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Dayong Ye

Publications and source records attributed to Dayong Ye.

At least 19 recordsLinked to original sources

Dual Inversion for Text-to-Image Diffusion Models: From Both Prompt and Noise Perspectives

Prompt inversion, as a typical reverse engineering technique, enables text-to-image (T2I) diffusion models to generate the desired target images without extensive prompt engineering. However, existing prompt inversion methods suffer from significant limitations: (1) gradient-based methods are unstable and uninterpretable, often resulting in generated images with severe artifacts; (2) gradient-free methods yield human-readable prompts but still fail to preserve visual fidelity due to the lack of fine-grained detail alignment. We contend that the limitations stem from treating prompt inversion as a sufficient condition for reverse engineering, ignoring the critical role of the latent noise that encodes structural information. Consequently, we propose Dualin (Dual inversion), a two-stage method that jointly recovers both the semantic prompt and latent noise of the target image. In the first stage, we integrate vision-language model, CLIP and large language model to invert a faithful, human-interpretable hard prompt. In the second stage, unconditional DDIM inversion reconstructs the exact latent noise of the target image, guaranteeing the consistency at the structural information level. Theoretically, we prove that the inverted noise enables flexible image editing without re-optimization. Extensive experiments on diverse datasets demonstrate that Dualin simultaneously generates high-quality inverted prompts and achieves state-of-the-art image fidelity. Additionally, Dualin can establish a robust foundation for the precise and controllable image editing.

cs.CV

One Framework for All: Cross-Modal Membership Inference for Generative Models

Large generative models across text-to-text, text-to-image, and image-to-text modalities have been shown to pose significant privacy risks. One fundamental threat is membership inference attacks (MIA), which aim to determine whether a given data point was used in a model's training set. Although prior work has investigated MIAs against these three classes of generative models, existing approaches treat them in isolation and are not cross-applicable, thereby limiting their real-world utility. To address this limitation, we present the first comprehensive study of a unified membership inference framework that applies across text-to-text, text-to-image, and image-to-text modalities. Our approach is grounded in a key modality-agnostic observation: the output distribution of a generative model can approximate its training data distribution. Leveraging this property, we model the distributions of model-generated outputs and auxiliary non-member samples in a shared embedding space, and perform membership inference via likelihood ratio testing. We conduct extensive experiments in a strict black-box setting under both partial-knowledge and zero-knowledge threat models, and evaluate membership inference against both fine-tuning and pre-training data. Experimental results demonstrate our approach's superior performance in comparison to existing state-of-the-art methods, which are typically optimized for a single model class.

cs.LG

Auditing Machine Unlearning: A Systematic Research on Whether Models Truly Forget

Machine unlearning has been extensively studied in response to growing privacy concerns and regulatory requirements. However, auditing whether unlearning algorithms have truly erased the influence of specific data remains an open challenge. The lack of reliable and practical auditing mechanisms can lead to critical privacy risks, such as residual information leakage. This paper initiates a systematic investigation into whether existing unlearning algorithms can truly forget the designated data. We propose the first practical and general-purpose auditing framework for machine unlearning, inspired by the concept of proof of ignorance. Our framework addresses the key practicality limitations of existing methods by eliminating the need for retraining-from-scratch baselines, avoiding the training of large numbers of shadow models, and requiring no intrusive intervention in the original training process. To evaluate the effectiveness of our framework, we first conduct validation experiments to verify its soundness and completeness. We then perform comprehensive experiments across six datasets and ten representative unlearning methods. The results demonstrate that our framework reliably distinguishes between successful and failed unlearning. In particular, we observe that retraining-based and fine-tuning-based methods can achieve effective unlearning, even when the target data remain in the original dataset. In contrast, de-optimization-based methods fail to achieve true unlearning and instead degrade the model's performance. Fisher/Hessian-based methods also fail to unlearn requested data, even formal certification is provided. Moreover, we show that our framework is robust against fake unlearning attempts and generalizes well to large language models.

cs.LG

Secure Forgetting: A Framework for Privacy-Driven Unlearning in Large Language Model (LLM)-Based Agents

