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Daniel S. Brown

Publications and source records attributed to Daniel S. Brown.

At least 19 recordsLinked to original sources

Transformer-Based Trajectory Prescription for sEMG-Optimizing Robot-Mediated Rehabilitation

Robot-mediated rehabilitation has the potential to deliver high-intensity, individualized therapy, but existing systems (which have not consistently improved outcomes) typically prescribe kinematic trajectories rather than explicitly targeting the neuromotor activations thought to support recovery. To address this gap, and ultimately enable activation-optimizing rehabilitation robot behavior, we present a personalizable transformer-based model mapping individuals' muscle activations (as measured via surface electromyography) to prescribed contact force trajectories when interacting with an end-effector rehabilitation robot. The model uses a transformer encoder-decoder leveraging rotary positional embeddings (RoPE) to generate a latent representation of trajectory-relevant and user-specific neuromotor factors, and augments trajectory prediction with flow matching to produce a distribution over plausible prescriptions biased toward the training distribution. Using data from 16 healthy participants completing 15 isometric trajectory tracking tasks, we evaluate generalization across held-out tasks and users, as well as the feasibility of user-specific fine-tuning within a therapy-session timescale. The model achieves mean trajectory prediction errors of <8% on held out tasks and users, with effectively instantaneous deterministic inference and sub-second sampling of trajectory distributions. An initial test using the model during live rehabilitation tasks demonstrates that, on average, participants reach the target neuromotor activations with just 15% error accumulated throughout the task. These results provide a proof of concept for data-driven, activation-targeted trajectory prescription in robot-mediated rehabilitation and establish a foundation for future validation in clinical populations. Data and code have been open-sourced as part of the OpenRobotRehab project on SimTK.

cs.RO↗

Do VLAs Know They Will Fail? Interpretable Success and Failure Patterns in Physical AI Systems

Vision-Language-Action (VLA) models have emerged as powerful general-purpose robot policies, but their successes and failures remain difficult to diagnose and understand. In this work, we show that sparse autoencoder (SAE) representations of OpenVLA activations contain outcome-predictive information and can be used to predict task failure before the robot reaches an unrecoverable state. Moreover, to provide insights into what common behaviors may contribute to these outcomes, we identify individual SAE features whose strong activations are associated with specific stages of success or failure, and uncover recurring behavioral patterns by localizing temporal intervals where these features exhibit significant activation changes. We further develop a VLM-based interpretation pipeline to generate behavioral descriptions of these patterns and validate their correspondence to feature activations on held-out intervals.

cs.RO↗

RubRIX: Rubric-Driven Risk Mitigation in Caregiver-AI Interactions

Caregivers seeking AI-mediated support express complex needs---information-seeking, emotional validation, and distress cues---that warrant careful evaluation of response safety and appropriateness. Existing AI evaluation frameworks, primarily focused on general risks (toxicity, hallucinations, policy violations, etc), may not adequately capture the nuanced risks of LLM-responses in caregiving-contexts. We introduce RubRIX (Rubric-based Risk Index), a theory-driven, clinician-validated framework for evaluating risks in LLM caregiving responses. Grounded in the Elements of an Ethic of Care, RubRIX operationalizes five empirically-derived risk dimensions: Inattention, Bias & Stigma, Information Inaccuracy, Uncritical Affirmation, and Epistemic Arrogance. We evaluate six state-of-the-art LLMs on over 20,000 caregiver queries from Reddit and ALZConnected. Rubric-guided refinement consistently reduced risk-components by 45-98% after one iteration across models. This work contributes a methodological approach for developing domain-sensitive, user-centered evaluation frameworks for high-burden contexts. Our findings highlight the importance of domain-sensitive, interactional risk evaluation for the responsible deployment of LLMs in caregiving support contexts. We release benchmark datasets to enable future research on contextual risk evaluation in AI-mediated support.

