arXiv subjects

Defu Lian

Publications and source records attributed to Defu Lian.

At least 127 records · Page 7Linked to original sources

arXiv2024

Mitigating the Language Mismatch and Repetition Issues in LLM-based Machine Translation via Model Editing

Large Language Models (LLMs) have recently revolutionized the NLP field, while they still fall short in some specific down-stream tasks. In the work, we focus on utilizing LLMs to perform machine translation, where we observe that two patterns of errors frequently occur and drastically affect the translation quality: language mismatch and repetition. The work sets out to explore the potential for mitigating these two issues by leveraging model editing methods, e.g., by locating Feed-Forward Network (FFN) neurons or something that are responsible for the errors and deactivating them in the inference time. We find that directly applying such methods either limited effect on the targeted errors or has significant negative side-effect on the general translation quality, indicating that the located components may also be crucial for ensuring machine translation with LLMs on the rails. To this end, we propose to refine the located components by fetching the intersection of the locating results under different language settings, filtering out the aforementioned information that is irrelevant to targeted errors. The experiment results empirically demonstrate that our methods can effectively reduce the language mismatch and repetition ratios and meanwhile enhance or keep the general translation quality in most cases.

cs.CL↗

arXiv2024

MDAP: A Multi-view Disentangled and Adaptive Preference Learning Framework for Cross-Domain Recommendation

Cross-domain Recommendation systems leverage multi-domain user interactions to improve performance, especially in sparse data or new user scenarios. However, CDR faces challenges such as effectively capturing user preferences and avoiding negative transfer. To address these issues, we propose the Multi-view Disentangled and Adaptive Preference Learning (MDAP) framework. Our MDAP framework uses a multiview encoder to capture diverse user preferences. The framework includes a gated decoder that adaptively combines embeddings from different views to generate a comprehensive user representation. By disentangling representations and allowing adaptive feature selection, our model enhances adaptability and effectiveness. Extensive experiments on benchmark datasets demonstrate that our method significantly outperforms state-of-the-art CDR and single-domain models, providing more accurate recommendations and deeper insights into user behavior across different domains.

cs.IR↗

arXiv2024

Evaluating Readability and Faithfulness of Concept-based Explanations

With the growing popularity of general-purpose Large Language Models (LLMs), comes a need for more global explanations of model behaviors. Concept-based explanations arise as a promising avenue for explaining high-level patterns learned by LLMs. Yet their evaluation poses unique challenges, especially due to their non-local nature and high dimensional representation in a model's hidden space. Current methods approach concepts from different perspectives, lacking a unified formalization. This makes evaluating the core measures of concepts, namely faithfulness or readability, challenging. To bridge the gap, we introduce a formal definition of concepts generalizing to diverse concept-based explanations' settings. Based on this, we quantify the faithfulness of a concept explanation via perturbation. We ensure adequate perturbation in the high-dimensional space for different concepts via an optimization problem. Readability is approximated via an automatic and deterministic measure, quantifying the coherence of patterns that maximally activate a concept while aligning with human understanding. Finally, based on measurement theory, we apply a meta-evaluation method for evaluating these measures, generalizable to other types of explanations or tasks as well. Extensive experimental analysis has been conducted to inform the selection of explanation evaluation measures.

cs.AI↗

arXiv2024

C-Pack: Packed Resources For General Chinese Embeddings

We introduce C-Pack, a package of resources that significantly advance the field of general Chinese embeddings. C-Pack includes three critical resources. 1) C-MTEB is a comprehensive benchmark for Chinese text embeddings covering 6 tasks and 35 datasets. 2) C-MTP is a massive text embedding dataset curated from labeled and unlabeled Chinese corpora for training embedding models. 3) C-TEM is a family of embedding models covering multiple sizes. Our models outperform all prior Chinese text embeddings on C-MTEB by up to +10% upon the time of the release. We also integrate and optimize the entire suite of training methods for C-TEM. Along with our resources on general Chinese embedding, we release our data and models for English text embeddings. The English models achieve state-of-the-art performance on MTEB benchmark; meanwhile, our released English data is 2 times larger than the Chinese data. All these resources are made publicly available at https://github.com/FlagOpen/FlagEmbedding.

cs.CL↗

arXiv2024

Lighter And Better: Towards Flexible Context Adaptation For Retrieval Augmented Generation

