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David W. Gerdes

Publications and source records attributed to David W. Gerdes.

At least 19 recordsLinked to original sources

Probabilistic Spectral Reconstruction of Trans-Neptunian Objects from Sparse Photometry: A Framework for Taxonomy, Survey Optimization, and Outlier Detection

Near-infrared (near-IR) spectroscopy provides critical constraints on the surface composition of trans-Neptunian objects (TNOs), but spectroscopic observations remain limited compared to broadband photometry. We develop a probabilistic latent-space framework to quantify how much spectral information is retained in sparse photometric measurements. Using a principal component representation trained on a sample of near-IR spectra, we model the spectral manifold of TNOs and perform Bayesian inference in this reduced space to reconstruct full spectra from photometry while propagating uncertainties. Leave-one-out cross-validation demonstrates that the dominant modes of spectral variability are low-dimensional: 4 to 5 principal components capture the structure relevant for taxonomic classification, while 8-10 components improve spectral reconstruction fidelity and uncertainty calibration. For most objects, the reconstructed spectra achieve empirical credible-interval coverage of 95 percent across wavelength. This suggests the diversity of near-IR spectral shapes is governed by structured, correlated surface processes rather than stochastic variation. Practically, we apply this framework to survey optimization, quantifying the information content of JWST/NIRCam filters to identify optimal configurations (e.g., F090W, F115W, F410M, F460M) for TNO taxonomy. Additionally, we demonstrate the pipeline's capability to detect and reconstruct rare spectral types, such as the peculiar Neptune Trojans 2006 RJ103 and 2011 SO277, by allowing constraining photometry to select low-probability intermediate models from the continuous topological manifold. Ultimately, this framework bridges the gap between sparse photometry and spectroscopy, providing a statistically rigorous tool to map the compositional structure of minor planets in upcoming large-scale surveys.

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Water D/H in 3I/ATLAS as a Probe of Formation Conditions in Another Planetary System

Water reservoirs in the Solar System exhibit a deuterium enrichment that links back to the physical environment at the time of stellar birth. Gas-phase and ice-grain deuterium enrichments occur through chemical processes that operate at low temperatures ($<$~30~K) pointing towards an origin in the prestellar molecular cloud or in the outer parts of the protoplanetary disk. However, not all stars are born in environments similar to our Sun, nor do their subsequent evolutionary histories follow the same path. These environmental differences can be traced by the water deuterium-to-hydrogen (D/H) ratio. Here we use ALMA observations of the interstellar comet 3I/ATLAS to constrain the water D/H ratio in extrasolar cometary material. With a water D/H value of [D/H]$_{\mathrm{H_2O}} > 6.6\times10^{-3}$, 3I/ATLAS shows a deuterium enrichment exceeding Earth's ocean value by more than a factor of $\gtrsim40$ and typical Solar System cometary values by more than a factor of $\gtrsim30$. The elevated deuterium enrichment points to water that formed under colder, less irradiated conditions and from less thermally processed material, consistent with an origin in a planetary system that formed under different physical and chemical conditions than our own.

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Onset of CN Emission in 3I/ATLAS: Evidence for Strong Carbon-Chain Depletion

Interstellar objects provide a direct window into the environmental conditions around stars other than the Sun. The recent discovery of 3I/ATLAS, a new interstellar comet, offers a unique opportunity to investigate the physical and chemical properties of interstellar objects and to compare them with those of comets in our own Solar System. In this Letter we present the results of a 10-night spectroscopic and photometric monitoring campaign with the 2.4 m Hiltner and 1.3 m McGraw-Hill telescopes at the MDM Observatory. The campaign was conducted between August 8 and 17 while 3I/ATLAS was inbound at heliocentric distances of 3.2 - 2.9 au. Our observations captured the onset of optical gas activity. Nightly spectra reveal a weak CN emission feature in the coma of 3I/ATLAS, absent during the first nights but steadily strengthening thereafter. We measure a CN production rate of $Q$(CN)$\sim6\times$10$^{24}$ s$^{-1}$, towards the lower end of activity observed in Solar System comets. Simultaneous photometry also indicates a small but measurable increase in the coma's radial profile and increasing $r$-band $Afρ$ with values in the order of $\sim300$ cm. We derived a gas-to-dust production ratio of $\log Q (\mathrm{CN})/Afρ\sim22.4$. Our upper limit on the C$_2$-to-CN ratio ($\log Q(\mathrm{C}_2)/Q(\mathrm{CN})\lesssim-0.8$) indicates that 3I/ATLAS is a strongly carbon-chain depleted comet. Further observations of 3I/ATLAS are required to verify the apparent carbon-chain depletion and to explore whether such composition represents a recurring trait of the interstellar comet population.