cs.HC↗

Steerable Pluralistic Policy Alignment from Anonymized Crowd Feedback

Pluralistic alignment requires AI systems to learn from diverse populations whose preferences may reflect heterogeneous or even conflicting objectives, and to personalize their behavior to individual users. Existing approaches in pluralistic alignment often assume access to annotator identities and rely on powerful pretrained representations to model individual preference variations. We propose Preference-PCA Pluralistic Learning (P3L), a novel framework for pluralistic alignment that jointly learns trajectory embeddings and the shared basis of preference directions via PCA decomposition from heterogeneous crowd feedback without requiring annotator identities. At test time, our approach enables rapid and accurate personalized reward learning and downstream policy optimization. Experiments across multiple embodied control tasks demonstrate that P3L enables steerable personal alignment that generalizes beyond the offline dataset to out-of-distribution new users and attains competitive RL and test performance, while substantially reducing computational cost and supporting variable adaptation query budgets.

cs.LG↗

Risk and Refusal: Mechanisms of LLM Responses to Suicidal Ideation

Refusal is a common safety mechanism in large language models (LLMs), yet in contexts of suicidal ideation (SI), refusing to engage can itself constitute a safety failure. We evaluate how eight instruction-tuned LLMs respond to SI and self-harm disclosures across three datasets, varying whether models are informed that a disclosure expresses SI and whether they receive a clinician-developed response protocol, and complement this with mechanistic analyses in six open-weight models. Our results reveal a nuanced relationship between refusal and response-level risk. At baseline, elevated risk in model responses is driven primarily by inattention to the disclosure, alongside refusal to engage. Mechanistic analyses suggest that models may refuse SI disclosures through the same direction that mediates their refusals of harmful requests. However, informing models of the SI context, or suppressing refusal directly, increases engagement without reliably lowering response risk, and may raise it. In contrast, the clinician-guided protocol consistently reduces response-level risk while also reducing refusal. Together, these analyses and ablations motivate the need for models that refuse only when warranted and engage in interactionally safe ways when users disclose SI.

cs.HC↗

How Vulnerable Is My Learned Policy? Universal Adversarial Perturbation Attacks On Modern Behavior Cloning Policies

Imitation learning, also known as learning from demonstrations, is a popular approach to train AI models; however, the vulnerability of these models to adversarial attacks remains underexplored. We present the first systematic study of adversarial attacks, across a range of both classic and recently proposed imitation learning algorithms, including Vanilla Behavior Cloning (Vanilla BC), LSTM-GMM, Implicit Behavior Cloning (IBC), Diffusion Policy (DP), and Vector-Quantized Behavior Transformer (VQ-BET). We study the vulnerability of these methods to white-box, grey-box and black-box adversarial perturbations. Our experiments reveal that most existing methods are highly vulnerable to these attacks, including black-box transfer attacks that transfer across algorithms. White-box attacks cause at least a 65% reduction in average task success across all evaluated tasks and algorithms, while the black-box transfer attacks reduce task success by up to 88% on Lift, 99% on Can, and 100% on Square. To the best of our knowledge, we are the first to study and compare the vulnerabilities of different popular imitation learning algorithms to both white-box and black-box attacks. Our findings highlight the vulnerabilities of modern imitation learning algorithms, paving the way for future work in addressing such limitations. Videos and code are available at https://sites.google.com/view/uap-attacks-on-bc.

cs.LG↗

CareMirror: Bringing Caregiver Wellbeing into the Dementia Care Ecosystem

Family caregivers of people living with dementia shoulder emotional and practical responsibilities, yet their own wellbeing often remains peripheral to dementia care. We built CareMirror, an envisioned caregiver wellbeing ecosystem with interconnected caregiver- and clinician-facing interfaces for longitudinal reflection, personalized support, and caregiver-controlled sharing with clinical care. We conducted semi-structured interviews with 14 caregivers, using CareMirror as a design probe to examine how they perceived this ecosystem and what expectations, concerns, and boundaries emerged around clinical connection. Caregivers valued attention to their wellbeing, longitudinal awareness, context-sensitive support, and clinical visibility when it could lead to meaningful follow-up. However, repeated reflection could become burdensome or emotionally difficult, automatic clinical sharing could inhibit candid disclosure, and participants wanted control over what information entered clinical care. They also expected AI to support reflection and communication without replacing caregiver voice or clinician judgment. We contribute design considerations for proactive, clinically connected caregiver wellbeing support.

cs.HC↗

SyncSBC: Decentralized Swarm Behavior Prediction for Synchronized Autonomous Control

