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David Damanik

Publications and source records attributed to David Damanik.

At least 55 records · Page 3Linked to original sources

Schrödinger Operators With Potentials Generated by Hyperbolic Transformations: I. Positivity of the Lyapunov Exponent

We consider discrete one-dimensional Schrödinger operators whose potentials are generated by sampling along the orbits of a general hyperbolic transformation. Specifically, we show that if the sampling function is a non-constant Hölder continuous function defined on a subshift of finite type with an ergodic measure admitting a local product structure and a fixed point, then the Lyapunov exponent is positive away from a discrete set of energies. Moreover, for sampling functions in a residual subset of the space of Hölder continuous functions, the Lyapunov exponent is positive everywhere. If we consider locally constant or globally fiber bunched sampling functions, then the Lyapuonv exponent is positive away from a finite set. Moreover, for sampling functions in an open and dense subset of the space in question, the Lyapunov exponent is uniformly positive. Our results can be applied to any subshift of finite type with ergodic measures that are equilibrium states of Hölder continuous potentials. In particular, we apply our results to Schrödinger operators defined over expanding maps on the unit circle, hyperbolic automorphisms of a finite-dimensional torus, and Markov chains.

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Simon's OPUC Hausdorff Dimension Conjecture

We show that the Szegő matrices, associated with Verblunsky coefficients $\{α_n\}_{n\in\mathbb{Z}_+}$ obeying $\sum_{n = 0}^\infty n^γ|α_n|^2 < \infty$ for some $γ\in (0,1)$, are bounded for values $z \in \partial \mathbb{D}$ outside a set of Hausdorff dimension no more than $1 - γ$. In particular, the singular part of the associated probability measure on the unit circle is supported by a set of Hausdorff dimension no more than $1-γ$. This proves the OPUC Hausdorff dimension conjecture of Barry Simon from 2005.

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Zero Measure Spectrum for Multi-Frequency Schrödinger Operators

Building on works of Berthé--Steiner--Thuswaldner and Fogg--Nous we show that on the two-dimensional torus, Lebesgue almost every translation admits a natural coding such that the associated subshift satisfies the Boshernitzan criterion. As a consequence we show that for these torus translations, every quasi-periodic potential can be approximated uniformly by one for which the associated Schrödinger operator has Cantor spectrum of zero Lebesgue measure. We also describe a framework that can allow this to be extended to higher-dimensional tori.

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Schrödinger Operators with Thin Spectra

The determination of the spectrum of a Schrödinger operator is a fundamental problem in mathematical quantum mechanics. We discuss a series of results showing that Schrödinger operators can exhibit spectra that are remarkably thin in the sense of Lebesgue measure and fractal dimensions. We begin with a brief discussion of results in the periodic theory, and then move to a discussion of aperiodic models with thin spectra.

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Multidimensional Schrödinger Operators Whose Spectrum Features a Half-Line and a Cantor Set

We construct multidimensional Schrödinger operators with a spectrum that has no gaps at high energies and that is nowhere dense at low energies. This gives the first example for which this widely expected topological structure of the spectrum in the class of uniformly recurrent Schrödinger operators, namely the coexistence of a half-line and a Cantor-type structure, can be confirmed. Our construction uses Schrödinger operators with separable potentials that decompose into one-dimensional potentials generated by the Fibonacci sequence and relies on the study of such operators via the trace map and the Fricke-Vogt invariant. To show that the spectrum contains a half-line, we prove an abstract Bethe--Sommerfeld criterion for sums of Cantor sets which may be of independent interest.

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Generic Spectral Results for CMV Matrices with Dynamically Defined Verblunsky Coefficients

We consider CMV matrices with dynamically defined Verblunsky coefficients. These coefficients are obtained by continuous sampling along the orbits of an ergodic transformation. We investigate whether certain spectral phenomena are generic in the sense that for a fixed base transformation, the set of continuous sampling functions for which the spectral phenomenon occurs is residual. Among the phenomena we discuss are the absence of absolutely continuous spectrum and the vanishing of the Lebesgue measure of the spectrum.

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Localization for Anderson Models on Metric and Discrete Tree Graphs

We establish spectral and dynamical localization for several Anderson models on metric and discrete radial trees. The localization results are obtained on compact intervals contained in the complement of discrete sets of exceptional energies. All results are proved under the minimal hypothesis on the type of disorder: the random variables generating the trees assume at least two distinct values. This level of generality, in particular, allows us to treat radial trees with disordered geometry as well as Schrödinger operators with Bernoulli-type singular potentials. Our methods are based on an interplay between graph-theoretical properties of radial trees and spectral analysis of the associated random differential and difference operators on the half-line.

