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Deng Cai

Publications and source records attributed to Deng Cai.

At least 37 records · Page 2Linked to original sources

Siren's Song in the AI Ocean: A Survey on Hallucination in Large Language Models

While large language models (LLMs) have demonstrated remarkable capabilities across a range of downstream tasks, a significant concern revolves around their propensity to exhibit hallucinations: LLMs occasionally generate content that diverges from the user input, contradicts previously generated context, or misaligns with established world knowledge. This phenomenon poses a substantial challenge to the reliability of LLMs in real-world scenarios. In this paper, we survey recent efforts on the detection, explanation, and mitigation of hallucination, with an emphasis on the unique challenges posed by LLMs. We present taxonomies of the LLM hallucination phenomena and evaluation benchmarks, analyze existing approaches aiming at mitigating LLM hallucination, and discuss potential directions for future research.

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Enhancing Spatial Reasoning through Visual and Textual Thinking

The spatial reasoning task aims to reason about the spatial relationships in 2D and 3D space, which is a fundamental capability for Visual Question Answering (VQA) and robotics. Although vision language models (VLMs) have developed rapidly in recent years, they are still struggling with the spatial reasoning task. In this paper, we introduce a method that can enhance Spatial reasoning through Visual and Textual thinking Simultaneously (SpatialVTS). In the spatial visual thinking phase, our model is trained to generate location-related specific tokens of essential targets automatically. Not only are the objects mentioned in the problem addressed, but also the potential objects related to the reasoning are considered. During the spatial textual thinking phase, Our model conducts long-term thinking based on visual cues and dialogues, gradually inferring the answers to spatial reasoning problems. To effectively support the model's training, we perform manual corrections to the existing spatial reasoning dataset, eliminating numerous incorrect labels resulting from automatic annotation, restructuring the data input format to enhance generalization ability, and developing thinking processes with logical reasoning details. Without introducing additional information (such as masks or depth), our model's overall average level in several spatial understanding tasks has significantly improved compared with other models.

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Enhancing Chain-of-Thought Reasoning with Critical Representation Fine-tuning

Representation Fine-tuning (ReFT), a recently proposed Parameter-Efficient Fine-Tuning (PEFT) method, has attracted widespread attention for significantly improving parameter efficiency by editing representation space alone. In this work, we investigate applying ReFT to complex reasoning tasks. However, directly using the native ReFT method, which modifies fixed representations at the beginning and end of each layer, yields suboptimal performance, as these fixed-position representations have uncertain impact on the outputs. We observe that, in complex reasoning tasks, there often exist certain critical representations. These representations either integrate significant information from preceding layers or regulate subsequent layer representations. Through layer-by-layer propagation, they exert a substantial influence on the final output. Naturally, fine-tuning these critical representations has the potential to greatly enhance reasoning performance. Building upon these insights, we propose Critical Representation Fine-Tuning (CRFT), a novel method that identifies and optimizes these critical representations through information flow analysis. CRFT operates within a supervised learning framework, dynamically optimizing critical representations in a low-rank linear subspace while freezing the base model. The effectiveness and efficiency of our method are validated across eight benchmarks for arithmetic and commonsense reasoning, using LLaMA and Mistral model families. Furthermore, our method also adapts effectively to few-shot settings, boosting one-shot accuracy by 16.4%. Our work highlights the untapped potential of representation-level optimization for CoT reasoning, offering a lightweight yet powerful alternative to traditional PEFT methods.

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Fast Approximate Nearest Neighbor Search With The Navigating Spreading-out Graph

Approximate nearest neighbor search (ANNS) is a fundamental problem in databases and data mining. A scalable ANNS algorithm should be both memory-efficient and fast. Some early graph-based approaches have shown attractive theoretical guarantees on search time complexity, but they all suffer from the problem of high indexing time complexity. Recently, some graph-based methods have been proposed to reduce indexing complexity by approximating the traditional graphs; these methods have achieved revolutionary performance on million-scale datasets. Yet, they still can not scale to billion-node databases. In this paper, to further improve the search-efficiency and scalability of graph-based methods, we start by introducing four aspects: (1) ensuring the connectivity of the graph; (2) lowering the average out-degree of the graph for fast traversal; (3) shortening the search path; and (4) reducing the index size. Then, we propose a novel graph structure called Monotonic Relative Neighborhood Graph (MRNG) which guarantees very low search complexity (close to logarithmic time). To further lower the indexing complexity and make it practical for billion-node ANNS problems, we propose a novel graph structure named Navigating Spreading-out Graph (NSG) by approximating the MRNG. The NSG takes the four aspects into account simultaneously. Extensive experiments show that NSG outperforms all the existing algorithms significantly. In addition, NSG shows superior performance in the E-commercial search scenario of Taobao (Alibaba Group) and has been integrated into their search engine at billion-node scale.

