SearcharxivSearch

arXiv subjects

Dawn Lawrie

Publications and source records attributed to Dawn Lawrie.

At least 19 recordsLinked to original sources

ColBERTSaR: Sparsified ColBERT Index via Product Quantization

While ColBERT is an effective neural retrieval architecture, it requires a heavy index structure to support candidate set retrieval based on approximated token embeddings, gathering and decompressing document token embeddings, and applying the MaxSim operation. Indexes in PLAID and similar ColBERT implementations require five to ten times the disk storage of the original raw text, which limits their scalability. Furthermore, prior work has identified that the gathering and decompression stages are the primary inefficiencies at query time. Limiting the number of document tokens that must be gathered by thresholding and score approximation does not eliminate the need for the entire index to support ad hoc queries. In this work, we propose an embedding quantization approach that turns a ColBERT index into a true inverted index. We show that, theoretically, ColBERT with embedding quantization is equivalent to learned-sparse retrieval except for the scoring mechanism. Empirically, we demonstrate that our index is 50-70% smaller than a one-bit PLAID index while retaining retrieval effectiveness.

cs.IR

DoGMaTiQ: Automated Generation of Question-and-Answer Nuggets for Report Evaluation

Evaluation of long-form, citation-backed reports has lately received significant attention due to the wide-scale adoption of retrieval-augmented generation (RAG) systems. Core to many evaluation frameworks is the use of atomic facts, or nuggets, to assess a report's coverage of query-relevant information attested in the underlying collection. While nuggets have traditionally been represented as short statements, recent work has used question-answer (QA) representations, enabling fine-grained evaluations that decouple the information need (i.e. the question) from the potentially diverse content that satisfies it (i.e. its answers). A persistent challenge for nugget-based evaluation is the need to manually curate sets of nuggets for each topic in a test collection -- a laborious process that scales poorly to novel information needs. This challenge is acute in cross-lingual settings, where information is found in multilingual source documents. Accordingly, we introduce DoGMaTiQ, a pipeline for generating high-quality QA-based nugget sets in three stages: (1) document-grounded nugget generation, (2) paraphrase clustering, and (3) nugget subselection based on principled quality criteria. We integrate DoGMaTiQ nuggets with AutoArgue -- a recent nugget-based evaluation framework -- to enable fully automatic evaluation of generated reports. We conduct extensive experiments on two cross-lingual TREC shared tasks, NeuCLIR and RAGTIME, showing strong rank correlations with both human-in-the-loop and fully manual judgments. Finally, detailed analysis of our pipeline reveals that a strong LLM nugget generator is key, and that the system rankings induced by DoGMaTiQ are robust to outlier systems. We facilitate future research in report evaluation by publicly releasing our code and artifacts at https://github.com/manestay/dogmatiq.

cs.CL

CoverageBench: Evaluating Information Coverage across Tasks and Domains

We wish to measure the information coverage of an ad hoc retrieval algorithm, that is, how much of the range of available relevant information is covered by the search results. Information coverage is a central aspect for retrieval, especially when the retrieval system is integrated with generative models in a retrieval-augmented generation (RAG) system. The classic metrics for ad hoc retrieval, precision and recall, reward a system as more and more relevant documents are retrieved. However, since relevance in ad hoc test collections is defined for a document without any relation to other documents that might contain the same information, high recall is sufficient but not necessary to ensure coverage. The same is true for other metrics such as rank-biased precision (RBP), normalized discounted cumulative gain (nDCG), and mean average precision (MAP). Test collections developed around the notion of diversity ranking in web search incorporate multiple aspects that support a concept of coverage in the web domain. In this work, we construct a suite of collections for evaluating information coverage from existing collections. This suite offers researchers a unified testbed spanning multiple genres and tasks. All topics, nuggets, relevance labels, and baseline rankings are released on Hugging Face Datasets, along with instructions for accessing the publicly available document collections.

cs.IR

Beyond Relevance: On the Relationship Between Retrieval and RAG Information Coverage

Retrieval-augmented generation (RAG) systems combine document retrieval with a generative model to address complex information seeking tasks like report generation. While the relationship between retrieval quality and generation effectiveness seems intuitive, it has not been systematically studied. We investigate whether upstream retrieval metrics can serve as reliable early indicators of the final generated response's information coverage. Through experiments across two text RAG benchmarks (TREC NeuCLIR 2024 and TREC RAG 2024) and one multimodal benchmark (WikiVideo), we analyze 15 text retrieval stacks and 10 multimodal retrieval stacks across four RAG pipelines and multiple evaluation frameworks (Auto-ARGUE and MiRAGE). Our findings demonstrate strong correlations between coverage-based retrieval metrics and nugget coverage in generated responses at both topic and system levels. This relationship holds most strongly when retrieval objectives align with generation goals, though more complex iterative RAG pipelines can partially decouple generation quality from retrieval effectiveness. These findings provide empirical support for using retrieval metrics as proxies for RAG performance.

