arXiv subjects

Derrick Wing Kwan Ng

Publications and source records attributed to Derrick Wing Kwan Ng.

At least 271 records · Page 15Linked to original sources

arXiv2020

Sum-Rate Maximization for Multiuser MISO Downlink Systems with Self-sustainable IRS

This paper investigates multiuser multi-input single-output (MISO) downlink communications assisted by a self-sustainable intelligent reflection surface (IRS), which can harvest power from the received signals. We study the joint design of the beamformer at an access point (AP) and the phase shifts and the power harvesting schedule at an IRS for maximizing the system sum-rate. The design is formulated as a non-convex optimization problem taking into account the capability of IRS elements to harvest wireless power for realizing self-sustainability. Subsequently, we propose a computationally-efficient alternating algorithm to obtain a suboptimal solution to the design problem. Our simulation results unveil that: 1) there is a non-trivial trade-off between the system sum-rate and self-sustainability in IRS-assisted systems; 2) the performance gain achieved by the proposed scheme is improved with an increasing number of IRS elements; 3) an IRS equipped with small bit-resolution discrete phase shifters is sufficient to achieve a considerable system sum-rate of an ideal case with continuous phase shifts.

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arXiv2020

Bayesian Predictive Beamforming for Vehicular Networks: A Low-overhead Joint Radar-Communication Approach

The development of dual-functional radar-communication (DFRC) systems, where vehicle localization and tracking can be combined with vehicular communication, will lead to more efficient future vehicular networks. In this paper, we develop a predictive beamforming scheme in the context of DFRC systems. We consider a system model where the road-side units estimates and predicts the motion parameters of vehicles based on the echoes of the DFRC signal. Compared to the conventional feedback-based beam tracking approaches, the proposed method can reduce the signaling overhead and improve the accuracy. To accurately estimate the motion parameters of vehicles in real-time, we propose a novel message passing algorithm based on factor graph, which yields near optimal solution to the maximum a posteriori estimation. The beamformers are then designed based on the predicted angles for establishing the communication links.}With the employment of appropriate approximations, all messages on the factor graph can be derived in a closed-form, thus reduce the complexity. Simulation results show that the proposed DFRC based beamforming scheme is superior to the feedback-based approach in terms of both estimation and communication performance. Moreover, the proposed message passing algorithm achieves a similar performance of the high-complexity particle-based methods.

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arXiv2020

Power-Efficient Resource Allocation for Multiuser MISO Systems via Intelligent Reflecting Surfaces

Intelligent reflecting surfaces (IRSs) are regarded as key enablers of next-generation wireless communications, due to their capability of customizing the wireless propagation environment. In this paper, we investigate power-efficient resource allocation for IRS-assisted multiuser multiple-input single-output (MISO) systems. To minimize the transmit power, both the beamforming vectors at the access point (AP) and phase shifts at the IRS are jointly optimized while taking into account the minimum required quality-of-service (QoS) of the users. To tackle the non-convexity of the formulated optimization problem, an inner approximation (IA) algorithm is developed. Unlike existing designs, which cannot guarantee local optimality, the proposed algorithm is guaranteed to converge to a Karush-Kuhn-Tucker (KKT) solution. Our simulation results show the effectiveness of the proposed algorithm compared to baseline schemes and reveal that deploying IRSs is more promising than leveraging multiple antennas at the AP in terms of energy efficiency.

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arXiv2020

Joint Radar-Communication-Based Bayesian Predictive Beamforming for Vehicular Networks

In this paper, we develop a predictive beamforming scheme based on the dual-functional radar-communication (DFRC) technique, where the road-side units estimates the motion parameters of vehicles exploiting the echoes of the DFRC signals. Compared to the conventional feedback-based beam tracking approaches, the proposed method can reduce the signaling overhead and improve the tracking performance. A novel message passing algorithm is proposed, which yields a near optimal performance achieved by the maximum a posteriori estimation. Simulation results have shown the effectiveness of the proposed DFRC based scheme.

