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Daniel Mendez

Publications and source records attributed to Daniel Mendez.

At least 55 records · Page 3Linked to original sources

NLP4RE Tools: Classification, Overview, and Management

Tools constitute an essential contribution to natural language processing for requirements engineering (NLP4RE) research. They are executable instruments that make research usable and applicable in practice. In this chapter, we first introduce a systematic classification of NLP4RE tools to improve the understanding of their types and properties. Then, we extend an existing overview with a systematic summary of 126 NLP4RE tools published between April 2019 and June 2023 to ease reuse and evolution of existing tools. Finally, we provide instructions on how to create, maintain, and disseminate NLP4RE tools to support a more rigorous management and dissemination.

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Automatic ESG Assessment of Companies by Mining and Evaluating Media Coverage Data: NLP Approach and Tool

Context: Sustainable corporate behavior is increasingly valued by society and impacts corporate reputation and customer trust. Hence, companies regularly publish sustainability reports to shed light on their impact on environmental, social, and governance (ESG) factors. Problem: Sustainability reports are written by companies themselves and are therefore considered a company-controlled source. Contrary, studies reveal that non-corporate channels (e.g., media coverage) represent the main driver for ESG transparency. However, analysing media coverage regarding ESG factors is challenging since (1) the amount of published news articles grows daily, (2) media coverage data does not necessarily deal with an ESG-relevant topic, meaning that it must be carefully filtered, and (3) the majority of media coverage data is unstructured. Research Goal: We aim to extract ESG-relevant information from textual media reactions automatically to calculate an ESG score for a given company. Our goal is to reduce the cost of ESG data collection and make ESG information available to the general public. Contribution: Our contributions are three-fold: First, we publish a corpus of 432,411 news headlines annotated as being environmental-, governance-, social-related, or ESG-irrelevant. Second, we present our tool-supported approach called ESG-Miner capable of analyzing and evaluating headlines on corporate ESG-performance automatically. Third, we demonstrate the feasibility of our approach in an experiment and apply the ESG-Miner on 3000 manually labeled headlines. Our approach processes 96.7 % of the headlines correctly and shows a great performance in detecting environmental-related headlines along with their correct sentiment. We encourage fellow researchers and practitioners to use the ESG-Miner at https://www.esg-miner.com.

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A Second Look at the Impact of Passive Voice Requirements on Domain Modeling: Bayesian Reanalysis of an Experiment

The quality of requirements specifications may impact subsequent, dependent software engineering (SE) activities. However, empirical evidence of this impact remains scarce and too often superficial as studies abstract from the phenomena under investigation too much. Two of these abstractions are caused by the lack of frameworks for causal inference and frequentist methods which reduce complex data to binary results. In this study, we aim to demonstrate (1) the use of a causal framework and (2) contrast frequentist methods with more sophisticated Bayesian statistics for causal inference. To this end, we reanalyze the only known controlled experiment investigating the impact of passive voice on the subsequent activity of domain modeling. We follow a framework for statistical causal inference and employ Bayesian data analysis methods to re-investigate the hypotheses of the original study. Our results reveal that the effects observed by the original authors turned out to be much less significant than previously assumed. This study supports the recent call to action in SE research to adopt Bayesian data analysis, including causal frameworks and Bayesian statistics, for more sophisticated causal inference.

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ML-Enabled Systems Model Deployment and Monitoring: Status Quo and Problems

[Context] Systems incorporating Machine Learning (ML) models, often called ML-enabled systems, have become commonplace. However, empirical evidence on how ML-enabled systems are engineered in practice is still limited, especially for activities surrounding ML model dissemination. [Goal] We investigate contemporary industrial practices and problems related to ML model dissemination, focusing on the model deployment and the monitoring of ML life cycle phases. [Method] We conducted an international survey to gather practitioner insights on how ML-enabled systems are engineered. We gathered a total of 188 complete responses from 25 countries. We analyze the status quo and problems reported for the model deployment and monitoring phases. We analyzed contemporary practices using bootstrapping with confidence intervals and conducted qualitative analyses on the reported problems applying open and axial coding procedures. [Results] Practitioners perceive the model deployment and monitoring phases as relevant and difficult. With respect to model deployment, models are typically deployed as separate services, with limited adoption of MLOps principles. Reported problems include difficulties in designing the architecture of the infrastructure for production deployment and legacy application integration. Concerning model monitoring, many models in production are not monitored. The main monitored aspects are inputs, outputs, and decisions. Reported problems involve the absence of monitoring practices, the need to create custom monitoring tools, and the selection of suitable metrics. [Conclusion] Our results help provide a better understanding of the adopted practices and problems in practice and support guiding ML deployment and monitoring research in a problem-driven manner.

