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Daniel Ruberman

Publications and source records attributed to Daniel Ruberman.

At least 37 records · Page 2Linked to original sources

4-dimensional analogues of Dehn's lemma

We investigate certain $4$-dimensional analogues of the classical $3$-dimensional Dehn's lemma, giving examples where such analogues do or do not hold, in the smooth and topological categories. In particular, we show that an essential $2$-sphere $S$ in the boundary of a simply connected $4$-manifold $W$ such that $S$ is null-homotopic in $W$ need not extend to an embedding of a ball in $W$. However, if $W$ is simply connected (or more generally a $4$-manifold with abelian fundamental group) with boundary a homology sphere, then $S$ bounds a topologically embedded ball in $W$. Moreover, we give examples where such an $S$ does not bound any smoothly embedded ball in $W$. In a similar vein, we construct incompressible tori $T\subseteq \partial W$ where $W$ is a contractible $4$-manifold such that $T$ extends to a map of a solid torus in $W$, but not to any embedding of a solid torus in $W$. Moreover, we construct an incompressible torus $T$ in the boundary of a contractible $4$-manifold $W$ such that $T$ extends to a topological embedding of a solid torus in $W$ but no smooth embedding. As an application of our results about tori, we address a question posed by Gompf about extending certain families of diffeomorphisms of $3$-manifolds which he has recently used to construct infinite corks.

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A splitting theorem for the Seiberg-Witten invariant of a homology $S^1 \times S^3$

We study the Seiberg-Witten invariant $λ_{\rm{SW}} (X)$ of smooth spin $4$-manifolds $X$ with integral homology of $S^1\times S^3$ defined by Mrowka, Ruberman, and Saveliev as a signed count of irreducible monopoles amended by an index-theoretic correction term. We prove a splitting formula for this invariant in terms of the Frøyshov invariant $h(X)$ and a certain Lefschetz number in the reduced monopole Floer homology of Kronheimer and Mrowka. We apply this formula to obstruct existence of metrics of positive scalar curvature on certain 4-manifolds, and to exhibit new classes of integral homology $3$-spheres of Rohlin invariant one which have infinite order in the homology cobordism group.

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Topological realizations of line arrangements

A venerable problem in combinatorics and geometry asks whether a given incidence relation may be realized by a configuration of points and lines. The classic version of this would ask for algebraic lines over some field or possibly real pseudolines: embedded circles (isotopic to $RP^1$) in the real projective plane. In this paper we investigate whether a configuration is realized by a collection of $2$-spheres embedded, in the symplectic, smooth, or topological (locally flat) categories, in the complex projective plane. We find obstructions to realizability in the topological category, which apply to configurations specified by all projective planes over a finite field. Such obstructions are used to show that certain contact graph manifolds are not (strongly) symplectically fillable. We also show that a configuration of real pseudolines can be complexified to give a configuration of smooth, indeed symplectically embedded, $2$-spheres.

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Equivariant Corks

For suitable finite groups G, we construct contractible 4-manifolds C with an effective G-action on $\partial C$ whose associated pairs (C,g) for all $g \in G$ are distinct smoothings of the pair $(C,\partial C)$. Indeed C embeds in a 4-manifold so that cutting out C and regluing using distinct elements of G yield distinct smooth 4-manifolds.

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On smoothly superslice knots

A knot K in the 3-sphere is superslice if there is a slice disk D in the 4-ball such that the double of D along K is the unknotted 2-sphere S in $S^4$. Answering a question of Livingston-Meier, we find smoothly slice (in fact doubly slice) knots in the 3-sphere with Alexander polynomial equal to 1 that are not smoothly superslice.

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Absolutely exotic compact 4-manifolds

We show how to construct absolutely exotic smooth structures on compact 4-manifolds with boundary, including contractible manifolds. In particular, we prove that any compact smooth 4-manifold W with boundary that admits a relatively exotic structure contains a pair of codimension-zero submanifolds homotopy equivalent to W that are absolutely exotic copies of each other. In this context, {\em absolute} means that the exotic structure is not relative to a particular parameterization of the boundary. Our examples are constructed by modifying a relatively exotic manifold by adding an invertible homology cobordism along its boundary. Applying this technique to corks (contractible manifolds with a diffeomorphism of the boundary that does not extend to a diffeomorphism of the interior) gives examples of absolutely exotic smooth structures on contractible 4-manifolds.

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Stable isotopy in four dimensions

We construct infinite families of topologically isotopic but smoothly distinct knotted spheres in many simply connected 4-manifolds that become smoothly isotopic after stabilizing by connected summing with $S^2 \times S^2$, and as a consequence, analogous families of diffeomorphisms and metrics of positive scalar curvature for such 4-manifolds. We also construct families of smoothly distinct links, all of whose corresponding proper sublinks are smoothly isotopic, that become smoothly isotopic after stabilizing.

