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Debangshu Banerjee

Publications and source records attributed to Debangshu Banerjee.

At least 19 recordsLinked to original sources

SEVerA: Verified Synthesis of Self-Evolving Agents

Recent advances have shown the effectiveness of self-evolving LLM agents on tasks such as program repair and scientific discovery. In this paradigm, a planner LLM synthesizes an agent program that invokes parametric models, including LLMs, which are then tuned per task to improve performance. However, existing self-evolving agent frameworks provide no formal guarantees of safety or correctness. Because such programs are often executed autonomously on unseen inputs, this lack of guarantees raises reliability and security concerns. We formulate agentic code generation as a constrained learning problem, combining hard formal specifications with soft objectives capturing task utility. We introduce Formally Guarded Generative Models (FGGM), which allow the planner LLM to specify a formal output contract for each generative model call using first-order logic. Each FGGM call wraps the underlying model in a rejection sampler with a verified fallback, ensuring every returned output satisfies the contract for any input and parameter setting. Building on FGGM, we present SEVerA (Self-Evolving Verified Agents), a three-stage framework: Search synthesizes candidate parametric programs containing FGGM calls; Verification proves correctness with respect to hard constraints for all parameter values, reducing the problem to unconstrained learning; and Learning applies scalable gradient-based optimization, including GRPO-style fine-tuning, to improve the soft objective while preserving correctness. We evaluate SEVerA on Dafny program verification, symbolic math synthesis, and policy-compliant agentic tool use ($\tau^2$-bench). Across tasks, SEVerA achieves zero constraint violations while improving performance over unconstrained and SOTA baselines, showing that formal behavioral constraints not only guarantee correctness but also steer synthesis toward higher-quality agents.

cs.LG

DafnyPro: LLM-Assisted Automated Verification for Dafny Programs

We present DafnyPro, an inference-time framework that enhances LLMs for generating verification annotations in Dafny. DafnyPro comprises three key components: a diff-checker that prevents modifications to base program logic, a pruner that removes unnecessary invariants, and a hint-augmentation system that retrieves and applies predefined, problem-independent proof strategies. We evaluate DafnyPro using Claude Sonnet 3.5 and 3.7 on four benchmarks: Clover, MBPP-Dafny, HumanEval-Dafny, and DafnyBench, achieving consistent performance gains in all cases. Notably, on DafnyBench, the most challenging benchmark, Claude Sonnet 3.5 enhanced with DafnyPro achieves 86% correct proofs, a 16 pp improvement over the base model. We also fine-tune two Qwen models on training data derived from verification attempts by larger models enhanced with DafnyPro. Our 7B and 14B models achieve 68% and 70% correct proofs on DafnyBench, respectively, demonstrating that smaller models can maintain high verification accuracy.

cs.SE

BEAVER: An Efficient Deterministic LLM Verifier

As large language models (LLMs) transition from research prototypes to production systems, practitioners often need reliable methods to verify model outputs and characterize tail risk for safe deployment. While sampling-based estimates provide an ad-hoc intuition of model behavior, they offer no sound guarantees. We present BEAVER, the first practical framework for computing deterministic, sound probability bounds on LLM satisfaction of safety properties. Given a prompt & any safety property, BEAVER systematically explores the model output space using novel Token trie and Frontier data structures, maintaining provably sound bounds at every iteration. We formalize the verification problem, prove soundness of our approach, and evaluate BEAVER on 4 safety properties across 12 open-weight LLMs. BEAVER identifies 2-3x more risky instances compared to baselines while taking 1/10 of the compute budget, surfacing tail risks that loose bounds and ad-hoc evaluation misses.

cs.AI

Why DPO is a Misspecified Estimator and How to Fix It

Direct alignment algorithms such as Direct Preference Optimization (DPO) fine-tune models based on preference data, using only supervised learning instead of two-stage reinforcement learning with human feedback (RLHF). We show that DPO encodes a statistical estimation problem over reward functions induced by a parametric policy class. When the true reward function that generates preferences cannot be realized via the policy class, DPO becomes misspecified, resulting in failure modes such as preference order reversal, worsening of policy reward, and high sensitivity to the input preference data distribution. On the other hand, we study the local behavior of two-stage RLHF for a parametric class and relate it to a natural gradient step in policy space. Our fine-grained geometric characterization allows us to propose AuxDPO, which introduces additional auxiliary variables in the DPO loss function to help move towards the RLHF solution in a principled manner and mitigate the misspecification in DPO. We empirically demonstrate the superior performance of AuxDPO on didactic bandit settings as well as LLM alignment tasks.

