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Dev Prakash Jha

Publications and source records attributed to Dev Prakash Jha.

10 recordsLinked to original sources

Approximation and Controllability of Nonlinear Control-Affine Systems via Semiautonomous Neural Ordinary Differential Equations

In this paper, we introduce controlled semiautonomous neural ordinary differential equations (controlled SA-NODEs) for the approximation and learning of nonlinear controlled dynamical systems. The proposed framework extends semiautonomous neural ODEs to control-affine systems while preserving reduced parameter complexity through time-independent trainable coefficients. We establish a universal approximation theorem showing that controlled SA-NODEs approximate trajectories of nonlinear controlled systems uniformly on compact sets of initial conditions and admissible controls. Under additional Sobolev and Barron regularity assumptions, we derive quantitative approximation estimates of order $\mathcal{O}(P^{-1/2}+Q^{-1/2})$. We further prove that approximate controllability properties of the original nonlinear system are preserved under the controlled SA-NODE approximation. Numerical experiments on controlled pendulum and Duffing oscillator systems demonstrate that the proposed framework achieves accurate trajectory reconstruction and controllability performance with significantly fewer trainable parameters than classical neural ODE architectures.

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Turnpike and Sparse Optimal Control for Semiautonomous Neural ODEs

We study long-time optimal control of control-affine semiautonomous neural ordinary differential equations (SA-NODEs) with $\ell^1$-regularized controls. Three results are established. First, optimal state-control pairs satisfy an \emph{exponential turnpike property}: they remain exponentially close to a stationary optimal pair for most of the time horizon, with decay rate and prefactor independent of the horizon length $T$. Second, $\ell^1$ penalisation induces \emph{one-sided temporal sparsity}: optimal controls are active at full amplitude on an initial arc $[0,T^*]$ and vanish identically on $(T^*,T)$, where $T^*$ is independent of $T$ for $T$ large. Third, an integral turnpike estimate shows the time-averaged deviation from the stationary pair is bounded uniformly in $T$. The proofs combine dissipativity inequalities, uniform adjoint bounds via the Pontryagin optimality system, and a time-rescaling argument adapted to the semiautonomous architecture. Numerical experiments on a Duffing oscillator and a damped pendulum confirm the three-phase turnpike profile and the one-sided sparsity structure, and demonstrate a $30\times$ parameter reduction over vanilla NODEs with no loss of stabilization performance.

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Memory-Type Null Controllability for Non-Autonomous Degenerate Parabolic Equations with Boundary Degeneracy

This paper studies the memory-type null controllability of a class of one-dimensional non-autonomous degenerate parabolic equations with Volterra-type memory terms. The diffusion operator is considered in both divergence and non-divergence forms and may exhibit weak or strong degeneracy at the boundary, while the diffusion coefficient depends explicitly on time. Due to the presence of memory effects, classical null controllability is insufficient, and a stronger notion requiring the vanishing of both the state and the accumulated memory is introduced. To address this problem, we establish new Carleman estimates adapted to non-autonomous degenerate operators in weighted spaces. The memory term is handled as a lower-order perturbation within the Carleman framework. These estimates yield suitable observability inequalities, which allow us to prove memory-type null controllability under appropriate structural conditions. Extensions to cases with double boundary degeneracy and moving control regions are also discussed.

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Delay and Memory-Type Null Controllability for Heat Equations in Finite Dimensions

We study null controllability for linear heat-type systems in finite dimensions that incorporate both memory and time-delay effects. A strengthened notion of controllability, referred to as delay and memory-type null controllability, is introduced, which requires the state, the memory functional, and the delayed history to vanish at the terminal time. Using a duality approach, we establish an augmented observability inequality for the adjoint system and show its equivalence to controllability. In the finite-dimensional setting, this leads to sharp necessary and sufficient algebraic rank conditions extending the classical Kalman criterion to systems with memory and delay.

