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David J. Setton

Publications and source records attributed to David J. Setton.

At least 73 records · Page 4Linked to original sources

DESI Massive Post-Starburst Galaxies at $\mathbf{z\sim1.2}$ have compact structures and dense cores

Post-starburst galaxies (PSBs) are young quiescent galaxies that have recently experienced a rapid decrease in star formation, allowing us to probe the fast-quenching period of galaxy evolution. In this work, we obtained HST WFC3/F110W imaging to measure the sizes of 171 massive ($\mathrm{log(M_{*}/M_{\odot})\sim\,11)}$ spectroscopically identified PSBs at $1<z<1.3$ selected from the DESI Survey Validation Luminous Red Galaxy sample. This statistical sample constitutes an order of magnitude increase from the $\sim20$ PSBs with space-based imaging and deep spectroscopy. We perform structural fitting of the target galaxies with \texttt{pysersic} and compare them to quiescent and star-forming galaxies in the 3D-HST survey. We find that these PSBs are more compact than the general population of quiescent galaxies, lying systematically $\mathrm{\sim\,0.1\,dex}$ below the established size-mass relation. However, their central surface mass densities are similar to those of their quiescent counterparts ($\mathrm{\,log(Σ_{1\,kpc}/(M_{\odot}/kpc^2))\sim\,10.1}$). These findings are easily reconciled by later ex-situ growth via minor mergers or a slight progenitor bias. These PSBs are round in projection ($b/a_{median}\sim0.8$), suggesting that they are primarily spheroids, not disks, in 3D. We find no correlation between time since quenching and light-weighted PSB sizes or central densities. This disfavors apparent structural growth due to the fading of centralized starbursts in this galaxy population. Instead, we posit that the fast quenching of massive galaxies at this epoch occurs preferentially in galaxies with pre-existing compact structures.

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Little Red Dots at an Inflection Point: Ubiquitous "V-Shaped" Turnover Consistently Occurs at the Balmer Limit

Among the most puzzling early discoveries of JWST are "Little Red Dots" -- compact red sources that host broad Balmer emission lines and, in many cases, exhibit a "V shaped" change in slope in the rest-optical. The physical properties of Little Red Dots currently have order-of-magnitude uncertainties, because models to explain the continuum of these sources differ immensely. Here, we leverage the complete selection of red sources in the RUBIES program, supplemented with public PRISM spectra, to study the origin of this "V shape". By fitting a broken power law with a flexible inflection point, we find that a large fraction (20/44, nearly all spatially unresolved) of extremely red H$α$ emitters at $2<z<6$ exhibit a strong change in slope, and that all strong inflections appear associated with the Balmer limit ($0.3645$ $μ$m). Using a simple model of a reddened AGN with an unobscured scattered light component, we demonstrate that the observed "V shape" in Little Red Dots is unlikely to occur at any specific wavelength if the entire continuum is dominated by light from a power law AGN continuum. In contrast, models with an intrinsic feature at the Balmer limit, such as those that are dominated by evolved stellar populations in the rest-UV-to-optical, can produce the observed spectral shapes, provided that a reddened component picks up sufficiently redward of the break. While no model can comfortably explain the full Little Red Dot spectral energy distribution, the common inflection location suggests that it is most likely a single component that consistently dominates the rest-UV-to-optical in Little Red Dots, and that this component is associated with $T\sim10^4$ K hydrogen due to the clear preference for a break at H$_\infty$.

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RUBIES: JWST/NIRSpec resolves evolutionary phases of dusty star-forming galaxies at $z\sim2$

The dearth of high quality spectroscopy of dusty star-forming galaxies (DSFGs) -- the main drivers of the assembly of dust and stellar mass at the peak of activity in the Universe -- greatly hinders our ability to interpret their physical processes and evolutionary pathways. We present JWST/NIRSpec observations from RUBIES of four submillimeter-selected, ALMA-detected DSFGs at cosmic noon, $z\sim2.3-2.7$. While photometry uniformly suggests vigorous ongoing star formation for the entire sample in line with canonical DSFGs, the spectra differ: one source has spectroscopic evidence of an evolved stellar population, indicating a recent transition to a post-starburst phase, while the remainder show strong spectroscopic signatures of ongoing starbursts. All four galaxies are infrared-luminous (log$_{10}$$L_{\rm{IR}}$/L$_{\rm \odot}$ $>12.4$), massive (log$_{10}\,M_\star$/M$_{\rm \odot}$ $>11$), and very dust-obscured ($A_V\sim3-4$ ABmag). Leveraging detections of multiple Balmer and Paschen lines, we derive an optical attenuation curve consistent with Calzetti overall, yet an optical extinction ratio $R_V\sim2.5$, potentially indicating smaller dust grains or differences in star-dust geometry. This case study provides some of the first detailed spectroscopic evidence that the DSFGs encompass a heterogeneous sample spanning a range of star formation properties and evolutionary stages, and illustrates the advantages of synergistic JWST and ALMA analysis of DSFGs.