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An Efficient Shift-and-Stack Algorithm Applied to Detection Catalogs

The boundary of solar system object discovery lies in detecting its faintest members. However, their discovery in detection catalogs from imaging surveys is fundamentally limited by the practice of thresholding detections at signal-to-noise (SNR) $\geq 5$ to maintain catalog purity. Faint moving objects can be recovered from survey images using the shift-and-stack algorithm, which coadds pixels from multi-epoch images along a candidate trajectory. Trajectories matching real objects accumulate signal coherently, enabling high-confidence detections of very faint moving objects. Applying shift-and-stack comes with high computational cost, which scales with target object velocity, typically limiting its use to searches for slow-moving objects in the outer solar system. This work introduces a modified shift-and-stack algorithm that trades sensitivity for speedup. Our algorithm stacks low SNR detection catalogs instead of pixels, the sparsity of which enables approximations that reduce the number of stacks required. Our algorithm achieves real-world speedups of $10$--$10^3 \times$ over image-based shift-and-stack while retaining the ability to find faint objects. We validate its performance by recovering synthetic inner and outer solar system objects injected into images from the DECam Ecliptic Exploration Project (DEEP). Exploring the sensitivity--compute time trade-off of this algorithm, we find that our method achieves a speedup of $\sim30\times$ with $88\%$ of the memory usage while sacrificing $0.25$ mag in depth compared to image-based shift-and-stack. These speedups enable the broad application of shift-and-stack to large-scale imaging surveys and searches for faint inner solar system objects. We provide a reference implementation via the find-asteroids Python package and this URL: https://github.com/stevenstetzler/find-asteroids.

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Prospects of a New $L_5$ Trojan Flyby Target for the Lucy Mission

NASA's Lucy spacecraft is en route to conduct the first close encounter with Jupiter's Trojans. While most scheduled flybys lie in the $L_4$ cloud, the only $L_5$ target is the Patroclus-Menoetius binary. Since each flyby offers unique insights into target and population properties unattainable from Earth, we examine the feasibility of including an additional, yet unknown, $L_5$ target while minimizing the impact on Lucy's primary mission. We use the background $L_5$ Trojans brighter than the completeness limit to model their absolute magnitude, spatial, and orbital distributions. A semi-analytical approach estimates the number of Trojans accessible to Lucy for a given $Δv$ budget in both pre- and post-Patroclus scenarios. Our results indicate that, while it is unlikely that any suitable Trojan lies on Lucy's nominal path, a moderate $Δv$ investment ($35-50\,\mathrm{m/s}$) could enable a sub-kilometer ($500-700\,\mathrm{m}$) flyby prior to the Patroclus encounter. Post-Patroclus, the likelihood of a similar flyby is $\sim60\%$ for $Δv\sim$ 50 m/s. Simulations with synthetic Trojans reveal that potential targets cluster near the node opposite to the encounter window, producing an optimal search period in late 2026 for both scenarios. Surveying the densest $10\%$ of this region would require under 5 nights with Subaru/HSC or under 2 nights with Rubin, using shift-and-stack techniques. A successful sub-kilometric flyby would expand Lucy's Trojan target size range and provide new constraints on collisional evolution and the long-standing asymmetry in the $L_4/L_5$ clouds. This nodal-clustering strategy could guide target searches in future Lucy extensions or other planetary flyby missions.