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Industrial Challenges in Secure Continuous Development

The intersection between security and continuous software engineering has been of great interest since the early years of the agile development movement, and it remains relevant as software development processes are more frequently guided by agility and the adoption of DevOps. Several authors have contributed studies about the framing of secure agile development and secure DevOps, motivating academic contributions to methods and practices, but also discussions around benefits and challenges. Especially the challenges captured also our interest since, for the last few years, we are conducting research on secure continuous software engineering from a more applied, practical perspective with the overarching aim to introduce solutions that can be adopted at scale. The short positioning at hands summarizes a relevant part of our endeavors in which we validated challenges with several practitioners of different roles. More than framing a set of challenges, we conclude by presenting four key research directions we identified for practitioners and researchers to delineate future work.

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Automatic extraction of cause-effect-relations from requirements artifacts

Background: The detection and extraction of causality from natural language sentences have shown great potential in various fields of application. The field of requirements engineering is eligible for multiple reasons: (1) requirements artifacts are primarily written in natural language, (2) causal sentences convey essential context about the subject of requirements, and (3) extracted and formalized causality relations are usable for a (semi-)automatic translation into further artifacts, such as test cases. Objective: We aim at understanding the value of interactive causality extraction based on syntactic criteria for the context of requirements engineering. Method: We developed a prototype of a system for automatic causality extraction and evaluate it by applying it to a set of publicly available requirements artifacts, determining whether the automatic extraction reduces the manual effort of requirements formalization. Result: During the evaluation we analyzed 4457 natural language sentences from 18 requirements documents, 558 of which were causal (12.52%). The best evaluation of a requirements document provided an automatic extraction of 48.57% cause-effect graphs on average, which demonstrates the feasibility of the approach. Limitation: The feasibility of the approach has been proven in theory but lacks exploration of being scaled up for practical use. Evaluating the applicability of the automatic causality extraction for a requirements engineer is left for future research. Conclusion: A syntactic approach for causality extraction is viable for the context of requirements engineering and can aid a pipeline towards an automatic generation of further artifacts from requirements artifacts.

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Taxing Collaborative Software Engineering

The engineering of complex software systems is often the result of a highly collaborative effort. However, collaboration within a multinational enterprise has an overlooked legal implication when developers collaborate across national borders: It is taxable. In this article, we discuss the unsolved problem of taxing collaborative software engineering across borders. We (1) introduce the reader to the basic principle of international taxation, (2) identify three main challenges for taxing collaborative software engineering making it a software engineering problem, and (3) estimate the industrial significance of cross-border collaboration in modern software engineering by measuring cross-border code reviews at a multinational software company.

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Model-based Analysis and Specification of Functional Requirements and Tests for Complex Automotive Systems

The specification of requirements and tests are crucial activities in automotive development projects. However, due to the increasing complexity of automotive systems, practitioners fail to specify requirements and tests for distributed and evolving systems with complex interactions when following traditional development processes. To address this research gap, we propose a technique that starts with the early identification of validation concerns from a stakeholder perspective, which we use to systematically design tests that drive a scenario-based modeling and analysis of system requirements. To ensure complete and consistent requirements and test specifications in a form that is required in automotive development projects, we develop a Model-Based Systems Engineering (MBSE) methodology. This methodology supports system architects and test designers in the collaborative application of our technique and in maintaining a central system model, in order to automatically derive the required specifications. We evaluate our methodology by applying it at KOSTAL (Tier1 supplier) and within student projects as part of the masters program Embedded Systems Engineering. Our study corroborates that our methodology is applicable and improves existing requirements and test specification processes by supporting the integrated and stakeholder-focused modeling of product and validation systems, where the early definition of stakeholder and validation concerns fosters a problem-oriented, iterative and test-driven requirements modeling.

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Status Quo and Problems of Requirements Engineering for Machine Learning: Results from an International Survey

Systems that use Machine Learning (ML) have become commonplace for companies that want to improve their products and processes. Literature suggests that Requirements Engineering (RE) can help address many problems when engineering ML-enabled systems. However, the state of empirical evidence on how RE is applied in practice in the context of ML-enabled systems is mainly dominated by isolated case studies with limited generalizability. We conducted an international survey to gather practitioner insights into the status quo and problems of RE in ML-enabled systems. We gathered 188 complete responses from 25 countries. We conducted quantitative statistical analyses on contemporary practices using bootstrapping with confidence intervals and qualitative analyses on the reported problems involving open and axial coding procedures. We found significant differences in RE practices within ML projects. For instance, (i) RE-related activities are mostly conducted by project leaders and data scientists, (ii) the prevalent requirements documentation format concerns interactive Notebooks, (iii) the main focus of non-functional requirements includes data quality, model reliability, and model explainability, and (iv) main challenges include managing customer expectations and aligning requirements with data. The qualitative analyses revealed that practitioners face problems related to lack of business domain understanding, unclear goals and requirements, low customer engagement, and communication issues. These results help to provide a better understanding of the adopted practices and of which problems exist in practical environments. We put forward the need to adapt further and disseminate RE-related practices for engineering ML-enabled systems.

