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Dan Roth

Publications and source records attributed to Dan Roth.

At least 55 records · Page 3Linked to original sources

On Improving Neurosymbolic Learning by Exploiting the Representation Space

We study the problem of learning neural classifiers in a neurosymbolic setting where the hidden gold labels of input instances must satisfy a logical formula. Learning in this setting proceeds by first computing (a subset of) the possible combinations of labels that satisfy the formula and then computing a loss using those combinations and the classifiers' scores. One challenge is that the space of label combinations can grow exponentially, making learning difficult. We propose a technique that prunes this space by exploiting the intuition that instances with similar latent representations are likely to share the same label. While this intuition has been widely used in weakly supervised learning, its application in our setting is challenging due to label dependencies imposed by logical constraints. We formulate the pruning process as an integer linear program that discards inconsistent label combinations while respecting logical structure. Our approach, CLIPPER, is orthogonal to existing training algorithms and can be seamlessly integrated with them. Across 16 benchmarks over complex neurosymbolic tasks, we demonstrate that CLIPPER boosts the performance of state-of-the-art neurosymbolic engines like Scallop, Dolphin, and ISED by up to 48%, 53%, and 8%, leading to state-of-the-art accuracies.

cs.LG↗

Conflicts in Texts: Data, Implications and Challenges

As NLP models become increasingly integrated into real-world applications, it becomes clear that there is a need to address the fact that models often rely on and generate conflicting information. Conflicts could reflect the complexity of situations, changes that need to be explained and dealt with, difficulties in data annotation, and mistakes in generated outputs. In all cases, disregarding the conflicts in data could result in undesired behaviors of models and undermine NLP models' reliability and trustworthiness. This survey categorizes these conflicts into three key areas: (1) natural texts on the web, where factual inconsistencies, subjective biases, and multiple perspectives introduce contradictions; (2) human-annotated data, where annotator disagreements, mistakes, and societal biases impact model training; and (3) model interactions, where hallucinations and knowledge conflicts emerge during deployment. While prior work has addressed some of these conflicts in isolation, we unify them under the broader concept of conflicting information, analyze their implications, and discuss mitigation strategies. We highlight key challenges and future directions for developing conflict-aware NLP systems that can reason over and reconcile conflicting information more effectively.

cs.CL↗

Imbalances in Neurosymbolic Learning: Characterization and Mitigating Strategies

We study one of the most popular problems in **neurosymbolic learning** (NSL), that of learning neural classifiers given only the result of applying a symbolic component $σ$ to the gold labels of the elements of a vector $\mathbf x$. The gold labels of the elements in $\mathbf x$ are unknown to the learner. We make multiple contributions, theoretical and practical, to address a problem that has not been studied so far in this context, that of characterizing and mitigating *learning imbalances*, i.e., major differences in the errors that occur when classifying instances of different classes (aka **class-specific risks**). Our theoretical analysis reveals a unique phenomenon: that $σ$ can greatly impact learning imbalances. This result sharply contrasts with previous research on supervised and weakly supervised learning, which only studies learning imbalances under data imbalances. On the practical side, we introduce a technique for estimating the marginal of the hidden gold labels using weakly supervised data. Then, we introduce algorithms that mitigate imbalances at training and testing time by treating the marginal of the hidden labels as a constraint. We demonstrate the effectiveness of our techniques using strong baselines from NSL and long-tailed learning, suggesting performance improvements of up to 14%.

cs.LG↗

CONCUR: A Framework for Continual Constrained and Unconstrained Routing

AI tasks differ in complexity and are best addressed with different computation strategies (e.g., combinations of models and decoding methods). Hence, an effective routing system that maps tasks to the appropriate strategies is crucial. Most prior methods build the routing framework by training a single model across all strategies, which demands full retraining whenever new strategies appear and leads to high overhead. Attempts at such continual routing, however, often face difficulties with generalization. Prior models also typically use a single input representation, limiting their ability to capture the full complexity of the routing problem and leading to sub-optimal routing decisions. To address these gaps, we propose CONCUR, a continual routing framework that supports both constrained and unconstrained routing (i.e., routing with or without a budget). Our modular design trains a separate predictor model for each strategy, enabling seamless incorporation of new strategies with low additional training cost. Our predictors also leverage multiple representations of both tasks and computation strategies to better capture overall problem complexity. Experiments on both in-distribution and out-of-distribution, knowledge- and reasoning-intensive tasks show that our method outperforms the best single strategy and strong existing routing techniques with higher end-to-end accuracy and lower inference cost in both continual and non-continual settings, while also reducing training cost in the continual setting.