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Efficient formation of a massive quiescent galaxy at redshift 4.9

Within the established framework of structure formation, galaxies start as systems of low stellar mass and gradually grow into far more massive galaxies. The existence of massive galaxies in the first billion years of the Universe, suggested by recent observations, appears to challenge this model, as such galaxies would require highly efficient conversion of baryons into stars. An even greater challenge in this epoch is the existence of massive galaxies that have already ceased forming stars. However, robust detections of early massive quiescent galaxies have been challenging due to the coarse wavelength sampling of photometric surveys. Here we report the spectroscopic confirmation with the James Webb Space Telescope of the quiescent galaxy RUBIES-EGS-QG-1 at redshift $z=4.90$, 1.2 billion years after the Big Bang. Deep stellar absorption features in the spectrum reveal that the galaxy's stellar mass of $10^{11}\,M_\odot$, corroborated by the mass implied by its gas kinematics, formed in a short $200\,$Myr burst of star formation, after which star formation activity dropped rapidly and persistently. According to current galaxy formation models, systems with such rapid stellar mass growth and early quenching are too rare to plausibly occur in the small area probed spectroscopically with JWST. Instead, the discovery of RUBIES-EGS-QG-1 implies that early massive quiescent galaxies can be quenched earlier or exhaust gas available for star formation more efficiently than currently assumed.

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The All-Sky Impact of the LMC on the Milky Way Circumgalactic Medium

The first infall of the LMC into the Milky Way (MW) represents a large and recent disruption to the MW circumgalactic medium (CGM). In this work, we use idealized, hydrodynamical simulations of a MW-like CGM embedded in a live dark matter halo with an infalling LMC-like satellite initialized with its own CGM to understand how the encounter is shaping the global physical and kinematic properties of the MW CGM. First, we find that the LMC sources order-unity enhancements in MW CGM density, temperature, and pressure from a $\mathcal{M} \approx 2$ shock from the supersonic CGM-CGM collision, extending from the LMC to beyond $\sim R_{\rm 200, MW}$, enhancing column densities, X-ray brightness, the thermal Sunyaev-Zeldovich (tSZ) distortion, and potentially synchrotron emission from cosmic rays over large angular scales across the Southern Hemisphere. Second, the MW's reflex motion relative to its outer halo produces a dipole in CGM radial velocities, with $v_{\rm R} \pm 30-50$ km/s at $R > 50$ kpc in the Northern/Southern hemispheres respectively, consistent with measurements in the stellar halo. Finally, ram pressure strips most of the LMC CGM gas by the present day, leaving $\sim 10^{8-9} M_{\odot}$ of warm, ionized gas along the past orbit of the LMC moving at high radial and/or tangential velocities $\sim 50-100$ kpc from the MW. Massive satellites like the LMC leave their mark on the CGM structure of their host galaxies, and signatures from this interaction may manifest in key all-sky observables of the CGM of the MW and other massive galaxies.

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A high black hole to host mass ratio in a lensed AGN in the early Universe

