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Dingtao Hu

Publications and source records attributed to Dingtao Hu.

2 recordsLinked to original sources

FinSAgent: Corpus-Aligned Multi-Agent RAG Framework for Evidence-Grounded SEC Filing Question Answering

Financial question answering over U.S. Securities and Exchange Commission (SEC) filings requires retrieving and synthesizing heterogeneous evidence dispersed across long, standardized, and highly redundant disclosures. Existing retrieval-augmented and multi-agent systems typically derive retrieval queries directly from the user's question and rank candidates by semantic similarity. Together, these choices create prior-corpus misalignment: a mismatch between model priors and the target filings' structure, terminology, and evidence standards. As a result, query generation misses corpus-specific evidence, while semantic reranking favors topically similar but evidentially invalid false-positive chunks. We propose FinSAgent, an evidence-grounded multi-agent framework that reframes SEC filing QA as corpus-aligned retrieval planning and corrects both ends with a single principle: inject corpus-side conditioning wherever model priors would otherwise dominate. FinSAgent combines (1) role-specialized agents anchored to the mandated 10-K item structure, (2) database-aware query decomposition that conditions each agent's sub-queries on a lightweight, summary-level view of the local corpus, and (3) multi-path retrieval with a learned feature-gated reranker that separates evidential validity from semantic similarity. Across five offline financial QA benchmarks, FinSAgent improves retrieval coverage and answer correctness over strong single-agent and multi-agent baselines; in a three-arm randomized online experiment with 1,000 anonymous user ratings, it also receives higher scores than baselines.

cs.IR

Integral Transformer: Denoising Attention, Not Too Much Not Too Little

Softmax self-attention often assigns disproportionate weight to semantically uninformative tokens such as special tokens and punctuation, a phenomenon known as attention noise. While recent methods like Cog Attention and the Differential Transformer have addressed this by introducing negative attention scores, they risk discarding useful information. In this paper, we propose the Integral Transformer, a novel self-attention mechanism that denoises attention by integrating signals sampled from the logit distribution. Our approach mitigates noise while preserving the contributions of special tokens critical for model performance. Extensive experiments demonstrate that our model outperforms vanilla, Cog, and Differential attention variants on well-established knowledge and reasoning language benchmarks. Moreover, our analysis reveals that employing vanilla self-attention in the lower Transformer layers enhances performance and that the Integral Transformer effectively balances attention distributions and reduces rank collapse in upper layers.

cs.CL