cs.CL↗

PersonaMem-v2: Towards Personalized Intelligence via Learning Implicit User Personas and Agentic Memory

Personalization is one of the next milestones in advancing AI capability and alignment. We introduce PersonaMem-v2, the state-of-the-art dataset for LLM personalization that simulates 1,000 realistic user-chatbot interactions on 300+ scenarios, 20,000+ user preferences, and 128k-token context windows, where most user preferences are implicitly revealed to reflect real-world interactions. Using this data, we investigate how reinforcement fine-tuning enables a model to improve its long-context reasoning capabilities for user understanding and personalization. We also develop a framework for training an agentic memory system, which maintains a single, human-readable memory that grows with each user over time. In our experiments, frontier LLMs still struggle with implicit personalization, achieving only 37-48% accuracy. While they support long context windows, reasoning remains the bottleneck for implicit personalization tasks. Using reinforcement fine-tuning, we successfully train Qwen3-4B to outperforms GPT-5, reaching 53% accuracy in implicit personalization. Moreover, our agentic memory framework achieves state-of-the-art 55% accuracy while using 16x fewer input tokens, relying on a 2k-token memory instead of full 32k conversation histories. These results underscore the impact of our dataset and demonstrate agentic memory as a scalable path toward real-world personalized intelligence.

cs.CL↗

REaR: Retrieve, Expand and Refine for Effective Multitable Retrieval

Answering natural language queries over relational data often requires retrieving and reasoning over multiple tables, yet most retrievers optimize only for query-table relevance and ignore table table compatibility. We introduce REAR (Retrieve, Expand and Refine), a three-stage, LLM-free framework that separates semantic relevance from structural joinability for efficient, high-fidelity multi-table retrieval. REAR (i) retrieves query-aligned tables, (ii) expands these with structurally joinable tables via fast, precomputed column-embedding comparisons, and (iii) refines them by pruning noisy or weakly related candidates. Empirically, REAR is retriever-agnostic and consistently improves dense/sparse retrievers on complex table QA datasets (BIRD, MMQA, and Spider) by improving both multi-table retrieval quality and downstream SQL execution. Despite being LLM-free, it delivers performance competitive with state-of-the-art LLM-augmented retrieval systems (e.g.,ARM) while achieving much lower latency and cost. Ablations confirm complementary gains from expansion and refinement, underscoring REAR as a practical, scalable building block for table-based downstream tasks (e.g., Text-to-SQL).

cs.IR↗

Know Me, Respond to Me: Benchmarking LLMs for Dynamic User Profiling and Personalized Responses at Scale

Large Language Models (LLMs) have emerged as personalized assistants for users across a wide range of tasks -- from offering writing support to delivering tailored recommendations or consultations. Over time, the interaction history between a user and an LLM can provide extensive information about an individual's traits and preferences. However, open questions remain on how well LLMs today can effectively leverage such history to (1) internalize the user's inherent traits and preferences, (2) track how the user profiling and preferences evolve over time, and (3) generate personalized responses accordingly in new scenarios. In this work, we introduce the PERSONAMEM benchmark. PERSONAMEM features curated user profiles with over 180 simulated user-LLM interaction histories, each containing up to 60 sessions of multi-turn conversations across 15 real-world tasks that require personalization. Given an in-situ user query, i.e. query issued by the user from the first-person perspective, we evaluate LLM chatbots' ability to identify the most suitable response according to the current state of the user's profile. We observe that current LLMs still struggle to recognize the dynamic evolution in users' profiles over time through direct prompting approaches. As a consequence, LLMs often fail to deliver responses that align with users' current situations and preferences, with frontier models such as GPT-4.1, o4-mini, GPT-4.5, o1, or Gemini-2.0 achieving only around 50% overall accuracy, suggesting room for improvement. We hope that PERSONAMEM, along with the user profile and conversation simulation pipeline, can facilitate future research in the development of truly user-aware chatbots. Code and data are available at github.com/bowen-upenn/PersonaMem.