Early JWST observations have uncovered a new population of red sources that might represent a previously overlooked phase of supermassive black hole growth (Kocevski et al. 2023; Matthee et al. 2023, Labbé et al. 2023). One of the most intriguing examples is an extremely red, point-like object that was found to be triply-imaged by the strong lensing (SL) cluster Abell 2744 (Furtak et al. 2023). Here we present deep JWST/NIRSpec observations of this object, Abell2744-QSO1. The spectroscopy confirms that the three images are of the same object, and that it is a highly reddened ($A_V\simeq3$) broad emission-line Active Galactic Nucleus (AGN) at a redshift of $z_{\mathrm{spec}}=7.0451\pm0.0005$. From the width of H$β$ ($\mathrm{FWHM}=2800\pm250\,\frac{\mathrm{km}}{\mathrm{s}}$) we derive a black hole mass of $M_{\mathrm{BH}}=4_{-1}^{+2}\times10^7\,\mathrm{M}_{\odot}$. We infer a very high ratio of black hole to galaxy mass of at least 3%, an order of magnitude more than is seen in local galaxies (Bennert et al. 2011), and possibly as high as 100%. The lack of strong metal lines in the spectrum together with the high bolometric luminosity ($L_{\mathrm{bol}}=(1.1\pm0.3)\times10^{45}\,\frac{\mathrm{erg}}{\mathrm{s}}$) indicate that we are seeing the black hole in a phase of rapid growth, accreting at 30% of the Eddington limit. The rapid growth and high black hole to galaxy mass ratio of A2744-QSO1 suggest that it may represent the missing link between black hole seeds (Volonteri et al. 2021) and the first luminous quasars (Fan et al. 2022).

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RUBIES: Evolved Stellar Populations with Extended Formation Histories at $z \sim 7-8$ in Candidate Massive Galaxies Identified with JWST/NIRSpec

The identification of red, apparently massive galaxies at $z>7$ in early JWST photometry suggests a strongly accelerated timeline compared to standard models of galaxy growth. A major uncertainty in the interpretation is whether the red colors are caused by evolved stellar populations, dust, or other effects such as emission lines or AGN. Here we show that three of the massive galaxy candidates at $z=6.7-8.4$ have prominent Balmer breaks in JWST/NIRSpec spectroscopy from the RUBIES program. The Balmer breaks demonstrate unambiguously that stellar emission dominates at $λ_{\rm rest} = 0.4\,μ$m, and require formation histories extending hundreds of Myr into the past in galaxies only 600--800 Myr after the Big Bang. Two of the three galaxies also show broad Balmer lines, with H$β$ FWHM $>2500~{\rm km\,s^{-1}}$, suggesting that dust-reddened AGN contribute to, or even dominate, the SEDs of these galaxies at $λ_{\rm rest}\gtrsim 0.6\,μ$m. All three galaxies have relatively narrow [O III] lines, seemingly ruling out a high-mass interpretation if the lines arise in dynamically-relaxed, inclined disks. Yet, the inferred masses also remain highly uncertain. We model the high-quality spectra using Prospector to decompose the continuum into stellar and AGN components, and explore limiting cases in stellar/AGN contribution. This produces a wide range of possible stellar masses, spanning $M_\star \sim 10^9 - 10^{11}\,{\rm M_{\odot}}$. Nevertheless, all fits suggest a very early and rapid formation, most of which follow with a truncation in star formation. Potential origins and evolutionary tracks for these objects are discussed, from the cores of massive galaxies to low-mass galaxies with over-massive black holes. Intriguingly, we find all of these explanations to be incomplete; deeper and redder data are needed to understand the physics of these systems.

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UNCOVER NIRSpec/PRISM Spectroscopy Unveils Evidence of Early Core Formation in a Massive, Centrally Dusty Quiescent Galaxy at $z_{spec}=3.97$

We report the spectroscopic confirmation of a massive ($\log(M_\star/M_\odot)=10.34 \pm_{0.07}^{0.06}$), HST-dark ($m_\mathrm{F150W} - m_\mathrm{F444W} = 3.6$) quiescent galaxy at $z_{spec}=3.97$ in the UNCOVER survey. NIRSpec/PRISM spectroscopy and a non-detection in deep ALMA imaging surprisingly reveals that the galaxy is consistent with a low ($<$10 $M_\odot \ \mathrm{yr^{-1}}$) star formation rate despite evidence for moderate dust attenuation. The F444W image is well modeled with a two component \sersic fit that favors a compact, $r_e\sim200$ pc, $n\sim2.9$ component and a more extended, $r_e\sim1.6$ kpc, $n\sim1.7$ component. The galaxy exhibits strong color gradients: the inner regions are significantly redder than the outskirts. Spectral energy distribution models that reproduce both the red colors and low star formation rate in the center of UNCOVER 18407 require both significant ($A_v\sim1.4$ mag) dust attenuation and a stellar mass-weighted age of 900 Myr, implying 50\% of the stars in the core already formed by $z=7.5$. Using spatially resolved annular mass-to-light measurements enabled by the galaxy's moderate magnification ($μ=2.12\pm_{0.01}^{0.05}$) to reconstruct a radial mass profile from the best-fitting two-component \sersic model, we infer a total mass-weighted $r_\mathrm{eff} = 0.72 \pm_{0.11}^{0.15}$ kpc and log$(Σ_\mathrm{1 kpc} \ [\mathrm{M_\odot/kpc^2}]) = 9.61 \pm_{0.10}^{0.08}$. The early formation of a dense, low star formation rate, and dusty core embedded in a less attenuated stellar envelope suggests an evolutionary link between the earliest-forming massive galaxies and their elliptical descendants. Furthermore, the disparity between the global, integrated dust properties and the spatially resolved gradients highlights the importance of accounting for radially varying stellar populations when characterizing the early growth of galaxy structure.

