arXiv subjects

David Leslie

Publications and source records attributed to David Leslie.

At least 19 recordsLinked to original sources

arXiv2026

Dynamic Gaussian Processes and the Vanilla-SPDE Exchange

Gaussian process inference is often limited by cubic computational costs, a challenge that becomes more pronounced in spatio-temporal settings where posterior inference is required over dense grids. While state-space SPDE formulations enable linear complexity in time, exact inference remains cubic in space and deteriorates further when observation locations are disjoint from the prediction locations, which inflates the number of considered spatial points. To address this, we propose the Vanilla-SPDE Exchange, which exploits an equivalence between the standard and SPDE formulations of GP inference to construct a hybrid scheme with improved computational cost. We demonstrate these gains through complexity analysis and numerical experiments.

stat.ML↗

arXiv2024

Mapping the individual, social, and biospheric impacts of Foundation Models

Responding to the rapid roll-out and large-scale commercialization of foundation models, large language models, and generative AI, an emerging body of work is shedding light on the myriad impacts these technologies are having across society. Such research is expansive, ranging from the production of discriminatory, fake and toxic outputs, and privacy and copyright violations, to the unjust extraction of labor and natural resources. The same has not been the case in some of the most prominent AI governance initiatives in the global north like the UK's AI Safety Summit and the G7's Hiroshima process, which have influenced much of the international dialogue around AI governance. Despite the wealth of cautionary tales and evidence of algorithmic harm, there has been an ongoing over-emphasis within the AI governance discourse on technical matters of safety and global catastrophic or existential risks. This narrowed focus has tended to draw attention away from very pressing social and ethical challenges posed by the current brute-force industrialization of AI applications. To address such a visibility gap between real-world consequences and speculative risks, this paper offers a critical framework to account for the social, political, and environmental dimensions of foundation models and generative AI. We identify 14 categories of risks and harms and map them according to their individual, social, and biospheric impacts. We argue that this novel typology offers an integrative perspective to address the most urgent negative impacts of foundation models and their downstream applications. We conclude with recommendations on how this typology could be used to inform technical and normative interventions to advance responsible AI.

cs.CY↗

arXiv2024

AI Ethics and Governance in Practice: An Introduction

AI systems may have transformative and long-term effects on individuals and society. To manage these impacts responsibly and direct the development of AI systems toward optimal public benefit, considerations of AI ethics and governance must be a first priority. In this workbook, we introduce and describe our PBG Framework, a multi-tiered governance model that enables project teams to integrate ethical values and practical principles into their innovation practices and to have clear mechanisms for demonstrating and documenting this.

cs.CY↗

arXiv2024

AI Sustainability in Practice Part One: Foundations for Sustainable AI Projects

Sustainable AI projects are continuously responsive to the transformative effects as well as short-, medium-, and long-term impacts on individuals and society that the design, development, and deployment of AI technologies may have. Projects, which centre AI Sustainability, ensure that values-led, collaborative, and anticipatory reflection both guides the assessment of potential social and ethical impacts and steers responsible innovation practices. This workbook is the first part of a pair that provides the concepts and tools needed to put AI Sustainability into practice. It introduces the SUM Values, which help AI project teams to assess the potential societal impacts and ethical permissibility of their projects. It then presents a Stakeholder Engagement Process (SEP), which provides tools to facilitate proportionate engagement of and input from stakeholders with an emphasis on equitable and meaningful participation and positionality awareness.

cs.CY↗

arXiv2024

AI Sustainability in Practice Part Two: Sustainability Throughout the AI Workflow

The sustainability of AI systems depends on the capacity of project teams to proceed with a continuous sensitivity to their potential real-world impacts and transformative effects. Stakeholder Impact Assessments (SIAs) are governance mechanisms that enable this kind of responsiveness. They are tools that create a procedure for, and a means of documenting, the collaborative evaluation and reflective anticipation of the possible harms and benefits of AI innovation projects. SIAs are not one-off governance actions. They require project teams to pay continuous attention to the dynamic and changing character of AI production and use and to the shifting conditions of the real-world environments in which AI technologies are embedded. This workbook is part two of two workbooks on AI Sustainability. It provides a template of the SIA and activities that allow a deeper dive into crucial parts of it. It discusses methods for weighing values and considering trade-offs during the SIA. And, it highlights the need to treat the SIA as an end-to-end process of responsive evaluation and re-assessment.