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SeqPE: Transformer with Sequential Position Encoding

Since self-attention layers in Transformers are permutation invariant by design, positional encodings must be explicitly incorporated to enable spatial understanding. However, fixed-size lookup tables used in traditional learnable position embeddings (PEs) limit extrapolation capabilities beyond pre-trained sequence lengths. Expert-designed methods such as ALiBi and RoPE, mitigate this limitation but demand extensive modifications for adapting to new modalities, underscoring fundamental challenges in adaptability and scalability. In this work, we present SeqPE, a unified and fully learnable position encoding framework that represents each $n$-dimensional position index as a symbolic sequence and employs a lightweight sequential position encoder to learn their embeddings in an end-to-end manner. To regularize SeqPE's embedding space, we introduce two complementary objectives: a contrastive objective that aligns embedding distances with a predefined position-distance function, and a knowledge distillation loss that anchors out-of-distribution position embeddings to in-distribution teacher representations, further enhancing extrapolation performance. Experiments across language modeling, long-context question answering, and 2D image classification demonstrate that SeqPE not only surpasses strong baselines in perplexity, exact match (EM), and accuracy--particularly under context length extrapolation--but also enables seamless generalization to multi-dimensional inputs without requiring manual architectural redesign. We release our code, data, and checkpoints at https://github.com/ghrua/seqpe.

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Self-Reasoning Language Models: Unfold Hidden Reasoning Chains with Few Reasoning Catalyst

Inference-time scaling has attracted much attention which significantly enhance the performance of Large Language Models (LLMs) in complex reasoning tasks by increasing the length of Chain-of-Thought. These longer intermediate reasoning rationales embody various meta-reasoning skills in human cognition, such as reflection and decomposition, being difficult to create and acquire. In this work, we introduce \textit{Self-Reasoning Language Model} (SRLM), where the model itself can synthesize longer CoT data and iteratively improve performance through self-training. By incorporating a few demonstration examples (i.e., 1,000 samples) on how to unfold hidden reasoning chains from existing responses, which act as a reasoning catalyst, we demonstrate that SRLM not only enhances the model's initial performance but also ensures more stable and consistent improvements in subsequent iterations. Our proposed SRLM achieves an average absolute improvement of more than $+2.5$ points across five reasoning tasks: MMLU, GSM8K, ARC-C, HellaSwag, and BBH on two backbone models. Moreover, it brings more improvements with more times of sampling during inference, such as absolute $+7.89$ average improvement with $64$ sampling times, revealing the in-depth, diverse and creative reasoning paths in SRLM against the strong baseline.

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InfiniteICL: Breaking the Limit of Context Window Size via Long Short-term Memory Transformation

In-context learning (ICL) is critical for large language models (LLMs), but its effectiveness is constrained by finite context windows, particularly in ultra-long contexts. To overcome this, we introduce InfiniteICL, a framework that parallels context and parameters in LLMs with short- and long-term memory in human cognitive systems, focusing on transforming temporary context knowledge into permanent parameter updates. This approach significantly reduces memory usage, maintains robust performance across varying input lengths, and theoretically enables infinite context integration through the principles of context knowledge elicitation, selection, and consolidation. Evaluations demonstrate that our method reduces context length by 90% while achieving 103% average performance of full-context prompting across fact recall, grounded reasoning, and skill acquisition tasks. When conducting sequential multi-turn transformations on complex, real-world contexts (with length up to 2M tokens), our approach surpasses full-context prompting while using only 0.4% of the original contexts. These findings highlight InfiniteICL's potential to enhance the scalability and efficiency of LLMs by breaking the limitations of conventional context window sizes.

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PersonalVideo: High ID-Fidelity Video Customization without Dynamic and Semantic Degradation

The current text-to-video (T2V) generation has made significant progress in synthesizing realistic general videos, but it is still under-explored in identity-specific human video generation with customized ID images. The key challenge lies in maintaining high ID fidelity consistently while preserving the original motion dynamic and semantic following after the identity injection. Current video identity customization methods mainly rely on reconstructing given identity images on text-to-image models, which have a divergent distribution with the T2V model. This process introduces a tuning-inference gap, leading to dynamic and semantic degradation. To tackle this problem, we propose a novel framework, dubbed $\textbf{PersonalVideo}$, that applies a mixture of reward supervision on synthesized videos instead of the simple reconstruction objective on images. Specifically, we first incorporate identity consistency reward to effectively inject the reference's identity without the tuning-inference gap. Then we propose a novel semantic consistency reward to align the semantic distribution of the generated videos with the original T2V model, which preserves its dynamic and semantic following capability during the identity injection. With the non-reconstructive reward training, we further employ simulated prompt augmentation to reduce overfitting by supervising generated results in more semantic scenarios, gaining good robustness even with only a single reference image. Extensive experiments demonstrate our method's superiority in delivering high identity faithfulness while preserving the inherent video generation qualities of the original T2V model, outshining prior methods.