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From Colors to Spectra and Back Again: First Near-IR Spectroscopic Survey of Neptunian Trojans

In this work, we present 0.7-5.0 μm spectra of eight Neptunian Trojans (NTs) as observed by the JWST's NIRSpec instrument. The reddest NT, 2013 VX30, exhibits a unique spectrum with strong absorption features between 3 - 4 μm, while the bluest NT, 2006 RJ103, shows negligible water absorption. A principal component analysis comparing these spectra with those of trans-Neptunian objects (TNOs) and Centaurs reveals that most NTs belong to the "Bowl-type" spectral group, while 2013 VX30 is categorized as "Cliff-type" in the Pinilla-Alonso et al. (2025) taxonomy. For the bluest NT in our sample, 2006 RJ103 shows some evidence that it may be related to carbonaceous asteroids. For the red object 2011 SO277, we find no close TNO spectral counterpart. Except for the true outlier 2011 SO277, NTs have better spectral analogs among Plutinos and distant Centaurs, suggesting that spectral variation within major groups may arise from current temperature and location, rather than solely from formation regions. Finally, we highlight optical slope (S') and near-IR slope (SIR1) as effective indicators for distinguishing spectral groups and identifying outliers. These findings enable the use of broad-band photometry to explore NT and TNO surface compositions, especially for faint objects, which will be directly applicable to large photometric surveys like the Dark Energy Survey and the Vera C. Rubin Observatory's LSST.

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An Extremely Deep Rubin Survey to Explore the Extended Kuiper Belt and Identify Objects Observable by New Horizons

A proposed Vera C. Rubin Observatory Deep Drilling micro-survey of the Kuiper Belt will investigate key properties of the distant solar system. Utilizing 30 hours of Rubin time across six 5-hour visits over one year starting in summer 2026, the survey aims to discover and determine orbits for up to 730 Kuiper Belt Objects (KBOs) to an $r$-magnitude of 27.5. These discoveries will enable precise characterization of the KBO size distribution, which is critical for understanding planetesimal formation. By aligning the survey field with NASA's {\it New Horizons} spacecraft trajectory, the micro-survey will facilitate discoveries for the mission operating in the Kuiper Belt. Modeling based on the Outer Solar System Origin Survey (OSSOS) predicts at least 12 distant KBOs observable with the {\it New Horizons} LOng Range Reconnaissance Imager (LORRI) and approximately three objects within 1~au of the spacecraft, allowing higher-resolution observations than Earth-based facilities. LORRI's high solar phase angle monitoring will reveal these objects' surface properties and shapes, potentially identifying contact binaries and orbit-class surface correlations. The survey could identify a KBO suitable for a future spacecraft flyby. The survey's size, depth, and cadence design will deliver transformative measurements of the Kuiper Belt's size distribution and rotational properties across distance, size, and orbital class. Additionally, the high stellar density in the survey field also offers synergies with transiting exoplanet studies.

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Characterization of the Deep, Extended Kuiper Belt in the Galactic Disk

We propose a Roman Space Telescope survey to investigate fundamental properties of the distant solar system in the region of the Kuiper Belt where object characteristics and the size distribution are inaccessible from any other telescope. Our pointing is coincident with the search space accessible to NASA's New Horizons spacecraft meaning, that a discovered object sufficiently near the orbit of New Horizons would potentially be investigated by a close flyby. In addition, numerous objects expected to be discovered by this search can be observed in the distance by New Horizons allowing their surface properties and satellite systems to both be probed. As designed, this survey will discover and determine orbits for as many as 900 Kuiper Belt objects (KBOs), providing a unique opportunity for ground-breaking Kuiper Belt science. It will simultaneously: (1) Probe and characterize the deep Kuiper Belt by identifying objects as small as a few km and taking our understanding of the size distribution to a new level. This has implications for understanding the the standard model (the Streaming Instability) of KBO formation and elucidating crater formation physics on these icy bodies. (2) Open KBO rotation studies, in particular of those objects with long rotation periods,(3) Discover and characterize KBO binaries at large distances, important because their duplicity offers information about object densities at these distant locations from the Sun. (4) Shed light on the cratering history of KBOs and improving the dating of the surfaces of Arrokoth, Pluto and Charon in addition to helping to place the 32 distant KBOs New Horizons has observed in context. This project also has synergies with transiting exoplanet studies due to the stellar density of our search fields. Coupled with our timing requirements it is sensitive to discovery of hot Jupiters and hot Neptunes.

