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Daniel M German

Publications and source records attributed to Daniel M German.

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An Empirical Analysis of Machine Learning Model and Dataset Documentation, Supply Chain, and Licensing Challenges on Hugging Face

The last decade has seen widespread adoption of Machine Learning (ML) components in software systems. This has occurred in nearly every domain, from natural language processing to computer vision. These ML components range from relatively simple neural networks to complex and resource-intensive large language models. However, despite this widespread adoption, little is known about the supply chain relationships that produce these models, which can have implications for compliance and security. In this work, we conducted an extensive analysis of 760,460 models and 175,000 datasets extracted from the popular model-sharing site Hugging Face. First, we evaluate the current state of documentation in the Hugging Face supply chain, report real-world examples of shortcomings, and offer actionable suggestions for improvement. Next, we analyze the underlying structure of the existing supply chain. Finally, we explore the current licensing landscape against what was reported in previous work and discuss the unique challenges posed in this domain. Our results motivate multiple research avenues, including the need for better license management for ML models/datasets, better support for model documentation, and automated inconsistency checking and validation. We make our research infrastructure and dataset available to facilitate future research.

cs.SE

Developer Perspectives on Licensing and Copyright Issues Arising from Generative AI for Software Development

Despite the utility that Generative AI (GenAI) tools provide for tasks such as writing code, the use of these tools raises important legal questions and potential risks, particularly those associated with copyright law. As lawmakers and regulators engage with those questions, the views of users can provide relevant perspectives. In this paper, we provide: (1) a survey of 574 developers on the licensing and copyright aspects of GenAI for coding, as well as follow-up interviews; (2) a snapshot of developers' views at a time when GenAI and perceptions of it are rapidly evolving; and (3) an analysis of developers' views, yielding insights and recommendations that can inform future regulatory decisions in this evolving field. Our results show the benefits developers derive from GenAI, how they view the use of AI-generated code as similar to using other existing code, the varied opinions they have on who should own or be compensated for such code, that they are concerned about data leakage via GenAI, and much more, providing organizations and policymakers with valuable insights into how the technology is being used and what concerns stakeholders would like to see addressed.

cs.SE

BOMs Away! Inside the Minds of Stakeholders: A Comprehensive Study of Bills of Materials for Software Systems

Software Bills of Materials (SBOMs) have emerged as tools to facilitate the management of software dependencies, vulnerabilities, licenses, and the supply chain. While significant effort has been devoted to increasing SBOM awareness and developing SBOM formats and tools, recent studies have shown that SBOMs are still an early technology not yet adequately adopted in practice. Expanding on previous research, this paper reports a comprehensive study that investigates the current challenges stakeholders encounter when creating and using SBOMs. The study surveyed 138 practitioners belonging to five stakeholder groups (practitioners familiar with SBOMs, members of critical open source projects, AI/ML, cyber-physical systems, and legal practitioners) using differentiated questionnaires, and interviewed 8 survey respondents to gather further insights about their experience. We identified 12 major challenges facing the creation and use of SBOMs, including those related to the SBOM content, deficiencies in SBOM tools, SBOM maintenance and verification, and domain-specific challenges. We propose and discuss 4 actionable solutions to the identified challenges and present the major avenues for future research and development.

cs.SE