cs.CL↗

Can LLMs Narrate Tabular Data? An Evaluation Framework for Natural Language Representations of Text-to-SQL System Outputs

In modern industry systems like multi-turn chat agents, Text-to-SQL technology bridges natural language (NL) questions and database (DB) querying. The conversion of tabular DB results into NL representations (NLRs) enables the chat-based interaction. Currently, NLR generation is typically handled by large language models (LLMs), but information loss or errors in presenting tabular results in NL remains largely unexplored. This paper introduces a novel evaluation method - Combo-Eval - for judgment of LLM-generated NLRs that combines the benefits of multiple existing methods, optimizing evaluation fidelity and achieving a significant reduction in LLM calls by 25-61%. Accompanying our method is NLR-BIRD, the first dedicated dataset for NLR benchmarking. Through human evaluations, we demonstrate the superior alignment of Combo-Eval with human judgments, applicable across scenarios with and without ground truth references.

cs.CL↗

OraPlan-SQL: A Planning-Centric Framework for Complex Bilingual NL2SQL Reasoning

We present OraPlan-SQL, our system for the Archer NL2SQL Evaluation Challenge 2025, a bilingual benchmark requiring complex reasoning such as arithmetic, commonsense, and hypothetical inference. OraPlan-SQL ranked first, exceeding the second-best system by more than 6% in execution accuracy (EX), with 55.0% in English and 56.7% in Chinese, while maintaining over 99% SQL validity (VA). Our system follows an agentic framework with two components: Planner agent that generates stepwise natural language plans, and SQL agent that converts these plans into executable SQL. Since SQL agent reliably adheres to the plan, our refinements focus on the planner. Unlike prior methods that rely on multiple sub-agents for planning and suffer from orchestration overhead, we introduce a feedback-guided meta-prompting strategy to refine a single planner. Failure cases from a held-out set are clustered with human input, and an LLM distills them into corrective guidelines that are integrated into the planner's system prompt, improving generalization without added complexity. For the multilingual scenario, to address transliteration and entity mismatch issues, we incorporate entity-linking guidelines that generate alternative surface forms for entities and explicitly include them in the plan. Finally, we enhance reliability through plan diversification: multiple candidate plans are generated for each query, with the SQL agent producing a query for each plan, and final output selected via majority voting over their executions.

cs.CL↗

Aligning LLMs for Multilingual Consistency in Enterprise Applications

Large language models (LLMs) remain unreliable for global enterprise applications due to substantial performance gaps between high-resource and mid/low-resource languages, driven by English-centric pretraining and internal reasoning biases. This inconsistency undermines customer experience and operational reliability in multilingual settings such as customer support, content moderation, and information retrieval. Even with advanced Retrieval-Augmented Generation (RAG) systems, we observe up to an 29% accuracy drop in non-English languages compared to English. We propose a practical, batch-wise alignment strategy for fine-tuning LLMs, leveraging semantically equivalent multilingual data in each training batch to directly align model outputs across languages. This approach improves non-English accuracy by up to 23.9% without compromising English performance, model reasoning, or retrieval quality. Our method is simple to implement, scalable, and integrates seamlessly with existing LLM training & deployment pipelines, enabling more robust and equitable multilingual AI solutions in industry.

cs.CL↗

Rethinking LLM Uncertainty: A Multi-Agent Approach to Estimating Black-Box Model Uncertainty