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arXiv2020

Robust and Secure Wireless Communications via Intelligent Reflecting Surfaces

In this paper, intelligent reflecting surfaces (IRSs) are employed to enhance the physical layer security in a challenging radio environment. In particular, a multi-antenna access point (AP) has to serve multiple single-antenna legitimate users, which do not have line-of-sight communication links, in the presence of multiple multi-antenna potential eavesdroppers whose channel state information (CSI) is not perfectly known. Artificial noise (AN) is transmitted from the AP to deliberately impair the eavesdropping channels for security provisioning. We investigate the joint design of the beamformers and AN covariance matrix at the AP and the phase shifters at the IRSs for maximization of the system sum-rate while limiting the maximum information leakage to the potential eavesdroppers. To this end, we formulate a robust nonconvex optimization problem taking into account the impact of the imperfect CSI of the eavesdropping channels. To address the non-convexity of the optimization problem, an efficient algorithm is developed by capitalizing on alternating optimization, a penalty-based approach, successive convex approximation, and semidefinite relaxation. Simulation results show that IRSs can significantly improve the system secrecy performance compared to conventional architectures without IRS. Furthermore, our results unveil that, for physical layer security, uniformly distributing the reflecting elements among multiple IRSs is preferable over deploying them at a single IRS.

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arXiv2020

Reconfigurable Intelligent Surfaces-Assisted Multiuser MIMO Uplink Transmission with Partial CSI

This paper considers the application of reconfigurable intelligent surfaces (RISs) (a.k.a. intelligent reflecting surfaces (IRSs)) to assist multiuser multiple-input multiple-output (MIMO) uplink transmission from several multi-antenna user terminals (UTs) to a multi-antenna base station (BS). For reducing the signaling overhead, only partial channel state information (CSI), including the instantaneous CSI between the RIS and the BS as well as the slowly varying statistical CSI between the UTs and the RIS, is exploited in our investigation. In particular, an optimization framework is proposed for jointly designing the transmit covariance matrices of the UTs and the RIS phase shift matrix to maximize the system global energy efficiency (GEE) with partial CSI. We first obtain closed-form solutions for the eigenvectors of the optimal transmit covariance matrices of the UTs. Then, to facilitate the design of the transmit power allocation matrices and the RIS phase shifts, we derive an asymptotically deterministic equivalent of the objective function with the aid of random matrix theory. We further propose a suboptimal algorithm to tackle the GEE maximization problem with guaranteed convergence, capitalizing on the approaches of alternating optimization, fractional programming, and sequential optimization. Numerical results substantiate the effectiveness of the proposed approach as well as the considerable GEE gains provided by the RIS-assisted transmission scheme over the traditional baselines.

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arXiv2020

Generalized Wireless-Powered Communications: When to Activate Wireless Power Transfer?

Wireless-powered communication network (WPCN) is a key technology to power energy-limited massive devices, such as on-board wireless sensors in autonomous vehicles, for Internet-of-Things (IoT) applications. Conventional WPCNs rely only on dedicated downlink wireless power transfer (WPT), which is practically inefficient due to the significant energy loss in wireless signal propagation. Meanwhile, ambient energy harvesting is highly appealing as devices can scavenge energy from various existing energy sources (e.g., solar energy and cellular signals). Unfortunately, the randomness of the availability of these energy sources cannot guarantee stable communication services. Motivated by the above, we consider a generalized WPCN where the devices can not only harvest energy from a dedicated multiple-antenna power station (PS), but can also exploit stored energy stemming from ambient energy harvesting. Since the dedicated WPT consumes system resources, if the stored energy is sufficient, WPT may not be needed to maximize the weighted sum rate (WSR). To analytically characterize this phenomenon, we derive the condition for WPT activation and reveal how it is affected by the different system parameters. Subsequently, we further derive the optimal resource allocation policy for the cases that WPT is activated and deactivated, respectively. In particular, it is found that when WPT is activated, the optimal energy beamforming at the PS does not depend on the devices' stored energy, which is shown to lead to a new unfairness issue. Simulation results verify our theoretical findings and demonstrate the effectiveness of the proposed optimal resource allocation.

