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Dan Klein

Publications and source records attributed to Dan Klein.

At least 37 records · Page 2Linked to original sources

Linguistic Bias in ChatGPT: Language Models Reinforce Dialect Discrimination

We present a large-scale study of linguistic bias exhibited by ChatGPT covering ten dialects of English (Standard American English, Standard British English, and eight widely spoken non-"standard" varieties from around the world). We prompted GPT-3.5 Turbo and GPT-4 with text by native speakers of each variety and analyzed the responses via detailed linguistic feature annotation and native speaker evaluation. We find that the models default to "standard" varieties of English; based on evaluation by native speakers, we also find that model responses to non-"standard" varieties consistently exhibit a range of issues: stereotyping (19% worse than for "standard" varieties), demeaning content (25% worse), lack of comprehension (9% worse), and condescending responses (15% worse). We also find that if these models are asked to imitate the writing style of prompts in non-"standard" varieties, they produce text that exhibits lower comprehension of the input and is especially prone to stereotyping. GPT-4 improves on GPT-3.5 in terms of comprehension, warmth, and friendliness, but also exhibits a marked increase in stereotyping (+18%). The results indicate that GPT-3.5 Turbo and GPT-4 can perpetuate linguistic discrimination toward speakers of non-"standard" varieties.

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What Evidence Do Language Models Find Convincing?

Retrieval-augmented language models are being increasingly tasked with subjective, contentious, and conflicting queries such as "is aspartame linked to cancer". To resolve these ambiguous queries, one must search through a large range of websites and consider "which, if any, of this evidence do I find convincing?". In this work, we study how LLMs answer this question. In particular, we construct ConflictingQA, a dataset that pairs controversial queries with a series of real-world evidence documents that contain different facts (e.g., quantitative results), argument styles (e.g., appeals to authority), and answers (Yes or No). We use this dataset to perform sensitivity and counterfactual analyses to explore which text features most affect LLM predictions. Overall, we find that current models rely heavily on the relevance of a website to the query, while largely ignoring stylistic features that humans find important such as whether a text contains scientific references or is written with a neutral tone. Taken together, these results highlight the importance of RAG corpus quality (e.g., the need to filter misinformation), and possibly even a shift in how LLMs are trained to better align with human judgements.

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American Sign Language Handshapes Reflect Pressures for Communicative Efficiency

Communicative efficiency is a key topic in linguistics and cognitive psychology, with many studies demonstrating how the pressure to communicate with minimal effort guides the form of natural language. However, this phenomenon is rarely explored in signed languages. This paper shows how handshapes in American Sign Language (ASL) reflect these efficiency pressures and provides new evidence of communicative efficiency in the visual-gestural modality. We focus on hand configurations in native ASL signs and signs borrowed from English to compare efficiency pressures from both ASL and English usage. First, we develop new methodologies to quantify the articulatory effort needed to produce handshapes and the perceptual effort required to recognize them. Then, we analyze correlations between communicative effort and usage statistics in ASL or English. Our findings reveal that frequent ASL handshapes are easier to produce and that pressures for communicative efficiency mostly come from ASL usage, rather than from English lexical borrowing.

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Learning to Model the World with Language

To interact with humans and act in the world, agents need to understand the range of language that people use and relate it to the visual world. While current agents can learn to execute simple language instructions, we aim to build agents that leverage diverse language -- language like "this button turns on the TV" or "I put the bowls away" -- that conveys general knowledge, describes the state of the world, provides interactive feedback, and more. Our key idea is that agents should interpret such diverse language as a signal that helps them predict the future: what they will observe, how the world will behave, and which situations will be rewarded. This perspective unifies language understanding with future prediction as a powerful self-supervised learning objective. We instantiate this in Dynalang, an agent that learns a multimodal world model to predict future text and image representations, and learns to act from imagined model rollouts. While current methods that learn language-conditioned policies degrade in performance with more diverse types of language, we show that Dynalang learns to leverage environment descriptions, game rules, and instructions to excel on tasks ranging from game-playing to navigating photorealistic home scans. Finally, we show that our method enables additional capabilities due to learning a generative model: Dynalang can be pretrained on text-only data, enabling learning from offline datasets, and generate language grounded in an environment.