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The DECam Ecliptic Exploration Project (DEEP). VII. The Strengths of Three Superfast Rotating Main-belt Asteroids from a Preliminary Search of DEEP Data

Superfast rotators (SFRs) are small solar system objects that rotate faster than generally possible for a cohesionless rubble pile. Their rotational characteristics allow us to make inferences about their interior structure and composition. Here, we present the methods and results from a preliminary search for SFRs in the DECam Ecliptic Exploration Project (DEEP) data set. We find three SFRs from a sample of 686 main-belt asteroids, implying an occurrence rate of 0.4 -0.3/+0.1 percent - a higher incidence rate than has been measured by previous studies. We suggest that this high occurrence rate is due to the small sub-kilometer size regime to which DEEP has access: the objects searched here were as small as 500 m. We compute the minimum required cohesive strength for each of these SFRs and discuss the implications of these strengths in the context of likely evolution mechanisms. We find that all three of these SFRs require strengths that are more than that of weak regolith but consistent with many cohesive asteroid strengths reported in the literature. Across the full DEEP data set, we have identified ~70,000 Main-Belt Asteroids and expect ~300 SFRs - a result that will be assessed in a future paper.

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Candidate Distant Trans-Neptunian Objects Detected by the New Horizons Subaru TNO Survey

We report the detection of 239 trans-Neptunian Objects discovered through the on-going New Horizons survey for distant minor bodies being performed with the Hyper Suprime-Cam mosaic imager on the Subaru Telescope. These objects were discovered in images acquired with either the r2 or the recently commissioned EB-gri filter using shift and stack routines. Due to the extremely high stellar density of the search region down stream of the spacecraft, new machine learning techniques had to be developed to manage the extremely high false positive rate of bogus candidates produced from the shift and stack routines. We report discoveries as faint as r2$\sim26.5$. We highlight an overabundance of objects found at heliocentric distances $R\gtrsim70$~au compared to expectations from modelling of the known outer Solar System. If confirmed, these objects betray the presence of a heretofore unrecognized abundance of distant objects that can help explain a number of other observations that otherwise remain at odds with the known Kuiper Belt, including detections of serendipitous stellar occultations, and recent results from the Student Dust Counter on-board the New Horizons spacecraft.

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Can Neptune's Distant Mean-Motion Resonances Constrain Undiscovered Planets in the Solar System? Lessons from a Case Study of the 9:1

Recent observational surveys of the outer Solar System provide evidence that Neptune's distant $n$:1 mean-motion resonances may harbor relatively large reservoirs of trans-Neptunian objects (TNOs). In particular, the discovery of two securely classified 9:1 resonators, 2015 KE$_{172}$ and 2007 TC$_{434}$, by the Outer Solar System Origins Survey is consistent with a population of order $10^4$ such objects in the 9:1 resonance with absolute magnitude $H_r < 8.66$. This work investigates whether the long-term stability of such populations in Neptune's $n$:1 resonances can be used to constrain the existence of distant $5-10M_{\oplus}$ planets orbiting at hundreds of AU. The existence of such a planet has been proposed to explain a reported clustering in the orbits of highly eccentric "extreme" trans-Neptunian objects (eTNOs), although this hypothesis remains controversial. We engage in a focused computational case-study of the 9:1 resonance, generating synthetic populations and integrating them for 1 Gyr in the presence of 81 different test planets with various masses, perihelion distances, eccentricities, and inclinations. While none of the tested planets are incompatible with the existence of 9:1 resonators, our integrations shed light on the character of the interaction between such planets and nearby $n$:1 resonances, and we use this knowledge to construct a simple, heuristic method for determining whether or not a given planet could destabilize a given resonant population. We apply this method to the currently estimated properties of Planet 9, and find that a large primordial population in the 15:1 resonance (or beyond), if discovered in the future, could potentially constrain the existence of this planet.