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The FENIKS Survey: Spectroscopic Confirmation of Massive Quiescent Galaxies at z ~ 3-5

The measured ages of massive, quiescent galaxies at $z\sim 3-4$ imply that massive galaxies quench as early as $z\sim 6$. While the number of spectroscopic confirmations of quiescent galaxies at $z < 3$ has increased over the years, there are only a handful at $z > 3.5$. We report spectroscopic redshifts of one secure ($z=3.757$) and two tentative ($z = 3.336$, $z=4.673$) massive ($\log(M_\ast/M_\odot) > 10.3$) quiescent galaxies with 11 hours of Keck/MOSFIRE $K$-band observations. Our candidates were selected from the FENIKS survey, which uses deep Gemini/Flamingos-2 $K_b$ $K_r$ imaging optimized for increased sensitivity to the characteristic red colors of galaxies at $z > 3$ with strong Balmer/4000 Å breaks. The rest-frame $UVJ$ and $(ugi)_s$ colors of 3/4 quiescent candidates are consistent with $1-2$ Gyr old stellar populations. This places these galaxies as the oldest objects at these redshifts, and challenges the notion that quiescent galaxies at $z > 3$ are all recently-quenched, "post-starburst" galaxies. Our spectroscopy shows that the other quiescent-galaxy candidate is a broad-line AGN ($z = 3.594$) with strong, redshifted $Hβ$+[O III] emission with a velocity offset $>1000$ km/s, indicative of a powerful outflow. The star-formation history of our highest redshift candidate suggests that its progenitor was already in place by $z \sim 7-11$, reaching $\sim$ 10$^{11} M_{\odot}$ by $z \simeq 8$. These observations reveal the limit of what is possible with deep near-infrared photometry and targeted spectroscopy from the ground and demonstrate that secure spectroscopic confirmation of quiescent galaxies at $z > 4$ is only feasible with JWST.

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Most of the photons that reionized the Universe came from dwarf galaxies

The identification of sources driving cosmic reionization, a major phase transition from neutral Hydrogen to ionized plasma around 600-800 Myr after the Big Bang (Dayal et al. 2018, Mason et al. 2019, Robertson et al. 2022), has been a matter of intense debate (Robertson et al. 2022). Some models suggest that high ionizing emissivity and escape fractions ($f_{\rm esc}$) from quasars support their role in driving cosmic reionization (Madau & Haardt 2015, Mitra et al. 2018). Others propose that the high $f_{\rm esc}$ values from bright galaxies generates sufficient ionizing radiation to drive this process (Naidu et al. 2020). Finally, a few studies suggest that the number density of faint galaxies, when combined with a stellar-mass-dependent model of ionizing efficiency and $f_{\rm esc}$, can effectively dominate cosmic reionization (Finkelstein et al. 2019, Dayal et al. 2020). However, so far, low-mass galaxies have eluded comprehensive spectroscopic studies owing to their extreme faintness. Here we report an analysis of eight ultra-faint galaxies (in a very small field) during the epoch of reionization with absolute magnitudes between $M_{\rm UV}$ $\sim -17$ to $-15$ mag (down to 0.005 $L^{\star}$. We find that faint galaxies during the Universe's first billion years produce ionizing photons with log($ξ_{\mathrm{ion}}$/ Hz erg$^{-1}$) =$25.80\pm 0.14$, a factor of 4 higher than commonly assumed values (Robertson et al. 2015). If this field is representative of the large scale distribution of faint galaxies, the rate of ionizing photons exceeds that needed for reionization, even for escape fractions of order five per cent.

