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Dawei Zhu

Publications and source records attributed to Dawei Zhu.

At least 55 records · Page 3Linked to original sources

Fine-Tuning Large Language Models to Translate: Will a Touch of Noisy Data in Misaligned Languages Suffice?

Traditionally, success in multilingual machine translation can be attributed to three key factors in training data: large volume, diverse translation directions, and high quality. In the current practice of fine-tuning large language models (LLMs) for translation, we revisit the importance of these factors. We find that LLMs display strong translation capability after being fine-tuned on as few as 32 parallel sentences and that fine-tuning on a single translation direction enables translation in multiple directions. However, the choice of direction is critical: fine-tuning LLMs with only English on the target side can lead to task misinterpretation, which hinders translation into non-English languages. Problems also arise when noisy synthetic data is placed on the target side, especially when the target language is well-represented in LLM pre-training. Yet interestingly, synthesized data in an under-represented language has a less pronounced effect. Our findings suggest that when adapting LLMs to translation, the requirement on data quantity can be eased but careful considerations are still crucial to prevent an LLM from exploiting unintended data biases.

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A Preference-driven Paradigm for Enhanced Translation with Large Language Models

Recent research has shown that large language models (LLMs) can achieve remarkable translation performance through supervised fine-tuning (SFT) using only a small amount of parallel data. However, SFT simply instructs the model to imitate the reference translations at the token level, making it vulnerable to the noise present in the references. Hence, the assistance from SFT often reaches a plateau once the LLMs have achieved a certain level of translation capability, and further increasing the size of parallel data does not provide additional benefits. To overcome this plateau associated with imitation-based SFT, we propose a preference-based approach built upon the Plackett-Luce model. The objective is to steer LLMs towards a more nuanced understanding of translation preferences from a holistic view, while also being more resilient in the absence of gold translations. We further build a dataset named MAPLE to verify the effectiveness of our approach, which includes multiple translations of varying quality for each source sentence. Extensive experiments demonstrate the superiority of our approach in "breaking the plateau" across diverse LLMs and test settings. Our in-depth analysis underscores the pivotal role of diverse translations and accurate preference scores in the success of our approach.

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Assessing "Implicit" Retrieval Robustness of Large Language Models

Retrieval-augmented generation has gained popularity as a framework to enhance large language models with external knowledge. However, its effectiveness hinges on the retrieval robustness of the model. If the model lacks retrieval robustness, its performance is constrained by the accuracy of the retriever, resulting in significant compromises when the retrieved context is irrelevant. In this paper, we evaluate the "implicit" retrieval robustness of various large language models, instructing them to directly output the final answer without explicitly judging the relevance of the retrieved context. Our findings reveal that fine-tuning on a mix of gold and distracting context significantly enhances the model's robustness to retrieval inaccuracies, while still maintaining its ability to extract correct answers when retrieval is accurate. This suggests that large language models can implicitly handle relevant or irrelevant retrieved context by learning solely from the supervision of the final answer in an end-to-end manner. Introducing an additional process for explicit relevance judgment can be unnecessary and disrupts the end-to-end approach.

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EERPD: Leveraging Emotion and Emotion Regulation for Improving Personality Detection

Personality is a fundamental construct in psychology, reflecting an individual's behavior, thinking, and emotional patterns. Previous researches have made some progress in personality detection, primarily by utilizing the whole text to predict personality. However, these studies generally tend to overlook psychological knowledge: they rarely apply the well-established correlations between emotion regulation and personality. Based on this, we propose a new personality detection method called EERPD. This method introduces the use of emotion regulation, a psychological concept highly correlated with personality, for personality prediction. By combining this feature with emotion features, it retrieves few-shot examples and provides process CoTs for inferring labels from text. This approach enhances the understanding of LLM for personality within text and improves the performance in personality detection. Experimental results demonstrate that EERPD significantly enhances the accuracy and robustness of personality detection, outperforming previous SOTA by 15.05/4.29 in average F1 on the two benchmark datasets.

