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Dieter Lüst

Publications and source records attributed to Dieter Lüst.

At least 19 recordsLinked to original sources
arXiv2026

A LooKK at the Higuchi Bound

Massive spin 2 fields on de Sitter must satisfy the Higuchi bound, $m^2\geq 2H^2$. Compactifications of higher dimensional gravity to $\mathrm{dS}_4$ come with a tower of Kaluza-Klein gravitons whose masses are fixed by the internal geometry, so the bound becomes a constraint on the compactification. We propose that the KK gravitons of a consistent compactification never violate it, and test this in a few examples. On a circle stabilized by Casimir energy the bound holds unless the circle shrinks below the species scale, and on a warped interval with negative tension branes the tower is gapped at $m^2\geq \tfrac{9}{4}H^2$ for any length of the interval. On group manifolds, we argue that if the internal curvature is not parametrically larger than the Hubble scale, the bound can apparently be violated by smooth deformations. The violation disappears once one promotes these deformations to moduli, which are immediately extremized when solving the 10d equations of motion.

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arXiv2026

Taxonomy of Potentials in Asymptotic Limits

In infinite-distance limits of scalar field moduli spaces in quantum gravity, particle masses, brane tensions, and scalar field potentials scale exponentially with geodesic distance. Previous work has shown that the exponential decay rates of particle masses and brane tensions admit a discrete classification. In this work, we extend this classification to the case of scalar field potentials. We find that leading contributions to the potential typically scale with tensions of codimension-1 branes as $V \sim T_{d-1}^2$ or codimension-0 branes as $V \sim T_d$, and these relations hold formally even when the associated branes are absent from the spectrum. As a result, the taxonomy rules for potentials are intimately connected to the brane taxonomy rules. More generally, potential contributions can be labeled by a collection of integers, which correspond physically to their transformation properties under Weyl rescalings and their order in the string loop expansion. This implies that the vector $\vec v = - \vec \nabla \log V$ is lattice-valued, and indeed it lies in precisely the same lattice as the analogous vectors $\vec α= - \vec \nabla \log T_d$ for codimension-0 branes of tension $T_d$. We verify our taxonomy rules in various examples in string theory. We show that these rules imply that sums of positive potential terms satisfy the Strong Asymptotic de Sitter Conjecture, which requires $|\vec \nabla \log V| \geq 2/\sqrt{d-2}$ in asymptotic regimes of scalar field moduli space, and they imply that higher-derivative gravitational corrections are suppressed by powers of the species scale.

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arXiv2026

IR Black Hole Instabilities Trigger Species-Scale Particle Production

We propose a novel UV-IR mechanism in quantum gravity in which black hole instabilities act as a bridge to the most ultraviolet sector of the theory. Specifically, we argue that when black holes reach a critical temperature associated with a light tower of states, they undergo a phase transition that sources particles near the species scale, a threshold beyond which any effective field theory of gravity fails. Using the existing numerical results, we show that production of such particles through Hawking radiation is always subdominant. We also extend our investigation to a large family of dyonic and dilatonic black holes and show how the conclusion depends on the origin of the gauge symmetry, its dilatonic coupling, and the charge under that gauge symmetry.

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arXiv2026

Integral Scaling for EFT Strings from the Bottom-Up

Near the core of an EFT string in a 4d $\mathcal{N}=1$ theory, the scalars are dynamically driven to infinite field distance and a tower of states becomes light, with mass scaling with the string tension in Planck units as $m^2\sim \mathcal{T}^{\,w}$. According to the Integral Scaling Conjecture, $w$ takes only values 1, 2 and 3. In this paper, we examine how this conjecture can follow from the brane-taxonomy rules associated with the Emergent String Conjecture. In this context, we classify the relevant types of duality frames into 74 classes, identify which lattice sites can be relevant EFT candidates, and exhaustively test integral scaling for all of these candidates. We find that it holds with $w\leq 3$ for all the leading towers and also for the subleading towers below the species scale (up to half-integral subtleties that also appear in top-down examples). We further find evidence that the oscillator modes of EFT string candidates generate the lattices of particles and strings. Moreover, $w=1$ implies a perturbative string limit, but the converse is not true. We compare our classification with concrete type IIA, F-theory and M-theory compactifications.