Robot swarms utilize many independent limited-sensing agents to produce complex emergent behaviors without requiring centralized control. However, little research explores how agents can infer swarm-level behavior from purely local perception, a capability critical for detecting faults and behavior changes. In this paper, we introduce Synchronized Swarm Behavior Classification (SyncSBC), which combines improvements in machine learning and distributed consensus to classify collective swarm behavior and synchronize swarm decision-making in an entirely decentralized manner. We show that SyncSBC achieves high classification accuracy and low synchronization delay, making it suitable for real-world deployment. Finally, we use SyncSBC to demonstrate two promising swarm applications on real robots where we show that swarms utilizing SyncSBC can accurately identify anomalies in robot behavior and autonomously coordinate collective changes in swarm behavior. Videos, code and supplemental experiments are available at https://sites.google.com/view/sync-sbc/home.

cs.RO↗

ATLAS: Adaptive Topological Learning with Abstract Successors for Continual Learning

Contemporary model-free reinforcement learning algorithms can achieve very high performance, but have low sample efficiency and are not robust to changes in the environment. Model-based algorithms have much higher sample efficiency, but still fail when the environment shifts. This paper introduces Adaptive Topological Learning with Abstract Successors (ATLAS) to combat these challenges. ATLAS uses a Grow When Required network with Successor Features in order to achieve high sample efficiency while also robustly tackling catastrophic forgetting. We evaluate ATLAS in spatial navigation tasks, benchmarking its performance against common on-policy and off-policy algorithms. Our empirical results demonstrate that by structurally decoupling transition dynamics from the reward signal, ATLAS achieves near-instantaneous adaptation to new goals and can exhibit positive backward transfer, significantly outperforming baseline methods in non-stationary environments.

cs.LG↗

Dataset Poisoning Attacks on Behavioral Cloning Policies

Behavior Cloning (BC) is a popular framework for training sequential decision policies from expert demonstrations via supervised learning. As these policies are increasingly being deployed in the real world, their robustness and potential vulnerabilities are an important concern. In this work, we perform the first analysis of the efficacy of clean-label backdoor attacks on BC policies. Our backdoor attacks poison a dataset of demonstrations by injecting a visual trigger to create a spurious correlation that can be exploited at test time. We evaluate how policy vulnerability scales with the fraction of poisoned data, the strength of the trigger, and the trigger type. We also introduce a novel entropy-based test-time trigger attack that substantially degrades policy performance by identifying critical states where test-time triggering of the backdoor is expected to be most effective at degrading performance. We empirically demonstrate that BC policies trained on even minimally poisoned datasets exhibit deceptively high, near-baseline task performance despite being highly vulnerable to backdoor trigger attacks during deployment. Our results underscore the urgent need for more research into the robustness of BC policies, particularly as large-scale datasets are increasingly used to train policies for real-world cyber-physical systems. Videos and code are available at https://sites.google.com/view/dataset-poisoning-in-bc.

cs.LG↗

Multi-Modal, Multi-Environment Machine Teaching for Robust Reward Learning

As autonomous agents are increasingly deployed across diverse operational contexts, aligning their behavior with human intent demands reward functions that remain robust to such changes rather than overfitting to any single environment. Inverse reinforcement learning (IRL) provides a principled way to infer such objectives from human feedback. However, existing analyses of optimal teaching approaches for IRL focus on single-environment, demonstration-only settings, leaving underexplored how heterogeneous feedback modalities and environment dynamics jointly constrain reward functions that generalize across multiple environments. Because demonstrations in one MDP entangle reward information with that environments specific structure, the resulting rewards frequently fail to generalize when the agent is deployed in a new setting. We first analyze how different feedback modalities constrain rewards, showing that, in the unlimited-data regime, comparisons impose strictly stronger global constraints than other modalities. Beyond this theoretical analysis, we introduce a hierarchical machine teaching algorithm for reward learning that operates across multiple MDPs. The algorithm first greedily selects informative environments that expose complementary reward constraints, then strategically queries low-cost feedback within those environments. Empirically, our method achieves substantially lower regret and stronger generalization to held-out environments than uniform teaching baselines under identical feedback budgets, demonstrating the importance of multi-environment, multi-modal teaching for learning dynamics-robust reward functions.