cs.LG

Towards Reliable, Uncertainty-Aware Alignment

Alignment of large language models (LLMs) typically involves training a reward model on preference data, followed by policy optimization with respect to the reward model. However, optimizing policies with respect to a single reward model estimate can render it vulnerable to inaccuracies in the reward model. We empirically study the variability of reward model training on open-source benchmarks. We observe that independently trained reward models on the same preference dataset can exhibit substantial disagreement, highlighting the instability of current alignment strategies. Employing a theoretical model, we demonstrate that variability in reward model estimation can cause overfitting, leading to the risk of performance degradation. To mitigate this risk, we propose a variance-aware policy optimization framework for preference-based alignment. The key ingredient of the framework is a new policy regularizer that incorporates reward model variance estimates. We show that variance-aware policy optimization provably reduces the risk of outputting a worse policy than the default. Experiments across diverse LLM and reward model configurations confirm that our approach yields more stable and robust alignment than the standard (variance-unaware) pipeline.

cs.LG

Evolving Abstract Transformers for Gradient-Guided, Adaptable Abstract Interpretation

Current numerical abstract interpretation relies on fixed, hand-crafted, instruction-specific transformers tailored to each domain, causing three key limitations: transformers cannot be reused across domains; precise compositional reasoning over instruction sequences is difficult; and all downstream tasks must use the same fixed transformer regardless of precision or efficiency needs.To address this, we propose the Evolving Abstract Transformer, which replaces the fixed single-output design with an adaptable search over a parametric space of sound outputs via two algorithms. First, the Universal Parametric Output Space Encoder (UPOSE) constructs a compact parametric space of sound outputs for any polyhedral numerical domain and any operator in the Quadratic-Bounded Guarded Operators (QGO) class, covering both individual instructions and structured sequences. Second, the Adaptive Gradient Guidance (AGG) algorithm leverages the differentiable structure of UPOSE's output space to efficiently search it according to downstream objectives and available runtime, continually evolving the output as more time is provided. We implement these ideas in the AbsEvolve framework and evaluate across three numerical abstract domains: Zones, Octagons, and Polyhedra. Results show the evolving transformer works across domains and instructions, enables efficient precision-efficiency tradeoffs by adjusting number of gradient steps in the search, and reaches the most precise invariants up to 3.2x faster than existing baselines.

cs.PL

Data Shifts Hurt CoT: A Theoretical Study

Chain of Thought (CoT) has been applied to various large language models (LLMs) and proven to be effective in improving the quality of outputs. In recent studies, transformers are proven to have absolute upper bounds in terms of expressive power, and consequently, they cannot solve many computationally difficult problems. However, empowered by CoT, transformers are proven to be able to solve some difficult problems effectively, such as the $k$-parity problem. Nevertheless, those works rely on two imperative assumptions: (1) identical training and testing distribution, and (2) corruption-free training data with correct reasoning steps. However, in the real world, these assumptions do not always hold. Although the risks of data shifts have caught attention, our work is the first to rigorously study the exact harm caused by such shifts to the best of our knowledge. Focusing on the $k$-parity problem, in this work we investigate the joint impact of two types of data shifts: the distribution shifts and data poisoning, on the quality of trained models obtained by a well-established CoT decomposition. In addition to revealing a surprising phenomenon that CoT leads to worse performance on learning parity than directly generating the prediction, our technical results also give a rigorous and comprehensive explanation of the mechanistic reasons of such impact.

cs.LG

DINGO: Constrained Inference for Diffusion LLMs

Diffusion LLMs have emerged as a promising alternative to conventional autoregressive LLMs, offering significant potential for improved runtime efficiency. However, existing diffusion models lack the ability to provably enforce user-specified formal constraints, such as regular expressions, which makes them unreliable for tasks that require structured outputs, such as fixed-schema JSON generation. Unlike autoregressive models that generate tokens sequentially, diffusion LLMs predict a block of tokens in parallel. This parallelism makes traditional constrained decoding algorithms, which are designed for sequential token prediction, ineffective at preserving the true output distribution. To address this limitation, we propose DINGO, a dynamic programming-based constrained decoding strategy that is both efficient and provably distribution-preserving. DINGO enables sampling of output strings with the highest probability under the model's predicted distribution, while strictly satisfying any user-specified regular expression. On standard symbolic math and JSON generation benchmarks, DINGO achieves up to a 68 percentage point improvement over unconstrained inference