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arXiv2026

Inflationary Particle Production and the Swampland

We investigate the impact of particle production during inflation in scenarios where an infinite tower of states features a mass scale that decreases exponentially along the inflationary trajectory. Such couplings naturally arise in string effective field theories and are in fact motivated by the Swampland Distance Conjecture (SDC). We show that the corrections to inflationary observables sourced by the tower scale as $(H/Λ_{\text{sp}})^{2+p}$, with $H$ being the Hubble scale, $Λ_{\text{sp}}$ being the species scale, that is the quantum gravity cut-off, and $p\geq 1$ characterizes the density of states in the tower. As a result, in gravitationally weakly coupled cosmological effective theories, the tower-induced contributions are suppressed relative to the standard single-field predictions, leaving the inflationary phenomenology essentially unchanged. We demonstrate this explicitly across a set of well-motivated inflationary potentials, and we compare the resulting predictions with the most recent observational constraints, including those from the Atacama Cosmology Telescope.

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arXiv2026

Quantum Calabi-Yau Black Holes and Non-Perturbative D0-brane Effects

We compute the supersymmetric entropy of the most general BPS black hole in 4d $\mathcal{N}=2$ supergravity coupled to $n_V$ vector multiplets obtained from Type IIA string theory compactified on a Calabi-Yau threefold at large volume, including the all-genera leading-order $α'$-corrections. These can be equivalently seen as D0-brane quantum effects from a dual five-dimensional M-theory perspective. We find that these corrections generically lead to both perturbative and non-perturbative contributions to the black hole entropy. We argue that the exception occurs for certain specific configurations where the gauge background, seen through the lens of D0-brane probes, behaves as purely electric or purely magnetic, thereby accounting for the absence of such non-perturbative effects. To explore this further, we perform a semiclassical analysis of the (non-)BPS particle dynamics in the near-horizon geometry of the underlying black hole, which is described by a maximally supersymmetric AdS$_2\times \mathbf{S}^2$ solution. As a byproduct, this study provides additional insights into the (non-perturbative) stability of supersymmetric black hole solutions and suggests an interpretation in terms of complex saddles contributing to the worldline path integral.

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arXiv2025

Primordial Black Holes are 5D

We revisit well-established mechanisms for primordial black hole (PBH) production, namely inflation, phase transitions, and cosmic strings, in the context of the Dark Dimension Scenario, which is motivated by Swampland principles. Applying quantum gravity constraints, we demonstrate that any viable mechanism, barring exotic new physics at low energies, inevitably leads to the formation of five-dimensional PBHs. We further show that PBHs formed from cosmic strings can have lifetimes comparable to the age of the universe. We comment on the observational implications of this result, including a potential connection to the recent detection of a high-energy neutrino by KM3NeT, whose energy is intriguingly close to the five-dimensional Planck scale in the Dark Dimension Scenario.

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arXiv2025

A short overview on the Black Hole-Tower Correspondence and Species Thermodynamics

The breakdown of gravitational effective field theories is intimately connected to the emergence of infinite towers of light states near infinite-distance limits in field space. In string theory, up to duality frame, such towers arise from Kaluza-Klein or weakly-coupled critical string oscillator modes. Motivated by the Black Hole-String Correspondence, we review a broader mechanism whereby black holes undergo a transition into a tower of light states, governed by the Quantum Gravity cutoff -- known as the Species Scale. Building on these developments, the Black Hole-Tower correspondence aims to provide a unified thermodynamic framework that describes black hole entropy in terms of the spectrum of the lightest degrees of freedom across various perturbative regimes of quantum gravity theories. In those regimes, thermodynamic consistency of such transition imposes stringent constraints on the spectrum, in agreement with string theory predictions. This defines the basis of the so-called Species Thermodynamics. In this review, we emphasize these recent advances and synthesize their implications, offering an overview of how the outlined correspondence, the species scale and related thermodynamic principles enhance our understanding of black hole entropy within the effective field theory framework.