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The DECam Ecliptic Exploration Project (DEEP) II. Observational Strategy and Design

We present the DECam Ecliptic Exploration Project (DEEP) survey strategy including observing cadence for orbit determination, exposure times, field pointings and filter choices. The overall goal of the survey is to discover and characterize the orbits of a few thousand Trans-Neptunian Objects (TNOs) using the Dark Energy Camera (DECam) on the Cerro Tololo Inter-American Observatory (CTIO) Blanco 4 meter telescope. The experiment is designed to collect a very deep series of exposures totaling a few hours on sky for each of several 2.7 square degree DECam fields-of-view to achieve a magnitude of about 26.2 using a wide VR filter which encompasses both the V and R bandpasses. In the first year, several nights were combined to achieve a sky area of about 34 square degrees. In subsequent years, the fields have been re-visited to allow TNOs to be tracked for orbit determination. When complete, DEEP will be the largest survey of the outer solar system ever undertaken in terms of newly discovered object numbers, and the most prolific at producing multi-year orbital information for the population of minor planets beyond Neptune at 30 au.

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The DECam Ecliptic Exploration Project (DEEP) III: Survey characterization and simulation methods

We present a detailed study of the observational biases of the DECam Ecliptic Exploration Project's (DEEP) B1 data release and survey simulation software that enables direct statistical comparisons between models and our data. We inject a synthetic population of objects into the images, and then subsequently recover them in the same processing as our real detections. This enables us to characterize the survey's completeness as a function of apparent magnitudes and on-sky rates of motion. We study the statistically optimal functional form for the magnitude, and develop a methodology that can estimate the magnitude and rate efficiencies for all survey's pointing groups simultaneously. We have determined that our peak completeness is on average 80\% in each pointing group, and our magnitude drops to $25\%$ of this value at $m_{25} = 26.22$. We describe the freely available survey simulation software and its methodology. We conclude by using it to infer that our effective search area for objects at 40 au is $14.8°^2$, and that our lack of dynamically cold distant objects means that there at most $8\times 10^3$ objects with $60 < a < 80$ au and absolute magnitudes $H \leq 8$.

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The DECam Ecliptic Exploration Project (DEEP) VI: first multi-year observations of trans-Neptunian objects

We present the first set of trans-Neptunian objects (TNOs) observed on multiple nights in data taken from the DECam Ecliptic Exploration Project (DEEP). Of these 110 TNOs, 105 do not coincide with previously known TNOs and appear to be new discoveries. Each individual detection for our objects resulted from a digital tracking search at TNO rates of motion, using two to four hour exposure sets, and the detections were subsequently linked across multiple observing seasons. This procedure allows us to find objects with magnitudes $m_{VR} \approx 26$. The object discovery processing also included a comprehensive population of objects injected into the images, with a recovery and linking rate of at least $94\%$. The final orbits were obtained using a specialized orbit fitting procedure that accounts for the positional errors derived from the digital tracking procedure. Our results include robust orbits and magnitudes for classical TNOs with absolute magnitudes $H \sim 10$, as well as a dynamically detached object found at 76 au (semi-major axis $a\approx 77 \, \mathrm{au}$). We find a disagreement between our population of classical TNOs and the CFEPS-L7 three component model for the Kuiper belt.

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The DECam Ecliptic Exploration Project (DEEP): V. The Absolute Magnitude Distribution of the Cold Classical Kuiper Belt

The DECam Ecliptic Exploration Project (DEEP) is a deep survey of the trans-Neptunian solar system being carried out on the 4-meter Blanco telescope at Cerro Tololo Inter-American Observatory in Chile using the Dark Energy Camera (DECam). By using a shift-and-stack technique to achieve a mean limiting magnitude of $r \sim 26.2$, DEEP achieves an unprecedented combination of survey area and depth, enabling quantitative leaps forward in our understanding of the Kuiper Belt populations. This work reports results from an analysis of twenty 3 sq.\ deg.\ DECam fields along the invariable plane. We characterize the efficiency and false-positive rates for our moving-object detection pipeline, and use this information to construct a Bayesian signal probability for each detected source. This procedure allows us to treat all of our Kuiper Belt Object (KBO) detections statistically, simultaneously accounting for efficiency and false positives. We detect approximately 2300 candidate sources with KBO-like motion at S/N $>6.5$. We use a subset of these objects to compute the luminosity function of the Kuiper Belt as a whole, as well as the Cold Classical (CC) population. We also investigate the absolute magnitude ($H$) distribution of the CCs, and find consistency with both an exponentially tapered power-law, which is predicted by streaming instability models of planetesimal formation, and a rolling power law. Finally, we provide an updated mass estimate for the Cold Classical Kuiper Belt of $M_{CC}(H_r < 12) = 0.0017^{+0.0010}_{-0.0004} M_{\oplus}$, assuming albedo $p = 0.15$ and density $ρ= 1$ g cm$^{-3}$.