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The Perspectivist Paradigm Shift: Assumptions and Challenges of Capturing Human Labels

Longstanding data labeling practices in machine learning involve collecting and aggregating labels from multiple annotators. But what should we do when annotators disagree? Though annotator disagreement has long been seen as a problem to minimize, new perspectivist approaches challenge this assumption by treating disagreement as a valuable source of information. In this position paper, we examine practices and assumptions surrounding the causes of disagreement--some challenged by perspectivist approaches, and some that remain to be addressed--as well as practical and normative challenges for work operating under these assumptions. We conclude with recommendations for the data labeling pipeline and avenues for future research engaging with subjectivity and disagreement.

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CLARINET: Augmenting Language Models to Ask Clarification Questions for Retrieval

Users often make ambiguous requests that require clarification. We study the problem of asking clarification questions in an information retrieval setting, where systems often face ambiguous search queries and it is challenging to turn the uncertainty in the retrieval model into a natural language question. We present CLARINET, a system that asks informative clarification questions by choosing questions whose answers would maximize certainty in the correct candidate. Our approach works by augmenting a large language model (LLM) to condition on a retrieval distribution, finetuning end-to-end to generate the question that would have maximized the rank of the true candidate at each turn. When evaluated on a real-world retrieval dataset of users searching for books, our system outperforms traditional heuristics such as information gain on retrieval success by 17% and vanilla-prompted LLMs by 39% relative.

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Re-evaluating the Need for Multimodal Signals in Unsupervised Grammar Induction

Are multimodal inputs necessary for grammar induction? Recent work has shown that multimodal training inputs can improve grammar induction. However, these improvements are based on comparisons to weak text-only baselines that were trained on relatively little textual data. To determine whether multimodal inputs are needed in regimes with large amounts of textual training data, we design a stronger text-only baseline, which we refer to as LC-PCFG. LC-PCFG is a C-PFCG that incorporates em-beddings from text-only large language models (LLMs). We use a fixed grammar family to directly compare LC-PCFG to various multi-modal grammar induction methods. We compare performance on four benchmark datasets. LC-PCFG provides an up to 17% relative improvement in Corpus-F1 compared to state-of-the-art multimodal grammar induction methods. LC-PCFG is also more computationally efficient, providing an up to 85% reduction in parameter count and 8.8x reduction in training time compared to multimodal approaches. These results suggest that multimodal inputs may not be necessary for grammar induction, and emphasize the importance of strong vision-free baselines for evaluating the benefit of multimodal approaches.

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Which One? Leveraging Context Between Objects and Multiple Views for Language Grounding

When connecting objects and their language referents in an embodied 3D environment, it is important to note that: (1) an object can be better characterized by leveraging comparative information between itself and other objects, and (2) an object's appearance can vary with camera position. As such, we present the Multi-view Approach to Grounding in Context (MAGiC), which selects an object referent based on language that distinguishes between two similar objects. By pragmatically reasoning over both objects and across multiple views of those objects, MAGiC improves over the state-of-the-art model on the SNARE object reference task with a relative error reduction of 12.9\% (representing an absolute improvement of 2.7\%). Ablation studies show that reasoning jointly over object referent candidates and multiple views of each object both contribute to improved accuracy. Code: https://github.com/rcorona/magic_snare/

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Ghostbuster: Detecting Text Ghostwritten by Large Language Models

We introduce Ghostbuster, a state-of-the-art system for detecting AI-generated text. Our method works by passing documents through a series of weaker language models, running a structured search over possible combinations of their features, and then training a classifier on the selected features to predict whether documents are AI-generated. Crucially, Ghostbuster does not require access to token probabilities from the target model, making it useful for detecting text generated by black-box models or unknown model versions. In conjunction with our model, we release three new datasets of human- and AI-generated text as detection benchmarks in the domains of student essays, creative writing, and news articles. We compare Ghostbuster to a variety of existing detectors, including DetectGPT and GPTZero, as well as a new RoBERTa baseline. Ghostbuster achieves 99.0 F1 when evaluated across domains, which is 5.9 F1 higher than the best preexisting model. It also outperforms all previous approaches in generalization across writing domains (+7.5 F1), prompting strategies (+2.1 F1), and language models (+4.4 F1). We also analyze the robustness of our system to a variety of perturbations and paraphrasing attacks and evaluate its performance on documents written by non-native English speakers.

