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David Ellenberger

Publications and source records attributed to David Ellenberger.

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Prediction intervals for overdispersed Poisson data and their application in medical and pre-clinical quality control

In pre-clinical and medical quality control, it is of interest to assess the stability of the process under monitoring or to validate a current observation using historical control data. Classically, this is done by the application of historical control limits (HCL) graphically displayed in control charts. In many applications, HCL are applied to count data, e.g. the number of revertant colonies (Ames assay) or the number of relapses per multiple sclerosis patient. Count data may be overdispersed, can be heavily right-skewed and clusters may differ in cluster size or other baseline quantities (e.g. number of petri dishes per control group or different length of monitoring times per patient). Based on the quasi-Poisson assumption or the negative-binomial distribution, we propose prediction intervals for overdispersed count data to be used as HCL. Variable baseline quantities are accounted for by offsets. Furthermore, we provide a bootstrap calibration algorithm that accounts for the skewed distribution and achieves equal tail probabilities. Comprehensive Monte-Carlo simulations assessing the coverage probabilities of eight different methods for HCL calculation reveal, that the bootstrap calibrated prediction intervals control the type-1-error best. Heuristics traditionally used in control charts (e.g. the limits in Sheward c- or u-charts or the mean plus minus 2 SD) fail to control a pre-specified coverage probability. The application of HCL is demonstrated based on data from the Ames assay and for numbers of relapses of multiple sclerosis patients. The proposed prediction intervals and the algorithm for bootstrap calibration are publicly available via the R package predint.

stat.AP

Introducing the Partitioned Equivalence Test: Artificial Intelligence in Automatic Passenger Counting Validation

Automatic passenger counting (APC) in public transport has been introduced in the 1970s and has been rapidly emerging in recent years. APC systems, like all other measurement devices, are susceptible to error, which is treated as random noise and is required to not exceed certain bounds. The demand for very low errors is especially fueld by applications like revenue sharing, which is in the billions, annually. As a result, both the requirements as well as the costs heavily increased. In this work, we address the latter problem and present a solution to increase the efficiency of initial or recurrent (e.g. yearly or more frequent) APC validation. Our new approach, the partitioned equivalence test, is an extension to this widely used statistic hypothesis test and guarantees the same bounded, low user risk while reducing effort. This can be used to either cut costs or to extend validation without cost increase. It involves a pre-classification step, which itsself can be arbitrary, so we evaluated several use cases: entirely manual and algorithmic, artificial intelligence assisted workflows. For former, by restructuring the evaluation of manual counts, our new statistical test can be used as a drop-in replacement for existing test procedures. The largest savings, however, result from latter algorithmic use cases: Due to the user risk being as bounded as in the original equivalence test, no additional requirements are introduced. Algorithms are allowed to be failable and thus, our test does not require the availability of general artificial intelligence. All in all, automatic passenger counting as well as the equivalence test itself can both benefit from our new extension.

stat.AP

Automatic Passenger Counting: Introducing the t-Test Induced Equivalence Test

Automatic passenger counting (APC) in public transport has been introduced in the 1970s and has been rapidly emerging in recent years. Still, real-world applications continue to face events that are difficult to classify. The induced imprecision needs to be handled as statistical noise and thus methods have been defined to ensure that measurement errors do not exceed certain bounds. Various recommendations for such an APC validation have been made to establish criteria that limit the bias and the variability of the measurement errors. In those works, the misinterpretation of non-significance in statistical hypothesis tests for the detection of differences (e.g. Student's t-test) proves to be prevalent, although existing methods which were developed under the term equivalence testing in biostatistics (i.e. bioequivalence trials, Schuirmann in J Pharmacokinet Pharmacodyn 15(6):657-680, 1987) would be appropriate instead. This heavily affects the calibration and validation process of APC systems and has been the reason for unexpected results when the sample sizes were not suitably chosen: Large sample sizes were assumed to improve the assessment of systematic measurement errors of the devices from a user's perspective as well as from a manufacturer's perspective, but the regular t-test fails to achieve that. We introduce a variant of the t-test, the revised t-test, which addresses both type I and type II errors appropriately and allows a comprehensible transition from the long-established t-test in a widely used industrial recommendation. This test is appealing, but still it is susceptible to numerical instability. Finally, we analytically reformulate it as a numerically stable equivalence test, which is thus easier to use. Our results therefore allow to induce an equivalence test from a t-test and increase the comparability of both tests, especially for decision makers.

stat.AP