cs.CY↗

arXiv2024

AI Fairness in Practice

Reaching consensus on a commonly accepted definition of AI Fairness has long been a central challenge in AI ethics and governance. There is a broad spectrum of views across society on what the concept of fairness means and how it should best be put to practice. In this workbook, we tackle this challenge by exploring how a context-based and society-centred approach to understanding AI Fairness can help project teams better identify, mitigate, and manage the many ways that unfair bias and discrimination can crop up across the AI project workflow. We begin by exploring how, despite the plurality of understandings about the meaning of fairness, priorities of equality and non-discrimination have come to constitute the broadly accepted core of its application as a practical principle. We focus on how these priorities manifest in the form of equal protection from direct and indirect discrimination and from discriminatory harassment. These elements form ethical and legal criteria based upon which instances of unfair bias and discrimination can be identified and mitigated across the AI project workflow. We then take a deeper dive into how the different contexts of the AI project lifecycle give rise to different fairness concerns. This allows us to identify several types of AI Fairness (Data Fairness, Application Fairness, Model Design and Development Fairness, Metric-Based Fairness, System Implementation Fairness, and Ecosystem Fairness) that form the basis of a multi-lens approach to bias identification, mitigation, and management. Building on this, we discuss how to put the principle of AI Fairness into practice across the AI project workflow through Bias Self-Assessment and Bias Risk Management as well as through the documentation of metric-based fairness criteria in a Fairness Position Statement.

cs.CY↗

arXiv2024

Exploring responsible applications of Synthetic Data to advance Online Safety Research and Development

The use of synthetic data provides an opportunity to accelerate online safety research and development efforts while showing potential for bias mitigation, facilitating data storage and sharing, preserving privacy and reducing exposure to harmful content. However, the responsible use of synthetic data requires caution regarding anticipated risks and challenges. This short report explores the potential applications of synthetic data to the domain of online safety, and addresses the ethical challenges that effective use of the technology may present.

cs.CY↗

arXiv2023

Learning from data with structured missingness

Missing data are an unavoidable complication in many machine learning tasks. When data are `missing at random' there exist a range of tools and techniques to deal with the issue. However, as machine learning studies become more ambitious, and seek to learn from ever-larger volumes of heterogeneous data, an increasingly encountered problem arises in which missing values exhibit an association or structure, either explicitly or implicitly. Such `structured missingness' raises a range of challenges that have not yet been systematically addressed, and presents a fundamental hindrance to machine learning at scale. Here, we outline the current literature and propose a set of grand challenges in learning from data with structured missingness.

stat.ML↗

arXiv2022

Don't "research fast and break things": On the ethics of Computational Social Science

This article is concerned with setting up practical guardrails within the research activities and environments of CSS. It aims to provide CSS scholars, as well as policymakers and other stakeholders who apply CSS methods, with the critical and constructive means needed to ensure that their practices are ethical, trustworthy, and responsible. It begins by providing a taxonomy of the ethical challenges faced by researchers in the field of CSS. These are challenges related to (1) the treatment of research subjects, (2) the impacts of CSS research on affected individuals and communities, (3) the quality of CSS research and to its epistemological status, (4) research integrity, and (5) research equity. Taking these challenges as a motivation for cultural transformation, it then argues for the end-to-end incorporation of habits of responsible research and innovation (RRI) into CSS practices, focusing on the role that contextual considerations, anticipatory reflection, impact assessment, public engagement, and justifiable and well-documented action should play across the research lifecycle. In proposing the inclusion of habits of RRI in CSS practices, the chapter lays out several practical steps needed for ethical, trustworthy, and responsible CSS research activities. These include stakeholder engagement processes, research impact assessments, data lifecycle documentation, bias self-assessments, and transparent research reporting protocols.

cs.CY↗

arXiv2022

Data Justice in Practice: A Guide for Developers

The Advancing Data Justice Research and Practice project aims to broaden understanding of the social, historical, cultural, political, and economic forces that contribute to discrimination and inequity in contemporary ecologies of data collection, governance, and use. This is the consultation draft of a guide for developers and organisations, which are producing, procuring, or using data-intensive technologies.In the first section, we introduce the field of data justice, from its early discussions to more recent proposals to relocate understandings of what data justice means. This section includes a description of the six pillars of data justice around which this guidance revolves. Next, to support developers in designing, developing, and deploying responsible and equitable data-intensive and AI/ML systems, we outline the AI/ML project lifecycle through a sociotechnical lens. To support the operationalisation data justice throughout the entirety of the AI/ML lifecycle and within data innovation ecosystems, we then present five overarching principles of responsible, equitable, and trustworthy data research and innovation practices, the SAFE-D principles-Safety, Accountability, Fairness, Explainability, and Data Quality, Integrity, Protection, and Privacy. The final section presents guiding questions that will help developers both address data justice issues throughout the AI/ML lifecycle and engage in reflective innovation practices that ensure the design, development, and deployment of responsible and equitable data-intensive and AI/ML systems.