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MagicID: Hybrid Preference Optimization for ID-Consistent and Dynamic-Preserved Video Customization

Video identity customization seeks to produce high-fidelity videos that maintain consistent identity and exhibit significant dynamics based on users' reference images. However, existing approaches face two key challenges: identity degradation over extended video length and reduced dynamics during training, primarily due to their reliance on traditional self-reconstruction training with static images. To address these issues, we introduce $\textbf{MagicID}$, a novel framework designed to directly promote the generation of identity-consistent and dynamically rich videos tailored to user preferences. Specifically, we propose constructing pairwise preference video data with explicit identity and dynamic rewards for preference learning, instead of sticking to the traditional self-reconstruction. To address the constraints of customized preference data, we introduce a hybrid sampling strategy. This approach first prioritizes identity preservation by leveraging static videos derived from reference images, then enhances dynamic motion quality in the generated videos using a Frontier-based sampling method. By utilizing these hybrid preference pairs, we optimize the model to align with the reward differences between pairs of customized preferences. Extensive experiments show that MagicID successfully achieves consistent identity and natural dynamics, surpassing existing methods across various metrics.

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ChartMimic: Evaluating LMM's Cross-Modal Reasoning Capability via Chart-to-Code Generation

We introduce a new benchmark, ChartMimic, aimed at assessing the visually-grounded code generation capabilities of large multimodal models (LMMs). ChartMimic utilizes information-intensive visual charts and textual instructions as inputs, requiring LMMs to generate the corresponding code for chart rendering. ChartMimic includes 4,800 human-curated (figure, instruction, code) triplets, which represent the authentic chart use cases found in scientific papers across various domains (e.g., Physics, Computer Science, Economics, etc). These charts span 18 regular types and 4 advanced types, diversifying into 201 subcategories. Furthermore, we propose multi-level evaluation metrics to provide an automatic and thorough assessment of the output code and the rendered charts. Unlike existing code generation benchmarks, ChartMimic places emphasis on evaluating LMMs' capacity to harmonize a blend of cognitive capabilities, encompassing visual understanding, code generation, and cross-modal reasoning. The evaluation of $3$ proprietary models and 14 open-weight models highlights the substantial challenges posed by ChartMimic. Even the advanced GPT-4o, InternVL2-Llama3-76B only achieved an average score across Direct Mimic and Customized Mimic tasks of 82.2 and 61.6, respectively, indicating significant room for improvement. We anticipate that ChartMimic will inspire the development of LMMs, advancing the pursuit of artificial general intelligence.

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FlexCAD: Unified and Versatile Controllable CAD Generation with Fine-tuned Large Language Models

Recently, there is a growing interest in creating computer-aided design (CAD) models based on user intent, known as controllable CAD generation. Existing work offers limited controllability and needs separate models for different types of control, reducing efficiency and practicality. To achieve controllable generation across all CAD construction hierarchies, such as sketch-extrusion, extrusion, sketch, face, loop and curve, we propose FlexCAD, a unified model by fine-tuning large language models (LLMs). First, to enhance comprehension by LLMs, we represent a CAD model as a structured text by abstracting each hierarchy as a sequence of text tokens. Second, to address various controllable generation tasks in a unified model, we introduce a hierarchy-aware masking strategy. Specifically, during training, we mask a hierarchy-aware field in the CAD text with a mask token. This field, composed of a sequence of tokens, can be set flexibly to represent various hierarchies. Subsequently, we ask LLMs to predict this masked field. During inference, the user intent is converted into a CAD text with a mask token replacing the part the user wants to modify, which is then fed into FlexCAD to generate new CAD models. Comprehensive experiments on public dataset demonstrate the effectiveness of FlexCAD in both generation quality and controllability. Code will be available at https://github.com/microsoft/FlexCAD.