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Absence of Absolutely Continuous Spectrum for Generic Quasi-Periodic Schrödinger Operators on the Real Line

We show that a generic quasi-periodic Schrödinger operator in $L^2(\mathbb{R})$ has purely singular spectrum. That is, for any minimal translation flow on a finite-dimensional torus, there is a residual set of continuous sampling functions such that for each of these sampling functions, the Schrödinger operator with the resulting potential has empty absolutely continuous spectrum.

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Random Sturm-Liouville Operators with Generalized Point Interactions

In this work we study the point spectra of selfadjoint Sturm-Liouville operators with generalized point interactions, where the two one-sided limits of the solution data are related via a general $\mathrm{SL}(2,\mathbb{R})$ matrix. We are particularly interested in the stability of eigenvalues with respect to the variation of the parameters of the interaction matrix. As a particular application to the case of random generalized point interactions we establish a version of Pastur's theorem, stating that except for degenerate cases, any given energy is an eigenvalue only with probability zero. For this result, independence is important but identical distribution is not required, and hence our result extends Pastur's theorem from the ergodic setting to the non-ergodic setting.

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Ergodic Schrödinger Operators in the Infinite Measure Setting

We develop the basic theory of ergodic Schrödinger operators, which is well known for ergodic probability measures, in the case of a base dynamics on an infinite measure space. This includes the almost sure constancy of the spectrum and the spectral type, the definition and discussion of the density of states measure and the Lyapunov exponent, as well as a version of the Pastur--Ishii theorem. We also give some counterexamples that demonstrate that some results do not extend from the finite measure case to the infinite measure case. These examples are based on some constructions in infinite ergodic theory that may be of independent interest.

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Random Hamiltonians with Arbitrary Point Interactions

We consider disordered Hamiltonians given by the Laplace operator subject to arbitrary random self-adjoint singular perturbations supported on random discrete subsets of the real line. Under minimal assumptions on the type of disorder, we prove the following dichotomy: Either every realization of the random operator has purely absolutely continuous spectrum or spectral and exponential dynamical localization hold. In particular, we establish Anderson localization for Schrödinger operators with Bernoulli-type random singular potential and singular density.

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Szegő's Theorem for Canonical Systems: the Arov Gauge and a Sum Rule

We consider canonical systems and investigate the Szegő class, which is defined via the finiteness of the associated entropy functional. Noting that the canonical system may be studied in a variety of gauges, we choose to work in the Arov gauge, in which we prove that the entropy integral is equal to an integral involving the coefficients of the canonical system. This sum rule provides a spectral theory gem in the sense proposed by Barry Simon.

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Zero Measure and Singular Continuous Spectra for Quantum Graphs

We introduce a dynamically defined class of unbounded, connected, equilateral metric graphs on which the Kirchhoff Laplacian has zero Lebesgue measure spectrum and a nontrivial singular continuous part. A new local Borg--Marchenko uniqueness result is obtained in order to utilize Kotani theory for aperiodic subshifts satisfying Boshernitzan's condition.

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Anderson Localization for Quasi-Periodic CMV Matrices and Quantum Walks

We consider CMV matrices, both standard and extended, with analytic quasi-periodic Verblunsky coefficients and prove Anderson localization in the regime of positive Lyapunov exponents. This establishes the CMV analog of a result Bourgain and Goldstein proved for discrete one-dimensional Schrödinger operators. We also prove a similar result for quantum walks on the integer lattice with suitable analytic quasi-periodic coins.

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Anderson Localization for Radial Tree Graphs With Random Branching Numbers

We prove Anderson localization for the discrete Laplace operator on radial tree graphs with random branching numbers. Our method relies on the representation of the Laplace operator as the direct sum of half-line Jacobi matrices whose entries are non-degenerate, independent, identically distributed random variables with singular distributions.

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Spectral Properties of Limit-Periodic Operators

We survey results concerning the spectral properties of limit-periodic operators. The main focus is on discrete one-dimensional Schrödinger operators, but other classes of operators, such as Jacobi and CMV matrices, continuum Schrödinger operators and multi-dimensional Schrödinger operators, are discussed as well. We explain that each basic spectral type occurs, and it does so for a dense set of limit-periodic potentials. The spectrum has a strong tendency to be a Cantor set, but there are also cases where the spectrum has no gaps at all. The possible regularity properties of the integrated density of states range from extremely irregular to extremely regular. Additionally, we present background about periodic Schrödinger operators and almost-periodic sequences. In many cases we outline the proofs of the results we present.

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