cs.LG

Support is All You Need for Certified VAE Training

Variational Autoencoders (VAEs) have become increasingly popular and deployed in safety-critical applications. In such applications, we want to give certified probabilistic guarantees on performance under adversarial attacks. We propose a novel method, CIVET, for certified training of VAEs. CIVET depends on the key insight that we can bound worst-case VAE error by bounding the error on carefully chosen support sets at the latent layer. We show this point mathematically and present a novel training algorithm utilizing this insight. We show in an extensive evaluation across different datasets (in both the wireless and vision application areas), architectures, and perturbation magnitudes that our method outperforms SOTA methods achieving good standard performance with strong robustness guarantees.

cs.LG

CRANE: Reasoning with constrained LLM generation

Code generation, symbolic math reasoning, and other tasks require LLMs to produce outputs that are both syntactically and semantically correct. Constrained LLM generation is a promising direction to enforce adherence to formal grammar, but prior works have empirically observed that strict enforcement of formal constraints often diminishes the reasoning capabilities of LLMs. In this work, we first provide a theoretical explanation for why constraining LLM outputs to very restrictive grammars that only allow syntactically valid final answers reduces the reasoning capabilities of the model. Second, we demonstrate that by augmenting the output grammar with carefully designed additional rules, it is always possible to preserve the reasoning capabilities of the LLM while ensuring syntactic and semantic correctness in its outputs. Building on these theoretical insights, we propose a reasoning-augmented constrained decoding algorithm, CRANE, which effectively balances the correctness of constrained generation with the flexibility of unconstrained generation. Experiments on multiple open-source LLMs and benchmarks show that CRANE significantly outperforms both state-of-the-art constrained decoding strategies and standard unconstrained decoding, showing up to 10% points accuracy improvement over baselines on challenging symbolic reasoning benchmarks GSM-symbolic and FOLIO.

cs.PL

Towards Reliable Alignment: Uncertainty-aware RLHF

Recent advances in aligning Large Language Models with human preferences have benefited from larger reward models and better preference data. However, most of these methodologies rely on the accuracy of the reward model. The reward models used in Reinforcement Learning with Human Feedback (RLHF) are typically learned from small datasets using stochastic optimization algorithms, making them prone to high variability. We illustrate the inconsistencies between reward models empirically on numerous open-source datasets. We theoretically show that the fluctuation of the reward models can be detrimental to the alignment problem because the derived policies are more overfitted to the reward model and, hence, are riskier if the reward model itself is uncertain. We use concentration of measure to motivate an uncertainty-aware, conservative algorithm for policy optimization. We show that such policies are more risk-averse in the sense that they are more cautious of uncertain rewards. We theoretically prove that our proposed methodology has less risk than the vanilla method. We corroborate our theoretical results with experiments based on designing an ensemble of reward models. We use this ensemble of reward models to align a language model using our methodology and observe that our empirical findings match our theoretical predictions.

cs.AI

Relational DNN Verification With Cross Executional Bound Refinement

We focus on verifying relational properties defined over deep neural networks (DNNs) such as robustness against universal adversarial perturbations (UAP), certified worst-case hamming distance for binary string classifications, etc. Precise verification of these properties requires reasoning about multiple executions of the same DNN. However, most of the existing works in DNN verification only handle properties defined over single executions and as a result, are imprecise for relational properties. Though few recent works for relational DNN verification, capture linear dependencies between the inputs of multiple executions, they do not leverage dependencies between the outputs of hidden layers producing imprecise results. We develop a scalable relational verifier RACoon that utilizes cross-execution dependencies at all layers of the DNN gaining substantial precision over SOTA baselines on a wide range of datasets, networks, and relational properties.