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Memory-Type Null Controllability of Parabolic Equations with Moving Controls: A Geometric Characterization

We study memory-type null controllability for linear parabolic equations with hereditary terms and time-dependent control regions. In contrast with classical null controllability, systems with memory require the simultaneous annihilation of both the state and the accumulated memory at the terminal time in order to prevent post-control reactivation of the dynamics. Assuming that the memory kernel is a finite sum of exponentials, we reformulate the problem as a coupled parabolic--ODE system. Within this framework, we introduce a geometric condition on moving control regions, referred to as the Memory Geometric Control Condition (MGCC), which requires that every spatial point be visited by the control region during the control horizon. Under MGCC, we establish an augmented observability inequality for the adjoint system by means of a flow-adapted Carleman estimate. This observability result, which explicitly accounts for the memory variables, allows us to derive memory-type null controllability via the Hilbert Uniqueness Method. We also discuss the limitations of the approach and explain why full geometric necessity results remain out of reach in the presence of memory effects. The analysis provides a rigorous sufficient geometric condition for memory-type null controllability of parabolic equations with exponential memory kernels and moving controls.

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Memory-Type Null Controllability of Heat Equations with Delay Effects

This article is devoted to the study of null controllability for evolution equations that incorporate both memory and delay effects. The problem is particularly challenging due to the presence of memory integrals and delayed states, which necessitate strengthening the classical controllability requirement to ensure complete rest at the final time. To address this, we adopt the notion of Delay and memory-type null controllability, which demands the vanishing of the state, the accumulated memory term, and the influence of delay at the terminal time. Utilizing duality arguments, we reduce the controllability analysis to proving suitable observability inequalities for the corresponding adjoint system. We begin with finite-dimensional systems and establish rank-type conditions characterizing controllability. These insights are then extended to parabolic partial differential equations with delay and memory terms. By leveraging Carleman estimates and time-dependent control strategies, we derive sufficient conditions under which controllability can be achieved. Numerical simulations validate the theoretical results and illustrate the critical role of moving control regions in neutralizing the effects of memory and delay.

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Exact Null Controllability of Non-Autonomous Conformable Fractional Semi-Linear Systems with Nonlocal Conditions

We study the exact null controllability of a class of non-autonomous conformable fractional semi-linear evolution systems with nonlocal initial conditions in Hilbert spaces. The analysis is carried out within the framework of conformable fractional calculus and linear evolution operator theory. Under suitable assumptions, we establish the existence of mild solutions and provide sufficient conditions for exact null controllability. Notably, the nonlocal term is allowed to be continuous without requiring compactness or Lipschitz-type conditions. An example is included to illustrate the applicability of the main results.

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An Operator-Theoretic Framework for the Optimal Control Problem of Nonlinear Caputo Fractional Systems

This paper addresses the optimal control problem for a class of nonlinear fractional systems involving Caputo derivatives and nonlocal initial conditions. The system is reformulated as an abstract Hammerstein-type operator equation, enabling the application of operator-theoretic techniques. Sufficient conditions are established to guarantee the existence of mild solutions and optimal control-state pairs. The analysis covers both convex and non-convex scenarios through various sets of assumptions on the involved operators. An optimality system is derived for quadratic cost functionals using the Gâteaux derivative, and the connection with Pontryagin-type minimum principles is discussed. Illustrative examples demonstrate the effectiveness of the proposed theoretical framework.

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Existence and uniqueness of mild solutions and evolution operators for a class of non-autonomous conformable fractional semi-linear systems and Their Exact Null Controllability

This paper investigates the controllability of systems governed by conformable fractional order derivatives. It first establishes the existence and uniqueness of evolution operators for non-autonomous fractional-order homogeneous systems, using a suitable initial time defined as the intersection of two specific time intervals. Using the theory of linear evolution operators, Schauder's fixed-point theorem, and the Banach contraction principle, the study derives a new set of sufficient conditions for the existence and uniqueness of a mild solution to non-autonomous conformable fractional semi-linear systems. Additionally, the paper examines the exact null controllability of abstract systems based on the mild solution. We provide a comprehensive example to demonstrate the applicability of the established theoretical results.

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Approximate Controllability of Fractional Evolution Equations with Nonlocal Conditions via Operator Theory

This paper investigates the existence and uniqueness of mild solutions, as well as the approximate controllability, of a class of fractional evolution equations with nonlocal conditions in Hilbert spaces. Sufficient conditions for approximate controllability are established through a novel approach to the approximate solvability of semilinear operator equations. The methodology utilizes Green's function and constructs a control function based on the Gramian controllability operator. The analysis is based on Schauder's fixed point theorem and the theory of fractional order solution operators and resolvent operators. To demonstrate the feasibility of the proposed theoretical results, an illustrative example is provided.

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