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David Penneys

Publications and source records attributed to David Penneys.

At least 37 records · Page 2Linked to original sources

Classification of finite depth objects in bicommutant categories via anchored planar algebras

In our article [arXiv:1511.05226], we studied the commutant $\mathcal{C}'\subset \operatorname{Bim}(R)$ of a unitary fusion category $\mathcal{C}$, where $R$ is a hyperfinite factor of type $\rm II_1$, $\rm II_\infty$, or $\rm III_1$, and showed that it is a bicommutant category. In other recent work [arXiv:1607.06041, arXiv:2301.11114] we introduced the notion of a (unitary) anchored planar algebra in a (unitary) braided pivotal category $\mathcal{D}$, and showed that they classify (unitary) module tensor categories for $\mathcal{D}$ equipped with a distinguished object. Here, we connect these two notions and show that finite depth objects of $\mathcal{C}'$ are classified by connected finite depth unitary anchored planar algebras in $\mathcal{Z}(\mathcal{C})$. This extends the classification of finite depth objects of $\operatorname{Bim}(R)$ by connected finite depth unitary planar algebras.

math.OA↗

A lattice model for condensation in Levin-Wen systems

Levin-Wen string-net models provide a construction of (2+1)D topologically ordered phases of matter with anyonic localized excitations described by the {Drinfeld} center of a unitary fusion category. Anyon condensation is a mechanism for phase transitions between (2+1)D topologically ordered phases. We construct an extension of Levin-Wen models in which tuning a parameter implements anyon condensation. We also describe the classification of anyons in Levin-Wen models via representation theory of the tube algebra, and use a variant of the tube algebra to classify low-energy localized excitations in the condensed phase.

cond-mat.str-el↗

Unitary braided-enriched monoidal categories

Braided-enriched monoidal categories were introduced in work of Morrison-Penneys, where they were characterized using braided central functors. Recent work of Kong-Yuan-Zhang-Zheng and Dell extended this characterization to an equivalence of 2-categories. Since their introduction, braided-enriched fusion categories have been used to describe certain phenomena in topologically ordered systems in theoretical condensed matter physics. While these systems are unitary, there was previously no general notion of unitarity for enriched categories in the literature. We supply the notion of unitarity for enriched categories and braided enriched monoidal categories and extend the above 2-equivalence to the unitary setting.

math.CT↗

Composing topological domain walls and anyon mobility

Topological domain walls separating 2+1 dimensional topologically ordered phases can be understood in terms of Witt equivalences between the UMTCs describing anyons in the bulk topological orders. However, this picture does not provide a framework for decomposing stacks of multiple domain walls into superselection sectors - i.e., into fundamental domain wall types that cannot be mixed by any local operators. Such a decomposition can be understood using an alternate framework in the case that the topological order is anomaly-free, in the sense that it can be realized by a commuting projector lattice model. By placing these Witt equivalences in the context of a 3-category of potentially anomalous (2+1)D topological orders, we develop a framework for computing the decomposition of parallel topological domain walls into indecomposable superselection sectors, extending the previous understanding to topological orders with non-trivial anomaly. We characterize the superselection sectors in terms of domain wall particle mobility, which we formalize in terms of tunnelling operators. The mathematical model for the 3-category of topological orders is the 3-category of fusion categories enriched over a fixed unitary modular tensor category.

cond-mat.str-el↗

A categorical Connes' $χ(M)$

Popa introduced the tensor category $\tildeχ(M)$ of approximately inner, centrally trivial bimodules of a $\rm{II}_{1}$ factor $M$, generalizing Connes' $χ(M)$. We extend Popa's notions to define the $\rm W^*$-tensor category $\operatorname{End}_{\rm loc}(\mathcal{C})$ of local endofunctors on a $\rm W^*$-category $\mathcal{C}$. We construct a unitary braiding on $\operatorname{End}_{\rm loc}(\mathcal{C})$, giving a new construction of a braided tensor category associated to an arbitrary $\rm W^*$-category. For the $\rm W^*$-category of finite modules over a $\rm{II}_{1}$ factor, this yields a unitary braiding on Popa's $\tildeχ(M)$, which extends Jones' $κ$ invariant for $χ(M)$. Given a finite depth inclusion $M_{0}\subseteq M_{1}$ of non-Gamma $\rm{II}_1$ factors, we show that the braided unitary tensor category $\tildeχ(M_{\infty})$ is equivalent to the Drinfeld center of the standard invariant, where $M_{\infty}$ is the inductive limit of the associated Jones tower. This implies that for any pair of finite depth non-Gamma subfactors $N_{0}\subseteq N_{1}$ and $M_{0}\subseteq M_{1}$, if the standard invariants are not Morita equivalent, then the inductive limit factors $N_{\infty}$ and $M_{\infty}$ are not stably isomorphic.