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Requirements Quality Research: a harmonized Theory, Evaluation, and Roadmap

High-quality requirements minimize the risk of propagating defects to later stages of the software development life cycle. Achieving a sufficient level of quality is a major goal of requirements engineering. This requires a clear definition and understanding of requirements quality. Though recent publications make an effort at disentangling the complex concept of quality, the requirements quality research community lacks identity and clear structure which guides advances and puts new findings into an holistic perspective. In this research commentary we contribute (1) a harmonized requirements quality theory organizing its core concepts, (2) an evaluation of the current state of requirements quality research, and (3) a research roadmap to guide advancements in the field. We show that requirements quality research focuses on normative rules and mostly fails to connect requirements quality to its impact on subsequent software development activities, impeding the relevance of the research. Adherence to the proposed requirements quality theory and following the outlined roadmap will be a step towards amending this gap.

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Identifying Concerns When Specifying Machine Learning-Enabled Systems: A Perspective-Based Approach

Engineering successful machine learning (ML)-enabled systems poses various challenges from both a theoretical and a practical side. Among those challenges are how to effectively address unrealistic expectations of ML capabilities from customers, managers and even other team members, and how to connect business value to engineering and data science activities composed by interdisciplinary teams. In this paper, we present PerSpecML, a perspective-based approach for specifying ML-enabled systems that helps practitioners identify which attributes, including ML and non-ML components, are important to contribute to the overall system's quality. The approach involves analyzing 59 concerns related to typical tasks that practitioners face in ML projects, grouping them into five perspectives: system objectives, user experience, infrastructure, model, and data. Together, these perspectives serve to mediate the communication between business owners, domain experts, designers, software and ML engineers, and data scientists. The creation of PerSpecML involved a series of validations conducted in different contexts: (i) in academia, (ii) with industry representatives, and (iii) in two real industrial case studies. As a result of the diverse validations and continuous improvements, PerSpecML stands as a promising approach, poised to positively impact the specification of ML-enabled systems, particularly helping to reveal key components that would have been otherwise missed without using PerSpecML.

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Connecting the Dots of Knowledge in Agile Software Development

This article discusses the importance of managing knowledge as a resource due to its great potential to create economic value. We detail the types of knowledge resources, the challenges associated with their management, and potential solutions to maximise their utility. Our contribution is based on empirical studies performed in an industry context.

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Preliminary Guideline for Creating Boundary Artefacts in Software Engineering

Context: Software development benefits from having Boundary Artefacts (BAs), as a single artefact can supply stakeholders with different boundaries, facilitating collaboration among social worlds. When those artefacts display inconsistencies, such as incorrect information, the practitioners have decreased trust in the BA. As trust is an essential factor guiding the utilisation of BAs in software projects, it is necessary to understand which principles should be observed when creating them. Objective: This study aimed at develop and validate a preliminary guideline support the creation of trustworthy BAs. Method: We followed a multi-step approach. We developed our guideline through a literature review and previous results from our case study. Second, we submitted the guideline for an expert evaluation via two workshops and a survey. At last, we adjusted our guideline by incorporating the feedback obtained during the workshops. Results: We grouped the principles collected from a literature review into three categories. The first category (Scope) focuses on the scope, displaying principles referring to defining each boundary's target audience, needs, and terminology. The second category (Structure) relates to how the artefact's content is structured to meet stakeholders' needs. The third (Management) refers to principles that can guide the establishment of practices to manage the artefact throughout time. The expert validation revealed that the principles contribute to creating trustworthy BAs at different levels. Also, the relevance of the guideline and its usefulness. Conclusions: The guideline strengthen BA traits such as shared understanding, plasticity and ability to transfer. Practitioners can utilise the guideline to guide the creation or even evaluate current practices for existing BAs.

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Let's Stop Building at the Feet of Giants: Recovering unavailable Requirements Quality Artifacts

Requirements quality literature abounds with publications presenting artifacts, such as data sets and tools. However, recent systematic studies show that more than 80% of these artifacts have become unavailable or were never made public, limiting reproducibility and reusability. In this work, we report on an attempt to recover those artifacts. To that end, we requested corresponding authors of unavailable artifacts to recover and disclose them according to open science principles. Our results, based on 19 answers from 35 authors (54% response rate), include an assessment of the availability of requirements quality artifacts and a breakdown of authors' reasons for their continued unavailability. Overall, we improved the availability of seven data sets and seven implementations.