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Two Distinct Classes of Quiescent Galaxies at Cosmic Noon Revealed by JWST PRIMER and UNCOVER

We present a measurement of the low-mass quiescent size-mass relation at Cosmic Noon (1<z<3) from the JWST PRIMER and UNCOVER treasury surveys, which highlights two distinct classes of quiescent galaxies. While the massive population is well studied at these redshifts, the low-mass end has been previously under-explored due to a lack of observing facilities with sufficient sensitivity and spatial resolution. We select a conservative sample of low-mass quiescent galaxy candidates using rest-frame UVJ colors and specific star formation rate criteria and measure galaxy morphology in both rest-frame UV/optical wavelengths (F150W) and rest-frame near-infrared (F444W). We confirm an unambiguous flattening of the low-mass quiescent size-mass relation, which results from the separation of the quiescent galaxy sample into two distinct populations at $\log(M_\star/M_\odot)\sim10.3$: low-mass quiescent galaxies that are notably younger and have disky structures, and massive galaxies consistent with spheroidal morphologies and older median stellar ages. These separate populations imply mass quenching dominates at the massive end while other mechanisms, such as environmental or feedback-driven quenching, form the low-mass end. This stellar mass dependent slope of the quiescent size-mass relation could also indicate a shift from size growth due to star formation (low masses) to growth via mergers (massive galaxies). The transition mass between these two populations also corresponds with other dramatic changes and characteristic masses in several galaxy evolution scaling relations (e.g. star-formation efficiency, dust obscuration, and stellar-halo mass ratios), further highlighting the stark dichotomy between low-mass and massive galaxy formation.

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Medium Bands, Mega Science: a JWST/NIRCam Medium-Band Imaging Survey of Abell 2744

In this paper, we describe the "Medium Bands, Mega Science" JWST Cycle 2 survey (JWST-GO-4111) and demonstrate the power of these data to reveal both the spatially-integrated and spatially-resolved properties of galaxies from the local universe to the era of cosmic dawn. Executed in November 2023, MegaScience obtained ~30 arcmin^2 of deep multiband NIRCam imaging centered on the z~0.3 Abell 2744 cluster, including eleven medium-band filters and the two shortest-wavelength broad-band filters, F070W and F090W. Together, MegaScience and the UNCOVER Cycle 1 treasury program provide a complete set of deep (~28-30 mag) images in all NIRCam medium- and broad-band filters. This unique dataset allows us to precisely constrain photometric redshifts, map stellar populations and dust attenuation for large samples of distant galaxies, and examine the connection between galaxy structures and formation histories. MegaScience also includes ~17 arcmin^2 of NIRISS parallel imaging in two broad-band and four medium-band filters from 0.9-4.8um, expanding the footprint where robust spectral energy distribution (SED) fitting is possible. We provide example SEDs and multi-band cutouts at a variety of redshifts, and use a catalog of JWST spectroscopic redshifts to show that MegaScience improves both the scatter and catastrophic outlier rate of photometric redshifts by factors of 2-3. Additionally, we demonstrate the spatially-resolved science enabled by MegaScience by presenting maps of the [OIII] line emission and continuum emission in three spectroscopically-confirmed z>6 galaxies. We show that line emission in reionization-era galaxies can be clumpy, extended, and spatially offset from continuum emission, implying that galaxy assembly histories are complex even at these early epochs. We publicly release fully reduced mosaics and photometric catalogs for both the NIRCam primary and NIRISS parallel fields.

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The UNCOVER Survey: A First-look HST+JWST Catalog of Galaxy Redshifts and Stellar Population Properties Spanning $0.2 \lesssim z \lesssim 15$

The recent UNCOVER survey with the James Webb Space Telescope (JWST) exploits the nearby cluster Abell 2744 to create the deepest view of our universe to date by leveraging strong gravitational lensing. In this work, we perform photometric fitting of more than 50,000 robustly detected sources out to $z \sim 15$. We show the redshift evolution of stellar ages, star formation rates, and rest-frame colors across the full range of $0.2 \lesssim z \lesssim 15$. The galaxy properties are inferred using the Prospector Bayesian inference framework using informative Prospector-$β$ priors on masses and star formation histories to produce joint redshift and stellar population posteriors, and additionally lensing magnification is performed on-the-fly to ensure consistency with the scale-dependent priors. We show that this approach produces excellent photometric redshifts with $σ_{\rm NMAD} \sim 0.03$, of a similar quality to the established photometric redshift code EAzY. In line with the open-source scientific objective of the Treasury survey, we publicly release the stellar population catalog with this paper, derived from the photometric catalog adapting aperture sizes based on source profiles. This release includes posterior moments, maximum-likelihood spectra, star-formation histories, and full posterior distributions, offering a rich data set to explore the processes governing galaxy formation and evolution over a parameter space now accessible by JWST.