cs.CY↗

arXiv2022

Advancing Data Justice Research and Practice: An Integrated Literature Review

The Advancing Data Justice Research and Practice (ADJRP) project aims to widen the lens of current thinking around data justice and to provide actionable resources that will help policymakers, practitioners, and impacted communities gain a broader understanding of what equitable, freedom-promoting, and rights-sustaining data collection, governance, and use should look like in increasingly dynamic and global data innovation ecosystems. In this integrated literature review we hope to lay the conceptual groundwork needed to support this aspiration. The introduction motivates the broadening of data justice that is undertaken by the literature review which follows. First, we address how certain limitations of the current study of data justice drive the need for a re-location of data justice research and practice. We map out the strengths and shortcomings of the contemporary state of the art and then elaborate on the challenges faced by our own effort to broaden the data justice perspective in the decolonial context. The body of the literature review covers seven thematic areas. For each theme, the ADJRP team has systematically collected and analysed key texts in order to tell the critical empirical story of how existing social structures and power dynamics present challenges to data justice and related justice fields. In each case, this critical empirical story is also supplemented by the transformational story of how activists, policymakers, and academics are challenging longstanding structures of inequity to advance social justice in data innovation ecosystems and adjacent areas of technological practice.

cs.CY↗

arXiv2022

Data Justice Stories: A Repository of Case Studies

The idea of "data justice" is of recent academic vintage. It has arisen over the past decade in Anglo-European research institutions as an attempt to bring together a critique of the power dynamics that underlie accelerating trends of datafication with a normative commitment to the principles of social justice-a commitment to the achievement of a society that is equitable, fair, and capable of confronting the root causes of injustice.However, despite the seeming novelty of such a data justice pedigree, this joining up of the critique of the power imbalances that have shaped the digital and "big data" revolutions with a commitment to social equity and constructive societal transformation has a deeper historical, and more geographically diverse, provenance. As the stories of the data justice initiatives, activism, and advocacy contained in this volume well evidence, practices of data justice across the globe have, in fact, largely preceded the elaboration and crystallisation of the idea of data justice in contemporary academic discourse. In telling these data justice stories, we hope to provide the reader with two interdependent tools of data justice thinking: First, we aim to provide the reader with the critical leverage needed to discern those distortions and malformations of data justice that manifest in subtle and explicit forms of power, domination, and coercion. Second, we aim to provide the reader with access to the historically effective forms of normativity and ethical insight that have been marshalled by data justice activists and advocates as tools of societal transformation-so that these forms of normativity and insight can be drawn on, in turn, as constructive resources to spur future transformative data justice practices.

cs.CY↗

arXiv2022

Human rights, democracy, and the rule of law assurance framework for AI systems: A proposal

Following on from the publication of its Feasibility Study in December 2020, the Council of Europe's Ad Hoc Committee on Artificial Intelligence (CAHAI) and its subgroups initiated efforts to formulate and draft its Possible Elements of a Legal Framework on Artificial Intelligence, based on the Council of Europe's standards on human rights, democracy, and the rule of law. This document was ultimately adopted by the CAHAI plenary in December 2021. To support this effort, The Alan Turing Institute undertook a programme of research that explored the governance processes and practical tools needed to operationalise the integration of human right due diligence with the assurance of trustworthy AI innovation practices. The resulting framework was completed and submitted to the Council of Europe in September 2021. It presents an end-to-end approach to the assurance of AI project lifecycles that integrates context-based risk analysis and appropriate stakeholder engagement with comprehensive impact assessment, and transparent risk management, impact mitigation, and innovation assurance practices. Taken together, these interlocking processes constitute a Human Rights, Democracy and the Rule of Law Assurance Framework (HUDERAF). The HUDERAF combines the procedural requirements for principles-based human rights due diligence with the governance mechanisms needed to set up technical and socio-technical guardrails for responsible and trustworthy AI innovation practices. Its purpose is to provide an accessible and user-friendly set of mechanisms for facilitating compliance with a binding legal framework on artificial intelligence, based on the Council of Europe's standards on human rights, democracy, and the rule of law, and to ensure that AI innovation projects are carried out with appropriate levels of public accountability, transparency, and democratic governance.

cs.AI↗

arXiv2022

Stein Variational Gaussian Processes

We show how to use Stein variational gradient descent (SVGD) to carry out inference in Gaussian process (GP) models with non-Gaussian likelihoods and large data volumes. Markov chain Monte Carlo (MCMC) is extremely computationally intensive for these situations, but the parametric assumptions required for efficient variational inference (VI) result in incorrect inference when they encounter the multi-modal posterior distributions that are common for such models. SVGD provides a non-parametric alternative to variational inference which is substantially faster than MCMC. We prove that for GP models with Lipschitz gradients the SVGD algorithm monotonically decreases the Kullback-Leibler divergence from the sampling distribution to the true posterior. Our method is demonstrated on benchmark problems in both regression and classification, a multimodal posterior, and an air quality example with 550,134 spatiotemporal observations, showing substantial performance improvements over MCMC and VI.

