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Deying Yu

Publications and source records attributed to Deying Yu.

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Stored Is Not Supported: Typed Provenance and Assertion Guardrails for Persistent AI Agents

Persistent AI agents construct autobiographical state through reflection, retrieval, and consolidation. Persistence changes availability, not epistemic standing: stored or retrieved material is not thereby supported. Untrusted inputs, prompt injections, and model inferences can therefore enter persistent state and later be presented as agent history or user commitments. We specify typed provenance and assertion guardrails for autobiographical assertion boundedness, a system-relative release property requiring governed statements about the agent, user, or named relationships to satisfy accepted-evidence, temporal-validity, and disclosure policies. A typed provenance graph separates origin, dependency lineage, epistemic role, validity, and disclosure scope. A resolver evaluates authorized state projections and returns one evidential status, orthogonal conflict, staleness, and withholding flags, and a protected decision witness. A generate-verify-revise mediator then checks candidate semantic units before release and renders policy-authorized status responses. Under explicit assumptions about extraction, predicate correctness, resolution soundness, view declassification, and channel mediation, we prove a conditional assertion-boundedness contract. In an executable suite of 24 hand-authored conformance cases, typed mediation passed none of 19 unsafe opportunities unqualified while preserving all five supported controls. The flat/prior and source-tag comparison rules released 19/19 and 18/19 unsafe candidates, respectively. These results validate the encoded resolver and mediator obligations; they do not constitute an end-to-end evaluation of language models or retrieval systems.

cs.CR

The Illusion of Independent Quorums: Epistemic Fault Domains and Correlated Cognitive Failures in Agentic Quorums

Multi-agent quorums are widely used to authorize high-stakes infrastructure and policy mutations, yet distinct reviewers often share upstream telemetry, documents, or tool backends. When upstream inputs fail, multiple votes collapse onto a single corrupted cause: replication does not imply epistemic redundancy. We introduce Epistemic Fault Domains (EFDs) and the Structural Epistemic Cut κ_E, which quantifies the minimum number of modeled root faults whose exposure covers an authorizing coalition relative to an explicit Epistemic Fault Basis. Under closed causal accounting, conservative exposure, and authorization alignment, κ_E lower-bounds the number of roots required for semantic compromise (κ_S). We prove that arbitrarily large quorums can retain κ_E=1, that recognizing shared ancestry never increases credited resilience, and that adding voters at a fixed threshold cannot increase the cut under compatible exposure extensions. Finally, we design the Dependency-Aware Quorum Controller (DAQC) to enforce structural cuts at runtime admission, evaluate its mechanics via analytical derivations and simulations, and provide a frozen 120-task external benchmark suite.

cs.DC