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Daniel Hoff

Publications and source records attributed to Daniel Hoff.

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Notes on the value function approach to multiobjective bilevel optimization

This paper is concerned with the value function approach to multiobjective bilevel optimization which exploits a lower level frontier-type mapping in order to replace the hierarchical model of two interdependent multiobjective optimization problems by a single-level multiobjective optimization problem. As a starting point, different value-function-type reformulations are suggested and their relations are discussed. Here, we focus on the situations where the lower level problem is solved up to efficiency or weak efficiency, and an intermediate solution concept is suggested as well. We study the graph-closedness of the associated efficiency-type and frontier-type mappings. These findings are then used for two purposes. First, we investigate existence results in multiobjective bilevel optimization. Second, for the derivation of necessary optimality conditions via the value function approach, it is inherent to differentiate frontier-type mappings in a generalized way. Here, we are concerned with the computation of upper coderivative estimates for the frontier-type mapping associated with the setting where the lower level problem is solved up to weak efficiency. We proceed in two ways, relying, on the one hand, on a weak domination property and, on the other hand, on a scalarization approach. Throughout the paper, illustrative examples visualize our findings, the necessity of crucial assumptions, and some flaws in the related literature.

math.OC

Prime II$_1$ factors arising from irreducible lattices in products of rank one simple Lie groups

We prove that if $\Gamma$ is an icc irreducible lattice in a product of connected non-compact rank one simple Lie groups with finite center, then the II$_1$ factor $L(\Gamma)$ is prime. In particular, we deduce that the II$_1$ factors associated to the arithmetic groups $\text{PSL}_2(\mathbb Z[\sqrt{d}])$ and $\text{PSL}_2(\mathbb Z[S^{-1}])$ are prime, for any square-free integer $d\geq 2$ with $d\not\equiv 1 mod{4}$ and any finite non-empty set of primes $S$. This provides the first examples of prime II$_1$ factors arising from lattices in higher rank semisimple Lie groups. More generally, we describe all tensor product decompositions of $L(\Gamma)$ for icc countable groups $\Gamma$ that are measure equivalent to a product of non-elementary hyperbolic groups. In particular, we show that $L(\Gamma)$ is prime, unless $\Gamma$ is a product of infinite groups, in which case we prove a unique prime factorization result for $L(\Gamma)$.

math.OA

von Neumann's problem and extensions of non-amenable equivalence relations

The goals of this paper are twofold. First, we generalize the result of Gaboriau and Lyons [GL07] to the setting of von Neumann's problem for equivalence relations, proving that for any non-amenable ergodic probability measure preserving (pmp) equivalence relation $\mathcal{R}$, the Bernoulli extension over a non-atomic base space $(K, \kappa)$ contains the orbit equivalence relation of a free ergodic pmp action of $\mathbb{F}_2$. Moreover, we provide conditions which imply that this holds for any non-trivial probability space $K$. Second, we use this result to prove that any non-amenable unimodular locally compact second countable group admits uncountably many free ergodic pmp actions which are pairwise not von Neumann equivalent (hence, pairwise not orbit equivalent).

math.DS