cs.LG↗

Inform, Coach, Relate, Listen: Auditing LLM Caregiving Support Roles

Language models are increasingly being deployed for conversational support in informal caregiving contexts, where interactions often extend beyond information-seeking: caregivers seek emotional reassurance, guidance, and help, while navigating uncertain, relationally complex care decisions. Yet most safety evaluations assess model behavior under generic prompts, leaving a critical question unexamined: does a model's safety profile change with its support role? We study this by operationalizing four expert-reviewed support roles grounded in social support theory: Inform, Coach, Relate, and Listen, and comparing them against two baseline controls: a basic prompting condition and a retrieval-augmented generation (RAG) condition. We evaluate across three language models (GPT-4o-mini, Llama-3.1-8B-Instruct, and MedGemma-1.5-4b-it) on 5,000 real-world queries from online Alzheimer's Disease and Related Dementias (ADRD) communities. We find that the LLM's support role systematically shapes both the prevalence and composition of interactional risks. Furthermore, a human evaluation study reveals a perceived quality--safety tension: more directive, information-oriented roles are rated as more helpful and trustworthy despite exhibiting elevated interactional risk profiles. We release ~90,000 support role-conditioned model responses with risk annotations as an ecologically grounded resource for research on safer LLM-mediated conversational support.

cs.HC↗

What Is My Robot Thinking? Design Considerations for Transparent and Trustworthy Shared Autonomy

Assistive robots operating under shared autonomy must balance user control with autonomous assistance. Because robot actions depend on internal intent inference that is not directly observable, mismatches between inferred and intended goals can undermine coordination and trust. We investigate how interface-level transparency, including feedback modality (visual vs. auditory) and information richness (sparse vs. rich), shapes interaction in a vision-based shared autonomy system. In a user study with N=25 participants across two assistive manipulation tasks, we evaluate how these designs influence coordination and trust. Providing feedback significantly improves intent alignment and reduces corrective intervention, indicating that making the inferred goal legible accelerates convergence in shared control. Participants preferred visual over auditory feedback, while preferences for sparse versus rich information depended on task complexity. We also found that revealing the full belief distribution did not consistently improve alignment or trust. Together, these findings indicate that effective transparency enhances coordination primarily through goal legibility, while trust depends on task-appropriate information exposure rather than maximal disclosure. Based on these results, we outline guidelines for designing transparent shared autonomy systems.

cs.RO↗

When AI Says "I have been in similar situations": Synthetic Lived Experience in Peer-Like Caregiver Support

Caregivers often turn to online communities for informational and emotional support. In these spaces, peer supporters frequently draw on personal narratives to respond to emotionally complex caregiving situations. As LLMs are increasingly designed as peer-like sources of support, they introduce a critical tension: AI can provide immediate, private, and nonjudgmental support, but it cannot authentically possess the lived experiences that make human peer support meaningful. Yet, when prompted to sound peer-like, LLMs may generate language that implies lived experience. This creates a synthetic lived experience paradox: the same experiential language that may make AI support feel warm, relatable, and peer-like can also falsely position the system as someone with lived experience. We examine this paradox in the context of family caregivers of people living with Alzheimer's Disease and Related Dementias (ADRD). Drawing on caregiver support exchanges from online communities and prompted peer-like responses from three LLMs -- LLaMA, GPT-4o-mini, and MedGemma -- we analyze how human peers use personal narratives and how AI incorporates similar narrative forms. Psycholinguistic analysis shows that peer responses used significantly more first-person and past-focused language than peer-like AI responses. Qualitatively, we identify seven types of personal narratives in human peer support and show that AI often captures their emotional work, but can fabricate experiential grounding. These findings reveal a narrative authenticity gap: peer-like AI can generate synthetic lived experience without the real experience that makes peer support meaningful. We argue that caregiver-support AI systems need mechanisms to distinguish supportive peer-like framing from fabricated lived experience, ensuring that models can offer warmth and validation without falsely positioning themselves as experiential peers.

cs.HC↗

A Taxonomy of Mental Health and Technology Needs for Alzheimer's and Dementia Caregivers