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An index theorem for end-periodic operators

We extend the Atiyah, Patodi, and Singer index theorem for first order differential operators from the context of manifolds with cylindrical ends to manifolds with periodic ends. This theorem provides a natural complement to Taubes' Fredholm theory for general end-periodic operators. Our index theorem is expressed in terms of a new periodic eta-invariant that equals the Atiyah-Patodi-Singer eta-invariant in the cylindrical setting. We apply this periodic eta-invariant to the study of moduli spaces of Riemannian metrics of positive scalar curvature.

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Generalized Heegaard Floer correction terms

We make use of the action of $H_1(Y)$ in Heegaard Floer homology to generalize the Ozsváth-Szabó correction terms for $3$-manifolds with standard $\operatorname{HF}^\infty$. We establish the basic properties of these invariants: conjugation invariance, behavior under orientation reversal, additivity, and spin$^c$ rational homology cobordism invariance.

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Non-orientable surfaces in homology cobordisms

We investigate constraints on embeddings of a non-orientable surface in a $4$-manifold with the homology of $M \times I$, where $M$ is a rational homology $3$-sphere. The constraints take the form of inequalities involving the genus and normal Euler class of the surface, and either the Ozsváth--Sazbó $d$-invariants or Atiyah--Singer $ρ$-invariants of $M$. One consequence is that the minimal genus of a smoothly embedded surface in $L(2p,q) \times I$ is the same as the minimal genus of a surface in $L(2p,q)$. We also consider embeddings of non-orientable surfaces in closed $4$-manifolds.

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Index theory of the de Rham complex on manifolds with periodic ends

We study the de Rham complex on a smooth manifold with a periodic end modeled on an infinite cyclic cover X' \to X. The completion of this complex in exponentially weighted L^2-norms is Fredholm for all but finitely many exceptional weights determined by the eigenvalues of the covering translation map H_*(X') \to H_*(X'). We calculate the index of this weighted de Rham complex for all weights away from the exceptional ones.

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Casson-type invariants from the Seiberg-Witten equations

This is a survey of our recent work with Tom Mrowka on Seiberg-Witten gauge theory and index theory for manifolds with periodic ends. We explain how this work leads to a new invariant, which is related to the classical Rohlin invariant of homology 3-spheres and to the Furuta-Ohta invariant originating in Yang-Mills gauge theory. We give some new calculations of our invariant for 4-dimensional mapping tori.

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Concordance to links with unknotted components

We show that there are links whose individual components are concordant to the unknot, but which are not concordant to any link with unknotted components. We give examples in the topological category, and examples in the smooth category which are topologically slice. We also give generalizations regarding components of prescribed Alexander polynomials. The main tools are covering link calculus, algebraic invariants of rational knot concordance theory, and the correction term of Heegaard Floer homology.

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Concordance properties of parallel links

We investigate the concordance properties of `parallel links' P(K), given by the (2,0) cable of a knot K. We focus on the question: if P(K) is concordant to a split link, is K necessarily slice? We show that if P(K) is smoothly concordant to a split link, then many smooth concordance invariants of K must vanish, including the tau and s-invariants, and suitably normalized d-invariants of surgeries on K. We also investigate the (2,2m) cables P_m(K), and find obstructions to smooth concordance to the sum of the (2,2m) torus link and a split link.

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Double point surgery and configurations of surfaces

We introduce a new operation, double point surgery, on immersed surfaces in a 4-manifold, and use it to construct knotted configurations of surfaces in many 4-manifolds. Taking branched covers, we produce smoothly exotic actions of Z/m x Z/n on simply connected 4-manifolds with complicated fixed-point sets.

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Topologically slice knots with nontrivial Alexander polynomial

Let C_T be the subgroup of the smooth knot concordance group generated by topologically slice knots and let C_D be the subgroup generated by knots with trivial Alexander polynomial. We prove the quotient C_T/C_D is infinitely generated, and uncover similar structure in the 3-dimensional rational spin bordism group. Our methods also lead to the construction of links that are topologically, but not smoothly, concordant to boundary links.

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Seiberg-Witten equations, end-periodic Dirac operators, and a lift of Rohlin's invariant

We introduce a gauge-theoretic integer lift of the Rohlin invariant of a smooth 4-manifold X with the homology of $S^1 \times S^3$. The invariant has two terms; one is a count of solutions to the Seiberg-Witten equations on X, and the other is essentially the index of the Dirac operator on a non-compact manifold with end modeled on the infinite cyclic cover of X. Each term is metric (and perturbation) dependent, and we show that these dependencies cancel as the metric and perturbation vary in a 1-parameter family.

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