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Dominik Kowald

Publications and source records attributed to Dominik Kowald.

At least 19 recordsLinked to original sources

Robustness and User-Perceived Value of Popularity Calibration in Music Recommendation: A User Study

Popularity calibration in recommender systems has been studied both as a form of user-centered personalization and as an indicator of popularity bias. Most existing work evaluates calibration through offline metrics, often assuming that users prefer recommendation lists whose popularity distribution matches their historical consumption profile. However, user studies on calibration remain limited, and existing findings suggest that calibrated recommendations do not necessarily have a strong effect on user experience. Moreover, although prior work has shown that calibration metrics can correlate with users' perceptions of recommendation lists, the robustness of this relation remains unclear under different levels of item familiarity and incomplete user-history information. In this work, we study the perceived value and measurement reliability of popularity calibration in music recommendation. We construct personalized track lists from users' recent listening histories and use a controlled naive recommender to create lists with different popularity compositions: highpop-heavy, lowpop-heavy, and calibrated. We investigate whether users perceive differences between these lists, whether calibrated lists are preferred, how robust JSD-based popularity calibration is under different familiarity and history-availability conditions, and how computational popularity labels align with users' own popularity judgments. Our results show that users perceive differences in popularity composition, but do not clearly prefer calibrated lists. We further find that the relation between JSD and perceived popularity depends on item familiarity, list composition, and available user history, while computational and user-judged popularity labels only weakly align. These findings contribute to a more critical understanding of popularity calibration as both an offline metric and a user-facing construct.

cs.IR

From Skill Extraction to Multistakeholder Recommendation: A Two-Stage Framework for Bias Governance in Skills-Based Job Matching

AI-based labor-market systems or platforms can affect access to job opportunities prior to organizational candidate rankings or hiring decisions. Such applications warrant caution, as biases in skill extraction, profile formation, and candidate-job matching may contribute to unfair treatment of candidates. In this paper, we propose a two-stage framework for detecting and governing bias in skills-based job matching. Stage 1, skill extraction and profile formation, addresses how candidates provide skills and preferences to the system, how the system extracts and structures this information, and the bias risks this entails, with a focus on chatbot-based elicitation. Stage 2, multistakeholder candidate-job recommendation, would embed this information in a recommender system in which candidate, company, and regulatory objectives are represented by separate agents, each producing an independent candidate-job ranking; these rankings would be combined through social choice-based aggregation into a single, auditable recommendation. The two stages are connected by a shared distinction between hard constraints, which require correction before processing continues, and soft constraints, which are logged to inform later decisions. Following an AI Act-aligned assessment methodology (based on the Fraunhofer AI Assessment Catalog), we propose using distributional auditing and counterfactual testing to produce a Stage 1 bias inventory sorted into hard and soft constraints, with the latter informing fairness thresholds for Stage 2. The same logic would apply to Stage 2: fairness metrics crossing predefined thresholds would trigger an adapted recommendation process, while smaller deviations would be logged as bias reports and persistent fairness states.

cs.IR

Fair Agents: Balancing Multistakeholder Alignment in Multi-Agent Personalization Systems

LLM agents are increasingly used for personalization due to their ability to communicate directly with users in natural language, integrate external knowledge bases, and negotiate with other (possibly human) agents. Especially in multistakeholder AI systems with multiple distinct objectives, LLM agents are used to independently optimize for each stakeholder's goals. Here, stakeholder alignment is essential to identify and map these goals to provide LLM agents with quantifiable objectives. Plus, the way in which the outputs of the LLM agents are aggregated is fundamental to ensuring fair outcomes for all agents and, therefore, stakeholders. In this work, we identify open research challenges and propose a conceptual framework for designing fair multi-agent multistakeholder personalization systems that balance competing stakeholder objectives. Our framework integrates (i) methods to align stakeholder objectives and LLM agents, (ii) aggregation strategies, e.g., based on social choice theory, to form fair collective decisions, and (iii) stakeholder-centric evaluation procedures for both individual and collective agent behavior. We showcase our framework through a tourism use case and discuss possible applications in other domains, such as education and healthcare. Finally, we discuss domain-specific fairness tensions and review datasets for evaluating multistakeholder fairness and multi-agent personalization systems.