Large language model (LLM)-based agents have recently gained considerable attention due to the powerful reasoning capabilities of LLMs. Existing research predominantly focuses on enhancing the task performance of these agents in diverse scenarios. However, as LLM-based agents become increasingly integrated into real-world applications, significant concerns emerge regarding their accumulation of sensitive or outdated knowledge. Addressing these concerns requires the development of mechanisms that allow agents to selectively forget previously learned knowledge, giving rise to a new term LLM-based agent unlearning. This paper initiates research on unlearning in LLM-based agents. Specifically, we propose a novel and comprehensive framework that categorizes unlearning scenarios into three contexts: state unlearning (forgetting specific states or items), trajectory unlearning (forgetting sequences of actions) and environment unlearning (forgetting entire environments or categories of tasks). Within this framework, we introduce a natural language-based unlearning method that trains a conversion model to transform high-level unlearning requests into actionable unlearning prompts, guiding agents through a controlled forgetting process. Moreover, to evaluate the robustness of the proposed framework, we introduce an unlearning inference adversary capable of crafting prompts, querying agents, and observing their behaviors in an attempt to infer the forgotten knowledge. Experimental results show that our approach effectively enables agents to forget targeted knowledge while preserving performance on untargeted tasks, and prevents the adversary from inferring the forgotten knowledge.

cs.MA

From Spark to Fire: Modeling and Mitigating Error Cascades in LLM-Based Multi-Agent Collaboration

Large Language Model-based Multi-Agent Systems (LLM-MAS) are increasingly applied to complex collaborative scenarios. However, their collaborative mechanisms may cause minor inaccuracies to gradually solidify into system-level false consensus through iteration. Such risks are difficult to trace since errors can propagate and amplify through message dependencies. Existing protections often rely on single-agent validation or require modifications to the collaboration architecture, which can weaken effective information flow and may not align with natural collaboration processes in real tasks. To address this, we propose a propagation dynamics model tailored for LLM-MAS that abstracts collaboration as a directed dependency graph and provides an early-stage risk criterion to characterize amplification risk. Through experiments on six mainstream frameworks, we identify three vulnerability classes: cascade amplification, topological sensitivity, and consensus inertia. We further instantiate an attack where injecting just a single atomic error seed leads to widespread failure. In response, we introduce a genealogy-graph-based governance layer, implemented as a message-layer plugin, that suppresses both endogenous and exogenous error amplification without altering the collaboration architecture. Experiments show that this approach prevents final infection in at least 89% of runs across operating modes and significantly mitigates the cascading spread of minor errors.

cs.MA

Forgetting Similar Samples: Can Machine Unlearning Do it Better?

Machine unlearning, a process enabling pre-trained models to remove the influence of specific training samples, has attracted significant attention in recent years. Although extensive research has focused on developing efficient machine unlearning strategies, we argue that these methods mainly aim at removing samples rather than removing samples' influence on the model, thus overlooking the fundamental definition of machine unlearning. In this paper, we first conduct a comprehensive study to evaluate the effectiveness of existing unlearning schemes when the training dataset includes many samples similar to those targeted for unlearning. Specifically, we evaluate: Do existing unlearning methods truly adhere to the original definition of machine unlearning and effectively eliminate all influence of target samples when similar samples are present in the training dataset? Our extensive experiments, conducted on four carefully constructed datasets with thorough analysis, reveal a notable gap between the expected and actual performance of most existing unlearning methods for image and language models, even for the retraining-from-scratch baseline. Additionally, we also explore potential solutions to enhance current unlearning approaches.

cs.LG

Dual-View Inference Attack: Machine Unlearning Amplifies Privacy Exposure

Machine unlearning is a newly popularized technique for removing specific training data from a trained model, enabling it to comply with data deletion requests. While it protects the rights of users requesting unlearning, it also introduces new privacy risks. Prior works have primarily focused on the privacy of data that has been unlearned, while the risks to retained data remain largely unexplored. To address this gap, we focus on the privacy risks of retained data and, for the first time, reveal the vulnerabilities introduced by machine unlearning under the dual-view setting, where an adversary can query both the original and the unlearned models. From an information-theoretic perspective, we introduce the concept of {privacy knowledge gain} and demonstrate that the dual-view setting allows adversaries to obtain more information than querying either model alone, thereby amplifying privacy leakage. To effectively demonstrate this threat, we propose DVIA, a Dual-View Inference Attack, which extracts membership information on retained data using black-box queries to both models. DVIA eliminates the need to train an attack model and employs a lightweight likelihood ratio inference module for efficient inference. Experiments across different datasets and model architectures validate the effectiveness of DVIA and highlight the privacy risks inherent in the dual-view setting.