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From Yes-Men to Truth-Tellers: Addressing Sycophancy in Large Language Models with Pinpoint Tuning

Large Language Models (LLMs) tend to prioritize adherence to user prompts over providing veracious responses, leading to the sycophancy issue. When challenged by users, LLMs tend to admit mistakes and provide inaccurate responses even if they initially provided the correct answer. Recent works propose to employ supervised fine-tuning (SFT) to mitigate the sycophancy issue, while it typically leads to the degeneration of LLMs' general capability. To address the challenge, we propose a novel supervised pinpoint tuning (SPT), where the region-of-interest modules are tuned for a given objective. Specifically, SPT first reveals and verifies a small percentage (<5%) of the basic modules, which significantly affect a particular behavior of LLMs. i.e., sycophancy. Subsequently, SPT merely fine-tunes these identified modules while freezing the rest. To verify the effectiveness of the proposed SPT, we conduct comprehensive experiments, demonstrating that SPT significantly mitigates the sycophancy issue of LLMs (even better than SFT). Moreover, SPT introduces limited or even no side effects on the general capability of LLMs. Our results shed light on how to precisely, effectively, and efficiently explain and improve the targeted ability of LLMs. Code and data are available at https://github.com/yellowtownhz/sycophancy-interpretability.

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GCA-3D: Towards Generalized and Consistent Domain Adaptation of 3D Generators

Recently, 3D generative domain adaptation has emerged to adapt the pre-trained generator to other domains without collecting massive datasets and camera pose distributions. Typically, they leverage large-scale pre-trained text-to-image diffusion models to synthesize images for the target domain and then fine-tune the 3D model. However, they suffer from the tedious pipeline of data generation, which inevitably introduces pose bias between the source domain and synthetic dataset. Furthermore, they are not generalized to support one-shot image-guided domain adaptation, which is more challenging due to the more severe pose bias and additional identity bias introduced by the single image reference. To address these issues, we propose GCA-3D, a generalized and consistent 3D domain adaptation method without the intricate pipeline of data generation. Different from previous pipeline methods, we introduce multi-modal depth-aware score distillation sampling loss to efficiently adapt 3D generative models in a non-adversarial manner. This multi-modal loss enables GCA-3D in both text prompt and one-shot image prompt adaptation. Besides, it leverages per-instance depth maps from the volume rendering module to mitigate the overfitting problem and retain the diversity of results. To enhance the pose and identity consistency, we further propose a hierarchical spatial consistency loss to align the spatial structure between the generated images in the source and target domain. Experiments demonstrate that GCA-3D outperforms previous methods in terms of efficiency, generalization, pose accuracy, and identity consistency.

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Delving into the Reversal Curse: How Far Can Large Language Models Generalize?

While large language models (LLMs) showcase unprecedented capabilities, they also exhibit certain inherent limitations when facing seemingly trivial tasks. A prime example is the recently debated "reversal curse", which surfaces when models, having been trained on the fact "A is B", struggle to generalize this knowledge to infer that "B is A". In this paper, we examine the manifestation of the reversal curse across various tasks and delve into both the generalization abilities and the problem-solving mechanisms of LLMs. This investigation leads to a series of significant insights: (1) LLMs are able to generalize to "B is A" when both A and B are presented in the context as in the case of a multiple-choice question. (2) This generalization ability is highly correlated to the structure of the fact "A is B" in the training documents. For example, this generalization only applies to biographies structured in "[Name] is [Description]" but not to "[Description] is [Name]". (3) We propose and verify the hypothesis that LLMs possess an inherent bias in fact recalling during knowledge application, which explains and underscores the importance of the document structure to successful learning. (4) The negative impact of this bias on the downstream performance of LLMs can hardly be mitigated through training alone. These findings offer a novel perspective on interpreting LLMs' generalization through their intrinsic mechanisms and provide insights for developing more effective learning methods. Our code and data are available at https://github.com/alibaba/thinking_bias.git.

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StrategyLLM: Large Language Models as Strategy Generators, Executors, Optimizers, and Evaluators for Problem Solving

Most existing prompting methods suffer from the issues of generalizability and consistency, as they often rely on instance-specific solutions that may not be applicable to other instances and lack task-level consistency across the selected few-shot examples. To address these limitations, we propose a comprehensive framework, StrategyLLM, allowing LLMs to perform inductive reasoning, deriving general strategies from specific task instances, and deductive reasoning, applying these general strategies to particular task examples, for constructing generalizable and consistent few-shot prompts. It employs four LLM-based agents: strategy generator, executor, optimizer, and evaluator, working together to generate, evaluate, and select promising strategies for a given task. Experimental results demonstrate that StrategyLLM outperforms the competitive baseline CoT-SC that requires human-annotated solutions on 13 datasets across 4 challenging tasks without human involvement, including math reasoning (34.2\% $\rightarrow$ 38.8\%), commonsense reasoning (70.3\% $\rightarrow$ 72.5\%), algorithmic reasoning (73.7\% $\rightarrow$ 85.0\%), and symbolic reasoning (30.0\% $\rightarrow$ 79.2\%). Further analysis reveals that StrategyLLM is applicable to various LLMs and demonstrates advantages across numerous scenarios.