math.OA↗

Classification of $\mathbb{Z}/2\mathbb{Z}$-quadratic unitary fusion categories

A unitary fusion category is called $\mathbb{Z}/2\mathbb{Z}$-quadratic if it has a $\mathbb{Z}/2\mathbb{Z}$ group of invertible objects and one other orbit of simple objects under the action of this group. We give a complete classification of $\mathbb{Z}/2\mathbb{Z}$-quadratic unitary fusion categories. The main tools for this classification are skein theory, a generalization of Ostrik's results on formal codegrees to analyze the induction of the group elements to the center, and a computation similar to Larson's rank-finiteness bound for $\mathbb{Z}/3\mathbb{Z}$-near group pseudounitary fusion categories. This last computation is contained in an appendix coauthored with attendees from the 2014 AMS MRC on Mathematics of Quantum Phases of Matter and Quantum Information.

math.QA↗

Compact Quantum Metric Spaces from Free Graph Algebras

Starting with a vertex-weighted pointed graph $(Γ,μ,v_0)$, we form the free loop algebra $\mathcal{S}_0$ defined in Hartglass-Penneys' article on canonical $\rm C^*$-algebras associated to a planar algebra. Under mild conditions, $\mathcal{S}_0$ is a non-nuclear simple $\rm C^*$-algebra with unique tracial state. There is a canonical polynomial subalgebra $A\subset \mathcal{S}_0$ together with a Dirac number operator $N$ such that $(A, L^2A,N)$ is a spectral triple. We prove the Haagerup-type bound of Ozawa-Rieffel to verify $(\mathcal{S}_0, A, N)$ yields a compact quantum metric space in the sense of Rieffel. We give a weighted analog of Benjamini-Schramm convergence for vertex-weighted pointed graphs. As our $\rm C^*$-algebras are non-nuclear, we adjust the Lip-norm coming from $N$ to utilize the finite dimensional filtration of $A$. We then prove that convergence of vertex-weighted pointed graphs leads to quantum Gromov-Hausdorff convergence of the associated adjusted compact quantum metric spaces. As an application, we apply our construction to the Guionnet-Jones-Shyakhtenko (GJS) $\rm C^*$-algebra associated to a planar algebra. We conclude that the compact quantum metric spaces coming from the GJS $\rm C^*$-algebras of many infinite families of planar algebras converge in quantum Gromov-Hausdorff distance.

math.OA↗

Q-system completion is a 3-functor

Q-systems are unitary versions of Frobenius algebra objects which appeared in the theory of subfactors. In recent joint work with R. Hernández Palomares and C. Jones, the authors defined a notion of Q-system completion for C*/W* 2-categories, which is a unitary version of a higher idempotent completion in the spirit of Douglas--Reutter and Gaiotto--Johnson-Freyd. In this article, we prove that Q-system completion is a dagger 3-functor on the dagger 3-category of C*/W* 2-categories. We also prove that Q-system completion satisfies a universal property analogous to the universal property satisfied by idempotent completion for 1-categories.

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Extension theory for braided-enriched fusion categories

For a braided fusion category $\mathcal{V}$, a $\mathcal{V}$-fusion category is a fusion category $\mathcal{C}$ equipped with a braided monoidal functor $\mathcal{F}:\mathcal{V} \to Z(\mathcal{C})$. Given a fixed $\mathcal{V}$-fusion category $(\mathcal{C}, \mathcal{F})$ and a fixed $G$-graded extension $\mathcal{C}\subseteq \mathcal{D}$ as an ordinary fusion category, we characterize the enrichments $\widetilde{\mathcal{F}}:\mathcal{V} \to Z(\mathcal{D})$ of $\mathcal{D}$ which are compatible with the enrichment of $\mathcal{C}$. We show that G-crossed extensions of a braided fusion category $\mathcal{C}$ are G-extensions of the canonical enrichment of $\mathcal{C}$ over itself. As an application, we parameterize the set of $G$-crossed braidings on a fixed $G$-graded fusion category in terms of certain subcategories of its center, extending Nikshych's classification of the braidings on a fusion category.

math.QA↗

Distortion for multifactor bimodules and representations of multifusion categories

