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Daniel Bramblett

Publications and source records attributed to Daniel Bramblett.

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Monte Carlo Query Search: Active Capability Assessment of AI Agents

Black-box AI (BBAI) systems, including foundation-model agents, are increasingly used for sequential decision making. Safe deployment requires methods for characterizing what such systems can do, when they can do it, and what outcomes may result. We introduce Monte Carlo Query Synthesis (MCQS), an active query-synthesis method for learning symbolic stochastic capability models of BBAIs. MCQS models capabilities as conditional probability distributions over outcomes and formulates capability learning as an active learning problem over policies. Our approach uses Monte Carlo tree search to synthesize queries that induce BBAI execution trajectories with high discriminative value between extremal hypothesis models: the lattice meet and join corresponding to the most pessimistic and optimistic hypotheses consistent with the observations. Executing these queries with the agent yields information-rich state-action trajectories that speed up learning by pruning inconsistent hypotheses. We prove soundness, completeness, and convergence properties under standard realizability and sampling assumptions. Experiments with multiple BBAI systems show that MCQS learns accurate capability models more efficiently than baseline query strategies.

cs.AI

Autonomous Evaluation of LLMs for Truth Maintenance and Reasoning Tasks

This paper presents AutoEval, a novel benchmark for scaling Large Language Model (LLM) assessment in formal tasks with clear notions of correctness, such as truth maintenance in translation and logical reasoning. AutoEval is the first benchmarking paradigm that offers several key advantages necessary for scaling objective evaluation of LLMs without human labeling: (a) ability to evaluate LLMs of increasing sophistication by auto-generating tasks at different levels of difficulty; (b) auto-generation of ground truth that eliminates dependence on expensive and time-consuming human annotation; (c) the use of automatically generated, randomized datasets that mitigate the ability of successive LLMs to overfit to static datasets used in many contemporary benchmarks. Empirical analysis shows that an LLM's performance on AutoEval is highly indicative of its performance on a diverse array of other benchmarks focusing on translation and reasoning tasks, making it a valuable autonomous evaluation paradigm in settings where hand-curated datasets can be hard to obtain and/or update.

cs.AI

Belief-State Query Policies for User-Aligned POMDPs

Planning in real-world settings often entails addressing partial observability while aligning with users' requirements. We present a novel framework for expressing users' constraints and preferences about agent behavior in a partially observable setting using parameterized belief-state query (BSQ) policies in the setting of goal-oriented partially observable Markov decision processes (gPOMDPs). We present the first formal analysis of such constraints and prove that while the expected cost function of a parameterized BSQ policy w.r.t its parameters is not convex, it is piecewise constant and yields an implicit discrete parameter search space that is finite for finite horizons. This theoretical result leads to novel algorithms that optimize gPOMDP agent behavior with guaranteed user alignment. Analysis proves that our algorithms converge to the optimal user-aligned behavior in the limit. Empirical results show that parameterized BSQ policies provide a computationally feasible approach for user-aligned planning in partially observable settings.

cs.AI

$\forall$uto$\exists$val: Autonomous Assessment of LLMs in Formal Synthesis and Interpretation Tasks

This paper presents $\forall$uto$\exists$val, a new approach for scaling LLM assessment in translating formal syntax -- such as first-order logic, regular expressions, etc -- to natural language (interpretation) or vice versa (compilation), thereby facilitating their use in applications such as generating/explaining logic and control flow for programs etc. Existing approaches for LLM assessment in these areas require labor-intensive ground-truth creation, the availability of which undermines the separation of training and test sets. Furthermore, such datasets typically include relatively few hand-coded test cases over which LLM accuracy is determined, thus making them inadequate for determining the safety or correctness of their generated outputs. We introduce a new approach that utilizes context-free grammars (CFGs) to generate out-of-distribution datasets on the fly and perform closed-loop testing of LLM capabilities using formal verifiers to guarantee the correctness of LLM outputs without any human intervention. We release our dataset and benchmark as open-source code at \url{https://github.com/AAIR-lab/auto-llm-assessment}. We also conduct an assessment of several SOTA closed and open-source LLMs to showcase the feasibility and scalability of this paradigm. Our experiments reveal that SOTA LLMs are unable to solve the formal translation task adequately.

cs.CL