arXiv subjects

Dawei Yin

Publications and source records attributed to Dawei Yin.

At least 109 records · Page 6Linked to original sources

arXiv2025

MACPO: Weak-to-Strong Alignment via Multi-Agent Contrastive Preference Optimization

As large language models (LLMs) are rapidly advancing and achieving near-human capabilities on specific tasks, aligning them with human values is becoming more urgent. In scenarios where LLMs outperform humans, we face a weak-to-strong alignment problem where we need to effectively align strong student LLMs through weak supervision generated by weak teachers. Existing alignment methods mainly focus on strong-to-weak alignment and self-alignment settings, and it is impractical to adapt them to the much harder weak-to-strong alignment setting. To fill this gap, we propose a multi-agent contrastive preference optimization (MACPO) framework. MACPO facilitates weak teachers and strong students to learn from each other by iteratively reinforcing unfamiliar positive behaviors while penalizing familiar negative ones. To get this, we devise a mutual positive behavior augmentation strategy to encourage weak teachers and strong students to learn from each other's positive behavior and further provide higher quality positive behavior for the next iteration. Additionally, we propose a hard negative behavior construction strategy to induce weak teachers and strong students to generate familiar negative behavior by fine-tuning on negative behavioral data. Experimental results on the HH-RLHF and PKU-SafeRLHF datasets, evaluated using both automatic metrics and human judgments, demonstrate that MACPO simultaneously improves the alignment performance of strong students and weak teachers. Moreover, as the number of weak teachers increases, MACPO achieves better weak-to-strong alignment performance through more iteration optimization rounds.

cs.CL↗

arXiv2025

From Exploration to Mastery: Enabling LLMs to Master Tools via Self-Driven Interactions

Tool learning enables Large Language Models (LLMs) to interact with external environments by invoking tools, serving as an effective strategy to mitigate the limitations inherent in their pre-training data. In this process, tool documentation plays a crucial role by providing usage instructions for LLMs, thereby facilitating effective tool utilization. This paper concentrates on the critical challenge of bridging the comprehension gap between LLMs and external tools due to the inadequacies and inaccuracies inherent in existing human-centric tool documentation. We propose a novel framework, DRAFT, aimed at Dynamically Refining tool documentation through the Analysis of Feedback and Trials emanating from LLMs' interactions with external tools. This methodology pivots on an innovative trial-and-error approach, consisting of three distinct learning phases: experience gathering, learning from experience, and documentation rewriting, to iteratively enhance the tool documentation. This process is further optimized by implementing a diversity-promoting exploration strategy to ensure explorative diversity and a tool-adaptive termination mechanism to prevent overfitting while enhancing efficiency. Extensive experiments on multiple datasets demonstrate that DRAFT's iterative, feedback-based refinement significantly ameliorates documentation quality, fostering a deeper comprehension and more effective utilization of tools by LLMs. Notably, our analysis reveals that the tool documentation refined via our approach demonstrates robust cross-model generalization capabilities.

cs.CL↗

arXiv2025

DBR: Divergence-Based Regularization for Debiasing Natural Language Understanding Models

Pre-trained language models (PLMs) have achieved impressive results on various natural language processing tasks. However, recent research has revealed that these models often rely on superficial features and shortcuts instead of developing a genuine understanding of language, especially for natural language understanding (NLU) tasks. Consequently, the models struggle to generalize to out-of-domain data. In this work, we propose Divergence Based Regularization (DBR) to mitigate this shortcut learning behavior. Our method measures the divergence between the output distributions for original examples and examples where shortcut tokens have been masked. This process prevents the model's predictions from being overly influenced by shortcut features or biases. We evaluate our model on three NLU tasks and find that it improves out-of-domain performance with little loss of in-domain accuracy. Our results demonstrate that reducing the reliance on shortcuts and superficial features can enhance the generalization ability of large pre-trained language models.

cs.CL↗

arXiv2025

Unbiased Learning to Rank with Query-Level Click Propensity Estimation: Beyond Pointwise Observation and Relevance