cs.LG

Who's the Mole? Modeling and Detecting Intention-Hiding Malicious Agents in LLM-Based Multi-Agent Systems

Multi-agent systems powered by Large Language Models (LLM-MAS) have demonstrated remarkable capabilities in collaborative problem-solving. However, their deployment also introduces new security risks. Existing research on LLM-based agents has primarily examined single-agent scenarios, while the security of multi-agent systems remains largely unexplored. To address this gap, we present a systematic study of intention-hiding threats in LLM-MAS. We design four representative attack paradigms that subtly disrupt task completion while maintaining a high degree of stealth, and evaluate them under centralized, decentralized, and layered communication structures. Experimental results show that these attacks are highly disruptive and can easily evade existing defense mechanisms. To counter these threats, we propose AgentXposed, a psychology-inspired detection framework. AgentXposed draws on the HEXACO personality model, which characterizes agents through psychological trait dimensions, and the Reid interrogation technique, a structured method for eliciting concealed intentions. By combining progressive questionnaire probing with behavior-based inter-agent monitoring, the framework enables the proactive identification of malicious agents before harmful actions are carried out. Extensive experiments across six datasets against both our proposed attacks and two baseline threats demonstrate that AgentXposed effectively detects diverse forms of malicious behavior, achieving strong robustness across multiple communication settings.

cs.MA

Data Duplication: A Novel Multi-Purpose Attack Paradigm in Machine Unlearning

Duplication is a prevalent issue within datasets. Existing research has demonstrated that the presence of duplicated data in training datasets can significantly influence both model performance and data privacy. However, the impact of data duplication on the unlearning process remains largely unexplored. This paper addresses this gap by pioneering a comprehensive investigation into the role of data duplication, not only in standard machine unlearning but also in federated and reinforcement unlearning paradigms. Specifically, we propose an adversary who duplicates a subset of the target model's training set and incorporates it into the training set. After training, the adversary requests the model owner to unlearn this duplicated subset, and analyzes the impact on the unlearned model. For example, the adversary can challenge the model owner by revealing that, despite efforts to unlearn it, the influence of the duplicated subset remains in the model. Moreover, to circumvent detection by de-duplication techniques, we propose three novel near-duplication methods for the adversary, each tailored to a specific unlearning paradigm. We then examine their impacts on the unlearning process when de-duplication techniques are applied. Our findings reveal several crucial insights: 1) the gold standard unlearning method, retraining from scratch, fails to effectively conduct unlearning under certain conditions; 2) unlearning duplicated data can lead to significant model degradation in specific scenarios; and 3) meticulously crafted duplicates can evade detection by de-duplication methods.

cs.CR

Data-Free Model-Related Attacks: Unleashing the Potential of Generative AI

Generative AI technology has become increasingly integrated into our daily lives, offering powerful capabilities to enhance productivity. However, these same capabilities can be exploited by adversaries for malicious purposes. While existing research on adversarial applications of generative AI predominantly focuses on cyberattacks, less attention has been given to attacks targeting deep learning models. In this paper, we introduce the use of generative AI for facilitating model-related attacks, including model extraction, membership inference, and model inversion. Our study reveals that adversaries can launch a variety of model-related attacks against both image and text models in a data-free and black-box manner, achieving comparable performance to baseline methods that have access to the target models' training data and parameters in a white-box manner. This research serves as an important early warning to the community about the potential risks associated with generative AI-powered attacks on deep learning models.

cs.CR

Defending Against Neural Network Model Inversion Attacks via Data Poisoning

Model inversion attacks pose a significant privacy threat to machine learning models by reconstructing sensitive data from their outputs. While various defenses have been proposed to counteract these attacks, they often come at the cost of the classifier's utility, thus creating a challenging trade-off between privacy protection and model utility. Moreover, most existing defenses require retraining the classifier for enhanced robustness, which is impractical for large-scale, well-established models. This paper introduces a novel defense mechanism to better balance privacy and utility, particularly against adversaries who employ a machine learning model (i.e., inversion model) to reconstruct private data. Drawing inspiration from data poisoning attacks, which can compromise the performance of machine learning models, we propose a strategy that leverages data poisoning to contaminate the training data of inversion models, thereby preventing model inversion attacks. Two defense methods are presented. The first, termed label-preserving poisoning attacks for all output vectors (LPA), involves subtle perturbations to all output vectors while preserving their labels. Our findings demonstrate that these minor perturbations, introduced through a data poisoning approach, significantly increase the difficulty of data reconstruction without compromising the utility of the classifier. Subsequently, we introduce a second method, label-flipping poisoning for partial output vectors (LFP), which selectively perturbs a small subset of output vectors and alters their labels during the process. Empirical results indicate that LPA is notably effective, outperforming the current state-of-the-art defenses. Our data poisoning-based defense provides a new retraining-free defense paradigm that preserves the victim classifier's utility.