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InternLM-Law: An Open Source Chinese Legal Large Language Model

While large language models (LLMs) have showcased impressive capabilities, they struggle with addressing legal queries due to the intricate complexities and specialized expertise required in the legal field. In this paper, we introduce InternLM-Law, a specialized LLM tailored for addressing diverse legal queries related to Chinese laws, spanning from responding to standard legal questions (e.g., legal exercises in textbooks) to analyzing complex real-world legal situations. We meticulously construct a dataset in the Chinese legal domain, encompassing over 1 million queries, and implement a data filtering and processing pipeline to ensure its diversity and quality. Our training approach involves a novel two-stage process: initially fine-tuning LLMs on both legal-specific and general-purpose content to equip the models with broad knowledge, followed by exclusive fine-tuning on high-quality legal data to enhance structured output generation. InternLM-Law achieves the highest average performance on LawBench, outperforming state-of-the-art models, including GPT-4, on 13 out of 20 subtasks. We make InternLM-Law and our dataset publicly available to facilitate future research in applying LLMs within the legal domain.

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Long Context Alignment with Short Instructions and Synthesized Positions

Effectively handling instructions with extremely long context remains a challenge for Large Language Models (LLMs), typically necessitating high-quality long data and substantial computational resources. This paper introduces Step-Skipping Alignment (SkipAlign), a new technique designed to enhance the long-context capabilities of LLMs in the phase of alignment without the need for additional efforts beyond training with original data length. SkipAlign is developed on the premise that long-range dependencies are fundamental to enhancing an LLM's capacity of long context. Departing from merely expanding the length of input samples, SkipAlign synthesizes long-range dependencies from the aspect of positions indices. This is achieved by the strategic insertion of skipped positions within instruction-following samples, which utilizes the semantic structure of the data to effectively expand the context. Through extensive experiments on base models with a variety of context window sizes, SkipAlign demonstrates its effectiveness across a spectrum of long-context tasks. Particularly noteworthy is that with a careful selection of the base model and alignment datasets, SkipAlign with only 6B parameters achieves it's best performance and comparable with strong baselines like GPT-3.5-Turbo-16K on LongBench.

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CoUDA: Coherence Evaluation via Unified Data Augmentation

Coherence evaluation aims to assess the organization and structure of a discourse, which remains challenging even in the era of large language models. Due to the scarcity of annotated data, data augmentation is commonly used for training coherence evaluation models. However, previous augmentations for this task primarily rely on heuristic rules, lacking designing criteria as guidance. In this paper, we take inspiration from linguistic theory of discourse structure, and propose a data augmentation framework named CoUDA. CoUDA breaks down discourse coherence into global and local aspects, and designs augmentation strategies for both aspects, respectively. Especially for local coherence, we propose a novel generative strategy for constructing augmentation samples, which involves post-pretraining a generative model and applying two controlling mechanisms to control the difficulty of generated samples. During inference, CoUDA also jointly evaluates both global and local aspects to comprehensively assess the overall coherence of a discourse. Extensive experiments in coherence evaluation show that, with only 233M parameters, CoUDA achieves state-of-the-art performance in both pointwise scoring and pairwise ranking tasks, even surpassing recent GPT-3.5 and GPT-4 based metrics.