Most existing unbiased learning-to-rank (ULTR) approaches are based on the user examination hypothesis, which assumes that users will click a result only if it is both relevant and observed (typically modeled by position). However, in real-world scenarios, users often click only one or two results after examining multiple relevant options, due to limited patience or because their information needs have already been satisfied. Motivated by this, we propose a query-level click propensity model to capture the probability that users will click on different result lists, allowing for non-zero probabilities that users may not click on an observed relevant result. We hypothesize that this propensity increases when more potentially relevant results are present, and refer to this user behavior as relevance saturation bias. Our method introduces a Dual Inverse Propensity Weighting (DualIPW) mechanism -- combining query-level and position-level IPW -- to address both relevance saturation and position bias. Through theoretical derivation, we prove that DualIPW can learn an unbiased ranking model. Experiments on the real-world Baidu-ULTR dataset demonstrate that our approach significantly outperforms state-of-the-art ULTR baselines. The code and dataset information can be found at https://github.com/Trustworthy-Information-Access/DualIPW.

cs.IR↗

arXiv2025

Multi-Branch Collaborative Learning Network for Video Quality Assessment in Industrial Video Search

Video Quality Assessment (VQA) is vital for large-scale video retrieval systems, aimed at identifying quality issues to prioritize high-quality videos. In industrial systems, low-quality video characteristics fall into four categories: visual-related issues like mosaics and black boxes, textual issues from video titles and OCR content, and semantic issues like frame incoherence and frame-text mismatch from AI-generated videos. Despite their prevalence in industrial settings, these low-quality videos have been largely overlooked in academic research, posing a challenge for accurate identification. To address this, we introduce the Multi-Branch Collaborative Network (MBCN) tailored for industrial video retrieval systems. MBCN features four branches, each designed to tackle one of the aforementioned quality issues. After each branch independently scores videos, we aggregate these scores using a weighted approach and a squeeze-and-excitation mechanism to dynamically address quality issues across different scenarios. We implement point-wise and pair-wise optimization objectives to ensure score stability and reasonableness. Extensive offline and online experiments on a world-level video search engine demonstrate MBCN's effectiveness in identifying video quality issues, significantly enhancing the retrieval system's ranking performance. Detailed experimental analyses confirm the positive contribution of all four evaluation branches. Furthermore, MBCN significantly improves recognition accuracy for low-quality AI-generated videos compared to the baseline.

cs.CV↗

arXiv2025

MA4DIV: Multi-Agent Reinforcement Learning for Search Result Diversification

Search result diversification (SRD), which aims to ensure that documents in a ranking list cover a broad range of subtopics, is a significant and widely studied problem in Information Retrieval and Web Search. Existing methods primarily utilize a paradigm of "greedy selection", i.e., selecting one document with the highest diversity score at a time or optimize an approximation of the objective function. These approaches tend to be inefficient and are easily trapped in a suboptimal state. To address these challenges, we introduce Multi-Agent reinforcement learning (MARL) for search result DIVersity, which called MA4DIV. In this approach, each document is an agent and the search result diversification is modeled as a cooperative task among multiple agents. By modeling the SRD ranking problem as a cooperative MARL problem, this approach allows for directly optimizing the diversity metrics, such as $α$-NDCG, while achieving high training efficiency. We conducted experiments on public TREC datasets and a larger scale dataset in the industrial setting. The experiemnts show that MA4DIV achieves substantial improvements in both effectiveness and efficiency than existing baselines, especially on the industrial dataset. The code of MA4DIV can be seen on https://github.com/chenyiqun/MA4DIV.

cs.IR↗

arXiv2025

TourRank: Utilizing Large Language Models for Documents Ranking with a Tournament-Inspired Strategy

Large Language Models (LLMs) are increasingly employed in zero-shot documents ranking, yielding commendable results. However, several significant challenges still persist in LLMs for ranking: (1) LLMs are constrained by limited input length, precluding them from processing a large number of documents simultaneously; (2) The output document sequence is influenced by the input order of documents, resulting in inconsistent ranking outcomes; (3) Achieving a balance between cost and ranking performance is challenging. To tackle these issues, we introduce a novel documents ranking method called TourRank, which is inspired by the sport tournaments, such as FIFA World Cup. Specifically, we 1) overcome the limitation in input length and reduce the ranking latency by incorporating a multi-stage grouping strategy similar to the parallel group stage of sport tournaments; 2) improve the ranking performance and robustness to input orders by using a points system to ensemble multiple ranking results. We test TourRank with different LLMs on the TREC DL datasets and the BEIR benchmark. The experimental results demonstrate that TourRank delivers state-of-the-art performance at a modest cost. The code of TourRank can be seen on https://github.com/chenyiqun/TourRank.