Quantifying uncertainty in black-box LLMs is vital for reliable responses and scalable oversight. Existing methods, which gauge a model's uncertainty through evaluating self-consistency in responses to the target query, can be misleading: an LLM may confidently provide an incorrect answer to a target query, yet give a confident and accurate answer to that same target query when answering a knowledge-preserving perturbation of the query. We systematically analyze the model behaviors and demonstrate that this discrepancy stems from suboptimal retrieval of parametric knowledge, often due to contextual biases that prevent consistent access to stored knowledge. We then introduce DiverseAgentEntropy, a novel, theoretically-grounded method employing multi-agent interaction across diverse query variations for uncertainty estimation of black-box LLMs. This approach more accurately assesses an LLM's true uncertainty and improves hallucination detection, outperforming existing self-consistency based techniques.

cs.CL↗

A Community-driven vision for a new Knowledge Resource for AI

The long-standing goal of creating a comprehensive, multi-purpose knowledge resource, reminiscent of the 1984 Cyc project, still persists in AI. Despite the success of knowledge resources like WordNet, ConceptNet, Wolfram|Alpha and other commercial knowledge graphs, verifiable, general-purpose widely available sources of knowledge remain a critical deficiency in AI infrastructure. Large language models struggle due to knowledge gaps; robotic planning lacks necessary world knowledge; and the detection of factually false information relies heavily on human expertise. What kind of knowledge resource is most needed in AI today? How can modern technology shape its development and evaluation? A recent AAAI workshop gathered over 50 researchers to explore these questions. This paper synthesizes our findings and outlines a community-driven vision for a new knowledge infrastructure. In addition to leveraging contemporary advances in knowledge representation and reasoning, one promising idea is to build an open engineering framework to exploit knowledge modules effectively within the context of practical applications. Such a framework should include sets of conventions and social structures that are adopted by contributors.

cs.AI↗

DeAL: Decoding-time Alignment for Large Language Models

Large Language Models (LLMs) are nowadays expected to generate content aligned with human preferences. Current work focuses on alignment at model training time, through techniques such as Reinforcement Learning with Human Feedback (RLHF). However, it is unclear if such methods are an effective choice to teach alignment objectives to the model. First, the inability to incorporate multiple, custom rewards and reliance on a model developer's view of universal and static principles are key limitations. Second, the reliability of such approaches is also questionable (e.g. susceptibility to jailbreaking even after safety training). To address these issues, we propose DeAL, a framework that allows the user to customize reward functions and enables Decoding-time Alignment of LLMs (DeAL). At its core, we view decoding as a heuristic-guided search process and facilitate the use of a wide variety of alignment objectives. Our experiments with programmatic constraints such as keyword and length constraints, and abstract objectives such as harmlessness and helpfulness, show that we can DeAL with fine-grained trade-offs and improve adherence to alignment objectives. Lastly, we demonstrate that DeAL is largely complementary to existing alignment strategies, and can be effectively paired with RLHF and prompting techniques to achieve better alignment.

cs.AI↗

Evaluating LLMs' Mathematical Reasoning in Financial Document Question Answering

Large Language Models (LLMs), excel in natural language understanding, but their capability for complex mathematical reasoning with an amalgamation of structured tables and unstructured text is uncertain. This study explores LLMs' mathematical reasoning on four financial tabular question-answering datasets: TATQA, FinQA, ConvFinQA, and Multihiertt. Through extensive experiments with various models and prompting techniques, we assess how LLMs adapt to complex tables and mathematical tasks. We focus on sensitivity to table complexity and performance variations with an increasing number of arithmetic reasoning steps. The results provide insights into LLMs' capabilities and limitations in handling complex mathematical scenarios for semi-structured tables. Ultimately, we introduce a novel prompting technique tailored to semi-structured documents, matching or outperforming other baselines in performance while providing a nuanced understanding of LLMs abilities for such a task.

cs.CL↗

RAG Makes Guardrails Unsafe? Investigating Robustness of Guardrails under RAG-style Contexts