stat.ML↗

arXiv2021

Ethical Assurance: A practical approach to the responsible design, development, and deployment of data-driven technologies

This article offers several contributions to the interdisciplinary project of responsible research and innovation in data science and AI. First, it provides a critical analysis of current efforts to establish practical mechanisms for algorithmic assessment, which are used to operationalise normative principles, such as sustainability, accountability, transparency, fairness, and explainability, in order to identify limitations and gaps with the current approaches. Second, it provides an accessible introduction to the methodology of argument-based assurance, and explores how it is currently being applied in the development of safety cases for autonomous and intelligent systems. Third, it generalises this method to incorporate wider ethical, social, and legal considerations, in turn establishing a novel version of argument-based assurance that we call 'ethical assurance'. Ethical assurance is presented as a structured means for unifying the myriad practical mechanisms that have been proposed, as it is built upon a process-based form of project governance that supports inclusive and participatory ethical deliberation while also remaining grounded in social and technical realities. Finally, it sets an agenda for ethical assurance, by detailing current challenges, open questions, and next steps, which serve as a springboard to build an active (and interdisciplinary) research programme as well as contribute to ongoing discussions in policy and governance.

cs.CY↗

arXiv2021

Gaussian Processes on Hypergraphs

We derive a Matern Gaussian process (GP) on the vertices of a hypergraph. This enables estimation of regression models of observed or latent values associated with the vertices, in which the correlation and uncertainty estimates are informed by the hypergraph structure. We further present a framework for embedding the vertices of a hypergraph into a latent space using the hypergraph GP. Finally, we provide a scheme for identifying a small number of representative inducing vertices that enables scalable inference through sparse GPs. We demonstrate the utility of our framework on three challenging real-world problems that concern multi-class classification for the political party affiliation of legislators on the basis of voting behaviour, probabilistic matrix factorisation of movie reviews, and embedding a hypergraph of animals into a low-dimensional latent space.

stat.ML↗

arXiv2021

Does "AI" stand for augmenting inequality in the era of covid-19 healthcare?

Among the most damaging characteristics of the covid-19 pandemic has been its disproportionate effect on disadvantaged communities. As the outbreak has spread globally, factors such as systemic racism, marginalisation, and structural inequality have created path dependencies that have led to poor health outcomes. These social determinants of infectious disease and vulnerability to disaster have converged to affect already disadvantaged communities with higher levels of economic instability, disease exposure, infection severity, and death. Artificial intelligence (AI) technologies are an important part of the health informatics toolkit used to fight contagious disease. AI is well known, however, to be susceptible to algorithmic biases that can entrench and augment existing inequality. Uncritically deploying AI in the fight against covid-19 thus risks amplifying the pandemic's adverse effects on vulnerable groups, exacerbating health inequity. In this paper, we claim that AI systems can introduce or reflect bias and discrimination in three ways: in patterns of health discrimination that become entrenched in datasets, in data representativeness, and in human choices made during the design, development, and deployment of these systems. We highlight how the use of AI technologies threaten to exacerbate the disparate effect of covid-19 on marginalised, under-represented, and vulnerable groups, particularly black, Asian, and other minoritised ethnic people, older populations, and those of lower socioeconomic status. We conclude that, to mitigate the compounding effects of AI on inequalities associated with covid-19, decision makers, technology developers, and health officials must account for the potential biases and inequities at all stages of the AI process.

cs.CY↗

arXiv2021

A Probabilistic Assessment of the COVID-19 Lockdown on Air Quality in the UK

In March 2020 the United Kingdom (UK) entered a nationwide lockdown period due to the Covid-19 pandemic. As a result, levels of nitrogen dioxide (NO2) in the atmosphere dropped. In this work, we use 550,134 NO2 data points from 237 stations in the UK to build a spatiotemporal Gaussian process capable of predicting NO2 levels across the entire UK. We integrate several covariate datasets to enhance the model's ability to capture the complex spatiotemporal dynamics of NO2. Our numerical analyses show that, within two weeks of a UK lockdown being imposed, UK NO2 levels dropped 36.8%. Further, we show that as a direct result of lockdown NO2 levels were 29-38% lower than what they would have been had no lockdown occurred. In accompaniment to these numerical results, we provide a software framework that allows practitioners to easily and efficiently fit similar models.

stat.AP↗