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arXiv2025

On the Origin of Species Thermodynamics and the Black Hole - Tower Correspondence

Species thermodynamics has been proposed in analogy to black hole thermodynamics. The entropy scales like an area and is given by the mere counting of the number of the species. In this work, we $\textit{derive}$ the constitutive relations of species thermodynamics and explain how those $\textit{originate}$ from standard thermodynamics. We consider configurations of species in thermal equilibrium inside a box of size $L$, and show that the temperature $T$ of the system, which plays a crucial role, is always upper bounded above by the species scale $Λ_{\rm sp}$. We highlight three relevant regimes: (i) when $L^{-1}< T<Λ_{\rm sp}$, and gravitational collapse is avoided, the system exhibits standard thermodynamics features, for example, with the entropy scaling like the volume of the box; (ii) in the limit $L^{-1}\simeq T\rightarrow Λ_{\rm sp}$ we recover the rules of species thermodynamics with the entropy scaling like the area of the box; (iii) an intermediate regime with $ L^{-1}\simeq T< Λ_{\rm sp}$ that avoids gravitational collapse and fulfills the Covariant Entropy Bound; this interpolates between the previous two regimes and its entropy is given simply in terms of the counting of the species contributing to the thermodynamic ensemble. This study also allows us to find a novel and independent bottom-up rationale for the Emergent String Conjecture. Finally, we present the $\textit{Black Hole - Tower Correspondence}$ as a generalization of the celebrated Black Hole - String Correspondence. This provides us with a robust framework to interpret the results of our thermodynamic investigation. Moreover, it allows us to qualitatively account for the entropy of black holes in terms of the degrees of freedom of the weakly coupled species in the tower.

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arXiv2025

Black Hole Transitions, AdS and the Distance Conjecture

In this work, we investigate the connection between black hole instabilities and Swampland constraints, presenting new insights into the AdS Distance Conjecture. By examining the scale at which horizon instabilities of Schwarzschild-AdS$_d$ black holes take place$-Λ_{\mathrm{BH}}-$we uncover a universal scaling relation, $Λ_{\mathrm{BH}}\sim |Λ_{\mathrm{AdS}}|^α$, with $\frac{1}{d}\leq α\leq \frac{1}{2}$, linking the emergence of towers of states directly to instability scales as $Λ_{\mathrm{AdS}}\to 0$. This approach circumvents the explicit dependence on field-space distances, offering a refined formulation of the AdS Distance Conjecture grounded in physical black hole scales. From a top-down perspective, we find that these instability scales correspond precisely to the Gregory-Laflamme and Horowitz-Polchinski transitions, as expected for the flat space limit, and consistently with our proposed bounds. Furthermore, revisiting explicit calculations in type IIB string theory on AdS$_5\times S^5$, we illustrate how higher-derivative corrections may alter these bounds, potentially extending their applicability towards the interior of moduli space. Using also general results about gravitational collapse in AdS, our analysis points towards a possible breakdown of the conjecture in $d>10$, suggesting an intriguing upper limit on the number of non-compact spacetime dimensions. Finally, we briefly discuss parallel considerations and implications for the dS case.

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arXiv2022

Leptophilic U(1) Massive Vector Bosons from Large Extra Dimensions: Reexamination of Constraints from LEP Data

Very recently, we proposed an explanation of the discrepancy between the measured anomalous magnetic moment of the muon and the Standard Model (SM) prediction in which the dominant contribution to $(g-2)_μ$ originates in Kaluza-Klein (KK) excitations (of the lepton gauge boson) which do not mix with quarks (to lowest order) and therefore can be quite light avoiding LHC constraints. In this addendum we reexamine the bounds on 4-fermion contact interactions from precise electroweak measurements and show that the constraints on KK masses and couplings are more severe than earlier thought. However, we demonstrate that our explanation remains plausible if a few KK modes are lighter than LEP energy, because if this were the case the contribution to the 4-fermion scattering from the internal propagator would be dominated by the energy and not by the mass. To accommodate the $(g-2)_μ$ discrepancy we assume that the lepton number $L$ does not partake in the hypercharge and propagates in one extra dimension (transverse to the SM branes): for a mass of the lowest KK excitation of 60 GeV (lower than the LEP energy), the string scale is roughly 10 TeV while the $L$ gauge coupling is of order $\sim 10^{-1}$.

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arXiv2015

Classical Limit of Black Hole Quantum N-Portrait and BMS Symmetry

Black hole entropy, denoted by N, in (semi)classical limit is infinite. This scaling reveals a very important information about the qubit degrees of freedom that carry black hole entropy. Namely, the multiplicity of qubits scales as N, whereas their energy gap and their coupling as 1/N. Such a behavior is indeed exhibited by Bogoliubov-Goldstone degrees of freedom of a quantum-critical state of N soft gravitons (a condensate or a coherent state) describing the black hole quantum portrait. They can be viewed as the Goldstone modes of a broken symmetry acting on the graviton condensate. In this picture Minkowski space naturally emerges as a coherent state of infinite-N gravitons of infinite wavelength and it carries an infinite entropy. In this paper we ask what is the geometric meaning (if any) of the classical limit of this symmetry. We argue that the infinite-N limit of Bogoliubov-Goldstone modes of critical graviton condensate is described by recently-discussed classical BMS super-translations broken by the black hole geometry. However, the full black hole information can only be recovered for finite N, since the recovery time becomes infinite in classical limit in which N is infinite.