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PoSE: Efficient Context Window Extension of LLMs via Positional Skip-wise Training

Large Language Models (LLMs) are trained with a pre-defined context length, restricting their use in scenarios requiring long inputs. Previous efforts for adapting LLMs to a longer length usually requires fine-tuning with this target length (Full-length fine-tuning), suffering intensive training cost. To decouple train length from target length for efficient context window extension, we propose Positional Skip-wisE (PoSE) training that smartly simulates long inputs using a fixed context window. This is achieved by first dividing the original context window into several chunks, then designing distinct skipping bias terms to manipulate the position indices of each chunk. These bias terms and the lengths of each chunk are altered for every training example, allowing the model to adapt to all positions within target length. Experimental results show that PoSE greatly reduces memory and time overhead compared with Full-length fine-tuning, with minimal impact on performance. Leveraging this advantage, we have successfully extended the LLaMA model to 128k tokens using a 2k training context window. Furthermore, we empirically confirm that PoSE is compatible with all RoPE-based LLMs and position interpolation strategies. Notably, our method can potentially support infinite length, limited only by memory usage in inference. With ongoing progress for efficient inference, we believe PoSE can further scale the context window beyond 128k.

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GraphPrompt: Graph-Based Prompt Templates for Biomedical Synonym Prediction

In the expansion of biomedical dataset, the same category may be labeled with different terms, thus being tedious and onerous to curate these terms. Therefore, automatically mapping synonymous terms onto the ontologies is desirable, which we name as biomedical synonym prediction task. Unlike biomedical concept normalization (BCN), no clues from context can be used to enhance synonym prediction, making it essential to extract graph features from ontology. We introduce an expert-curated dataset OBO-syn encompassing 70 different types of concepts and 2 million curated concept-term pairs for evaluating synonym prediction methods. We find BCN methods perform weakly on this task for not making full use of graph information. Therefore, we propose GraphPrompt, a prompt-based learning approach that creates prompt templates according to the graphs. GraphPrompt obtained 37.2\% and 28.5\% improvement on zero-shot and few-shot settings respectively, indicating the effectiveness of these graph-based prompt templates. We envision that our method GraphPrompt and OBO-syn dataset can be broadly applied to graph-based NLP tasks, and serve as the basis for analyzing diverse and accumulating biomedical data. All the data and codes are avalible at: https://github.com/HanwenXuTHU/GraphPrompt

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InfoCL: Alleviating Catastrophic Forgetting in Continual Text Classification from An Information Theoretic Perspective

Continual learning (CL) aims to constantly learn new knowledge over time while avoiding catastrophic forgetting on old tasks. We focus on continual text classification under the class-incremental setting. Recent CL studies have identified the severe performance decrease on analogous classes as a key factor for catastrophic forgetting. In this paper, through an in-depth exploration of the representation learning process in CL, we discover that the compression effect of the information bottleneck leads to confusion on analogous classes. To enable the model learn more sufficient representations, we propose a novel replay-based continual text classification method, InfoCL. Our approach utilizes fast-slow and current-past contrastive learning to perform mutual information maximization and better recover the previously learned representations. In addition, InfoCL incorporates an adversarial memory augmentation strategy to alleviate the overfitting problem of replay. Experimental results demonstrate that InfoCL effectively mitigates forgetting and achieves state-of-the-art performance on three text classification tasks. The code is publicly available at https://github.com/Yifan-Song793/InfoCL.

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LawBench: Benchmarking Legal Knowledge of Large Language Models

Large language models (LLMs) have demonstrated strong capabilities in various aspects. However, when applying them to the highly specialized, safe-critical legal domain, it is unclear how much legal knowledge they possess and whether they can reliably perform legal-related tasks. To address this gap, we propose a comprehensive evaluation benchmark LawBench. LawBench has been meticulously crafted to have precise assessment of the LLMs' legal capabilities from three cognitive levels: (1) Legal knowledge memorization: whether LLMs can memorize needed legal concepts, articles and facts; (2) Legal knowledge understanding: whether LLMs can comprehend entities, events and relationships within legal text; (3) Legal knowledge applying: whether LLMs can properly utilize their legal knowledge and make necessary reasoning steps to solve realistic legal tasks. LawBench contains 20 diverse tasks covering 5 task types: single-label classification (SLC), multi-label classification (MLC), regression, extraction and generation. We perform extensive evaluations of 51 LLMs on LawBench, including 20 multilingual LLMs, 22 Chinese-oriented LLMs and 9 legal specific LLMs. The results show that GPT-4 remains the best-performing LLM in the legal domain, surpassing the others by a significant margin. While fine-tuning LLMs on legal specific text brings certain improvements, we are still a long way from obtaining usable and reliable LLMs in legal tasks. All data, model predictions and evaluation code are released in https://github.com/open-compass/LawBench/. We hope this benchmark provides in-depth understanding of the LLMs' domain-specified capabilities and speed up the development of LLMs in the legal domain.