cs.IR

Overview of the TREC 2025 RAGTIME Track

The principal goal of the RAG TREC Instrument for Multilingual Evaluation (RAGTIME) track at TREC is to study report generation from multilingual source documents. The track has created a document collection containing Arabic, Chinese, English, and Russian news stories. RAGTIME includes three task types: Multilingual Report Generation, English Report Generation, and Multilingual Information Retrieval (MLIR). A total of 125 runs were submitted by 13 participating teams (and as baselines by the track coordinators) for three tasks. This overview describes these three tasks and presents the available results.

cs.IR

NeuCLIRTech: Chinese Monolingual and Cross-Language Information Retrieval Evaluation in a Challenging Domain

Measuring advances in retrieval requires test collections with relevance judgments that can faithfully distinguish systems. This paper presents NeuCLIRTech, an evaluation collection for cross-language retrieval over technical information. The collection consists of technical documents written natively in Chinese and those same documents machine translated into English. It includes 110 queries with relevance judgments. The collection supports two retrieval scenarios: monolingual retrieval in Chinese, and cross-language retrieval with English as the query language. NeuCLIRTech combines the TREC NeuCLIR track topics of 2023 and 2024. The 110 queries with 35,962 document judgments provide strong statistical discriminatory power when trying to distinguish retrieval approaches. A fusion baseline of strong neural retrieval systems is included so that developers of reranking algorithms are not reliant on BM25 as their first stage retriever. The dataset and artifacts are released on Huggingface Datasets

cs.IR

Incorporating Q&A Nuggets into Retrieval-Augmented Generation

RAGE systems integrate ideas from automatic evaluation (E) into Retrieval-augmented Generation (RAG). As one such example, we present Crucible, a Nugget-Augmented Generation System that preserves explicit citation provenance by constructing a bank of Q&A nuggets from retrieved documents and uses them to guide extraction, selection, and report generation. Reasoning on nuggets avoids repeated information through clear and interpretable Q&A semantics - instead of opaque cluster abstractions - while maintaining citation provenance throughout the entire generation process. Evaluated on the TREC NeuCLIR 2024 collection, our Crucible system substantially outperforms Ginger, a recent nugget-based RAG system, in nugget recall, density, and citation grounding.

cs.IR

Insider Knowledge: How Much Can RAG Systems Gain from Evaluation Secrets?

RAG systems are increasingly evaluated and optimized using LLM judges, an approach that is rapidly becoming the dominant paradigm for system assessment. Nugget-based approaches in particular are now embedded not only in evaluation frameworks but also in the architectures of RAG systems themselves. While this integration can lead to genuine improvements, it also creates a risk of faulty measurements due to circularity. In this paper, we investigate this risk through comparative experiments with nugget-based RAG systems, including Ginger and Crucible, against strong baselines such as GPT-Researcher. By deliberately modifying Crucible to generate outputs optimized for an LLM judge, we show that near-perfect evaluation scores can be achieved when elements of the evaluation - such as prompt templates or gold nuggets - are leaked or can be predicted. Our results highlight the importance of blind evaluation settings and methodological diversity to guard against mistaking metric overfitting for genuine system progress.

cs.IR

RoutIR: Fast Serving of Retrieval Pipelines for Retrieval-Augmented Generation

Retrieval models are key components of Retrieval-Augmented Generation (RAG) systems, which generate search queries, process the documents returned, and generate a response. RAG systems are often dynamic and may involve multiple rounds of retrieval. While many state-of-the-art retrieval methods are available through academic IR platforms, these platforms are typically designed for the Cranfield paradigm in which all queries are known up front and can be batch processed offline. This simplification accelerates research but leaves state-of-the-art retrieval models unable to support downstream applications that require online services, such as arbitrary dynamic RAG pipelines that involve looping, feedback, or even self-organizing agents. In this work, we introduce RoutIR, a Python package that provides a simple and efficient HTTP API that wraps arbitrary retrieval methods, including first stage retrieval, reranking, query expansion, and result fusion. By providing a minimal JSON configuration file specifying the retrieval models to serve, RoutIR can be used to construct and query retrieval pipelines on-the-fly using any permutation of available models (e.g., fusing the results of several first-stage retrieval methods followed by reranking). The API automatically performs asynchronous query batching and caches results by default. While many state-of-the-art retrieval methods are already supported by the package, RoutIR is also easily expandable by implementing the Engine abstract class. The package is open-sourced and publicly available on GitHub: http://github.com/hltcoe/routir.