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The Large Magellanic Cloud's $\sim30$ Kiloparsec Bow Shock and its Impact on the Circumgalactic Medium

The interaction between the supersonic motion of the Large Magellanic Cloud (LMC) and the Circumgalactic Medium (CGM) is expected to result in a bow shock that leads the LMC's gaseous disk. In this letter, we use hydrodynamic simulations of the LMC's recent infall to predict the extent of this shock and its effect on the Milky Way's (MW) CGM. The simulations clearly predict the existence of an asymmetric shock with a present day stand-off radius of $\sim6.7$ kpc and a transverse diameter of $\sim30$ kpc. Over the past 500 Myr, $\sim8\%$ of the MW's CGM in the southern hemisphere should have interacted with the shock front. This interaction may have had the effect of smoothing over inhomogeneities and increasing mixing in the MW CGM. We find observational evidence of the existence of the bow shock in recent $Hα$ maps of the LMC, providing a potential explanation for the envelope of ionized gas surrounding the LMC. Furthermore, the interaction of the bow shock with the MW CGM may also explain observations of ionized gas surrounding the Magellanic Stream. Using recent orbital histories of MW satellites, we find that many satellites have likely interacted with the LMC shock. Additionally, the dwarf galaxy Ret2 is currently sitting inside the shock, which may impact the interpretation of reported gamma ray excess in Ret2. This work highlights bow shocks associated with infalling satellites are an under-explored, yet potentially very important dynamical mixing process in the circumgalactic and intracluster media.

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UNCOVER: A NIRSpec Identification of a Broad Line AGN at z = 8.50

Deep observations with JWST have revealed an emerging population of red point-like sources that could provide a link between the postulated supermassive black hole seeds and observed quasars. In this work we present a JWST/NIRSpec spectrum from the JWST Cycle 1 UNCOVER Treasury survey, of a massive accreting black hole at $z=8.50$, displaying a clear broad-line component as inferred from the H$β$ line with FWHM = $3439\pm413$ km s$^{-1}$, typical of the broad line region of an active galactic nucleus (AGN). The AGN nature of this object is further supported by high ionization, as inferred from emission lines, and a point-source morphology. We compute the black hole mass of log$_{10}(M_{\rm BH}/M_\odot)=8.17\pm0.42$, and a bolometric luminosity of $L_{\rm bol}\sim6.6\times10^{45}$ erg s$^{-1}$. These values imply that our object is accreting at $\sim 40\%$ of the Eddington limit. Detailed modeling of the spectral energy distribution in the optical and near-infrared, together with constraints from ALMA, indicate an upper limit on the stellar mass of log$_{10}(M_{\rm *}/M_\odot)<8.7$, which would lead to an unprecedented ratio of black hole to host mass of at least $\sim 30 \%$. This is orders of magnitude higher compared to the local QSOs, but is consistent with recent AGN studies at high redshift with JWST. This finding suggests that a non-negligible fraction of supermassive black holes either started out from massive seeds and/or grew at a super-Eddington rate at high redshift. Given the predicted number densities of high-$z$ faint AGN, future NIRSpec observations of larger samples will allow us to further investigate the galaxy-black hole co-evolution in the early Universe.

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UNCOVER: Illuminating the Early Universe -- JWST/NIRSpec Confirmation of $z > 12$ Galaxies