Family members caring for individuals with Alzheimer's disease and related dementias (AD/ADRD) provide the foundation of long-term care worldwide. In 2023, more than 11 million U.S. family and friends contributed 18 billion hours of unpaid care, often at the cost of their own physical and mental health. These informal caregivers -- also referred as the "invisible second patients" -- experience elevated rates of mental health problems. Yet research commonly reduces their complex psychosocial experiences to a single construct of caregiver burden, obscuring which specific needs are unmet or effectively supported. At the same time, digital and AI-enabled technologies are rapidly expanding, from smartphone apps and videoconferencing to sensor platforms and AI chatbots. However, the absence of shared frameworks across medicine, psychology, and technology research limits cumulative progress. This study introduces a Caregiver Mental Health and Technology Taxonomy that systematically links AD/ADRD caregiver needs with corresponding classes of technology-based interventions. Drawing from an interdisciplinary literature review and two qualitative studies with caregivers, the taxonomy identifies mismatches between caregiver priorities and existing technological support, highlights under-served domains such as relational strain and compassion fatigue, and proposes design directions for adaptive, responsive systems. The framework offers a shared vocabulary to guide clinicians, researchers, and technology designers in developing more person-centered and clinically grounded innovation in dementia care.

cs.HC↗

R2BC: Multi-Agent Imitation Learning from Single-Agent Demonstrations

Imitation Learning (IL) is a natural way for humans to teach robots, particularly when high-quality demonstrations are easy to obtain. While IL has been widely applied to single-robot settings, relatively few studies have addressed the extension of these methods to multi-agent systems, especially in settings where a single human must provide demonstrations to a team of collaborating robots. In this paper, we introduce and study Round-Robin Behavior Cloning (R2BC), a method that enables a single human operator to effectively train multi-robot systems through sequential, single-agent demonstrations. Our approach allows the human to teleoperate one agent at a time and incrementally teach multi-agent behavior to the entire system, without requiring demonstrations in the joint multi-agent action space. We show that R2BC methods match, and in some cases surpass, the performance of an oracle behavior cloning approach trained on privileged synchronized demonstrations across four multi-agent simulated tasks. Finally, we deploy R2BC on two physical robot tasks trained using real human demonstrations.

cs.RO↗

Implicit Safety Alignment from Crowd Preferences

Reinforcement Learning from Human Feedback (RLHF) can reveal implicit objectives such as safety considerations that go beyond task completion. In this work, we focus on the common safety criteria embedded in crowd preference datasets, where different users may express distinct preferences or objectives, yet follow similar safety principles. Our aim is to discover shared safety criteria from crowd preferences and then transfer them to downstream RL tasks to regularize agent behavior and enforce safety. We first show that direct reward combination-optimizing a preference-learned reward model together with downstream task rewards-has inherent limitations. Motivated by this, we propose Safe Crowd Preference-based RL, a hierarchical framework that extracts safety-aligned skills from crowd preferences and composes them via a high-level policy to safely solve downstream tasks. Experiments across safe RL environments and a preliminary LLM-style task with diverse user goals and shared safety constraints demonstrate that our approach substantially lowers safety costs without access to explicit safety rewards, while achieving task performance comparable to oracle methods trained with ground-truth safety signals.

cs.AI↗

A Sentence Relation-Based Approach to Sanitizing Malicious Instructions

Retrieval-augmented generation and tool-integrated LLM agents increasingly depend on external textual sources. This reliance broadens the available attack surface, allowing adversaries to insert malicious instructions that trigger unintended model behaviors. Current defensive measures often utilize LLM-based detectors to filter such content, but these approaches remain vulnerable to optimization-based attacks. Additionally, training-based methods frequently fail to generalize to novel data distributions. To resolve these issues, we introduce SONAR, a prompt sanitization framework that identifies and removes injected content using metrics from natural language inference. Specifically, SONAR constructs a sentence-level relational graph across the user query and external data. By using entailment and contradiction scores as edge weights, the system identifies sentences that deviate from the core task. It then employs connectivity-driven pruning to eliminate flagged injection seeds and their related neighbors while maintaining benign context. Rigorous evaluations across several models and datasets show that SONAR reduces the attack success rate to nearly zero, significantly outperforming nine established baseline defenses.

cs.CR↗