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An initial Theory to Understand and Manage Requirements Engineering Debt in Practice

Context: Advances in technical debt research demonstrate the benefits of applying the financial debt metaphor to support decision-making in software development activities. Although decision-making during requirements engineering has significant consequences, the debt metaphor in requirements engineering is inadequately explored. Objective: We aim to conceptualize how the debt metaphor applies to requirements engineering by organizing concepts related to practitioners' understanding and managing of requirements engineering debt (RED). Method: We conducted two in-depth expert interviews to identify key requirements engineering debt concepts and construct a survey instrument. We surveyed 69 practitioners worldwide regarding their perception of the concepts and developed an initial analytical theory. Results: We propose a RED theory that aligns key concepts from technical debt research but emphasizes the specific nature of requirements engineering. In particular, the theory consists of 23 falsifiable propositions derived from the literature, the interviews, and survey results. Conclusions: The concepts of requirements engineering debt are perceived to be similar to their technical debt counterpart. Nevertheless, measuring and tracking requirements engineering debt are immature in practice. Our proposed theory serves as the first guide toward further research in this area.

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Automatic Creation of Acceptance Tests by Extracting Conditionals from Requirements: NLP Approach and Case Study

Acceptance testing is crucial to determine whether a system fulfills end-user requirements. However, the creation of acceptance tests is a laborious task entailing two major challenges: (1) practitioners need to determine the right set of test cases that fully covers a requirement, and (2) they need to create test cases manually due to insufficient tool support. Existing approaches for automatically deriving test cases require semi-formal or even formal notations of requirements, though unrestricted natural language is prevalent in practice. In this paper, we present our tool-supported approach CiRA (Conditionals in Requirements Artifacts) capable of creating the minimal set of required test cases from conditional statements in informal requirements. We demonstrate the feasibility of CiRA in a case study with three industry partners. In our study, out of 578 manually created test cases, 71.8 % can be generated automatically. Additionally, CiRA discovered 80 relevant test cases that were missed in manual test case design. CiRA is publicly available at www.cira.bth.se/demo/.

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Only Time Will Tell: Modelling Information Diffusion in Code Review with Time-Varying Hypergraphs

Background: Modern code review is expected to facilitate knowledge sharing: All relevant information, the collective expertise, and meta-information around the code change and its context become evident, transparent, and explicit in the corresponding code review discussion. The discussion participants can leverage this information in the following code reviews; the information diffuses through the communication network that emerges from code review. Traditional time-aggregated graphs fall short in rendering information diffusion as those models ignore the temporal order of the information exchange: Information can only be passed on if it is available in the first place. Aim: This manuscript presents a novel model based on time-varying hypergraphs for rendering information diffusion that overcomes the inherent limitations of traditional, time-aggregated graph-based models. Method: In an in-silico experiment, we simulate an information diffusion within the internal code review at Microsoft and show the empirical impact of time on a key characteristic of information diffusion: the number of reachable participants. Results: Time-aggregation significantly overestimates the paths of information diffusion available in communication networks and, thus, is neither precise nor accurate for modelling and measuring the spread of information within communication networks that emerge from code review. Conclusion: Our model overcomes the inherent limitations of traditional, static or time-aggregated, graph-based communication models and sheds the first light on information diffusion through code review. We believe that our model can serve as a foundation for understanding, measuring, managing, and improving knowledge sharing in code review in particular and information diffusion in software engineering in general.

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Understanding the Implementation of Technical Measures in the Process of Data Privacy Compliance: A Qualitative Study

Modern privacy regulations, such as the General Data Protection Regulation (GDPR), address privacy in software systems in a technologically agnostic way by mentioning general "technical measures" for data privacy compliance rather than dictating how these should be implemented. An understanding of the concept of technical measures and how exactly these can be handled in practice, however, is not trivial due to its interdisciplinary nature and the necessary technical-legal interactions. We aim to investigate how the concept of technical measures for data privacy compliance is understood in practice as well as the technical-legal interaction intrinsic to the process of implementing those technical measures. We follow a research design that is 1) exploratory in nature, 2) qualitative, and 3) interview-based, with 16 selected privacy professionals in the technical and legal domains. Our results suggest that there is no clear mutual understanding and commonly accepted approach to handling technical measures. Both technical and legal roles are involved in the implementation of such measures. While they still often operate in separate spheres, a predominant opinion amongst the interviewees is to promote more interdisciplinary collaboration. Our empirical findings confirm the need for better interaction between legal and engineering teams when implementing technical measures for data privacy. We posit that interdisciplinary collaboration is paramount to a more complete understanding of technical measures, which currently lacks a mutually accepted notion. Yet, as strongly suggested by our results, there is still a lack of systematic approaches to such interaction. Therefore, the results strengthen our confidence in the need for further investigations into the technical-legal dynamic of data privacy compliance.

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