Observations of high-redshift galaxies provide a critical direct test to the theories of early galaxy formation, yet to date, only three have been spectroscopically confirmed at $z>12$. Due to strong gravitational lensing over a wide area, the galaxy cluster field A2744 is ideal for searching for the earliest galaxies. Here we present JWST/NIRSpec observations of two galaxies: a robust detection at $z_{\rm spec} = 12.393^{+0.004}_{-0.001}$, and a plausible candidate at $z_{\rm spec} = 13.079^{+0.013}_{-0.001}$. The galaxies are discovered in JWST/NIRCam imaging and their distances are inferred with JWST/NIRSpec spectroscopy, all from the JWST Cycle 1 UNCOVER Treasury survey. Detailed stellar population modeling using JWST NIRCam and NIRSpec data corroborates the primeval characteristics of these galaxies: low mass ($\sim 10^8~{\rm M_\odot}$), young, rapidly-assembling, metal-poor, and star-forming. Interestingly, both galaxies are spatially resolved, having lensing-corrected rest-UV effective radii on the order of 300-400 pc, which are notably larger than other spectroscopically confirmed systems at similar redshifts. The observed dynamic range of $z \gtrsim 10$ sizes spans over 1 order of magnitude, implying a significant scatter in the size-mass relation at early times. Deep into the epoch of reionization, these discoveries elucidate the emergence of the first galaxies.

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UNCOVER: The growth of the first massive black holes from JWST/NIRSpec -- spectroscopic redshift confirmation of an X-ray luminous AGN at z=10.1

The James Webb Space Telescope is now detecting early black holes (BHs) as they transition from "seeds" to supermassive BHs. Recently Bogdan et al. (2023) reported the detection of an X-ray luminous supermassive BH, UHZ-1, with a photometric redshift at $z > 10$. Such an extreme source at this very high redshift provides new insights on seeding and growth models for BHs given the short time available for formation and growth. Harnessing the exquisite sensitivity of JWST/NIRSpec, here we report the spectroscopic confirmation of UHZ-1 at $z = 10.073 \pm 0.002$. We find that the NIRSpec/Prism spectrum is typical of recently discovered z~10 galaxies, characterized primarily by star-formation features. We see no clear evidence of the powerful X-ray source in the rest-frame UV/optical spectrum, which may suggest heavy obscuration of the central BH, in line with the Compton-thick column density measured in the X-rays. We perform a stellar population fit simultaneously to the new NIRSpec spectroscopy and previously available photometry. The fit yields a stellar mass estimate for the host galaxy that is significantly better constrained than prior photometric estimates ($M_*\sim 1.4^{+0.3}_{-0.4} \times 10^8 M_\odot$). Given the predicted BH mass ($M_{\rm BH}\sim10^7-10^8 M_\odot$), the resulting ratio of $M_{\rm BH}/M_*$ remains two to three orders of magnitude higher than local values, thus lending support to the heavy seeding channel for the formation of supermassive BHs within the first billion years of cosmic evolution.

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UNCOVER spectroscopy confirms a surprising ubiquity of AGN in red galaxies at $z>5$

JWST is revealing a new population of dust-reddened broad-line active galactic nuclei (AGN) at redshifts $z\gtrsim5$. Here we present deep NIRSpec/Prism spectroscopy from the Cycle 1 Treasury program UNCOVER of 15 AGN candidates selected to be compact, with red continua in the rest-frame optical but with blue slopes in the UV. From NIRCam photometry alone, they could have been dominated by dusty star formation or AGN. Here we show that the majority of the compact red sources in UNCOVER are dust-reddened AGN: $60\%$ show definitive evidence for broad-line H$α$ with FWHM$\, >2000$ km/s, for $20\%$ current data are inconclusive, and $20\%$ are brown dwarf stars. We propose an updated photometric criterion to select red $z>5$ AGN that excludes brown dwarfs and is expected to yield $>80\%$ AGN. Remarkably, among all $z_{\rm phot}>5$ galaxies with F277W$-$F444W$>1$ in UNCOVER at least $33\%$ are AGN regardless of compactness, climbing to at least $80\%$ AGN for sources with F277W$-$F444W$>1.6$. The confirmed AGN have black hole masses of $10^7-10^9$ M$_{\odot}$. While their UV-luminosities ($-16>M_{\rm UV}>-20$ AB mag) are low compared to UV-selected AGN at these epochs, consistent with percent-level scattered AGN light or low levels of unobscured star formation, the inferred bolometric luminosities are typical of $10^7-10^9$ M$_{\odot}$ black holes radiating at $\sim 10-40\%$ of Eddington. The number densities are surprisingly high at $\sim10^{-5}$ Mpc$^{-3}$ mag$^{-1}$, 100 times more common than the faintest UV-selected quasars, while accounting for $\sim1\%$ of the UV-selected galaxies. While their UV-faintness suggest they may not contribute strongly to reionization, their ubiquity poses challenges to models of black hole growth.

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