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arXiv2020

Prospective Multiple Antenna Technologies for Beyond 5G

Multiple antenna technologies have attracted large research interest for several decades and have gradually made their way into mainstream communication systems. Two main benefits are adaptive beamforming gains and spatial multiplexing, leading to high data rates per user and per cell, especially when large antenna arrays are used. Now that multiple antenna technology has become a key component of the fifth-generation (5G) networks, it is time for the research community to look for new multiple antenna applications to meet the immensely higher data rate, reliability, and traffic demands in the beyond 5G era. We need radically new approaches to achieve orders-of-magnitude improvements in these metrics and this will be connected to large technical challenges, many of which are yet to be identified. In this survey paper, we present a survey of three new multiple antenna related research directions that might play a key role in beyond 5G networks: Cell-free massive multiple-input multiple-output (MIMO), beamspace massive MIMO, and intelligent reflecting surfaces. More specifically, the fundamental motivation and key characteristics of these new technologies are introduced. Recent technical progress is also presented. Finally, we provide a list of other prospective future research directions.

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arXiv2020

Resource Allocation for Secure Multi-UAV Communication Systems with Multi-Eavesdropper

In this paper, we study the resource allocation and trajectory design for secure unmanned aerial vehicle (UAV)-enabled communication systems, where multiple multi-purpose UAV base stations are dispatched to provide secure communications to multiple legitimate ground users (GUs) in the existence of multiple eavesdroppers (Eves). Specifically, by leveraging orthogonal frequency division multiple access (OFDMA), active UAV base stations can communicate to their desired ground users via the assigned subcarriers while idle UAV base stations can serve as jammer simultaneously for communication security provisioning. To achieve fairness in secure communication, we maximize the average minimum secrecy rate per user by jointly optimizing the communication/jamming subcarrier allocation policy and the trajectory of UAVs, while taking into account the constraints on the minimum safety distance among multiple UAVs, the maximum cruising speed, the initial/final locations, and the existence of cylindrical no-fly zones (NFZs). The design is formulated as a mixed integer non-convex optimization problem which is generally intractable. Subsequently, a computationally-efficient iterative algorithm is proposed to obtain a suboptimal solution. Simulation results illustrate that the performance of the proposed iterative algorithm can significantly improve the average minimum secrecy rate compared to various baseline schemes.

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arXiv2020

Joint Trajectory and Resource Allocation Design for Energy-Efficient Secure UAV Communication Systems

In this paper, we study the trajectory and resource allocation design for downlink energy-efficient secure unmanned aerial vehicle (UAV) communication systems, where an information UAV assisted by a multi-antenna jammer UAV serves multiple ground users in the existence of multiple ground eavesdroppers. The resource allocation strategy and the trajectory of the information UAV, and the jamming policy of the jammer UAV are jointly optimized for maximizing the system energy efficiency. The joint design is formulated as a non-convex optimization problem taking into account the quality of service (QoS) requirement, the security constraint, and the imperfect channel state information (CSI) of the eavesdroppers. The formulated problem is generally intractable. As a compromise approach, the problem is divided into two subproblems which facilitates the design of a low-complexity suboptimal algorithm based on alternating optimization approach. Simulation results illustrate that the proposed algorithm converges within a small number of iterations and demonstrate some interesting insights: (1) the introduction of a jammer UAV facilitates a highly flexible trajectory design of the information UAV which is critical to improving the system energy efficiency; (2) by exploiting the spatial degrees of freedom brought by the multi-antenna jammer UAV, our proposed design can focus the artificial noise on eavesdroppers offering a strong security mean to the system.

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arXiv2020

Resource Allocation for IRS-assisted Full-Duplex Cognitive Radio Systems

In this paper, we investigate the resource allocation design for intelligent reflecting surface (IRS)-assisted full-duplex (FD) cognitive radio systems. In particular, a secondary network employs an FD base station (BS) for serving multiple half-duplex downlink (DL) and uplink (UL) users simultaneously. An IRS is deployed to enhance the performance of the secondary network while helping to mitigate the interference caused to the primary users (PUs). The DL transmit beamforming vectors and the UL receive beamforming vectors at the FD BS, the transmit power of the UL users, and the phase shift matrix at the IRS are jointly optimized for maximization of the total sum rate of the secondary system. The design task is formulated as a non-convex optimization problem taking into account the imperfect knowledge of the PUs' channel state information (CSI) and their maximum interference tolerance. Since the maximum interference tolerance constraint is intractable, we apply a safe approximation to transform it into a convex constraint. To efficiently handle the resulting approximated optimization problem, which is still non-convex, we develop an iterative block coordinate descent (BCD)-based algorithm. This algorithm exploits semidefinite relaxation, a penalty method, and successive convex approximation and is guaranteed to converge to a stationary point of the approximated optimization problem. Our simulation results do not only reveal that the proposed scheme yields a substantially higher system sum rate for the secondary system than several baseline schemes, but also confirm its robustness against CSI uncertainty. Besides, our results illustrate the tremendous potential of IRS for managing the various types of interference arising in FD cognitive radio networks.