cs.IR↗

arXiv2025

VideoRAG: Retrieval-Augmented Generation with Extreme Long-Context Videos

Retrieval-Augmented Generation (RAG) has demonstrated remarkable success in enhancing Large Language Models (LLMs) through external knowledge integration, yet its application has primarily focused on textual content, leaving the rich domain of multi-modal video knowledge predominantly unexplored. This paper introduces VideoRAG, the first retrieval-augmented generation framework specifically designed for processing and understanding extremely long-context videos. Our core innovation lies in its dual-channel architecture that seamlessly integrates (i) graph-based textual knowledge grounding for capturing cross-video semantic relationships, and (ii) multi-modal context encoding for efficiently preserving visual features. This novel design empowers VideoRAG to process unlimited-length videos by constructing precise knowledge graphs that span multiple videos while maintaining semantic dependencies through specialized multi-modal retrieval paradigms. Through comprehensive empirical evaluation on our proposed LongerVideos benchmark-comprising over 160 videos totaling 134+ hours across lecture, documentary, and entertainment categories-VideoRAG demonstrates substantial performance compared to existing RAG alternatives and long video understanding methods. The source code of VideoRAG implementation and the benchmark dataset are openly available at: https://github.com/HKUDS/VideoRAG.

cs.IR↗

arXiv2025

Information Discovery in e-Commerce

Electronic commerce, or e-commerce, is the buying and selling of goods and services, or the transmitting of funds or data online. E-commerce platforms come in many kinds, with global players such as Amazon, Airbnb, Alibaba, eBay and platforms targeting specific geographic regions. Information retrieval has a natural role to play in e-commerce, especially in connecting people to goods and services. Information discovery in e-commerce concerns different types of search (e.g., exploratory search vs. lookup tasks), recommender systems, and natural language processing in e-commerce portals. The rise in popularity of e-commerce sites has made research on information discovery in e-commerce an increasingly active research area. This is witnessed by an increase in publications and dedicated workshops in this space. Methods for information discovery in e-commerce largely focus on improving the effectiveness of e-commerce search and recommender systems, on enriching and using knowledge graphs to support e-commerce, and on developing innovative question answering and bot-based solutions that help to connect people to goods and services. In this survey, an overview is given of the fundamental infrastructure, algorithms, and technical solutions for information discovery in e-commerce. The topics covered include user behavior and profiling, search, recommendation, and language technology in e-commerce.

cs.IR↗

arXiv2025

Exploring Preference-Guided Diffusion Model for Cross-Domain Recommendation

Cross-domain recommendation (CDR) has been proven as a promising way to alleviate the cold-start issue, in which the most critical problem is how to draw an informative user representation in the target domain via the transfer of user preference existing in the source domain. Prior efforts mostly follow the embedding-and-mapping paradigm, which first integrate the preference into user representation in the source domain, and then perform a mapping function on this representation to the target domain. However, they focus on mapping features across domains, neglecting to explicitly model the preference integration process, which may lead to learning coarse user representation. Diffusion models (DMs), which contribute to more accurate user/item representations due to their explicit information injection capability, have achieved promising performance in recommendation systems. Nevertheless, these DMs-based methods cannot directly account for valuable user preference in other domains, leading to challenges in adapting to the transfer of preference for cold-start users. Consequently, the feasibility of DMs for CDR remains underexplored. To this end, we explore to utilize the explicit information injection capability of DMs for user preference integration and propose a Preference-Guided Diffusion Model for CDR to cold-start users, termed as DMCDR. Specifically, we leverage a preference encoder to establish the preference guidance signal with the user's interaction history in the source domain. Then, we explicitly inject the preference guidance signal into the user representation step by step to guide the reverse process, and ultimately generate the personalized user representation in the target domain, thus achieving the transfer of user preference across domains. Furthermore, we comprehensively explore the impact of six DMs-based variants on CDR.

cs.IR↗

arXiv2025

Generative Retrieval for Book search

In book search, relevant book information should be returned in response to a query. Books contain complex, multi-faceted information such as metadata, outlines, and main text, where the outline provides hierarchical information between chapters and sections. Generative retrieval (GR) is a new retrieval paradigm that consolidates corpus information into a single model to generate identifiers of documents that are relevant to a given query. How can GR be applied to book search? Directly applying GR to book search is a challenge due to the unique characteristics of book search: The model needs to retain the complex, multi-faceted information of the book, which increases the demand for labeled data. Splitting book information and treating it as a collection of separate segments for learning might result in a loss of hierarchical information. We propose an effective Generative retrieval framework for Book Search (GBS) that features two main components: data augmentation and outline-oriented book encoding. For data augmentation, GBS constructs multiple query-book pairs for training; it constructs multiple book identifiers based on the outline, various forms of book contents, and simulates real book retrieval scenarios with varied pseudo-queries. This includes coverage-promoting book identifier augmentation, allowing the model to learn to index effectively, and diversity-enhanced query augmentation, allowing the model to learn to retrieve effectively. Outline-oriented book encoding improves length extrapolation through bi-level positional encoding and retentive attention mechanisms to maintain context over long sequences. Experiments on a proprietary Baidu dataset demonstrate that GBS outperforms strong baselines, achieving a 9.8\% improvement in terms of MRR@20, over the state-of-the-art RIPOR method...

