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Daqing He

Publications and source records attributed to Daqing He.

At least 19 recordsLinked to original sources

SPEAR: Distilling Domain-Adaptive Reasoning Skeletons via Sequential Symbolic Alignment in Reinforcement Learning

Reinforcement learning-based knowledge distillation has the potential to transfer complex reasoning from teacher to student models, yet it currently faces a critical dilemma: researchers must choose between sparse outcome-based rewards, which provide insufficient logical guidance, or expensive neural Process Reward Models (PRMs) for dense signals. We resolve this by introducing SPEAR (Symbolic Process Evaluation and Alignment Reward), a training-free and plug-and-play process reward method for sequence-level on-policy distillation. SPEAR projects natural-language reasoning traces into domain-adaptive symbolic milestones, providing an efficient proxy for process-level reasoning alignment. By utilizing the longest common subsequence (LCS) to align student explorations with teacher milestones, SPEAR provides a dense, order-aware reward signal that enforces logical consistency without the need for an external neural verifier. Our experiments across math, science, and commonsense reasoning tasks demonstrate that SPEAR effectively bridges the reasoning gap between student and teacher models via sequence-level distillation with efficient dense process rewards. Our code and data are available at: https://github.com/zhuochunli/SPEAR.

cs.CL

Combating Knowledge Corruption in Agent Systems: A Byzantine-Tolerant Secure Collaborative RAG Framework

While retrieval-augmented generation systems partially address the hallucination issues in large language models, it also introduces new vulnerabilities to knowledge corruption attacks. Adversaries exploit these vulnerabilities by poisoning documents provided by RAG system to manipulate LLM outputs. To counter this threat, we propose SecureCollaRAG, a Byzantine-tolerant collaborative RAG framework leveraging Multi-source Knowledge Validation Mechanism. Our approach enables agent system to securely verify document provenance through dynamic GNN-based credibility scoring, effectively preventing stealthy knowledge corruption attacks while preserving essential domain knowledge integrity. Through extensive evaluations and formal analysis, we demonstrate that SecureCollaRAG maintains robustness against attackers under non-IID data distributions.

cs.CR

StepGap: A Hybrid NLI-LLM Checker for Step-Level Evidence-Gap Detectionin Multi-Hop Question Answering

We present \textbf{StepGap}, a hybrid NLI-LLM decision tree that detects step-level evidence gaps in multi-hop QA and emits one of three typed labels: \textsc{Contradicted Claim} (CC), \textsc{Irrelevant Evidence} (IE), or \textsc{Missing Bridge} (MB), each tied to a concrete repair action. On 82 multi-hop questions (181 annotated steps, $\kappa{=}0.704$), StepGap reaches sF1$=$72.0, within the bootstrap confidence interval of an LLM-only baseline (70.1) but with a more decomposable structure: every StepGap stage \emph{hurts} F1 when removed, while three of four LLM-only removals \emph{improve} F1 -- a sign of \emph{competing-error cancellation}, where internal stages mask each other's errors. We further expose a \emph{Q-F1 trap}: question-level F1 is mechanically inflated by checkers that flag every step, making step-level F1 the necessary diagnostic. Used as a typed GRPO process reward, StepGap improves Qwen2.5-7B-Instruct Exact Match from $32.1{\pm}0.3$ to $35.4{\pm}0.9$ across three seeds, with the single-run comparison showing a $+5.6$ Avg EM gain over the matched Search-R1 GRPO reproduction.

cs.CL

Rethinking LLM-as-a-Judge: Representation-as-a-Judge with Small Language Models via Semantic Capacity Asymmetry