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arXiv2020

Robust Trajectory and Transmit Power Optimization for Secure UAV-Enabled Cognitive Radio Networks

Cognitive radio is a promising technology to improve spectral efficiency. However, the secure performance of a secondary network achieved by using physical layer security techniques is limited by its transmit power and channel fading. In order to tackle this issue, a cognitive unmanned aerial vehicle (UAV) communication network is studied by exploiting the high flexibility of a UAV and the possibility of establishing line-of-sight links. The average secrecy rate of the secondary network is maximized by robustly optimizing the UAV's trajectory and transmit power. Our problem formulation takes into account two practical inaccurate location estimation cases, namely, the worst case and the outage-constrained case. In order to solve those challenging non-convex problems, an iterative algorithm based on $\mathcal{S}$-Procedure is proposed for the worst case while an iterative algorithm based on Bernstein-type inequalities is proposed for the outage-constrained case. The proposed algorithms can obtain effective suboptimal solutions of the corresponding problems. Our simulation results demonstrate that the algorithm under the outage-constrained case can achieve a higher average secrecy rate with a low computational complexity compared to that of the algorithm under the worst case. Moreover, the proposed schemes can improve the secure communication performance significantly compared to other benchmark schemes.

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arXiv2020

Energy-Efficient Buffer-Aided Relaying Systems with Opportunistic Spectrum Access

In this paper, an energy-efficient cross-layer design framework is proposed for cooperative relaying networks, which takes into account the influence of spectrum utilization probability. Specifically, random arrival traffic is considered and an adaptive modulation and coding (AMC) scheme is adopted in the cooperative transmission system to improve the system performance. The average packet dropping rate of the relay-buffer is studied at first. With the packet dropping rate and stationary distribution of the system state, the closed-form expression of the delay is derived. Then the energy efficiency for relay-assisted transmission is investigated, which takes into account the queueing process of the relay and the source. In this context, an energy efficiency optimization problem is formulated to determine the optimum strategy of power and time allocation for the relay-assisted cooperative system. Finally, the energy efficient switching strategy between the relay assisted transmission and the direct transmission is obtained, where packet transmissions have different delay requirements. In addition, energy efficient transmission policy with AMC is obtained. Numerical results demonstrate the effectiveness of the proposed design improving the energy efficiency.

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arXiv2020

Joint Data and Active User Detection for Grant-free FTN-NOMA in Dynamic Networks

Both faster than Nyquist (FTN) signaling and non-orthogonal multiple access (NOMA) are promising next generation wireless communications techniques as a benefit of their capability of improving the system's spectral efficiency. This paper considers an uplink system that combines the advantages of FTN and NOMA. Consequently, an improved spectral efficiency is achieved by deliberately introducing both inter-symbol interference (ISI) and inter-user interference (IUI). More specifically, we propose a grant-free transmission scheme to reduce the signaling overhead and transmission latency of the considered NOMA system. To distinguish the active and inactive users, we develop a novel message passing receiver that jointly estimates the channel state, detects the user activity, and performs decoding. We conclude by quantifying the significant spectral efficiency gain achieved by our amalgamated FTN-NOMA scheme compared to the orthogonal transmission system, which is up to 87.5%.

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arXiv2020

Performance Trade-off Between Uplink and Downlink in Full-Duplex Communications

In this paper, we formulate two multi-objective optimization problems (MOOPs) in orthogonal frequency-division multiple access (OFDMA)-based in-band full-duplex (IBFD) wireless communications.~The aim of this study is to exploit the performance trade-off between uplink and downlink where a wireless radio simultaneously transmits and receives in the same frequency.~We consider maximizing the system throughput as the first MOOP and minimizing the system aggregate power consumption as the second MOOP between uplink and downlink,~while taking into account the impact of self-interference~(SI)~and quality of service provisioning.~We study the throughput and the transmit power trade-off between uplink and downlink via solving these two problems.~Each MOOP is a non-convex mixed integer non-linear programming~(MINLP)~which is generally intractable. In order to circumvent this difficulty, a penalty function is introduced to reformulate the problem into a mathematically tractable form.~Subsequently,~each MOOP is transformed into a single-objective optimization problem~(SOOP)~via the weighted Tchebycheff method which is addressed by majorization-minimization~(MM)~approach. Simulation results demonstrate an interesting trade-off between the considered competing objectives.