The existing Retrieval-Augmented Generation (RAG) systems face significant challenges in terms of cost and effectiveness. On one hand, they need to encode the lengthy retrieved contexts before responding to the input tasks, which imposes substantial computational overhead. On the other hand, directly using generic Large Language Models (LLMs) often leads to sub-optimal answers, while task-specific fine-tuning may compromise the LLMs' general capabilities. To address these challenges, we introduce a novel approach called FlexRAG (Flexible Context Adaptation for RAG). In this approach, the retrieved contexts are compressed into compact embeddings before being encoded by the LLMs. Simultaneously, these compressed embeddings are optimized to enhance downstream RAG performance. A key feature of FlexRAG is its flexibility, which enables effective support for diverse compression ratios and selective preservation of important contexts. Thanks to these technical designs, FlexRAG achieves superior generation quality while significantly reducing running costs. Comprehensive experiments on various question-answering datasets validate our approach as a cost-effective and flexible solution for RAG systems.

cs.CL↗

arXiv2024

Making Text Embedders Few-Shot Learners

Large language models (LLMs) with decoder-only architectures demonstrate remarkable in-context learning (ICL) capabilities. This feature enables them to effectively handle both familiar and novel tasks by utilizing examples provided within their input context. Recognizing the potential of this capability, we propose leveraging the ICL feature in LLMs to enhance the process of text embedding generation. To this end, we introduce a novel model bge-en-icl, which employs few-shot examples to produce high-quality text embeddings. Our approach integrates task-related examples directly into the query side, resulting in significant improvements across various tasks. Additionally, we have investigated how to effectively utilize LLMs as embedding models, including various attention mechanisms, pooling methods, etc. Our findings suggest that retaining the original framework often yields the best results, underscoring that simplicity is best. Experimental results on the MTEB and AIR-Bench benchmarks demonstrate that our approach sets new state-of-the-art (SOTA) performance. Our model, code and dataset are freely available at https://github.com/FlagOpen/FlagEmbedding .

cs.IR↗

arXiv2024

ChemEval: A Comprehensive Multi-Level Chemical Evaluation for Large Language Models

There is a growing interest in the role that LLMs play in chemistry which lead to an increased focus on the development of LLMs benchmarks tailored to chemical domains to assess the performance of LLMs across a spectrum of chemical tasks varying in type and complexity. However, existing benchmarks in this domain fail to adequately meet the specific requirements of chemical research professionals. To this end, we propose \textbf{\textit{ChemEval}}, which provides a comprehensive assessment of the capabilities of LLMs across a wide range of chemical domain tasks. Specifically, ChemEval identified 4 crucial progressive levels in chemistry, assessing 12 dimensions of LLMs across 42 distinct chemical tasks which are informed by open-source data and the data meticulously crafted by chemical experts, ensuring that the tasks have practical value and can effectively evaluate the capabilities of LLMs. In the experiment, we evaluate 12 mainstream LLMs on ChemEval under zero-shot and few-shot learning contexts, which included carefully selected demonstration examples and carefully designed prompts. The results show that while general LLMs like GPT-4 and Claude-3.5 excel in literature understanding and instruction following, they fall short in tasks demanding advanced chemical knowledge. Conversely, specialized LLMs exhibit enhanced chemical competencies, albeit with reduced literary comprehension. This suggests that LLMs have significant potential for enhancement when tackling sophisticated tasks in the field of chemistry. We believe our work will facilitate the exploration of their potential to drive progress in chemistry. Our benchmark and analysis will be available at {\color{blue} \url{https://github.com/USTC-StarTeam/ChemEval}}.

cs.CL↗

arXiv2024

Dataset Regeneration for Sequential Recommendation

The sequential recommender (SR) system is a crucial component of modern recommender systems, as it aims to capture the evolving preferences of users. Significant efforts have been made to enhance the capabilities of SR systems. These methods typically follow the model-centric paradigm, which involves developing effective models based on fixed datasets. However, this approach often overlooks potential quality issues and flaws inherent in the data. Driven by the potential of data-centric AI, we propose a novel data-centric paradigm for developing an ideal training dataset using a model-agnostic dataset regeneration framework called DR4SR. This framework enables the regeneration of a dataset with exceptional cross-architecture generalizability. Additionally, we introduce the DR4SR+ framework, which incorporates a model-aware dataset personalizer to tailor the regenerated dataset specifically for a target model. To demonstrate the effectiveness of the data-centric paradigm, we integrate our framework with various model-centric methods and observe significant performance improvements across four widely adopted datasets. Furthermore, we conduct in-depth analyses to explore the potential of the data-centric paradigm and provide valuable insights. The code can be found at https://github.com/USTC-StarTeam/DR4SR.

cs.IR↗

arXiv2024

Efficient Transfer Learning Framework for Cross-Domain Click-Through Rate Prediction

