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Davi Bastos Costa

Publications and source records attributed to Davi Bastos Costa.

3 recordsLinked to original sources

Persona-Model Collapse in Emergent Misalignment

Fine-tuning large language models on narrow data with harmful content produces broadly misaligned behavior on unrelated prompts, a phenomenon known as emergent misalignment. We propose that emergent misalignment involves persona-model collapse: deterioration of the model's internal capacity to simulate, differentiate, and maintain consistent characters. We test this hypothesis behaviorally using two metrics: moral susceptibility (S) and moral robustness (R), computed from the across- and within-persona variability of models' Moral Foundations Questionnaire responses under persona role-play. These metrics formalize the model's ability to differentiate characters (S) and its consistency when simulating a given one (R). We evaluate four frontier models (DeepSeek-V3.1, GPT-4.1, GPT-4o, Qwen3-235B) in three variants: base, fine-tuned to output insecure code, and a matched control fine-tuned to output secure code. Across the four models, insecure fine-tuning produces an average $55\%$ increase in S, pushing all four insecure variants beyond the band observed across 13 frontier models benchmarked in prior work -- with GPT-4o reaching more than twice the band's upper end -- signaling dysregulated differentiation. It also causes an average $65\%$ decrease in R, equivalent to a $304\%$ increase in 1/R. By contrast, the matched secure control preserves S near the base and induces only a partial R loss, showing that these effects are largely misalignment-specific. Complementing these metric shifts, insecure variants' unconditioned responses converge toward saturation near the scale ceiling, departing markedly from both base models' structured responses and those elicited when base models role-play toxic personas. Taken together, these metrics provide a sensitive diagnostic for emergent misalignment and serve as behavioral evidence that it involves persona-model collapse.

cs.CL↗

Deceive, Detect, and Disclose: Large Language Models Play Mini-Mafia

Large language models are increasingly deployed in multi-agent settings whose outcomes hinge on social intelligence, motivating evaluations of their interactive capabilities; yet existing studies remain overwhelmingly empirical, leaving us without a theoretical understanding of how agent interactions determine collective outcomes. To address this, we introduce \textit{Mini-Mafia}, a four-player simplification of the social deduction game Mafia in which a fixed night phase reduces the game to a single critical exchange among a mafioso, a detective, and a villager. In this setting, we show that the mafia win-rate $p$ is predicted by the analytical formula $\text{logit}(p) = v \times (m - d)$, where $m$, $d$, and $v$ represent the mafioso's deception, the detective's disclosure, and the villager's detection capabilities. We turn this analytical framework into the \textit{Mini-Mafia Benchmark}, where Bayesian inference over gameplay data yields per-model estimates of the intrinsic parameters $m$, $d$, and $v$. For $I$ models, only $3I$ parameters suffice to predict the outcomes of all $I^3$ tournament combinations; and in 5-fold cross-validation the formula achieves a $76.6\%$ Brier-score reduction over a random baseline. The benchmark also reveals counterintuitive results: Grok 3 Mini is the strongest detector and GPT-5 Mini the strongest discloser, both ahead of DeepSeek V3.1, Claude Opus 4, and Claude Sonnet 4; while Claude Sonnet 4 is the weakest detector, near random chance. Together, these results show that Mini-Mafia, a simple but nontrivial multi-agent system, admits an analytical description and serves as a principled benchmark for language model interactions.

cs.AI↗

Moral Susceptibility and Robustness under Persona Role-Play in Large Language Models

Large language models (LLMs) increasingly operate in social contexts, motivating analysis of how they express and shift moral judgments. In this work, we investigate the moral response of LLMs to persona role-play, prompting a LLM to assume a specific character. Using the Moral Foundations Questionnaire (MFQ), we introduce a benchmark that quantifies two properties: moral susceptibility and moral robustness, defined from the variability of MFQ scores across- and within-personas. We estimate these quantities with two complementary procedures, repeated sampling and a logit-based method that directly estimates the rating distributions and enables temperature analysis. We evaluate 15 models across six families: Claude, DeepSeek, Gemini, GPT, Grok, and Llama. The two metrics show qualitatively different patterns. Moral robustness varies by more than an order of magnitude, with a coefficient of variation of about $152\%$, and is explained almost entirely by model family. The Claude family is, by a significant margin, the most robust, about 30 times more so than the lower-performing families (DeepSeek, Grok, and Llama), while Gemini and GPT occupy an intermediate tier. This strong family dependence suggests that robustness is primarily shaped by post-training. Moral susceptibility, by contrast, spans a much narrower range, with a coefficient of variation of about $13\%$, and the most susceptible model is only 1.6 times more susceptible than the least. Unlike robustness, susceptibility shows no clear family dependence, suggesting that it is primarily determined by pre-training. Additionally, we present moral foundation profiles for models without persona role-play and for personas averaged across models. Together, these analyses provide a systematic view of how persona conditioning shapes moral behavior in LLMs and a window into the internal machinery they use to instantiate personas.

cs.CL↗