Model Pretraining and Downstream Adaptation: A Case Study on GLUE

This technical report briefly describes our JDExplore d-team's submission Vega v1 on the General Language Understanding Evaluation (GLUE) leaderboard, where GLUE is a collection of nine natural language understanding tasks, including question answering, linguistic acceptability, sentiment analysis, text similarity, paraphrase detection, and natural language inference. [Method] We investigate several effective strategies and choose their best combination setting as the training recipes. As for model structure, we employ the vanilla Transformer with disentangled attention as the basic block encoder. For self-supervised training, we employ the representative denoising objective (i.e., replaced token detection) in phase 1 and combine the contrastive objective (i.e., sentence embedding contrastive learning) with it in phase 2. During fine-tuning, several advanced techniques such as transductive fine-tuning, self-calibrated fine-tuning, and adversarial fine-tuning are adopted. [Results] According to our submission record (Jan. 2022), with our optimized pretraining and fine-tuning strategies, our 1.3 billion model sets new state-of-the-art on 4/9 tasks, achieving the best average score of 91.3. Encouragingly, our Vega v1 is the first to exceed powerful human performance on the two challenging tasks, i.e., SST-2 and WNLI. We believe our empirically successful recipe with a bag of tricks could shed new light on developing efficient discriminative large language models.

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FedABC: Targeting Fair Competition in Personalized Federated Learning

Federated learning aims to collaboratively train models without accessing their client's local private data. The data may be Non-IID for different clients and thus resulting in poor performance. Recently, personalized federated learning (PFL) has achieved great success in handling Non-IID data by enforcing regularization in local optimization or improving the model aggregation scheme on the server. However, most of the PFL approaches do not take into account the unfair competition issue caused by the imbalanced data distribution and lack of positive samples for some classes in each client. To address this issue, we propose a novel and generic PFL framework termed Federated Averaging via Binary Classification, dubbed FedABC. In particular, we adopt the ``one-vs-all'' training strategy in each client to alleviate the unfair competition between classes by constructing a personalized binary classification problem for each class. This may aggravate the class imbalance challenge and thus a novel personalized binary classification loss that incorporates both the under-sampling and hard sample mining strategies is designed. Extensive experiments are conducted on two popular datasets under different settings, and the results demonstrate that our FedABC can significantly outperform the existing counterparts.

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Learning Graph Neural Networks for Image Style Transfer

State-of-the-art parametric and non-parametric style transfer approaches are prone to either distorted local style patterns due to global statistics alignment, or unpleasing artifacts resulting from patch mismatching. In this paper, we study a novel semi-parametric neural style transfer framework that alleviates the deficiency of both parametric and non-parametric stylization. The core idea of our approach is to establish accurate and fine-grained content-style correspondences using graph neural networks (GNNs). To this end, we develop an elaborated GNN model with content and style local patches as the graph vertices. The style transfer procedure is then modeled as the attention-based heterogeneous message passing between the style and content nodes in a learnable manner, leading to adaptive many-to-one style-content correlations at the local patch level. In addition, an elaborated deformable graph convolutional operation is introduced for cross-scale style-content matching. Experimental results demonstrate that the proposed semi-parametric image stylization approach yields encouraging results on the challenging style patterns, preserving both global appearance and exquisite details. Furthermore, by controlling the number of edges at the inference stage, the proposed method also triggers novel functionalities like diversified patch-based stylization with a single model.

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Enhance Local Consistency in Federated Learning: A Multi-Step Inertial Momentum Approach

Federated learning (FL), as a collaborative distributed training paradigm with several edge computing devices under the coordination of a centralized server, is plagued by inconsistent local stationary points due to the heterogeneity of the local partial participation clients, which precipitates the local client-drifts problems and sparks off the unstable and slow convergence, especially on the aggravated heterogeneous dataset. To address these issues, we propose a novel federated learning algorithm, named FedMIM, which adopts the multi-step inertial momentum on the edge devices and enhances the local consistency for free during the training to improve the robustness of the heterogeneity. Specifically, we incorporate the weighted global gradient estimations as the inertial correction terms to guide both the local iterates and stochastic gradient estimation, which can reckon the global objective optimization on the edges' heterogeneous dataset naturally and maintain the demanding consistent iteration locally. Theoretically, we show that FedMIM achieves the $\mathcal{O}(\frac{1}{\sqrt{SKT}})$ convergence rate with a linear speedup property with respect to the number of selected clients $S$ and proper local interval $K$ in communication round $T$ without convex assumption. Empirically, we conduct comprehensive experiments on various real-world datasets and demonstrate the efficacy of the proposed FedMIM against several state-of-the-art baselines.

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PointWavelet: Learning in Spectral Domain for 3D Point Cloud Analysis

With recent success of deep learning in 2D visual recognition, deep learning-based 3D point cloud analysis has received increasing attention from the community, especially due to the rapid development of autonomous driving technologies. However, most existing methods directly learn point features in the spatial domain, leaving the local structures in the spectral domain poorly investigated. In this paper, we introduce a new method, PointWavelet, to explore local graphs in the spectral domain via a learnable graph wavelet transform. Specifically, we first introduce the graph wavelet transform to form multi-scale spectral graph convolution to learn effective local structural representations. To avoid the time-consuming spectral decomposition, we then devise a learnable graph wavelet transform, which significantly accelerates the overall training process. Extensive experiments on four popular point cloud datasets, ModelNet40, ScanObjectNN, ShapeNet-Part, and S3DIS, demonstrate the effectiveness of the proposed method on point cloud classification and segmentation.