Large language models (LLMs) are widely used as reference-free evaluators via prompting, but this "LLM-as-a-Judge" paradigm is costly, opaque, and sensitive to prompt design. In this work, we investigate whether smaller models can serve as efficient evaluators by leveraging internal representations instead of surface generation. We uncover a consistent empirical pattern: small LMs, despite with weak generative ability, encode rich evaluative signals in their hidden states. This motivates us to propose the Semantic Capacity Asymmetry Hypothesis: evaluation requires significantly less semantic capacity than generation and can be grounded in intermediate representations, suggesting that evaluation does not necessarily need to rely on large-scale generative models but can instead leverage latent features from smaller ones. Our findings motivate a paradigm shift from LLM-as-a-Judge to Representation-as-a-Judge, a decoding-free evaluation strategy that probes internal model structure rather than relying on prompted output. We instantiate this paradigm through INSPECTOR, a probing-based framework that predicts aspect-level evaluation scores from small model representations. Experiments on reasoning benchmarks (GSM8K, MATH, GPQA) show that INSPECTOR substantially outperforms prompting-based small LMs and closely approximates full LLM judges, while offering a more efficient, reliable, and interpretable alternative for scalable evaluation. The code and data are available at: https://github.com/zhuochunli/Representation-as-a-judge

cs.CL

Jailbreaking Large Language Models through Iterative Tool-Disguised Attacks via Reinforcement Learning

Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, however, they remain critically vulnerable to jailbreak attacks that elicit harmful responses violating human values and safety guidelines. Despite extensive research on defense mechanisms, existing safeguards prove insufficient against sophisticated adversarial strategies. In this work, we propose iMIST (\underline{i}nteractive \underline{M}ulti-step \underline{P}rogre\underline{s}sive \underline{T}ool-disguised Jailbreak Attack), a novel adaptive jailbreak method that synergistically exploits vulnerabilities in current defense mechanisms. iMIST disguises malicious queries as normal tool invocations to bypass content filters, while simultaneously introducing an interactive progressive optimization algorithm that dynamically escalates response harmfulness through multi-turn dialogues guided by real-time harmfulness assessment. Our experiments on widely-used models demonstrate that iMIST achieves higher attack effectiveness, while maintaining low rejection rates. These results reveal critical vulnerabilities in current LLM safety mechanisms and underscore the urgent need for more robust defense strategies.

cs.CR

Retrieval--Reasoning Processes for Multi-hop Question Answering: A Four-Axis Design Framework and Empirical Trends

Multi-hop question answering (QA) requires systems to iteratively retrieve evidence and reason across multiple hops. While recent RAG and agentic methods report strong results, the underlying retrieval--reasoning \emph{process} is often left implicit, making procedural choices hard to compare across model families. This survey takes the execution procedure as the unit of analysis and introduces a four-axis framework covering (A) overall execution plan, (B) index structure, (C) next-step control (strategies and triggers), and (D) stop/continue criteria. Using this schema, we map representative multi-hop QA systems and synthesize reported ablations and tendencies on standard benchmarks (e.g., HotpotQA, 2WikiMultiHopQA, MuSiQue), highlighting recurring trade-offs among effectiveness, efficiency, and evidence faithfulness. We conclude with open challenges for retrieval--reasoning agents, including structure-aware planning, transferable control policies, and robust stopping under distribution shift.

cs.CL

Measuring Competency, Not Performance: Item-Aware Evaluation Across Medical Benchmarks

Accuracy-based evaluation of Large Language Models (LLMs) measures benchmark-specific performance rather than underlying medical competency: it treats all questions as equally informative, conflates model ability with item characteristics, and thereby produces rankings that vary with benchmark choice. To address this, we introduce MedIRT, a psychometric evaluation framework grounded in Item Response Theory (IRT) that (1) jointly models latent competency and item-level difficulty and discrimination, and (2) includes benchmark integrity validation to ensure items within each topic measure a single, coherent underlying ability. We prospectively evaluate 71 diverse LLMs on a USMLE-aligned benchmark across 11 medical topics. As internal validation, MedIRT correctly predicts held-out LLM responses on unseen questions with 83.3% accuracy. As external validation, IRT-based rankings outperform accuracy-based rankings across 6 independent external medical benchmarks -- including expert preferences, holistic clinical tasks, safety judgments, and open-ended queries -- achieving 4 wins, 0 losses, and 18% lower variance. As a substantive finding, topic-level competency profiles expose striking domain-specific heterogeneity that aggregate accuracy masks. As a diagnostic tool, difficulty-tier analysis reveals two distinct response profiles (difficulty-sensitive responding and difficulty-insensitive responding) that require fundamentally different interventions. These results establish item-aware psychometric evaluation as a more valid and stable foundation for assessing LLMs in medicine, with potential implications for any high-stakes domain where benchmark integrity can be validated, and items vary meaningfully in difficulty and discrimination.