Natural content and advertisement coexist in industrial recommendation systems but differ in data distribution. Concretely, traffic related to the advertisement is considerably sparser compared to that of natural content, which motivates the development of transferring knowledge from the richer source natural content domain to the sparser advertising domain. The challenges include the inefficiencies arising from the management of extensive source data and the problem of 'catastrophic forgetting' that results from the CTR model's daily updating. To this end, we propose a novel tri-level asynchronous framework, i.e., Efficient Transfer Learning Framework for Cross-Domain Click-Through Rate Prediction (E-CDCTR), to transfer comprehensive knowledge of natural content to advertisement CTR models. This framework consists of three key components: Tiny Pre-training Model ((TPM), which trains a tiny CTR model with several basic features on long-term natural data; Complete Pre-training Model (CPM), which trains a CTR model holding network structure and input features the same as target advertisement on short-term natural data; Advertisement CTR model (A-CTR), which derives its parameter initialization from CPM together with multiple historical embeddings from TPM as extra feature and then fine-tunes on advertisement data. TPM provides richer representations of user and item for both the CPM and A-CTR, effectively alleviating the forgetting problem inherent in the daily updates. CPM further enhances the advertisement model by providing knowledgeable initialization, thereby alleviating the data sparsity challenges typically encountered by advertising CTR models. Such a tri-level cross-domain transfer learning framework offers an efficient solution to address both data sparsity and `catastrophic forgetting', yielding remarkable improvements.

cs.IR↗

arXiv2024

DimeRec: A Unified Framework for Enhanced Sequential Recommendation via Generative Diffusion Models

Sequential Recommendation (SR) plays a pivotal role in recommender systems by tailoring recommendations to user preferences based on their non-stationary historical interactions. Achieving high-quality performance in SR requires attention to both item representation and diversity. However, designing an SR method that simultaneously optimizes these merits remains a long-standing challenge. In this study, we address this issue by integrating recent generative Diffusion Models (DM) into SR. DM has demonstrated utility in representation learning and diverse image generation. Nevertheless, a straightforward combination of SR and DM leads to sub-optimal performance due to discrepancies in learning objectives (recommendation vs. noise reconstruction) and the respective learning spaces (non-stationary vs. stationary). To overcome this, we propose a novel framework called DimeRec (\textbf{Di}ffusion with \textbf{m}ulti-interest \textbf{e}nhanced \textbf{Rec}ommender). DimeRec synergistically combines a guidance extraction module (GEM) and a generative diffusion aggregation module (DAM). The GEM extracts crucial stationary guidance signals from the user's non-stationary interaction history, while the DAM employs a generative diffusion process conditioned on GEM's outputs to reconstruct and generate consistent recommendations. Our numerical experiments demonstrate that DimeRec significantly outperforms established baseline methods across three publicly available datasets. Furthermore, we have successfully deployed DimeRec on a large-scale short video recommendation platform, serving hundreds of millions of users. Live A/B testing confirms that our method improves both users' time spent and result diversification.

cs.IR↗

arXiv2024

Provably Convergent Subgraph-wise Sampling for Fast GNN Training

Subgraph-wise sampling -- a promising class of mini-batch training techniques for graph neural networks (GNNs -- is critical for real-world applications. During the message passing (MP) in GNNs, subgraph-wise sampling methods discard messages outside the mini-batches in backward passes to avoid the well-known neighbor explosion problem, i.e., the exponentially increasing dependencies of nodes with the number of MP iterations. However, discarding messages may sacrifice the gradient estimation accuracy, posing significant challenges to their convergence analysis and convergence speeds. To address this challenge, we propose a novel subgraph-wise sampling method with a convergence guarantee, namely Local Message Compensation (LMC). To the best of our knowledge, LMC is the first subgraph-wise sampling method with provable convergence. The key idea is to retrieve the discarded messages in backward passes based on a message passing formulation of backward passes. By efficient and effective compensations for the discarded messages in both forward and backward passes, LMC computes accurate mini-batch gradients and thus accelerates convergence. Moreover, LMC is applicable to various MP-based GNN architectures, including convolutional GNNs (finite message passing iterations with different layers) and recurrent GNNs (infinite message passing iterations with a shared layer). Experiments on large-scale benchmarks demonstrate that LMC is significantly faster than state-of-the-art subgraph-wise sampling methods.

cs.LG↗

arXiv2024

Learning Partially Aligned Item Representation for Cross-Domain Sequential Recommendation