With the increasing adoption of large language models (LLMs), ensuring the safety of LLM systems has become a pressing concern. External LLM-based guardrail models have emerged as a popular solution to screen unsafe inputs and outputs, but they are themselves fine-tuned or prompt-engineered LLMs that are vulnerable to data distribution shifts. In this paper, taking Retrieval Augmentation Generation (RAG) as a case study, we investigated how robust LLM-based guardrails are against additional information embedded in the context. Through a systematic evaluation of 3 Llama Guards and 2 GPT-oss models, we confirmed that inserting benign documents into the guardrail context alters the judgments of input and output guardrails in around 11% and 8% of cases, making them unreliable. We separately analyzed the effect of each component in the augmented context: retrieved documents, user query, and LLM-generated response. The two mitigation methods we tested only bring minor improvements. These results expose a context-robustness gap in current guardrails and motivate training and evaluation protocols that are robust to retrieval and query composition.

cs.CL↗

Learning Human-Perceived Fakeness in AI-Generated Videos via Multimodal LLMs

Can humans identify AI-generated (fake) videos and provide grounded reasons? While video generation models have advanced rapidly, a critical dimension -- whether humans can detect deepfake traces within a generated video, i.e., spatiotemporal grounded visual artifacts that reveal a video as machine generated -- has been largely overlooked. We introduce DeeptraceReward, the first fine-grained, spatially- and temporally- aware benchmark that annotates human-perceived fake traces for video generation reward. The dataset comprises 4.3K detailed annotations across 3.3K high-quality generated videos. Each annotation provides a natural-language explanation, pinpoints a bounding-box region containing the perceived trace, and marks precise onset and offset timestamps. We consolidate these annotations into 9 major categories of deepfake traces that lead humans to identify a video as AI-generated, and train multimodal language models (LMs) as reward models to mimic human judgments and localizations. On DeeptraceReward, our 7B reward model outperforms GPT-5 by 34.7% on average across fake clue identification, grounding, and explanation. Interestingly, we observe a consistent difficulty gradient: binary fake v.s. real classification is substantially easier than fine-grained deepfake trace detection; within the latter, performance degrades from natural language explanations (easiest), to spatial grounding, to temporal labeling (hardest). By foregrounding human-perceived deepfake traces, DeeptraceReward provides a rigorous testbed and training signal for socially aware and trustworthy video generation.

cs.CV↗

RCI: A Score for Evaluating Global and Local Reasoning in Multimodal Benchmarks

Multimodal Large Language Models (MLLMs) have achieved impressive results on vision-language benchmarks, yet it remains unclear whether these benchmarks assess genuine global reasoning or allow success via localized visual cues. Existing evaluation methods do not explicitly measure this distinction, hindering effective dataset curation and real-world focused model development. We introduce Region Comprehension Index (RCI), the first model-based score to directly quantify a dataset's reliance on global versus local visual information. RCI systematically compares reference-model performance on image patches versus full images, revealing if tasks require holistic image understanding or can be solved with partial or localized visual cues. When applying RCI to 13 widely used multimodal benchmarks, we observed that most of them favor localized reasoning and exhibit significant spatial biases, indicating potential risks in real-world applications. RCI equips researchers & practitioners with an actionable tool for diagnosing & mitigating these biases, enabling the construction of datasets and benchmarks to foster the development of robust, enterprise-ready multimodal systems.

cs.CV↗

PCRI: Measuring Context Robustness in Multimodal Models for Enterprise Applications

The reliability of Multimodal Large Language Models (MLLMs) in real-world settings is often undermined by sensitivity to irrelevant or distracting visual context, an aspect not captured by existing evaluation metrics. We introduce the \textbf{Patch Context Robustness Index (PCRI)}, the first systematic and interpretable score for quantifying MLLM robustness to variations in visual context granularity, measuring performance changes between localized image patches and full-image input. Applying PCRI to 19 state-of-the-art MLLMs across 15 vision-language benchmarks, we find that most leading models remain brittle to background noise, with only a few, such as InternVL2-26B and Qwen2VL-72B, demonstrating consistent robustness across tasks. PCRI analysis also highlights how different model architectures handle and integrate visual context, offering actionable diagnostic insight for both researchers and practitioners. PCRI enables rigorous comparison of context robustness, supporting principled model selection and guiding the development of future architectures and training strategies for robust, real-world deployment.

cs.CV↗