cs.IR

FACTUM: Mechanistic Detection of Citation Hallucination in Long-Form RAG

Retrieval-Augmented Generation (RAG) models are critically undermined by citation hallucinations, a deceptive failure where a model cites a source that fails to support its claim. While existing work attributes hallucination to a simple over-reliance on parametric knowledge, we reframe this failure as an evolving, scale-dependent coordination failure between the Attention (reading) and Feed-Forward Network (recalling) pathways. We introduce FACTUM (Framework for Attesting Citation Trustworthiness via Underlying Mechanisms), a framework of four mechanistic scores: Contextual Alignment (CAS), Attention Sink Usage (BAS), Parametric Force (PFS), and Pathway Alignment (PAS). Our analysis reveals that correct citations are consistently marked by higher parametric force (PFS) and greater use of the attention sink (BAS) for information synthesis. Crucially, we find that "one-size-fits-all" theories are insufficient as the signature of correctness evolves with scale: while the 3B model relies on high pathway alignment (PAS), our best-performing 8B detector identifies a shift toward a specialized strategy where pathways provide distinct, orthogonal information. By capturing this complex interplay, FACTUM outperforms state-of-the-art baselines by up to 37.5% in AUC. Our results demonstrate that high parametric force is constructive when successfully coordinated with the Attention pathway, paving the way for more nuanced and reliable RAG systems.

cs.CL

Principled Context Engineering for RAG: Statistical Guarantees via Conformal Prediction

Retrieval-Augmented Generation (RAG) enhances factual grounding in large language models (LLMs) by incorporating retrieved evidence, but LLM accuracy declines when long or noisy contexts exceed the model's effective attention span. Existing pre-generation filters rely on heuristics or uncalibrated LLM confidence scores, offering no statistical control over retained evidence. We evaluate and demonstrate context engineering through conformal prediction, a coverage-controlled filtering framework that removes irrelevant content while preserving recall of supporting evidence. Using both embedding- and LLM-based scoring functions, we test this approach on the NeuCLIR and RAGTIME collections. Conformal filtering consistently meets its target coverage, ensuring that a specified fraction of relevant snippets are retained, and reduces retained context by 2-3x relative to unfiltered retrieval. On NeuCLIR, downstream factual accuracy measured by ARGUE F1 improves under strict filtering and remains stable at moderate coverage, indicating that most discarded material is redundant or irrelevant. These results demonstrate that conformal prediction enables reliable, coverage-controlled context reduction in RAG, offering a model-agnostic and principled approach to context engineering.

cs.CL

NeuCLIRBench: A Modern Evaluation Collection for Monolingual, Cross-Language, and Multilingual Information Retrieval

To measure advances in retrieval, test collections with relevance judgments that can faithfully distinguish systems are required. This paper presents NeuCLIRBench, an evaluation collection for cross-language and multilingual retrieval. The collection consists of documents written natively in Chinese, Persian, and Russian, as well as those same documents machine translated into English. The collection supports several retrieval scenarios including: monolingual retrieval in English, Chinese, Persian, or Russian; cross-language retrieval with English as the query language and one of the other three languages as the document language; and multilingual retrieval, again with English as the query language and relevant documents in all three languages. NeuCLIRBench combines the TREC NeuCLIR track topics of 2022, 2023, and 2024. The 250,128 judgments across approximately 150 queries for the monolingual and cross-language tasks and 100 queries for multilingual retrieval provide strong statistical discriminatory power to distinguish retrieval approaches. A fusion baseline of strong neural retrieval systems is included with the collection so that developers of reranking algorithms are no longer reliant on BM25 as their first-stage retriever. NeuCLIRBench is publicly available.

cs.IR

Query Decomposition for RAG: Balancing Exploration-Exploitation

Retrieval-augmented generation (RAG) systems address complex user requests by decomposing them into subqueries, retrieving potentially relevant documents for each, and then aggregating them to generate an answer. Efficiently selecting informative documents requires balancing a key trade-off: (i) retrieving broadly enough to capture all the relevant material, and (ii) limiting retrieval to avoid excessive noise and computational cost. We formulate query decomposition and document retrieval in an exploitation-exploration setting, where retrieving one document at a time builds a belief about the utility of a given sub-query and informs the decision to continue exploiting or exploring an alternative. We experiment with a variety of bandit learning methods and demonstrate their effectiveness in dynamically selecting the most informative sub-queries. Our main finding is that estimating document relevance using rank information and human judgments yields a 35% gain in document-level precision, 15% increase in α-nDCG, and better performance on the downstream task of long-form generation.