We call a von Neumann algebra with finite dimensional center a multifactor. We introduce an invariant of bimodules over $\rm II_1$ multifactors that we call modular distortion, and use it to formulate two classification results. We first classify finite depth finite index connected hyperfinite $\rm II_1$ multifactor inclusions $A\subset B$ in terms of the standard invariant (a unitary planar algebra), together with the restriction to $A$ of the unique Markov trace on $B$. The latter determines the modular distortion of the associated bimodule. Three crucial ingredients are Popa's uniqueness theorem for such inclusions which are also homogeneous, for which the standard invariant is a complete invariant, a generalized version of the Ocneanu Compactness Theorem, and the notion of Morita equivalence for inclusions. Second, we classify fully faithful representations of unitary multifusion categories into bimodules over hyperfinite $\rm II_1$ multifactors in terms of the modular distortion. Every possible distortion arises from a representation, and we characterize the proper subset of distortions that arise from connected $\rm II_1$ multifactor inclusions.

math.OA↗

A 3-categorical perspective on G-crossed braided categories

A braided monoidal category may be considered a $3$-category with one object and one $1$-morphism. In this paper, we show that, more generally, $3$-categories with one object and $1$-morphisms given by elements of a group $G$ correspond to $G$-crossed braided categories, certain mathematical structures which have emerged as important invariants of low-dimensional quantum field theories. More precisely, we show that the 4-category of $3$-categories $\mathcal{C}$ equipped with a 3-functor $\mathrm{B}G \to \mathcal{C}$ which is essentially surjective on objects and $1$-morphisms is equivalent to the $2$-category of $G$-crossed braided categories. This provides a uniform approach to various constructions of $G$-crossed braided categories.

math.CT↗

Representations of fusion categories and their commutants

A bicommutant category is a higher categorical analog of a von Neumann algebra. We study the bicommutant categories which arise as the commutant $\mathcal{C}'$ of a fully faithful representation $\mathcal{C}\to\operatorname{Bim}(R)$ of a unitary fusion category $\mathcal{C}$. Using results of Izumi, Popa, and Tomatsu about existence and uniqueness of representations of unitary (multi)fusion categories, we prove that if $\mathcal{C}$ and $\mathcal{D}$ are Morita equivalent unitary fusion categories, then their commutant categories $\mathcal{C}'$ and $\mathcal{D}'$ are equivalent as bicommutant categories. In particular, they are equivalent as tensor categories: \[ \Big(\,\,\mathcal{C}\,\,\simeq_{\text{Morita}}\,\,\mathcal{D}\,\,\Big) \qquad\Longrightarrow\qquad \Big(\,\,\mathcal{C}'\,\,\simeq_{\text{tensor}}\,\,\mathcal{D}'\,\,\Big). \] This categorifies the well-known result according to which the commutants (in some representations) of Morita equivalent finite dimensional $\rm C^*$-algebras are isomorphic von Neumann algebras, provided the representations are `big enough'. We also introduce a notion of positivity for bi-involutive tensor categories. For dagger categories, positivity is a property (the property of being a $\rm C^*$-category). But for bi-involutive tensor categories, positivity is extra structure. We show that unitary fusion categories and $\operatorname{Bim}(R)$ admit distinguished positive structures, and that fully faithful representations $\mathcal{C}\to\operatorname{Bim}(R)$ automatically respect these positive structures.

math.OA↗

Spontaneous symmetry breaking from anyon condensation

In a physical system undergoing a continuous quantum phase transition, spontaneous symmetry breaking occurs when certain symmetries of the Hamiltonian fail to be preserved in the ground state. In the traditional Landau theory, a symmetry group can break down to any subgroup. However, this no longer holds across a continuous phase transition driven by anyon condensation in symmetry enriched topological orders (SETOs). For a SETO described by a $G$-crossed braided extension $\mathcal{C}\subseteq \mathcal{C}^{\times}_{G}$, we show that physical considerations require that a connected étale algebra $A\in \mathcal{C}$ admit a $G$-equivariant algebra structure for symmetry to be preserved under condensation of $A$. Given any categorical action $\underline{G}\rightarrow \underline{\sf Aut}_{\otimes}^{\sf br}(\mathcal{C})$ such that $g(A)\cong A$ for all $g\in G$, we show there is a short exact sequence whose splittings correspond to $G$-equivariant algebra structures. The non-splitting of this sequence forces spontaneous symmetry breaking under condensation of $A$. Furthermore, we show that if symmetry is preserved, there is a canonically associated SETO of $\mathcal{C}^{\operatorname{loc}}_{A}$, and gauging this symmetry commutes with anyon condensation.

math.QA↗

The module embedding theorem via towers of algebras

Jones and Penneys showed that a finite depth subfactor planar algebra embeds in the bipartite graph planar algebra of its principal graph, via a Markov towers of algebras approach. We relate several equivalent perspectives on the notion of module over a subfactor planar algebra, and show that a Markov tower is equivalent to a module over the Temperley-Lieb-Jones planar algebra. As a corollary, we obtain a classification of semisimple pivotal C* modules over Temperley-Lieb-Jones in terms of pointed graphs with a Frobenius-Perron vertex weighting. We then generalize the Markov towers of algebras approach to show that a finite depth subfactor planar algebra embeds in the bipartite graph planar algebra of the fusion graph of any of its cyclic modules.