cs.CR

When Machine Unlearning Meets Retrieval-Augmented Generation (RAG): Keep Secret or Forget Knowledge?

The deployment of large language models (LLMs) like ChatGPT and Gemini has shown their powerful natural language generation capabilities. However, these models can inadvertently learn and retain sensitive information and harmful content during training, raising significant ethical and legal concerns. To address these issues, machine unlearning has been introduced as a potential solution. While existing unlearning methods take into account the specific characteristics of LLMs, they often suffer from high computational demands, limited applicability, or the risk of catastrophic forgetting. To address these limitations, we propose a lightweight behavioral unlearning framework based on Retrieval-Augmented Generation (RAG) technology. By modifying the external knowledge base of RAG, we simulate the effects of forgetting without directly interacting with the unlearned LLM. We approach the construction of unlearned knowledge as a constrained optimization problem, deriving two key components that underpin the effectiveness of RAG-based unlearning. This RAG-based approach is particularly effective for closed-source LLMs, where existing unlearning methods often fail. We evaluate our framework through extensive experiments on both open-source and closed-source models, including ChatGPT, Gemini, Llama-2-7b-chat, and PaLM 2. The results demonstrate that our approach meets five key unlearning criteria: effectiveness, universality, harmlessness, simplicity, and robustness. Meanwhile, this approach can extend to multimodal large language models and LLM-based agents.

cs.CR

The Emerged Security and Privacy of LLM Agent: A Survey with Case Studies

Inspired by the rapid development of Large Language Models (LLMs), LLM agents have evolved to perform complex tasks. LLM agents are now extensively applied across various domains, handling vast amounts of data to interact with humans and execute tasks. The widespread applications of LLM agents demonstrate their significant commercial value; however, they also expose security and privacy vulnerabilities. At the current stage, comprehensive research on the security and privacy of LLM agents is highly needed. This survey aims to provide a comprehensive overview of the newly emerged privacy and security issues faced by LLM agents. We begin by introducing the fundamental knowledge of LLM agents, followed by a categorization and analysis of the threats. We then discuss the impacts of these threats on humans, environment, and other agents. Subsequently, we review existing defensive strategies, and finally explore future trends. Additionally, the survey incorporates diverse case studies to facilitate a more accessible understanding. By highlighting these critical security and privacy issues, the survey seeks to stimulate future research towards enhancing the security and privacy of LLM agents, thereby increasing their reliability and trustworthiness in future applications.

cs.CR

Unique Security and Privacy Threats of Large Language Models: A Comprehensive Survey

With the rapid development of artificial intelligence, large language models (LLMs) have made remarkable advancements in natural language processing. These models are trained on vast datasets to exhibit powerful language understanding and generation capabilities across various applications, including chatbots, and agents. However, LLMs have revealed a variety of privacy and security issues throughout their life cycle, drawing significant academic and industrial attention. Moreover, the risks faced by LLMs differ significantly from those encountered by traditional language models. Given that current surveys lack a clear taxonomy of unique threat models across diverse scenarios, we emphasize the unique privacy and security threats associated with four specific scenarios: pre-training, fine-tuning, deployment, and LLM-based agents. Addressing the characteristics of each risk, this survey outlines and analyzes potential countermeasures. Research on attack and defense situations can offer feasible research directions, enabling more areas to benefit from LLMs.