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arXiv2014

${\cal R}^2$ inflation from scale invariant supergravity and anomaly free superstrings with fluxes

The ${\cal R}^2$ scale invariant gravity theory coupled to conformally invariant matter is investigated. We show that in the non-supersymmetric case the conformally coupled scalars belong to an $SO(1, 1+n)/SO(1+n)$ manifold, while in the supersymmetric case the scalar manifold becomes isomorphic to the Kählerian space ${\cal M}_n$=$SU(1, 1+n)/ U(1)\times SU(1+n)$. In both cases when the underlying scale symmetry is preserved the vacuum corresponds to de Sitter space. Once the scale symmetry is broken by quantum effects, a transition to flat space becomes possible. We argue that the scale violating terms are induced by anomalies related to a $U(1)_R$ symmetry. The anomaly is resolved via the gauging of a Peccei-Quinn axion shift symmetry. The theory describes an inflationary transition from de Sitter to flat Minkowski space, very similar to the Starobinsky inflationary model. The extension to metastable de Sitter superstring vacua is also investigated. The scalar manifold is extended to a much richer manifold, but it contains always ${\cal M}_n$ as a sub-manifold. In superstrings the metastability is induced by axions that cure the anomalies in chiral $N=1$ (or even $N=0$) supersymmetric vacua via a Green-Schwarz/Peccei-Quinn mechanism generalized to four dimensions. We present some typical superstring models and discuss the possible stabilization of the no-scale modulus.

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arXiv1998

Higher-Order Black-Hole Solutions in N=2 Supergravity and Calabi-Yau String Backgrounds

Based on special geometry, we consider corrections to N=2 extremal black-hole solutions and their entropies originating from higher-order derivative terms in N=2 supergravity. These corrections are described by a holomorphic function, and the higher-order black-hole solutions can be expressed in terms of symplectic Sp(2$n$+2) vectors. We apply the formalism to N=2 type-IIA Calabi-Yau string compactifications and compare our results to recent related results in the literature.

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arXiv1996

Higher-Order Gravitational Couplings and Modular Forms in $N=2,D=4$ Heterotic String Compactifications

The restrictions of target--space duality are imposed at the perturbative level on the holomorphic Wilsonian couplings that encode certain higher-order gravitational interactions in $N=2, D=4$ heterotic string compactifications. A crucial role is played by non-holomorphic corrections. The requirement of symplectic covariance and an associated symplectic anomaly equation play an important role in determining their form. For models which also admit a type-II description, this equation coincides with the holomorphic anomaly equation for type-II compactifications in the limit that a specific Kähler-class modulus grows large. We explicitly evaluate some of the higher-order couplings for a toroidal compactification with two moduli $T$ and $U$, and we express them in terms of modular forms.

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arXiv1996

Instanton Numbers and Exchange Symmetries in $N=2$ Dual String Pairs

In this note, we comment on Calabi-Yau spaces with Hodge numbers $h_{1,1}=3$ and $h_{2,1}=243$. We focus on the Calabi-Yau space $WP_{1,1,2,8,12}(24)$ and show how some of its instanton numbers are related to coefficients of certain modular forms. We also comment on the relation of four dimensional exchange symmetries in certain $N=2$ dual models to six dimensional heterotic/heterotic string duality.

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arXiv1995

Non-perturbative monodromies in N=2 heterotic string vacua

We address non-perturbative effects and duality symmetries in $N=2$ heterotic string theories in four dimensions. Specifically, we consider how each of the four lines of enhanced gauge symmetries in the perturbative moduli space of $N=2$ $T_2$ compactifications is split into 2 lines where monopoles and dyons become massless. This amounts to considering non-perturbative effects originating from enhanced gauge symmetries at the microscopic string level. We show that the perturbative and non-perturbative monodromies consistently lead to the results of Seiberg-Witten upon identication of a consistent truncation procedure from local to rigid $N=2$ supersymmetry.

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