cs.IR

Meta-Learning and Targeted Differential Privacy to Improve the Accuracy-Privacy Trade-off in Recommendations

Balancing differential privacy (DP) with recommendation accuracy is a key challenge in privacy-preserving recommender systems, since DP-noise degrades accuracy. We address this trade-off at both the data and model levels. At the data level, we apply DP only to the most stereotypical user data likely to reveal sensitive attributes, such as gender or age, to reduce unnecessary perturbation; we refer to this as targeted DP. At the model level, we use meta-learning to improve robustness to remaining DP-noise. This achieves a better trade-off between accuracy and privacy than standard approaches: Meta-learning improves accuracy and targeted DP leads to lower empirical privacy risk compared to uniformly applied DP and full DP baselines. Overall, our findings show that selectively applying DP at the data level together with meta-learning at the model level can effectively balance recommendation accuracy and user privacy.

cs.IR

What Do Humanities Scholars Need? A User Model for Recommendation in Digital Archives

User models for recommender systems (RecSys) typically assume stable preferences, similarity-based relevance, and session-bounded interactions -- assumptions derived from high-volume consumer contexts. This paper investigates these assumptions for humanities scholars working with digital archives. Following a human-centered design approach, we conducted focus groups and analyzed interview data from 18 researchers. Our analysis identifies four dimensions where scholarly information-seeking diverges from common RecSys user modeling: (1) context volatility -- preferences shift with research tasks and domain expertise; (2) epistemic trust -- relevance depends on verifiable provenance; (3) contrastive seeking -- researchers seek items that challenge their current direction; and (4) strand continuity -- research spans long-term threads rather than discrete sessions. We discuss implications for user modeling and outline how these dimensions relate to collaborative filtering, content-based, and session-based recommendation. We propose these dimensions as a diagnostic framework applicable beyond archives to similar application domains where typical user modeling assumptions may not hold.

cs.DL

Self-Certification of High-Risk AI Systems: The Example of AI-based Facial Emotion Recognition

The European Union's Artificial Intelligence Act establishes comprehensive requirements for high-risk AI systems, yet the harmonized standards necessary for demonstrating compliance remain not fully developed. In this paper, we investigate the practical application of the Fraunhofer AI assessment catalogue as a certification framework through a complete self-certification cycle of an AI-based facial emotion recognition system. Beginning with a baseline model that has deficiencies, including inadequate demographic representation and prediction uncertainty, we document an enhancement process guided by AI certification requirements. The enhanced system achieves higher accuracy with improved reliability metrics and comprehensive fairness across demographic groups. We focused our assessment on two of the six Fraunhofer catalogue dimensions, reliability and fairness, the enhanced system successfully satisfies the certification criteria for these examined dimensions. We find that the certification framework provides value as a proactive development tool, driving concrete technical improvements and generating documentation naturally through integration into the development process. However, fundamental gaps separate structured self-certification from legal compliance: harmonized European standards are not fully available, and AI assessment frameworks and catalogues cannot substitute for them on their own. These findings establish the Fraunhofer AI assessment catalogue as a valuable preparatory tool that complements rather than replaces formal compliance requirements at this time.

cs.CY

Private and Fair Machine Learning: Revisiting the Disparate Impact of Differentially Private SGD