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Weaker Than You Think: A Critical Look at Weakly Supervised Learning

Weakly supervised learning is a popular approach for training machine learning models in low-resource settings. Instead of requesting high-quality yet costly human annotations, it allows training models with noisy annotations obtained from various weak sources. Recently, many sophisticated approaches have been proposed for robust training under label noise, reporting impressive results. In this paper, we revisit the setup of these approaches and find that the benefits brought by these approaches are significantly overestimated. Specifically, we find that the success of existing weakly supervised learning approaches heavily relies on the availability of clean validation samples which, as we show, can be leveraged much more efficiently by simply training on them. After using these clean labels in training, the advantages of using these sophisticated approaches are mostly wiped out. This remains true even when reducing the size of the available clean data to just five samples per class, making these approaches impractical. To understand the true value of weakly supervised learning, we thoroughly analyze diverse NLP datasets and tasks to ascertain when and why weakly supervised approaches work. Based on our findings, we provide recommendations for future research.

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Large Language Models are not Fair Evaluators

In this paper, we uncover a systematic bias in the evaluation paradigm of adopting large language models~(LLMs), e.g., GPT-4, as a referee to score and compare the quality of responses generated by candidate models. We find that the quality ranking of candidate responses can be easily hacked by simply altering their order of appearance in the context. This manipulation allows us to skew the evaluation result, making one model appear considerably superior to the other, e.g., Vicuna-13B could beat ChatGPT on 66 over 80 tested queries with ChatGPT as an evaluator. To address this issue, we propose a calibration framework with three simple yet effective strategies: 1) Multiple Evidence Calibration, which requires the evaluator model to generate multiple evaluation evidence before assigning ratings; 2) Balanced Position Calibration, which aggregates results across various orders to determine the final score; 3) Human-in-the-Loop Calibration, which introduces a balanced position diversity entropy to measure the difficulty of each example and seeks human assistance when needed. We also manually annotate the "win/tie/lose" outcomes of responses from ChatGPT and Vicuna-13B in the Vicuna Benchmark's question prompt, and extensive experiments demonstrate that our approach successfully mitigates evaluation bias, resulting in closer alignment with human judgments. We release our code and human annotation at \url{https://github.com/i-Eval/FairEval} to facilitate future research.

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RestGPT: Connecting Large Language Models with Real-World RESTful APIs

Tool-augmented large language models (LLMs) have achieved remarkable progress in tackling a broad range of tasks. However, existing methods are mainly restricted to specifically designed tools and fail to fulfill complex instructions, having great limitations when confronted with real-world scenarios. In this paper, we explore a more realistic scenario by connecting LLMs with RESTful APIs, which adhere to the widely adopted REST software architectural style for web service development. To address the practical challenges of tackling complex instructions, we propose RestGPT, which exploits the power of LLMs and conducts a coarse-to-fine online planning mechanism to enhance the abilities of task decomposition and API selection. RestGPT also contains an API executor tailored for calling RESTful APIs, which can meticulously formulate parameters and parse API responses. To fully evaluate the performance of RestGPT, we propose RestBench, a high-quality benchmark which consists of two real-world scenarios and human-annotated instructions with gold solution paths. Experiments show that RestGPT is able to achieve impressive results in complex tasks and has strong robustness, which paves a new way towards AGI. RestGPT and RestBench is publicly available at https://restgpt.github.io/.