math.OA↗

The Extended Haagerup fusion categories

In this paper we construct two new fusion categories and many new subfactors related to the exceptional Extended Haagerup subfactor. The Extended Haagerup subfactor has two even parts EH1 and EH2. These fusion categories are mysterious and are the only known fusion categories which appear to be unrelated to finite groups, quantum groups, or Izumi quadratic categories. One key technique which has previously revealed hidden structure in fusion categories is to study all other fusion categories in the Morita equivalence class, and hope that one of the others is easier to understand. In this paper we show that there are exactly four categories (EH1, EH2, EH3, EH4) in the Morita equivalence class of Extended Haagerup, and that there is a unique Morita equivalence between each pair. The existence of EH3 and EH4 gives a number of interesting new subfactors. Neither EH3 nor EH4 appears to be easier to understand than the Extended Haaerup subfactor, providing further evidence that Extended Haagerup does not come from known constructions. We also find several interesting intermediate subfactor lattices related to Extended Haagerup. The method we use to construct EH3 and EH4 is interesting in its own right and gives a general computational recipe for constructing fusion categories in the Morita equivalence class of a subfactor. We show that pivotal module $\rm C^*$ categories over a given subfactor correspond exactly to realizations of that subfactor planar algebra as a planar subalgebra of a graph planar algebra. This allows us to construct EH3 and EH4 by realizing the Extended Haagerup subfactor planar algebra inside the graph planar algebras of two new graphs. This technique also answers a long-standing question of Jones: which graph planar algebras contain a given subfactor planar algebra?

math.QA↗

Completion for braided enriched monoidal categories

Monoidal categories enriched in a braided monoidal category $\mathcal{V}$ are classified by braided oplax monoidal functors from $\mathcal{V}$ to the Drinfeld centers of ordinary monoidal categories. In this article, we prove that this classifying functor is strongly monoidal if and only if the original $\mathcal{V}$-monoidal category is tensored over $\mathcal{V}$. We then define a completion operation which produces a tensored $\mathcal{V}$-monoidal category $\overline{\mathcal{C}}$ from an arbitrary $\mathcal{V}$-monoidal category $\mathcal{C}$, and we determine many equivalent conditions which imply $\mathcal{C}$ and $\overline{\mathcal{C}}$ are $\mathcal{V}$-monoidally equivalent. Since being tensored is a property of the underlying $\mathcal{V}$-category of a $\mathcal{V}$-monoidal category, we begin by studying the equivalence between (tensored) $\mathcal{V}$-categories and oplax (strong) $\mathcal{V}$-module categories respectively. We then define the completion operation for $\mathcal{V}$-categories, and adapt these results to the $\mathcal{V}$-monoidal setting.

math.CT↗

Unitary dual functors for unitary multitensor categories

We classify which dual functors on a unitary multitensor category are compatible with the dagger structure in terms of groupoid homomorphisms from the universal grading groupoid to $\mathbb{R}_{>0}$ where the latter is considered as a groupoid with one object. We then prove that all unitary dual functors induce unitarily equivalent bi-involutive structures. As an application, we provide the unitary version of the folklore correspondence between shaded planar ${\rm C^*}$ algebras with finite dimensional box spaces and unitary multitensor categories with a chosen unitary dual functor and chosen generator. We make connection with the recent work of Giorgetti-Longo to determine when the loop parameters in these planar algebras are scalars. Finally, we show that we can correct for many non-spherical choices of dual functor by adding the data of a spherical state on $\operatorname{End}_{\mathcal{C}}(1_{\mathcal{C}})$, similar to the spherical state for a graph planar algebra.

math.QA↗

Realizations of algebra objects and discrete subfactors

We give a characterization of extremal irreducible discrete subfactors $(N\subseteq M, E)$ where $N$ is type ${\rm II}_1$ in terms of connected W*-algebra objects in rigid C*-tensor categories. We prove an equivalence of categories where the morphisms for discrete inclusions are normal $N-N$ bilinear ucp maps which preserve the state $τ\circ E$, and the morphisms for W*-algebra objects are categorical ucp morphisms. As an application, we get a well-behaved notion of the standard invariant of an extremal irreducible discrete subfactor, together with a subfactor reconstruction theorem. Thus our equivalence provides many new examples of discrete inclusions $(N\subseteq M, E)$, in particular, examples where $M$ is type ${\rm III}$ coming from non Kac-type discrete quantum groups and associated module W*-categories. Finally, we obtain a Galois correspondence between intermediate subfactors of an extremal irreducible discrete inclusion and intermediate W*-algebra objects.

math.OA↗