Differential privacy (DP) is a prominent method for protecting information about individuals during data analysis. Training neural networks with differentially private stochastic gradient descent (DPSGD) influences the model's learning dynamics and, consequently, its output. This can affect the model's performance and fairness. While the majority of studies on the topic report a negative impact on fairness, it has recently been suggested that fairness levels comparable to non-private models can be achieved by optimizing hyperparameters for performance directly on differentially private models (rather than re-using hyperparameters from non-private models, as is common practice). In this work, we analyze the generalizability of this claim by 1) comparing the disparate impact of DPSGD on different performance metrics, and 2) analyzing it over a wide range of hyperparameter settings. We highlight that a disparate impact on one metric does not necessarily imply a disparate impact on another. Most importantly, we show that while optimizing hyperparameters directly on differentially private models does not mitigate the disparate impact of DPSGD reliably, it can still lead to improved utility-fairness trade-offs compared to re-using hyperparameters from non-private models. We stress, however, that any form of hyperparameter tuning entails additional privacy leakage, calling for careful considerations of how to balance privacy, utility and fairness. Finally, we extend our analyses to DPSGD-Global-Adapt, a variant of DPSGD designed to mitigate the disparate impact on accuracy, and conclude that this alternative may not be a robust solution with respect to hyperparameter choice.

cs.LG

Multistakeholder Fairness in Tourism: What can Algorithms learn from Tourism Management?

Algorithmic decision-support systems, i.e., recommender systems, are popular digital tools that help tourists decide which places and attractions to explore. However, algorithms often unintentionally direct tourist streams in a way that negatively affects the environment, local communities, or other stakeholders. This issue can be partly attributed to the computer science community's limited understanding of the complex relationships and trade-offs among stakeholders in the real world. In this work, we draw on the practical findings and methods from tourism management to inform research on multistakeholder fairness in algorithmic decision-support. Leveraging a semi-systematic literature review, we synthesize literature from tourism management as well as literature from computer science. Our findings suggest that tourism management actively tries to identify the specific needs of stakeholders and utilizes qualitative, inclusive and participatory methods to study fairness from a normative and holistic research perspective. In contrast, computer science lacks sufficient understanding of the stakeholder needs and primarily considers fairness through descriptive factors, such as measureable discrimination, while heavily relying on few mathematically formalized fairness criteria that fail to capture the multidimensional nature of fairness in tourism. With the results of this work, we aim to illustrate the shortcomings of purely algorithmic research and stress the potential and particular need for future interdisciplinary collaboration. We believe such a collaboration is a fundamental and necessary step to enhance algorithmic decision-support systems towards understanding and supporting true multistakeholder fairness in tourism.

cs.IR

Impacts of Mainstream-Driven Algorithms on Recommendations for Children Across Domains: A Reproducibility Study

Children are often exposed to items curated by recommendation algorithms. Yet, research seldom considers children as a user group, and when it does, it is anchored on datasets where children are underrepresented, risking overlooking their interests, favoring those of the majority, i.e., mainstream users. Recently, Ungruh et al. demonstrated that children's consumption patterns and preferences differ from those of mainstream users, resulting in inconsistent recommendation algorithm performance and behavior for this user group. These findings, however, are based on two datasets with a limited child user sample. We reproduce and replicate this study on a wider range of datasets in the movie, music, and book domains, uncovering interaction patterns and aspects of child-recommender interactions consistent across domains, as well as those specific to some user samples in the data. We also extend insights from the original study with popularity bias metrics, given the interpretation of results from the original study. With this reproduction and extension, we uncover consumption patterns and differences between age groups stemming from intrinsic differences between children and others, and those unique to specific datasets or domains.

cs.IR

Exploring the Effect of Context-Awareness and Popularity Calibration on Popularity Bias in POI Recommendations

Point-of-interest (POI) recommender systems help users discover relevant locations, but their effectiveness is often compromised by popularity bias, which disadvantages less popular, yet potentially meaningful places. This paper addresses this challenge by evaluating the effectiveness of context-aware models and calibrated popularity techniques as strategies for mitigating popularity bias. Using four real-world POI datasets (Brightkite, Foursquare, Gowalla, and Yelp), we analyze the individual and combined effects of these approaches on recommendation accuracy and popularity bias. Our results reveal that context-aware models cannot be considered a uniform solution, as the models studied exhibit divergent impacts on accuracy and bias. In contrast, calibration techniques can effectively align recommendation popularity with user preferences, provided there is a careful balance between accuracy and bias mitigation. Notably, the combination of calibration and context-awareness yields recommendations that balance accuracy and close alignment with the users' popularity profiles, i.e., popularity calibration.