Cross-domain sequential recommendation (CDSR) aims to uncover and transfer users' sequential preferences across multiple recommendation domains. While significant endeavors have been made, they primarily concentrated on developing advanced transfer modules and aligning user representations using self-supervised learning techniques. However, the problem of aligning item representations has received limited attention, and misaligned item representations can potentially lead to sub-optimal sequential modeling and user representation alignment. To this end, we propose a model-agnostic framework called \textbf{C}ross-domain item representation \textbf{A}lignment for \textbf{C}ross-\textbf{D}omain \textbf{S}equential \textbf{R}ecommendation (\textbf{CA-CDSR}), which achieves sequence-aware generation and adaptively partial alignment for item representations. Specifically, we first develop a sequence-aware feature augmentation strategy, which captures both collaborative and sequential item correlations, thus facilitating holistic item representation generation. Next, we conduct an empirical study to investigate the partial representation alignment problem from a spectrum perspective. It motivates us to devise an adaptive spectrum filter, achieving partial alignment adaptively. Furthermore, the aligned item representations can be fed into different sequential encoders to obtain user representations. The entire framework is optimized in a multi-task learning paradigm with an annealing strategy. Extensive experiments have demonstrated that CA-CDSR can surpass state-of-the-art baselines by a significant margin and can effectively align items in representation spaces to enhance performance.

cs.IR↗

arXiv2024

Denoising Pre-Training and Customized Prompt Learning for Efficient Multi-Behavior Sequential Recommendation

In the realm of recommendation systems, users exhibit a diverse array of behaviors when interacting with items. This phenomenon has spurred research into learning the implicit semantic relationships between these behaviors to enhance recommendation performance. However, these methods often entail high computational complexity. To address concerns regarding efficiency, pre-training presents a viable solution. Its objective is to extract knowledge from extensive pre-training data and fine-tune the model for downstream tasks. Nevertheless, previous pre-training methods have primarily focused on single-behavior data, while multi-behavior data contains significant noise. Additionally, the fully fine-tuning strategy adopted by these methods still imposes a considerable computational burden. In response to this challenge, we propose DPCPL, the first pre-training and prompt-tuning paradigm tailored for Multi-Behavior Sequential Recommendation. Specifically, in the pre-training stage, we commence by proposing a novel Efficient Behavior Miner (EBM) to filter out the noise at multiple time scales, thereby facilitating the comprehension of the contextual semantics of multi-behavior sequences. Subsequently, we propose to tune the pre-trained model in a highly efficient manner with the proposed Customized Prompt Learning (CPL) module, which generates personalized, progressive, and diverse prompts to fully exploit the potential of the pre-trained model effectively. Extensive experiments on three real-world datasets have unequivocally demonstrated that DPCPL not only exhibits high efficiency and effectiveness, requiring minimal parameter adjustments but also surpasses the state-of-the-art performance across a diverse range of downstream tasks.

cs.IR↗

arXiv2024

Learning Complete Topology-Aware Correlations Between Relations for Inductive Link Prediction

Inductive link prediction -- where entities during training and inference stages can be different -- has shown great potential for completing evolving knowledge graphs in an entity-independent manner. Many popular methods mainly focus on modeling graph-level features, while the edge-level interactions -- especially the semantic correlations between relations -- have been less explored. However, we notice a desirable property of semantic correlations between relations is that they are inherently edge-level and entity-independent. This implies the great potential of the semantic correlations for the entity-independent inductive link prediction task. Inspired by this observation, we propose a novel subgraph-based method, namely TACO, to model Topology-Aware COrrelations between relations that are highly correlated to their topological structures within subgraphs. Specifically, we prove that semantic correlations between any two relations can be categorized into seven topological patterns, and then proposes Relational Correlation Network (RCN) to learn the importance of each pattern. To further exploit the potential of RCN, we propose Complete Common Neighbor induced subgraph that can effectively preserve complete topological patterns within the subgraph. Extensive experiments demonstrate that TACO effectively unifies the graph-level information and edge-level interactions to jointly perform reasoning, leading to a superior performance over existing state-of-the-art methods for the inductive link prediction task.

cs.AI↗

arXiv2024

Model Stealing Attack against Graph Classification with Authenticity, Uncertainty and Diversity