cs.CL

Formalization Driven LLM Prompt Jailbreaking via Reinforcement Learning

Large language models (LLMs) have demonstrated remarkable capabilities, yet they also introduce novel security challenges. For instance, prompt jailbreaking attacks involve adversaries crafting sophisticated prompts to elicit responses from LLMs that deviate from human values. To uncover vulnerabilities in LLM alignment methods, we propose the PASS framework (\underline{P}rompt J\underline{a}ilbreaking via \underline{S}emantic and \underline{S}tructural Formalization). Specifically, PASS employs reinforcement learning to transform initial jailbreak prompts into formalized descriptions, which enhances stealthiness and enables bypassing existing alignment defenses. The jailbreak outputs are then structured into a GraphRAG system that, by leveraging extracted relevant terms and formalized symbols as contextual input alongside the original query, strengthens subsequent attacks and facilitates more effective jailbreaks. We conducted extensive experiments on common open-source models, demonstrating the effectiveness of our attack.

cs.AI

Extracting OPQRST in Electronic Health Records using Large Language Models with Reasoning

The extraction of critical patient information from Electronic Health Records (EHRs) poses significant challenges due to the complexity and unstructured nature of the data. Traditional machine learning approaches often fail to capture pertinent details efficiently, making it difficult for clinicians to utilize these tools effectively in patient care. This paper introduces a novel approach to extracting the OPQRST assessment from EHRs by leveraging the capabilities of Large Language Models (LLMs). We propose to reframe the task from sequence labeling to text generation, enabling the models to provide reasoning steps that mimic a physician's cognitive processes. This approach enhances interpretability and adapts to the limited availability of labeled data in healthcare settings. Furthermore, we address the challenge of evaluating the accuracy of machine-generated text in clinical contexts by proposing a modification to traditional Named Entity Recognition (NER) metrics. This includes the integration of semantic similarity measures, such as the BERT Score, to assess the alignment between generated text and the clinical intent of the original records. Our contributions demonstrate a significant advancement in the use of AI in healthcare, offering a scalable solution that improves the accuracy and usability of information extraction from EHRs, thereby aiding clinicians in making more informed decisions and enhancing patient care outcomes.

cs.CL

Weakly Supervised Medical Entity Extraction and Linking for Chief Complaints

A Chief complaint (CC) is the reason for the medical visit as stated in the patient's own words. It helps medical professionals to quickly understand a patient's situation, and also serves as a short summary for medical text mining. However, chief complaint records often take a variety of entering methods, resulting in a wide variation of medical notations, which makes it difficult to standardize across different medical institutions for record keeping or text mining. In this study, we propose a weakly supervised method to automatically extract and link entities in chief complaints in the absence of human annotation. We first adopt a split-and-match algorithm to produce weak annotations, including entity mention spans and class labels, on 1.2 million real-world de-identified and IRB approved chief complaint records. Then we train a BERT-based model with generated weak labels to locate entity mentions in chief complaint text and link them to a pre-defined ontology. We conducted extensive experiments, and the results showed that our Weakly Supervised Entity Extraction and Linking (\ours) method produced superior performance over previous methods without any human annotation.

cs.CL

A Hybrid Framework for Subject Analysis: Integrating Embedding-Based Regression Models with Large Language Models