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arXiv2020

Energy and Spectral Efficiency Tradeoff in OFDMA Networks via Antenna Selection Strategy

In this paper, we investigate the joint resource allocation and antenna selection algorithm design for uplink orthogonal frequency division multiple access (OFDMA) communication system. We propose a multi-objective optimization framework to strike a balance between spectral efficiency (SE) and energy efficiency (EE). The resource allocation design is formulated as a multi-objective optimization problem (MOOP), where the conflicting objective functions are linearly combined into a single objective function employing the weighted sum method. In order to develop an efficient solution, the majorization minimization (MM) approach is proposed where a surrogate function serves as a lower bound of the objective function. Then an iterative suboptimal algorithm is proposed to maximize the approximate objective function. Numerical results unveil an interesting tradeoff between the considered conflicting system design objectives and reveal the improved EE and SE facilitated by the proposed transmit antenna selection in OFDMA systems.

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arXiv2020

Physical-Layer Security in the Finite Blocklength Regime over Fading Channels

This paper studies physical-layer secure transmissions from a transmitter to a legitimate receiver against an eavesdropper over slow fading channels, taking into account the impact of finite blocklength secrecy coding. A comprehensive analysis and optimization framework is established to investigate secrecy throughput for both single- and multi-antenna transmitter scenarios. Both adaptive and non-adaptive design schemes are devised, in which the secrecy throughput is maximized by exploiting the instantaneous and statistical channel state information of the legitimate receiver, respectively. Specifically, optimal transmission policy, blocklength, and code rates are jointly designed to maximize the secrecy throughput. Additionally, null-space artificial noise is employed to improve the secrecy throughput for the multi-antenna setup with the optimal power allocation derived.Various important insights are developed. In particular, 1) increasing blocklength benefits both reliability and secrecy under the proposed transmission policy; 2) secrecy throughput monotonically increases with blocklength; 3) secrecy throughput initially increases but then decreases as secrecy rate increases, and the optimal secrecy rate maximizing the secrecy throughput should be carefully chosen in order to strike a good balance between rate and decoding correctness. Numerical results are eventually presented to verify theoretical findings.

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arXiv2019

Conditional Capacity and Transmit Signal Design for SWIPT Systems with Multiple Nonlinear Energy Harvesting Receivers

We study information-theoretic limits for simultaneous wireless information and power transfer (SWIPT) systems employing nonlinear radio frequency (RF) energy harvesting (EH) receivers (Rxs). In particular, we consider a SWIPT system with one transmitter that broadcasts a common signal to an information decoding (ID) Rx and multiple EH Rxs. Owing to the nonlinearity of the EH Rxs' circuitry, the efficiency of wireless power transfer depends on the waveform of the transmitted signal. We aim to answer the following fundamental question: What is the optimal input distribution of the transmit signal waveform that maximizes the information transfer rate at the ID Rx conditioned on individual minimum required direct-current (DC) powers to be harvested at the EH Rxs? Specifically, we study the conditional capacity problem of a SWIPT system impaired by additive white Gaussian noise subject to average-power (AP) and peak power (PP) constraints at the transmitter and nonlinear EH constraints at the EH Rxs. To this end, we develop a novel nonlinear EH model that captures the saturation of the harvested DC power by taking into account the reverse breakdown current of the rectifying diode. We derive a novel semiclosed-form expression for the harvested DC power, which simplifies to closed form for low input RF powers. The derived analytical expressions are shown to closely match circuit simulation results. We solve the conditional capacity problem for real- and complex-valued signalling and prove that the optimal input distribution that maximizes the rate-energy (R-E) region is unique and discrete with a finite number of mass points. Furthermore, we show that the boundary of the R-E region saturates for high PP constraints due to the saturation of the harvested DC power for high input RF powers. In addition, we devise a suboptimal input distribution whose R-E tradeoff performance is close to optimal.

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