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When the Majority is Wrong: Modeling Annotator Disagreement for Subjective Tasks

Though majority vote among annotators is typically used for ground truth labels in natural language processing, annotator disagreement in tasks such as hate speech detection may reflect differences in opinion across groups, not noise. Thus, a crucial problem in hate speech detection is determining whether a statement is offensive to the demographic group that it targets, when that group may constitute a small fraction of the annotator pool. We construct a model that predicts individual annotator ratings on potentially offensive text and combines this information with the predicted target group of the text to model the opinions of target group members. We show gains across a range of metrics, including raising performance over the baseline by 22% at predicting individual annotators' ratings and by 33% at predicting variance among annotators, which provides a metric for model uncertainty downstream. We find that annotator ratings can be predicted using their demographic information and opinions on online content, without the need to track identifying annotator IDs that link each annotator to their ratings. We also find that use of non-invasive survey questions on annotators' online experiences helps to maximize privacy and minimize unnecessary collection of demographic information when predicting annotators' opinions.

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RLCD: Reinforcement Learning from Contrastive Distillation for Language Model Alignment

We propose Reinforcement Learning from Contrastive Distillation (RLCD), a method for aligning language models to follow principles expressed in natural language (e.g., to be more harmless) without using human feedback. RLCD creates preference pairs from two contrasting model outputs, one using a positive prompt designed to encourage following the given principles, and one using a negative prompt designed to encourage violating them. Using two different prompts causes model outputs to be more differentiated on average, resulting in cleaner preference labels in the absence of human annotations. We then use the preference pairs to train a preference model, which is in turn used to improve a base unaligned language model via reinforcement learning. Empirically, RLCD outperforms RLAIF (Bai et al., 2022b) and context distillation (Huang et al., 2022) baselines across three diverse alignment tasks--harmlessness, helpfulness, and story outline generation--and when using both 7B and 30B model scales for simulating preference data.

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Discovering Latent Knowledge in Language Models Without Supervision

Existing techniques for training language models can be misaligned with the truth: if we train models with imitation learning, they may reproduce errors that humans make; if we train them to generate text that humans rate highly, they may output errors that human evaluators can't detect. We propose circumventing this issue by directly finding latent knowledge inside the internal activations of a language model in a purely unsupervised way. Specifically, we introduce a method for accurately answering yes-no questions given only unlabeled model activations. It works by finding a direction in activation space that satisfies logical consistency properties, such as that a statement and its negation have opposite truth values. We show that despite using no supervision and no model outputs, our method can recover diverse knowledge represented in large language models: across 6 models and 10 question-answering datasets, it outperforms zero-shot accuracy by 4\% on average. We also find that it cuts prompt sensitivity in half and continues to maintain high accuracy even when models are prompted to generate incorrect answers. Our results provide an initial step toward discovering what language models know, distinct from what they say, even when we don't have access to explicit ground truth labels.

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Centering the Margins: Outlier-Based Identification of Harmed Populations in Toxicity Detection

The impact of AI models on marginalized communities has traditionally been measured by identifying performance differences between specified demographic subgroups. Though this approach aims to center vulnerable groups, it risks obscuring patterns of harm faced by intersectional subgroups or shared across multiple groups. To address this, we draw on theories of marginalization from disability studies and related disciplines, which state that people farther from the norm face greater adversity, to consider the "margins" in the domain of toxicity detection. We operationalize the "margins" of a dataset by employing outlier detection to identify text about people with demographic attributes distant from the "norm". We find that model performance is consistently worse for demographic outliers, with mean squared error (MSE) between outliers and non-outliers up to 70.4% worse across toxicity types. It is also worse for text outliers, with a MSE up to 68.4% higher for outliers than non-outliers. We also find text and demographic outliers to be particularly susceptible to errors in the classification of severe toxicity and identity attacks. Compared to analysis of disparities using traditional demographic breakdowns, we find that our outlier analysis frequently surfaces greater harms faced by a larger, more intersectional group, which suggests that outlier analysis is particularly beneficial for identifying harms against those groups.