Providing subject access to information resources is an essential function of any library management system. Large language models (LLMs) have been widely used in classification and summarization tasks, but their capability to perform subject analysis is underexplored. Multi-label classification with traditional machine learning (ML) models has been used for subject analysis but struggles with unseen cases. LLMs offer an alternative but often over-generate and hallucinate. Therefore, we propose a hybrid framework that integrates embedding-based ML models with LLMs. This approach uses ML models to (1) predict the optimal number of LCSH labels to guide LLM predictions and (2) post-edit the predicted terms with actual LCSH terms to mitigate hallucinations. We experimented with LLMs and the hybrid framework to predict the subject terms of books using the Library of Congress Subject Headings (LCSH). Experiment results show that providing initial predictions to guide LLM generations and imposing post-edits result in more controlled and vocabulary-aligned outputs.

cs.CL

Curriculum Guided Reinforcement Learning for Efficient Multi Hop Retrieval Augmented Generation

Retrieval-augmented generation (RAG) grounds large language models (LLMs) in up-to-date external evidence, yet existing multi-hop RAG pipelines still issue redundant subqueries, explore too shallowly, or wander through overly long search chains. We introduce EVO-RAG, a curriculum-guided reinforcement learning framework that evolves a query-rewriting agent from broad early-stage exploration to concise late-stage refinement. EVO-RAG couples a seven-factor, step-level reward vector (covering relevance, redundancy, efficiency, and answer correctness) with a time-varying scheduler that reweights these signals as the episode unfolds. The agent is trained with Direct Preference Optimization over a multi-head reward model, enabling it to learn when to search, backtrack, answer, or refuse. Across four multi-hop QA benchmarks (HotpotQA, 2WikiMultiHopQA, MuSiQue, and Bamboogle), EVO-RAG boosts Exact Match by up to 4.6 points over strong RAG baselines while trimming average retrieval depth by 15 %. Ablation studies confirm the complementary roles of curriculum staging and dynamic reward scheduling. EVO-RAG thus offers a general recipe for building reliable, cost-effective multi-hop RAG systems.

cs.CL

Memory-Aware and Uncertainty-Guided Retrieval for Multi-Hop Question Answering

Multi-hop question answering (QA) requires models to retrieve and reason over multiple pieces of evidence. While Retrieval-Augmented Generation (RAG) has made progress in this area, existing methods often suffer from two key limitations: (1) fixed or overly frequent retrieval steps, and (2) ineffective use of previously retrieved knowledge. We propose MIND (Memory-Informed and INteractive Dynamic RAG), a framework that addresses these challenges through: (i) prompt-based entity extraction to identify reasoning-relevant elements, (ii) dynamic retrieval triggering based on token-level entropy and attention signals, and (iii) memory-aware filtering, which stores high-confidence facts across reasoning steps to enable consistent multi-hop generation.

cs.CL

ReasoningRank: Teaching Student Models to Rank through Reasoning-Based Knowledge Distillation

Reranking documents based on their relevance to a given query is a critical task in information retrieval. Traditional reranking methods often lack transparency and rely on proprietary models, hindering reproducibility and interpretability. We propose Reason-to-Rank (R2R), a novel open-source reranking approach that enhances transparency by generating two types of reasoning: direct relevance reasoning, which explains how a document addresses the query, and comparison reasoning, which justifies the relevance of one document over another. We leverage large language models (LLMs) as teacher models to generate these explanations and distill this knowledge into smaller, openly available student models. Our student models are trained to generate meaningful reasoning and rerank documents, achieving competitive performance across multiple datasets, including MSMARCO and BRIGHT. Experiments demonstrate that R2R not only improves reranking accuracy but also provides valuable insights into the decision-making process. By offering a structured and interpretable solution with openly accessible resources, R2R aims to bridge the gap between effectiveness and transparency in information retrieval, fostering reproducibility and further research in the field.

cs.CL

Learning from Committee: Reasoning Distillation from a Mixture of Teachers with Peer-Review