cs.IR↗

arXiv2024

Hgformer: Hyperbolic Graph Transformer for Recommendation

The cold start problem is a challenging problem faced by most modern recommender systems. By leveraging knowledge from other domains, cross-domain recommendation can be an effective method to alleviate the cold start problem. However, the modelling distortion for long-tail data, which is widely present in recommender systems, is often overlooked in cross-domain recommendation. In this research, we propose a hyperbolic manifold based cross-domain collaborative filtering model using BiTGCF as the base model. We introduce the hyperbolic manifold and construct new propagation layer and transfer layer to address these challenges. The significant performance improvements across various datasets compared to the baseline models demonstrate the effectiveness of our proposed model.

cs.IR↗

arXiv2024

Is ChatGPT Good at Search? Investigating Large Language Models as Re-Ranking Agents

Large Language Models (LLMs) have demonstrated remarkable zero-shot generalization across various language-related tasks, including search engines. However, existing work utilizes the generative ability of LLMs for Information Retrieval (IR) rather than direct passage ranking. The discrepancy between the pre-training objectives of LLMs and the ranking objective poses another challenge. In this paper, we first investigate generative LLMs such as ChatGPT and GPT-4 for relevance ranking in IR. Surprisingly, our experiments reveal that properly instructed LLMs can deliver competitive, even superior results to state-of-the-art supervised methods on popular IR benchmarks. Furthermore, to address concerns about data contamination of LLMs, we collect a new test set called NovelEval, based on the latest knowledge and aiming to verify the model's ability to rank unknown knowledge. Finally, to improve efficiency in real-world applications, we delve into the potential for distilling the ranking capabilities of ChatGPT into small specialized models using a permutation distillation scheme. Our evaluation results turn out that a distilled 440M model outperforms a 3B supervised model on the BEIR benchmark. The code to reproduce our results is available at www.github.com/sunnweiwei/RankGPT.

cs.CL↗

arXiv2024

DaRec: A Disentangled Alignment Framework for Large Language Model and Recommender System

Benefiting from the strong reasoning capabilities, Large language models (LLMs) have demonstrated remarkable performance in recommender systems. Various efforts have been made to distill knowledge from LLMs to enhance collaborative models, employing techniques like contrastive learning for representation alignment. In this work, we prove that directly aligning the representations of LLMs and collaborative models is sub-optimal for enhancing downstream recommendation tasks performance, based on the information theorem. Consequently, the challenge of effectively aligning semantic representations between collaborative models and LLMs remains unresolved. Inspired by this viewpoint, we propose a novel plug-and-play alignment framework for LLMs and collaborative models. Specifically, we first disentangle the latent representations of both LLMs and collaborative models into specific and shared components via projection layers and representation regularization. Subsequently, we perform both global and local structure alignment on the shared representations to facilitate knowledge transfer. Additionally, we theoretically prove that the specific and shared representations contain more pertinent and less irrelevant information, which can enhance the effectiveness of downstream recommendation tasks. Extensive experimental results on benchmark datasets demonstrate that our method is superior to existing state-of-the-art algorithms.

cs.IR↗

arXiv2024

PA-RAG: RAG Alignment via Multi-Perspective Preference Optimization

The emergence of Retrieval-augmented generation (RAG) has alleviated the issues of outdated and hallucinatory content in the generation of large language models (LLMs), yet it still reveals numerous limitations. When a general-purpose LLM serves as the RAG generator, it often suffers from inadequate response informativeness, response robustness, and citation quality. Past approaches to tackle these limitations, either by incorporating additional steps beyond generating responses or optimizing the generator through supervised fine-tuning (SFT), still failed to align with the RAG requirement thoroughly. Consequently, optimizing the RAG generator from multiple preference perspectives while maintaining its end-to-end LLM form remains a challenge. To bridge this gap, we propose Multiple Perspective Preference Alignment for Retrieval-Augmented Generation (PA-RAG), a method for optimizing the generator of RAG systems to align with RAG requirements comprehensively. Specifically, we construct high-quality instruction fine-tuning data and multi-perspective preference data by sampling varied quality responses from the generator across different prompt documents quality scenarios. Subsequently, we optimize the generator using SFT and Direct Preference Optimization (DPO). Extensive experiments conducted on four question-answer datasets across three LLMs demonstrate that PA-RAG can significantly enhance the performance of RAG generators. Our code and datasets are available at https://github.com/wujwyi/PA-RAG.