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Incorporating Worker Perspectives into MTurk Annotation Practices for NLP

Current practices regarding data collection for natural language processing on Amazon Mechanical Turk (MTurk) often rely on a combination of studies on data quality and heuristics shared among NLP researchers. However, without considering the perspectives of MTurk workers, these approaches are susceptible to issues regarding workers' rights and poor response quality. We conducted a critical literature review and a survey of MTurk workers aimed at addressing open questions regarding best practices for fair payment, worker privacy, data quality, and considering worker incentives. We found that worker preferences are often at odds with received wisdom among NLP researchers. Surveyed workers preferred reliable, reasonable payments over uncertain, very high payments; reported frequently lying on demographic questions; and expressed frustration at having work rejected with no explanation. We also found that workers view some quality control methods, such as requiring minimum response times or Master's qualifications, as biased and largely ineffective. Based on the survey results, we provide recommendations on how future NLP studies may better account for MTurk workers' experiences in order to respect workers' rights and improve data quality.

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Improving Pacing in Long-Form Story Planning

Existing LLM-based systems for writing long-form stories or story outlines frequently suffer from unnatural pacing, whether glossing over important events or over-elaborating on insignificant details, resulting in a jarring experience for the reader. We propose a CONCrete Outline ConTrol (CONCOCT) system to improve pacing when automatically generating story outlines. We first train a concreteness evaluator to judge which of two events is more concrete (low-level-detailed). This evaluator can then be used to control pacing in hierarchical outline generation; in this work, we explore a vaguest-first expansion procedure that aims for uniform pacing. We further use the evaluator to filter new outline items based on predicted concreteness. Compared to a baseline hierarchical outline generator, humans judge CONCOCT's pacing to be more consistent over 57% of the time across multiple outline lengths; the gains also translate to downstream stories. All code, data, and models are open-sourced.

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Goal Driven Discovery of Distributional Differences via Language Descriptions

Mining large corpora can generate useful discoveries but is time-consuming for humans. We formulate a new task, D5, that automatically discovers differences between two large corpora in a goal-driven way. The task input is a problem comprising a research goal "$\textit{comparing the side effects of drug A and drug B}$" and a corpus pair (two large collections of patients' self-reported reactions after taking each drug). The output is a language description (discovery) of how these corpora differ (patients taking drug A "$\textit{mention feelings of paranoia}$" more often). We build a D5 system, and to quantitatively measure its performance, we 1) contribute a meta-dataset, OpenD5, aggregating 675 open-ended problems ranging across business, social sciences, humanities, machine learning, and health, and 2) propose a set of unified evaluation metrics: validity, relevance, novelty, and significance. With the dataset and the unified metrics, we confirm that language models can use the goals to propose more relevant, novel, and significant candidate discoveries. Finally, our system produces discoveries previously unknown to the authors on a wide range of applications in OpenD5, including temporal and demographic differences in discussion topics, political stances and stereotypes in speech, insights in commercial reviews, and error patterns in NLP models.

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Non-Programmers Can Label Programs Indirectly via Active Examples: A Case Study with Text-to-SQL

Can non-programmers annotate natural language utterances with complex programs that represent their meaning? We introduce APEL, a framework in which non-programmers select among candidate programs generated by a seed semantic parser (e.g., Codex). Since they cannot understand the candidate programs, we ask them to select indirectly by examining the programs' input-ouput examples. For each utterance, APEL actively searches for a simple input on which the candidate programs tend to produce different outputs. It then asks the non-programmers only to choose the appropriate output, thus allowing us to infer which program is correct and could be used to fine-tune the parser. As a first case study, we recruited human non-programmers to use APEL to re-annotate SPIDER, a text-to-SQL dataset. Our approach achieved the same annotation accuracy as the original expert annotators (75%) and exposed many subtle errors in the original annotations.

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Revisiting Entropy Rate Constancy in Text

The uniform information density (UID) hypothesis states that humans tend to distribute information roughly evenly across an utterance or discourse. Early evidence in support of the UID hypothesis came from Genzel & Charniak (2002), which proposed an entropy rate constancy principle based on the probability of English text under n-gram language models. We re-evaluate the claims of Genzel & Charniak (2002) with neural language models, failing to find clear evidence in support of entropy rate constancy. We conduct a range of experiments across datasets, model sizes, and languages and discuss implications for the uniform information density hypothesis and linguistic theories of efficient communication more broadly.

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