arXiv subjects

Deborah Donnell

Publications and source records attributed to Deborah Donnell.

4 recordsLinked to original sources

arXiv2026

Proximal Learning for Trials With External Controls: A Case Study in HIV Prevention

With the advent of effective pre-exposure prophylaxis agents, active-controlled HIV prevention trials have become a common study design. Nevertheless, estimating absolute efficacy relative to a placebo remains important. In this paper, we introduce a novel application of proximal causal inference methods to estimate the counterfactual cumulative HIV incidence under placebo for participants in an active-controlled trial of cabotegravir, using external control data from a placebo-controlled trial with similar eligibility criteria. We leverage baseline sexually transmitted infection status and geographic region as negative control outcome and exposure variables, respectively. We address two key challenges: unmeasured differences in HIV risk between trials and statistical difficulties arising from low HIV incidence rates in both studies. To overcome these challenges, we develop two proximal inference approaches: (1) a semiparametric inverse probability of censoring weighting estimator, and (2) a two-stage regression-based strategy tailored to low-event-rate settings. Our theoretical and numerical investigations demonstrate these methods yield reliable estimates of the counterfactual one-year cumulative HIV incidence under placebo, and provide robust evidence of the superior efficacy of cabotegravir compared with placebo. These findings highlight the potential of proximal inference methods to estimate placebo-controlled effects in both single-arm and active-controlled trials by leveraging external controls.

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arXiv2024

Active-Controlled Trial Design for HIV Prevention Trials with a Counterfactual Placebo

In the quest for enhanced HIV prevention methods, the advent of antiretroviral drugs as pre-exposure prophylaxis (PrEP) has marked a significant stride forward. However, the ethical challenges in conducting placebo-controlled trials for new PrEP agents against a backdrop of highly effective existing PrEP options necessitates innovative approaches. This manuscript delves into the design and implementation of active-controlled trials that incorporate a counterfactual placebo estimate - a theoretical estimate of what HIV incidence would have been without effective prevention. We introduce a novel statistical framework for regulatory approval of new PrEP agents, predicated on the assumption of an available and consistent counterfactual placebo estimate. Our approach aims to assess the absolute efficacy (i.e., against placebo) of the new PrEP agent relative to the absolute efficacy of the active control. We propose a two-step procedure for hypothesis testing and further develop an approach that addresses potential biases inherent in non-randomized comparison to counterfactual placebos. By exploring different scenarios with moderately and highly effective active controls and counterfactual placebo estimates from various sources, we demonstrate how our design can significantly reduce sample sizes compared to traditional non-inferiority trials and offer a robust framework for evaluating new PrEP agents. This work contributes to the methodological repertoire for HIV prevention trials and underscores the importance of adaptability in the face of ethical and practical challenges.

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arXiv2023

An Enhanced Cross-Sectional HIV Incidence Estimator that Incorporates Prior HIV Test Results

Incidence estimation of HIV infection can be performed using recent infection testing algorithm (RITA) results from a cross-sectional sample. This allows practitioners to understand population trends in the HIV epidemic without having to perform longitudinal follow-up on a cohort of individuals. The utility of the approach is limited by its precision, driven by the (low) sensitivity of the RITA at identifying recent infection. By utilizing results of previous HIV tests that individuals may have taken, we consider an enhanced RITA with increased sensitivity (and specificity). We use it to propose an enhanced estimator for incidence estimation. We prove the theoretical properties of the enhanced estimator and illustrate its numerical performance in simulation studies. We apply the estimator to data from a cluster-randomized trial to study the effect of community-level HIV interventions on HIV incidence. We demonstrate that the enhanced estimator provides a more precise estimate of HIV incidence compared to the standard estimator.

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arXiv2020

Sample Size Calculation for Active-Arm Trial with Counterfactual Incidence Based on Recency Assay

The past decade has seen tremendous progress in the development of biomedical agents that are effective as pre-exposure prophylaxis (PrEP) for HIV prevention. To expand the choice of products and delivery methods, new medications and delivery methods are under development. Future trials of non-inferiority, given the high efficacy of ARV-based PrEP products as they become current or future standard of care, would require a large number of participants and long follow-up time that may not be feasible. This motivates the construction of a counterfactual estimate that approximates incidence for a randomized concurrent control group receiving no PrEP. We propose an approach that is to enroll a cohort of prospective PrEP users and augment screening for HIV with laboratory markers of duration of HIV infection to indicate recent infections. We discuss the assumptions under which these data would yield an estimate of the counterfactual HIV incidence and develop sample size and power calculations for comparisons to incidence observed on an investigational PrEP agent.

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