cs.CR

Federated TrustChain: Blockchain-Enhanced LLM Training and Unlearning

The development of Large Language Models (LLMs) faces a significant challenge: the exhausting of publicly available fresh data. This is because training a LLM needs a large demanding of new data. Federated learning emerges as a promising solution, enabling collaborative model to contribute their private data to LLM global model. However, integrating federated learning with LLMs introduces new challenges, including the lack of transparency and the need for effective unlearning mechanisms. Transparency is essential to ensuring trust and fairness among participants, while accountability is crucial for deterring malicious behaviour and enabling corrective actions when necessary. To address these challenges, we propose a novel blockchain-based federated learning framework for LLMs that enhances transparency, accountability, and unlearning capabilities. Our framework leverages blockchain technology to create a tamper-proof record of each model's contributions and introduces an innovative unlearning function that seamlessly integrates with the federated learning mechanism. We investigate the impact of Low-Rank Adaptation (LoRA) hyperparameters on unlearning performance and integrate Hyperledger Fabric to ensure the security, transparency, and verifiability of the unlearning process. Through comprehensive experiments and analysis, we showcase the effectiveness of our proposed framework in achieving highly effective unlearning in LLMs trained using federated learning. Our findings highlight the feasibility of integrating blockchain technology into federated learning frameworks for LLMs.

cs.CR

Reinforcement Unlearning

Machine unlearning refers to the process of mitigating the influence of specific training data on machine learning models based on removal requests from data owners. However, one important area that has been largely overlooked in the research of unlearning is reinforcement learning. Reinforcement learning focuses on training an agent to make optimal decisions within an environment to maximize its cumulative rewards. During the training, the agent tends to memorize the features of the environment, which raises a significant concern about privacy. As per data protection regulations, the owner of the environment holds the right to revoke access to the agent's training data, thus necessitating the development of a novel and pressing research field, known as \emph{reinforcement unlearning}. Reinforcement unlearning focuses on revoking entire environments rather than individual data samples. This unique characteristic presents three distinct challenges: 1) how to propose unlearning schemes for environments; 2) how to avoid degrading the agent's performance in remaining environments; and 3) how to evaluate the effectiveness of unlearning. To tackle these challenges, we propose two reinforcement unlearning methods. The first method is based on decremental reinforcement learning, which aims to erase the agent's previously acquired knowledge gradually. The second method leverages environment poisoning attacks, which encourage the agent to learn new, albeit incorrect, knowledge to remove the unlearning environment. Particularly, to tackle the third challenge, we introduce the concept of ``environment inference attack'' to evaluate the unlearning outcomes.

cs.CR

Boosting Model Inversion Attacks with Adversarial Examples

Model inversion attacks involve reconstructing the training data of a target model, which raises serious privacy concerns for machine learning models. However, these attacks, especially learning-based methods, are likely to suffer from low attack accuracy, i.e., low classification accuracy of these reconstructed data by machine learning classifiers. Recent studies showed an alternative strategy of model inversion attacks, GAN-based optimization, can improve the attack accuracy effectively. However, these series of GAN-based attacks reconstruct only class-representative training data for a class, whereas learning-based attacks can reconstruct diverse data for different training data in each class. Hence, in this paper, we propose a new training paradigm for a learning-based model inversion attack that can achieve higher attack accuracy in a black-box setting. First, we regularize the training process of the attack model with an added semantic loss function and, second, we inject adversarial examples into the training data to increase the diversity of the class-related parts (i.e., the essential features for classification tasks) in training data. This scheme guides the attack model to pay more attention to the class-related parts of the original data during the data reconstruction process. The experimental results show that our method greatly boosts the performance of existing learning-based model inversion attacks. Even when no extra queries to the target model are allowed, the approach can still improve the attack accuracy of reconstructed data. This new attack shows that the severity of the threat from learning-based model inversion adversaries is underestimated and more robust defenses are required.

cs.CR

DP-Image: Differential Privacy for Image Data in Feature Space

The excessive use of images in social networks, government databases, and industrial applications has posed great privacy risks and raised serious concerns from the public. Even though differential privacy (DP) is a widely accepted criterion that can provide a provable privacy guarantee, the application of DP on unstructured data such as images is not trivial due to the lack of a clear qualification on the meaningful difference between any two images. In this paper, for the first time, we introduce a novel notion of image-aware differential privacy, referred to as DP-image, that can protect user's personal information in images, from both human and AI adversaries. The DP-Image definition is formulated as an extended version of traditional differential privacy, considering the distance measurements between feature space vectors of images. Then we propose a mechanism to achieve DP-Image by adding noise to an image feature vector. Finally, we conduct experiments with a case study on face image privacy. Our results show that the proposed DP-Image method provides excellent DP protection on images, with a controllable distortion to faces.

cs.CR