cs.IR

A Multistakeholder Approach to Value-Driven Co-Design of Recommender System Evaluation Metrics in Digital Archives

This paper presents the first multistakeholder approach for translating diverse stakeholder values into an evaluation metric setup for Recommender Systems (RecSys) in digital archives. While commercial platforms mainly rely on engagement metrics, cultural heritage domains require frameworks that balance competing priorities among archivists, platform owners, researchers, and other stakeholders. To address this challenge, we conducted high-profile focus groups (5 groups x 5 persons) with upstream, provider, system, consumer, and downstream stakeholders, identifying value priorities across critical dimensions: visibility/representation, expertise adaptation, and transparency/trust. Our analysis shows that stakeholder concerns naturally align with four sequential research funnel stages: discovery, interaction, integration, and impact. The resulting evaluation setup addresses domain-specific challenges including collection representation imbalances, non-linear research patterns, and tensions between specialized expertise and broader accessibility. We propose directions for tailored metrics in each stage of this research journey, such as research path quality for discovery, contextual appropriateness for interaction, metadata-weighted relevance for integration, and cross-stakeholder value alignment for impact assessment. Our contributions extend beyond digital archives to the broader RecSys community, offering transferable evaluation approaches for domains where value emerges through sustained engagement rather than immediate consumption.

cs.IR

Hybrid Personalization Using Declarative and Procedural Memory Modules of the Cognitive Architecture ACT-R

Recommender systems often rely on sub-symbolic machine learning approaches that operate as opaque black boxes. These approaches typically fail to account for the cognitive processes that shape user preferences and decision-making. In this vision paper, we propose a hybrid user modeling framework based on the cognitive architecture ACT-R that integrates symbolic and sub-symbolic representations of human memory. Our goal is to combine ACT-R's declarative memory, which is responsible for storing symbolic chunks along sub-symbolic activations, with its procedural memory, which contains symbolic production rules. This integration will help simulate how users retrieve past experiences and apply decision-making strategies. With this approach, we aim to provide more transparent recommendations, enable rule-based explanations, and facilitate the modeling of cognitive biases. We argue that our approach has the potential to inform the design of a new generation of human-centered, psychology-informed recommender systems.

cs.IR

Investigating Popularity Bias Amplification in Recommender Systems Employed in the Entertainment Domain

Recommender systems have become an integral part of our daily online experience by analyzing past user behavior to suggest relevant content in entertainment domains such as music, movies, and books. Today, they are among the most widely used applications of AI and machine learning. Consequently, regulations and guidelines for trustworthy AI, such as the European AI Act, which addresses issues like bias and fairness, are highly relevant to the design, development, and evaluation of recommender systems. One particularly important type of bias in this context is popularity bias, which results in the unfair underrepresentation of less popular content in recommendation lists. This work summarizes our research on investigating the amplification of popularity bias in recommender systems within the entertainment sector. Analyzing datasets from three entertainment domains, music, movies, and anime, we demonstrate that an item's recommendation frequency is positively correlated with its popularity. As a result, user groups with little interest in popular content receive less accurate recommendations compared to those who prefer widely popular items. Furthermore, this work contributes to a better understanding of the connection between recommendation accuracy, calibration quality of algorithms, and popularity bias amplification.

cs.IR

Practical Application and Limitations of AI Certification Catalogues in the Light of the AI Act