cs.LG

Incremental Randomized Smoothing Certification

Randomized smoothing-based certification is an effective approach for obtaining robustness certificates of deep neural networks (DNNs) against adversarial attacks. This method constructs a smoothed DNN model and certifies its robustness through statistical sampling, but it is computationally expensive, especially when certifying with a large number of samples. Furthermore, when the smoothed model is modified (e.g., quantized or pruned), certification guarantees may not hold for the modified DNN, and recertifying from scratch can be prohibitively expensive. We present the first approach for incremental robustness certification for randomized smoothing, IRS. We show how to reuse the certification guarantees for the original smoothed model to certify an approximated model with very few samples. IRS significantly reduces the computational cost of certifying modified DNNs while maintaining strong robustness guarantees. We experimentally demonstrate the effectiveness of our approach, showing up to 3x certification speedup over the certification that applies randomized smoothing of the approximate model from scratch.

cs.LG

Bad Values but Good Behavior: Learning Highly Misspecified Bandits and MDPs

Parametric, feature-based reward models are employed by a variety of algorithms in decision-making settings such as bandits and Markov decision processes (MDPs). The typical assumption under which the algorithms are analysed is realizability, i.e., that the true values of actions are perfectly explained by some parametric model in the class. We are, however, interested in the situation where the true values are (significantly) misspecified with respect to the model class. For parameterized bandits, contextual bandits and MDPs, we identify structural conditions, depending on the problem instance and model class, under which basic algorithms such as $ε$-greedy, LinUCB and fitted Q-learning provably learn optimal policies under even highly misspecified models. This is in contrast to existing worst-case results for, say misspecified bandits, which show regret bounds that scale linearly with time, and shows that there can be a nontrivially large set of bandit instances that are robust to misspecification.

cs.LG

Incremental Verification of Neural Networks

Complete verification of deep neural networks (DNNs) can exactly determine whether the DNN satisfies a desired trustworthy property (e.g., robustness, fairness) on an infinite set of inputs or not. Despite the tremendous progress to improve the scalability of complete verifiers over the years on individual DNNs, they are inherently inefficient when a deployed DNN is updated to improve its inference speed or accuracy. The inefficiency is because the expensive verifier needs to be run from scratch on the updated DNN. To improve efficiency, we propose a new, general framework for incremental and complete DNN verification based on the design of novel theory, data structure, and algorithms. Our contributions implemented in a tool named IVAN yield an overall geometric mean speedup of 2.4x for verifying challenging MNIST and CIFAR10 classifiers and a geometric mean speedup of 3.8x for the ACAS-XU classifiers over the state-of-the-art baselines.

cs.LG

Interpreting Robustness Proofs of Deep Neural Networks

In recent years numerous methods have been developed to formally verify the robustness of deep neural networks (DNNs). Though the proposed techniques are effective in providing mathematical guarantees about the DNNs behavior, it is not clear whether the proofs generated by these methods are human-interpretable. In this paper, we bridge this gap by developing new concepts, algorithms, and representations to generate human understandable interpretations of the proofs. Leveraging the proposed method, we show that the robustness proofs of standard DNNs rely on spurious input features, while the proofs of DNNs trained to be provably robust filter out even the semantically meaningful features. The proofs for the DNNs combining adversarial and provably robust training are the most effective at selectively filtering out spurious features as well as relying on human-understandable input features.

cs.LG

Exploration in Linear Bandits with Rich Action Sets and its Implications for Inference

We present a non-asymptotic lower bound on the eigenspectrum of the design matrix generated by any linear bandit algorithm with sub-linear regret when the action set has well-behaved curvature. Specifically, we show that the minimum eigenvalue of the expected design matrix grows as $Ω(\sqrt{n})$ whenever the expected cumulative regret of the algorithm is $O(\sqrt{n})$, where $n$ is the learning horizon, and the action-space has a constant Hessian around the optimal arm. This shows that such action-spaces force a polynomial lower bound rather than a logarithmic lower bound, as shown by \cite{lattimore2017end}, in discrete (i.e., well-separated) action spaces. Furthermore, while the previous result is shown to hold only in the asymptotic regime (as $n \to \infty$), our result for these "locally rich" action spaces is any-time. Additionally, under a mild technical assumption, we obtain a similar lower bound on the minimum eigen value holding with high probability. We apply our result to two practical scenarios -- \emph{model selection} and \emph{clustering} in linear bandits. For model selection, we show that an epoch-based linear bandit algorithm adapts to the true model complexity at a rate exponential in the number of epochs, by virtue of our novel spectral bound. For clustering, we consider a multi agent framework where we show, by leveraging the spectral result, that no forced exploration is necessary -- the agents can run a linear bandit algorithm and estimate their underlying parameters at once, and hence incur a low regret.

cs.LG