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Symmetric Pruning in Quantum Neural Networks

Many fundamental properties of a quantum system are captured by its Hamiltonian and ground state. Despite the significance of ground states preparation (GSP), this task is classically intractable for large-scale Hamiltonians. Quantum neural networks (QNNs), which exert the power of modern quantum machines, have emerged as a leading protocol to conquer this issue. As such, how to enhance the performance of QNNs becomes a crucial topic in GSP. Empirical evidence showed that QNNs with handcraft symmetric ansatzes generally experience better trainability than those with asymmetric ansatzes, while theoretical explanations have not been explored. To fill this knowledge gap, here we propose the effective quantum neural tangent kernel (EQNTK) and connect this concept with over-parameterization theory to quantify the convergence of QNNs towards the global optima. We uncover that the advance of symmetric ansatzes attributes to their large EQNTK value with low effective dimension, which requests few parameters and quantum circuit depth to reach the over-parameterization regime permitting a benign loss landscape and fast convergence. Guided by EQNTK, we further devise a symmetric pruning (SP) scheme to automatically tailor a symmetric ansatz from an over-parameterized and asymmetric one to greatly improve the performance of QNNs when the explicit symmetry information of Hamiltonian is unavailable. Extensive numerical simulations are conducted to validate the analytical results of EQNTK and the effectiveness of SP.

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Neural Collapse Inspired Feature-Classifier Alignment for Few-Shot Class Incremental Learning

Few-shot class-incremental learning (FSCIL) has been a challenging problem as only a few training samples are accessible for each novel class in the new sessions. Finetuning the backbone or adjusting the classifier prototypes trained in the prior sessions would inevitably cause a misalignment between the feature and classifier of old classes, which explains the well-known catastrophic forgetting problem. In this paper, we deal with this misalignment dilemma in FSCIL inspired by the recently discovered phenomenon named neural collapse, which reveals that the last-layer features of the same class will collapse into a vertex, and the vertices of all classes are aligned with the classifier prototypes, which are formed as a simplex equiangular tight frame (ETF). It corresponds to an optimal geometric structure for classification due to the maximized Fisher Discriminant Ratio. We propose a neural collapse inspired framework for FSCIL. A group of classifier prototypes are pre-assigned as a simplex ETF for the whole label space, including the base session and all the incremental sessions. During training, the classifier prototypes are not learnable, and we adopt a novel loss function that drives the features into their corresponding prototypes. Theoretical analysis shows that our method holds the neural collapse optimality and does not break the feature-classifier alignment in an incremental fashion. Experiments on the miniImageNet, CUB-200, and CIFAR-100 datasets demonstrate that our proposed framework outperforms the state-of-the-art performances. Code address: https://github.com/NeuralCollapseApplications/FSCIL

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SaFormer: A Conditional Sequence Modeling Approach to Offline Safe Reinforcement Learning

Offline safe RL is of great practical relevance for deploying agents in real-world applications. However, acquiring constraint-satisfying policies from the fixed dataset is non-trivial for conventional approaches. Even worse, the learned constraints are stationary and may become invalid when the online safety requirement changes. In this paper, we present a novel offline safe RL approach referred to as SaFormer, which tackles the above issues via conditional sequence modeling. In contrast to existing sequence models, we propose cost-related tokens to restrict the action space and a posterior safety verification to enforce the constraint explicitly. Specifically, SaFormer performs a two-stage auto-regression conditioned by the maximum remaining cost to generate feasible candidates. It then filters out unsafe attempts and executes the optimal action with the highest expected return. Extensive experiments demonstrate the efficacy of SaFormer featuring (1) competitive returns with tightened constraint satisfaction; (2) adaptability to the in-range cost values of the offline data without retraining; (3) generalizability for constraints beyond the current dataset.

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On Transforming Reinforcement Learning by Transformer: The Development Trajectory

Transformer, originally devised for natural language processing, has also attested significant success in computer vision. Thanks to its super expressive power, researchers are investigating ways to deploy transformers to reinforcement learning (RL) and the transformer-based models have manifested their potential in representative RL benchmarks. In this paper, we collect and dissect recent advances on transforming RL by transformer (transformer-based RL or TRL), in order to explore its development trajectory and future trend. We group existing developments in two categories: architecture enhancement and trajectory optimization, and examine the main applications of TRL in robotic manipulation, text-based games, navigation and autonomous driving. For architecture enhancement, these methods consider how to apply the powerful transformer structure to RL problems under the traditional RL framework, which model agents and environments much more precisely than deep RL methods, but they are still limited by the inherent defects of traditional RL algorithms, such as bootstrapping and "deadly triad". For trajectory optimization, these methods treat RL problems as sequence modeling and train a joint state-action model over entire trajectories under the behavior cloning framework, which are able to extract policies from static datasets and fully use the long-sequence modeling capability of the transformer. Given these advancements, extensions and challenges in TRL are reviewed and proposals about future direction are discussed. We hope that this survey can provide a detailed introduction to TRL and motivate future research in this rapidly developing field.

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