While reasoning capabilities typically emerge in large language models (LLMs) with tens of billions of parameters, recent research focuses on improving smaller open-source models through knowledge distillation (KD) from commercial LLMs. However, many of these studies rely solely on responses from a single LLM as the gold rationale, unlike the natural human learning process, which involves understanding both the correct answers and the reasons behind mistakes. In this paper, we introduce a novel Fault-Aware DistIllation via Peer-Review (FAIR) approach: 1) instead of merely obtaining rationales from teachers, our method asks teachers to identify and explain the student's mistakes, providing customized instruction learning data; 2) we design a simulated peer-review process between teacher LLMs, and selects only the generated rationales above the acceptance threshold, which reduces the chance of teachers guessing correctly with flawed rationale, improving instructional data quality. Comprehensive experiments and analysis on mathematical, commonsense, and logical reasoning tasks demonstrate the effectiveness of our method. Our code is available at https://github.com/zhuochunli/Learn-from-Committee.

cs.CL

Traffic Light or Light Traffic? Investigating Phrasal Semantics in Large Language Models

Phrases are fundamental linguistic units through which humans convey semantics. This study critically examines the capacity of API-based large language models (LLMs) to comprehend phrase semantics, utilizing three human-annotated datasets. We assess the performance of LLMs in executing phrase semantic reasoning tasks guided by natural language instructions and explore the impact of common prompting techniques, including few-shot demonstrations and Chain-of-Thought reasoning. Our findings reveal that LLMs greatly outperform traditional embedding methods across the datasets; however, they do not show a significant advantage over fine-tuned methods. The effectiveness of advanced prompting strategies shows variability. We conduct detailed error analyses to interpret the limitations faced by LLMs in comprehending phrase semantics. Code and data can be found at https://github.com/memray/llm_phrase_semantics.

cs.CL

RAG-RLRC-LaySum at BioLaySumm: Integrating Retrieval-Augmented Generation and Readability Control for Layman Summarization of Biomedical Texts

This paper introduces the RAG-RLRC-LaySum framework, designed to make complex biomedical research understandable to laymen through advanced Natural Language Processing (NLP) techniques. Our Retrieval Augmented Generation (RAG) solution, enhanced by a reranking method, utilizes multiple knowledge sources to ensure the precision and pertinence of lay summaries. Additionally, our Reinforcement Learning for Readability Control (RLRC) strategy improves readability, making scientific content comprehensible to non-specialists. Evaluations using the publicly accessible PLOS and eLife datasets show that our methods surpass Plain Gemini model, demonstrating a 20% increase in readability scores, a 15% improvement in ROUGE-2 relevance scores, and a 10% enhancement in factual accuracy. The RAG-RLRC-LaySum framework effectively democratizes scientific knowledge, enhancing public engagement with biomedical discoveries.

cs.CL

Effects of Different Prompts on the Quality of GPT-4 Responses to Dementia Care Questions

Evidence suggests that different prompts lead large language models (LLMs) to generate responses with varying quality. Yet, little is known about prompts' effects on response quality in healthcare domains. In this exploratory study, we address this gap, focusing on a specific healthcare domain: dementia caregiving. We first developed an innovative prompt template with three components: (1) system prompts (SPs) featuring 4 different roles; (2) an initialization prompt; and (3) task prompts (TPs) specifying different levels of details, totaling 12 prompt combinations. Next, we selected 3 social media posts containing complicated, real-world questions about dementia caregivers' challenges in 3 areas: memory loss and confusion, aggression, and driving. We then entered these posts into GPT-4, with our 12 prompts, to generate 12 responses per post, totaling 36 responses. We compared the word count of the 36 responses to explore potential differences in response length. Two experienced dementia care clinicians on our team assessed the response quality using a rating scale with 5 quality indicators: factual, interpretation, application, synthesis, and comprehensiveness (scoring range: 0-5; higher scores indicate higher quality).

cs.CL