Recent research demonstrates that GNNs are vulnerable to the model stealing attack, a nefarious endeavor geared towards duplicating the target model via query permissions. However, they mainly focus on node classification tasks, neglecting the potential threats entailed within the domain of graph classification tasks. Furthermore, their practicality is questionable due to unreasonable assumptions, specifically concerning the large data requirements and extensive model knowledge. To this end, we advocate following strict settings with limited real data and hard-label awareness to generate synthetic data, thereby facilitating the stealing of the target model. Specifically, following important data generation principles, we introduce three model stealing attacks to adapt to different actual scenarios: MSA-AU is inspired by active learning and emphasizes the uncertainty to enhance query value of generated samples; MSA-AD introduces diversity based on Mixup augmentation strategy to alleviate the query inefficiency issue caused by over-similar samples generated by MSA-AU; MSA-AUD combines the above two strategies to seamlessly integrate the authenticity, uncertainty, and diversity of the generated samples. Finally, extensive experiments consistently demonstrate the superiority of the proposed methods in terms of concealment, query efficiency, and stealing performance.

cs.LG↗

arXiv2024

Multi-agent Multi-armed Bandits with Stochastic Sharable Arm Capacities

Motivated by distributed selection problems, we formulate a new variant of multi-player multi-armed bandit (MAB) model, which captures stochastic arrival of requests to each arm, as well as the policy of allocating requests to players. The challenge is how to design a distributed learning algorithm such that players select arms according to the optimal arm pulling profile (an arm pulling profile prescribes the number of players at each arm) without communicating to each other. We first design a greedy algorithm, which locates one of the optimal arm pulling profiles with a polynomial computational complexity. We also design an iterative distributed algorithm for players to commit to an optimal arm pulling profile with a constant number of rounds in expectation. We apply the explore then commit (ETC) framework to address the online setting when model parameters are unknown. We design an exploration strategy for players to estimate the optimal arm pulling profile. Since such estimates can be different across different players, it is challenging for players to commit. We then design an iterative distributed algorithm, which guarantees that players can arrive at a consensus on the optimal arm pulling profile in only M rounds. We conduct experiments to validate our algorithm.

cs.AI↗

arXiv2024

Analytical and Empirical Study of Herding Effects in Recommendation Systems

Online rating systems are often used in numerous web or mobile applications, e.g., Amazon and TripAdvisor, to assess the ground-truth quality of products. Due to herding effects, the aggregation of historical ratings (or historical collective opinion) can significantly influence subsequent ratings, leading to misleading and erroneous assessments. We study how to manage product ratings via rating aggregation rules and shortlisted representative reviews, for the purpose of correcting the assessment error. We first develop a mathematical model to characterize important factors of herding effects in product ratings. We then identify sufficient conditions (via the stochastic approximation theory), under which the historical collective opinion converges to the ground-truth collective opinion of the whole user population. These conditions identify a class of rating aggregation rules and review selection mechanisms that can reveal the ground-truth product quality. We also quantify the speed of convergence (via the martingale theory), which reflects the efficiency of rating aggregation rules and review selection mechanisms. We prove that the herding effects slow down the speed of convergence while an accurate review selection mechanism can speed it up. We also study the speed of convergence numerically and reveal trade-offs in selecting rating aggregation rules and review selection mechanisms. To show the utility of our framework, we design a maximum likelihood algorithm to infer model parameters from ratings, and conduct experiments on rating datasets from Amazon and TripAdvisor. We show that proper recency aware rating aggregation rules can improve the speed of convergence in Amazon and TripAdvisor by 41% and 62% respectively.

cs.AI↗

arXiv2024

Entropy Law: The Story Behind Data Compression and LLM Performance

Data is the cornerstone of large language models (LLMs), but not all data is useful for model learning. Carefully selected data can better elicit the capabilities of LLMs with much less computational overhead. Most methods concentrate on evaluating the quality of individual samples in data selection, while the combinatorial effects among samples are neglected. Even if each sample is of perfect quality, their combinations may be suboptimal in teaching LLMs due to their intrinsic homogeneity or contradiction. In this paper, we aim to uncover the underlying relationships between LLM performance and data selection. Inspired by the information compression nature of LLMs, we uncover an ``entropy law'' that connects LLM performance with data compression ratio and first-epoch training loss, which reflect the information redundancy of a dataset and the mastery of inherent knowledge encoded in this dataset, respectively. Through both theoretical deduction and empirical evaluation, we find that model performance is negatively correlated to the compression ratio of training data, which usually yields a lower training loss. Based on the findings of the entropy law, we propose a quite efficient and universal data selection method named \textbf{ZIP} for training LLMs, which aim to prioritize data subsets exhibiting a low compression ratio. Based on a multi-stage algorithm that selects diverse data in a greedy manner, we can obtain a good data subset with satisfactory diversity. Extensive experiments have been conducted to validate the entropy law and the superiority of ZIP across different LLM backbones and alignment stages. We also present an interesting application of entropy law that can detect potential performance risks at the beginning of model training.

cs.LG↗