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The DECam Ecliptic Exploration Project (DEEP): I. Survey description, science questions, and technical demonstration

We present here the DECam Ecliptic Exploration Project (DEEP), a three year NOAO/NOIRLab Survey that was allocated 46.5 nights to discover and measure the properties of thousands of trans-Neptunian objects (TNOs) to magnitudes as faint as VR~27, corresponding to sizes as small as 20 km diameter. In this paper we present the science goals of this project, the experimental design of our survey, and a technical demonstration of our approach. The core of our project is "digital tracking," in which all collected images are combined at a range of motion vectors to detect unknown TNOs that are fainter than the single exposure depth of VR~23 mag. Through this approach we reach a depth that is approximately 2.5 magnitudes fainter than the standard LSST "wide fast deep" nominal survey depth of 24.5 mag. DEEP will more than double the number of known TNOs with observational arcs of 24 hours or more, and increase by a factor of 10 or more the number of known small (<50 km) TNOs. We also describe our ancillary science goals, including measuring the mean shape distribution of very small main belt asteroids, and briefly outline a set of forthcoming papers that present further aspects of and preliminary results from the DEEP program.

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Photometric Properties of Jupiter Trojans detected by the Dark Energy Survey

The Jupiter Trojans are a large group of asteroids that are co-orbiting with Jupiter near its L4 and L5 Lagrange points. The study of Jupiter Trojans is crucial for testing different models of planet formation that are directly related to our understanding of solar system evolution. In this work, we select known Jupiter Trojans listed by the Minor Planet Center (MPC) from the full six years dataset (Y6) of the Dark Energy Survey (DES) to analyze their photometric properties. The DES data allow us to study Jupiter Trojans with a fainter magnitude limit than previous studies in a homogeneous survey with $griz$ band measurements. We extract a final catalog of 573 unique Jupiter Trojans. Our sample include 547 asteroids belonging to L5. This is one of the largest analyzed samples for this group. By comparing with the data reported by other surveys we found that the color distribution of L5 Trojans is similar to that of L4 Trojans. We find that L5 Trojans' $g - i$ and $g - r$ colors become less red with fainter absolute magnitudes, a trend also seen in L4 Trojans. Both the L4 and L5 clouds consistently show such a color-size correlation over an absolute magnitude range $11 < H < 18$. We also use DES colors to perform taxonomic classifications. C and P-type asteroids outnumber D-type asteroids in the L5 Trojans DES sample, which have diameters in the 5 - 20 km range. This is consistent with the color-size correlation.

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A Collision Mechanism for the Removal of Earth's Trojan Asteroids

Due to their strong resonances with their host planet, Trojan asteroids can remain in stable orbits for billions of years. As a result, they are powerful probes for constraining the dynamical and chemical history of the solar system. Although we have detected thousands of Jupiter Trojans and dozens of Neptune Trojans, there are currently no known long-term stable Earth Trojans. Dynamical simulations show that the parameter space for stable Earth Trojans in substantial, so their apparent absence poses a mystery. This work uses a large ensemble of N-body simulations to explore how the Trojan population dynamically responds if Earth suffers large collisions, such as those thought to have occurred to form the Moon and/or to have given Earth its Late Veneer. We show that such collisions can be highly disruptive to the primordial Trojan population, and could have eliminated it altogether. More specifically, if Earth acquired the final 1\% of its mass through ${\cal O}(10)$ collisions, then only $\sim1\%$ of the previously bound Trojan population would remain.

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