cs.CL↗

arXiv2024

Sliding Windows Are Not the End: Exploring Full Ranking with Long-Context Large Language Models

Large Language Models (LLMs) have shown exciting performance in listwise passage ranking. Due to the limited input length, existing methods often adopt the sliding window strategy. Such a strategy, though effective, is inefficient as it involves repetitive and serialized processing, which usually re-evaluates relevant passages multiple times. As a result, it incurs redundant API costs, which are proportional to the number of inference tokens. The development of long-context LLMs enables the full ranking of all passages within a single inference, avoiding redundant API costs. In this paper, we conduct a comprehensive study of long-context LLMs for ranking tasks in terms of efficiency and effectiveness. Surprisingly, our experiments reveal that full ranking with long-context LLMs can deliver superior performance in the supervised fine-tuning setting with a huge efficiency improvement. Furthermore, we identify two limitations of fine-tuning the full ranking model based on existing methods: (1) sliding window strategy fails to produce a full ranking list as a training label, and (2) the language modeling loss cannot emphasize top-ranked passage IDs in the label. To alleviate these issues, we propose a new complete listwise label construction approach and a novel importance-aware learning objective for full ranking. Experiments show the superior performance of our method over baselines. Our codes are available at \url{https://github.com/8421BCD/fullrank}.

cs.IR↗

arXiv2024

InverseCoder: Self-improving Instruction-Tuned Code LLMs with Inverse-Instruct

Recent advancements in open-source code large language models (LLMs) have been driven by fine-tuning on the data generated from powerful closed-source LLMs, which are expensive to obtain. This paper explores whether it is possible to use a fine-tuned open-source model to generate additional data to augment its instruction-tuning dataset. We make two observations: (1) A code snippet can serve as the response to different instructions. (2) Instruction-tuned code LLMs perform better at translating code into instructions than the reverse. Based on these observations, we propose Inverse-Instruct, a data augmentation technique that uses a fine-tuned LLM to generate additional instructions of code responses from its own training dataset. The additional instruction-response pairs are added to the original dataset, and a stronger code LLM can be obtained by fine-tuning on the augmented dataset. We empirically validate Inverse-Instruct on a range of open-source code models (e.g. CodeLlama-Python and DeepSeek-Coder) and benchmarks (e.g., HumanEval(+), MBPP(+), DS-1000 and MultiPL-E), showing it consistently improves the base models.

cs.CL↗

arXiv2024

Representation Learning with Large Language Models for Recommendation

Recommender systems have seen significant advancements with the influence of deep learning and graph neural networks, particularly in capturing complex user-item relationships. However, these graph-based recommenders heavily depend on ID-based data, potentially disregarding valuable textual information associated with users and items, resulting in less informative learned representations. Moreover, the utilization of implicit feedback data introduces potential noise and bias, posing challenges for the effectiveness of user preference learning. While the integration of large language models (LLMs) into traditional ID-based recommenders has gained attention, challenges such as scalability issues, limitations in text-only reliance, and prompt input constraints need to be addressed for effective implementation in practical recommender systems. To address these challenges, we propose a model-agnostic framework RLMRec that aims to enhance existing recommenders with LLM-empowered representation learning. It proposes a recommendation paradigm that integrates representation learning with LLMs to capture intricate semantic aspects of user behaviors and preferences. RLMRec incorporates auxiliary textual signals, develops a user/item profiling paradigm empowered by LLMs, and aligns the semantic space of LLMs with the representation space of collaborative relational signals through a cross-view alignment framework. This work further establish a theoretical foundation demonstrating that incorporating textual signals through mutual information maximization enhances the quality of representations. In our evaluation, we integrate RLMRec with state-of-the-art recommender models, while also analyzing its efficiency and robustness to noise data. Our implementation codes are available at https://github.com/HKUDS/RLMRec.

cs.IR↗