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RepCL: Exploring Effective Representation for Continual Text Classification

Continual learning (CL) aims to constantly learn new knowledge over time while avoiding catastrophic forgetting on old tasks. In this work, we focus on continual text classification under the class-incremental setting. Recent CL studies find that the representations learned in one task may not be effective for other tasks, namely representation bias problem. For the first time we formally analyze representation bias from an information bottleneck perspective and suggest that exploiting representations with more class-relevant information could alleviate the bias. To this end, we propose a novel replay-based continual text classification method, RepCL. Our approach utilizes contrastive and generative representation learning objectives to capture more class-relevant features. In addition, RepCL introduces an adversarial replay strategy to alleviate the overfitting problem of replay. Experiments demonstrate that RepCL effectively alleviates forgetting and achieves state-of-the-art performance on three text classification tasks.

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Meta Self-Refinement for Robust Learning with Weak Supervision

Training deep neural networks (DNNs) under weak supervision has attracted increasing research attention as it can significantly reduce the annotation cost. However, labels from weak supervision can be noisy, and the high capacity of DNNs enables them to easily overfit the label noise, resulting in poor generalization. Recent methods leverage self-training to build noise-resistant models, in which a teacher trained under weak supervision is used to provide highly confident labels for teaching the students. Nevertheless, the teacher derived from such frameworks may have fitted a substantial amount of noise and therefore produce incorrect pseudo-labels with high confidence, leading to severe error propagation. In this work, we propose Meta Self-Refinement (MSR), a noise-resistant learning framework, to effectively combat label noise from weak supervision. Instead of relying on a fixed teacher trained with noisy labels, we encourage the teacher to refine its pseudo-labels. At each training step, MSR performs a meta gradient descent on the current mini-batch to maximize the student performance on a clean validation set. Extensive experimentation on eight NLP benchmarks demonstrates that MSR is robust against label noise in all settings and outperforms state-of-the-art methods by up to 11.4% in accuracy and 9.26% in F1 score.

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DocRED-FE: A Document-Level Fine-Grained Entity And Relation Extraction Dataset

Joint entity and relation extraction (JERE) is one of the most important tasks in information extraction. However, most existing works focus on sentence-level coarse-grained JERE, which have limitations in real-world scenarios. In this paper, we construct a large-scale document-level fine-grained JERE dataset DocRED-FE, which improves DocRED with Fine-Grained Entity Type. Specifically, we redesign a hierarchical entity type schema including 11 coarse-grained types and 119 fine-grained types, and then re-annotate DocRED manually according to this schema. Through comprehensive experiments we find that: (1) DocRED-FE is challenging to existing JERE models; (2) Our fine-grained entity types promote relation classification. We make DocRED-FE with instruction and the code for our baselines publicly available at https://github.com/PKU-TANGENT/DOCRED-FE.

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ConFiguRe: Exploring Discourse-level Chinese Figures of Speech

Figures of speech, such as metaphor and irony, are ubiquitous in literature works and colloquial conversations. This poses great challenge for natural language understanding since figures of speech usually deviate from their ostensible meanings to express deeper semantic implications. Previous research lays emphasis on the literary aspect of figures and seldom provide a comprehensive exploration from a view of computational linguistics. In this paper, we first propose the concept of figurative unit, which is the carrier of a figure. Then we select 12 types of figures commonly used in Chinese, and build a Chinese corpus for Contextualized Figure Recognition (ConFiguRe). Different from previous token-level or sentence-level counterparts, ConFiguRe aims at extracting a figurative unit from discourse-level context, and classifying the figurative unit into the right figure type. On ConFiguRe, three tasks, i.e., figure extraction, figure type classification and figure recognition, are designed and the state-of-the-art techniques are utilized to implement the benchmarks. We conduct thorough experiments and show that all three tasks are challenging for existing models, thus requiring further research. Our dataset and code are publicly available at https://github.com/pku-tangent/ConFiguRe.

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