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Unchosen Experts Can Contribute Too: Unleashing MoE Models' Power by Self-Contrast

Mixture-of-Experts (MoE) has emerged as a prominent architecture for scaling model size while maintaining computational efficiency. In MoE, each token in the input sequence activates a different subset of experts determined by a routing mechanism. However, the unchosen experts in MoE models do not contribute to the output, potentially leading to underutilization of the model's capacity. In this work, we first conduct exploratory studies to demonstrate that increasing the number of activated experts does not necessarily improve and can even degrade the output quality. Then, we show that output distributions from an MoE model using different routing strategies substantially differ, indicating that different experts do not always act synergistically. Motivated by these findings, we propose Self-Contrast Mixture-of-Experts (SCMoE), a training-free strategy that utilizes unchosen experts in a self-contrast manner during inference. In SCMoE, the next-token probabilities are determined by contrasting the outputs from strong and weak activation using the same MoE model. Our method is conceptually simple and computationally lightweight, as it incurs minimal latency compared to greedy decoding. Experiments on several benchmarks (GSM8K, StrategyQA, MBPP and HumanEval) demonstrate that SCMoE can consistently enhance Mixtral 8x7B's reasoning capability across various domains. For example, it improves the accuracy on GSM8K from 61.79 to 66.94. Moreover, combining SCMoE with self-consistency yields additional gains, increasing major@20 accuracy from 75.59 to 78.31.

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On the Worst Prompt Performance of Large Language Models

The performance of large language models (LLMs) is acutely sensitive to the phrasing of prompts, which raises significant concerns about their reliability in real-world scenarios. Existing studies often divide prompts into task-level instructions and case-level inputs and primarily focus on evaluating and improving robustness against variations in tasks-level instructions. However, this setup fails to fully address the diversity of real-world user queries and assumes the existence of task-specific datasets. To address these limitations, we introduce RobustAlpacaEval, a new benchmark that consists of semantically equivalent case-level queries and emphasizes the importance of using the worst prompt performance to gauge the lower bound of model performance. Extensive experiments on RobustAlpacaEval with ChatGPT and six open-source LLMs from the Llama, Mistral, and Gemma families uncover substantial variability in model performance; for instance, a difference of 45.48% between the worst and best performance for the Llama-2-70B-chat model, with its worst performance dipping as low as 9.38%. We further illustrate the difficulty in identifying the worst prompt from both model-agnostic and model-dependent perspectives, emphasizing the absence of a shortcut to characterize the worst prompt. We also attempt to enhance the worst prompt performance using existing prompt engineering and prompt consistency methods, but find that their impact is limited. These findings underscore the need to create more resilient LLMs that can maintain high performance across diverse prompts. Data and code are available at https://github.com/cbwbuaa/On-the-Worst-Prompt- Performance-of-LLMs.

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GLBench: A Comprehensive Benchmark for Graph with Large Language Models

The emergence of large language models (LLMs) has revolutionized the way we interact with graphs, leading to a new paradigm called GraphLLM. Despite the rapid development of GraphLLM methods in recent years, the progress and understanding of this field remain unclear due to the lack of a benchmark with consistent experimental protocols. To bridge this gap, we introduce GLBench, the first comprehensive benchmark for evaluating GraphLLM methods in both supervised and zero-shot scenarios. GLBench provides a fair and thorough evaluation of different categories of GraphLLM methods, along with traditional baselines such as graph neural networks. Through extensive experiments on a collection of real-world datasets with consistent data processing and splitting strategies, we have uncovered several key findings. Firstly, GraphLLM methods outperform traditional baselines in supervised settings, with LLM-as-enhancers showing the most robust performance. However, using LLMs as predictors is less effective and often leads to uncontrollable output issues. We also notice that no clear scaling laws exist for current GraphLLM methods. In addition, both structures and semantics are crucial for effective zero-shot transfer, and our proposed simple baseline can even outperform several models tailored for zero-shot scenarios. The data and code of the benchmark can be found at https://github.com/NineAbyss/GLBench.

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