cs.AI

Auto-ARGUE: LLM-Based Report Generation Evaluation

Generation of citation-backed reports is a primary use case for retrieval-augmented generation (RAG) systems. While open-source evaluation tools exist for various RAG tasks, tools designed for report generation are lacking. Accordingly, we introduce Auto-ARGUE, a robust LLM-based implementation of the recently proposed ARGUE framework for report generation evaluation. We present analysis of Auto-ARGUE on the report generation pilot task from the TREC 2024 NeuCLIR track and on two tasks from the TREC 2024 RAG track, showing good system-level correlations with human judgments. Additionally, we release ARGUE-Viz, a web app for visualization and fine-grained analysis of Auto-ARGUE judgments and scores.

cs.IR

HLTCOE at TREC 2024 NeuCLIR Track

The HLTCOE team applied PLAID, an mT5 reranker, GPT-4 reranker, score fusion, and document translation to the TREC 2024 NeuCLIR track. For PLAID we included a variety of models and training techniques -- Translate Distill (TD), Generate Distill (GD) and multi-lingual translate-distill (MTD). TD uses scores from the mT5 model over English MS MARCO query-document pairs to learn how to score query-document pairs where the documents are translated to match the CLIR setting. GD follows TD but uses passages from the collection and queries generated by an LLM for training examples. MTD uses MS MARCO translated into multiple languages, allowing experiments on how to batch the data during training. Finally, for report generation we experimented with system combination over different runs. One family of systems used either GPT-4o or Claude-3.5-Sonnet to summarize the retrieved results from a series of decomposed sub-questions. Another system took the output from those two models and verified/combined them with Claude-3.5-Sonnet. The other family used GPT4o and GPT3.5Turbo to extract and group relevant facts from the retrieved documents based on the decomposed queries. The resulting submissions directly concatenate the grouped facts to form the report and their documents of origin as the citations. The team submitted runs to all NeuCLIR tasks: CLIR and MLIR news tasks as well as the technical documents task and the report generation task.

cs.IR

Linguistic Nepotism: Trading-off Quality for Language Preference in Multilingual RAG

Multilingual Retrieval-Augmented Generation (mRAG) systems enable language models to answer knowledge-intensive queries with citation-supported responses across languages. Despite their growing use, an open questions is whether the mixture of different document languages impacts generation and citation behavior in unintended ways. To investigate this, we introduce a controlled methodology using model internals to measure language preference while holding other factors such as document relevance constant. Across eight languages and six open-weight models, we find that models preferentially cite English sources when queries are in English, with this bias amplified for lower-resource languages and for documents positioned mid-context. More crucially, we find that models sometimes trade-off document relevance for language preference, indicating that citation choices are not always driven by informativeness alone. Our findings shed light on how language models leverage multilingual context and influence citation behavior.

cs.CL

Overview of the TREC 2024 NeuCLIR Track

The principal goal of the TREC Neural Cross-Language Information Retrieval (NeuCLIR) track is to study the effect of neural approaches on cross-language information access. The track has created test collections containing Chinese, Persian, and Russian news stories and Chinese academic abstracts. NeuCLIR includes four task types: Cross-Language Information Retrieval (CLIR) from news, Multilingual Information Retrieval (MLIR) from news, Report Generation from news, and CLIR from technical documents. A total of 274 runs were submitted by five participating teams (and as baselines by the track coordinators) for eight tasks across these four task types. Task descriptions and the available results are presented.

cs.IR

mmBERT: A Modern Multilingual Encoder with Annealed Language Learning

Encoder-only languages models are frequently used for a variety of standard machine learning tasks, including classification and retrieval. However, there has been a lack of recent research for encoder models, especially with respect to multilingual models. We introduce mmBERT, an encoder-only language model pretrained on 3T tokens of multilingual text in over 1800 languages. To build mmBERT we introduce several novel elements, including an inverse mask ratio schedule and an inverse temperature sampling ratio. We add over 1700 low-resource languages to the data mix only during the decay phase, showing that it boosts performance dramatically and maximizes the gains from the relatively small amount of training data. Despite only including these low-resource languages in the short decay phase we achieve similar classification performance to models like OpenAI's o3 and Google's Gemini 2.5 Pro. Overall, we show that mmBERT significantly outperforms the previous generation of models on classification and retrieval tasks -- on both high and low-resource languages.

cs.CL