In this work-in-progress, we investigate the certification of AI systems, focusing on the practical application and limitations of existing certification catalogues in the light of the AI Act by attempting to certify a publicly available AI system. We aim to evaluate how well current approaches work to effectively certify an AI system, and how publicly accessible AI systems, that might not be actively maintained or initially intended for certification, can be selected and used for a sample certification process. Our methodology involves leveraging the Fraunhofer AI Assessment Catalogue as a comprehensive tool to systematically assess an AI model's compliance with certification standards. We find that while the catalogue effectively structures the evaluation process, it can also be cumbersome and time-consuming to use. We observe the limitations of an AI system that has no active development team anymore and highlighted the importance of complete system documentation. Finally, we identify some limitations of the certification catalogues used and proposed ideas on how to streamline the certification process.

cs.CY

De-centering the (Traditional) User: Multistakeholder Evaluation of Recommender Systems

Multistakeholder recommender systems are those that account for the impacts and preferences of multiple groups of individuals, not just the end users receiving recommendations. Due to their complexity, these systems cannot be evaluated strictly by the overall utility of a single stakeholder, as is often the case of more mainstream recommender system applications. In this article, we focus our discussion on the challenges of multistakeholder evaluation of recommender systems. We bring attention to the different aspects involved -- from the range of stakeholders involved (including but not limited to providers and consumers) to the values and specific goals of each relevant stakeholder. We discuss how to move from theoretical principles to practical implementation, providing specific use case examples. Finally, we outline open research directions for the RecSys community to explore. We aim to provide guidance to researchers and practitioners about incorporating these complex and domain-dependent issues of evaluation in the course of designing, developing, and researching applications with multistakeholder aspects.

cs.IR

Establishing and Evaluating Trustworthy AI: Overview and Research Challenges

Artificial intelligence (AI) technologies (re-)shape modern life, driving innovation in a wide range of sectors. However, some AI systems have yielded unexpected or undesirable outcomes or have been used in questionable manners. As a result, there has been a surge in public and academic discussions about aspects that AI systems must fulfill to be considered trustworthy. In this paper, we synthesize existing conceptualizations of trustworthy AI along six requirements: 1) human agency and oversight, 2) fairness and non-discrimination, 3) transparency and explainability, 4) robustness and accuracy, 5) privacy and security, and 6) accountability. For each one, we provide a definition, describe how it can be established and evaluated, and discuss requirement-specific research challenges. Finally, we conclude this analysis by identifying overarching research challenges across the requirements with respect to 1) interdisciplinary research, 2) conceptual clarity, 3) context-dependency, 4) dynamics in evolving systems, and 5) investigations in real-world contexts. Thus, this paper synthesizes and consolidates a wide-ranging and active discussion currently taking place in various academic sub-communities and public forums. It aims to serve as a reference for a broad audience and as a basis for future research directions.

cs.LG

Challenges in Implementing a Recommender System for Historical Research in the Humanities

This extended abstract describes the challenges in implementing recommender systems for digital archives in the humanities, focusing on Monasterium.net, a platform for historical legal documents. We discuss three key aspects: (i) the unique characteristics of so-called charters as items for recommendation, (ii) the complex multi-stakeholder environment, and (iii) the distinct information-seeking behavior of scholars in the humanities. By examining these factors, we aim to contribute to the development of more effective and tailored recommender systems for (digital) humanities research.

cs.IR

Value Identification in Multistakeholder Recommender Systems for Humanities and Historical Research: The Case of the Digital Archive Monasterium.net

Recommender systems remain underutilized in humanities and historical research, despite their potential to enhance the discovery of cultural records. This paper offers an initial value identification of the multiple stakeholders that might be impacted by recommendations in Monasterium.net, a digital archive for historical legal documents. Specifically, we discuss the diverse values and objectives of its stakeholders, such as editors, aggregators, platform owners, researchers, publishers, and funding agencies. These in-depth insights into the potentially conflicting values of stakeholder groups allow designing and adapting recommender systems to enhance their usefulness for humanities and historical research. Additionally, our findings will support deeper engagement with additional stakeholders to refine value models and evaluation metrics for recommender systems in the given domains. Our conclusions are embedded in and applicable to other digital archives and a broader cultural heritage context.

cs.IR