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Dong Lai

Publications and source records attributed to Dong Lai.

At least 127 records · Page 7Linked to original sources

Planet Formation in Disks with Inclined Binary Companions: Can Primordial Spin-Orbit Misalignment be Produced?

Many hot Jupiter (HJ) systems have been observed to have their stellar spin axis misaligned with the planet's orbital angular momentum axis. The origin of this spin-orbit misalignment and the formation mechanism of HJs remain poorly understood. A number of recent works have suggested that gravitational interactions between host stars, protoplanetary disks, and inclined binary companions may tilt the stellar spin axis with respect to the disk's angular angular momentum axis, producing planetary systems with misaligned orbits. These previous works considered idealized disk evolution models and neglected the gravitational influence of newly formed planets. In this paper, we explore how disk photoevaporation and planet formation and migration affect the inclination evolution of planet-star-disk-binary systems. We take into account planet-disk interactions and the gravitational spin-orbit coupling between the host star and the planet. We find that the rapid depletion of the inner disk via photoevaporation reduces the excitation of stellar obliquities. Depending on the formation and migration history of HJs, the spin-orbit coupling between the star and the planet may reduces and even completely suppress the excitation of stellar obliquities. Our work constrains the formation/migration history of HJs. On the other hand, planetary systems with "cold" Jupiters or close-in super-earths may experience excitation of stellar obliquities in the presence of distant inclined companions.

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Effects of Disk Warping on the Inclination Evolution of Star-Disk-Binary Systems

Several recent studies have suggested that circumstellar disks in young stellar binaries may be driven into misalignement with their host stars due to secular gravitational interactions between the star, disk and the binary companion. The disk in such systems is twisted/warped due to the gravitational torques from the oblate central star and the external companion. We calculate the disk warp profile, taking into account of bending wave propagation and viscosity in the disk. We show that for typical protostellar disk parameters, the disk warp is small, thereby justifying the "flat-disk" approximation adopted in previous theoretical studies. However, the viscous dissipation associated with the small disk warp/twist tends to drive the disk toward alignment with the binary or the central star. We calculate the relevant timescales for the alignment. We find the alignment is effective for sufficiently cold disks with strong external torques, especially for systems with rapidly rotating stars, but is ineffective for the majority of star-disk-binary systems. Viscous warp driven alignment may be necessary to account for the observed spin-orbit alignment in multi-planet systems if these systems are accompanied by an inclined binary companion.

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Dynamical Tides in Highly Eccentric Binaries: Chaos, Dissipation and Quasi-Steady State

Highly eccentric binary systems appear in many astrophysical contexts, ranging from tidal capture in dense star clusters, precursors of stellar disruption by massive black holes, to high-eccentricity migration of giant planets. In a highly eccentric binary, the tidal potential of one body can excite oscillatory modes in the other during a pericenter passage, resulting in energy exchange between the modes and the binary orbit. These modes exhibit one of three behaviors over multiple passages: low-amplitude oscillations, large amplitude oscillations corresponding to a resonance between the orbital frequency and the mode frequency, and chaotic growth. We study these phenomena with an iterative map, fully exploring how the mode evolution depends on the pericenter distance and other parameters. In addition, we show that the dissipation of mode energy results in a quasi-steady state, with gradual orbital decay punctuated by resonances, even in systems where the mode amplitude would initially grow stochastically. A newly captured star around a black hole can experience significant orbital decay and heating due to the chaotic growth of the mode amplitude and dissipation. A giant planet pushed into a high-eccentricity orbit may experience a similar effect and become a hot or warm Jupiter.

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How do External Companions Affect Spin-Orbit Misalignment of Hot Jupiters?

Consider a planet with its orbital angular momentum axis aligned with the spin axis of its host star. To what extent does an inclined distant companion (giant planet or binary star) affect this alignment? We provide an analytic, quantitative answer and apply it to hot Jupiter systems, for which misalignments between the orbital axis and the stellar spin axis have been detected. We also show how similar consideration can be applied to multi-planet systems with distant companions (such as Kepler-56). The result of this paper provides a simple method to assess the dynamical role played by external companions on spin-orbit misalignments in exoplanetary systems.

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Trapping of Low-Mass Planets Outside the Truncated Inner Edges of Protoplanetary Discs

We investigate the migration of a low-mass ($\lesssim 10 M_\oplus$) planet near the inner edge of a protoplanetary disc using two-dimensional viscous hydrodynamics simulations. We employ an inner boundary condition representing the truncation of the disc at the stellar corotation radius. As described by Tsang (2011), wave reflection at the inner disc boundary modifies the Type I migration torque on the planet, allowing migration to be halted before the planet reaches the inner edge of the disc. For low-viscosity discs ($α\lesssim 10^{-3}$), planets may be trapped with semi-major axes as large as $3-5$ times the inner disc radius. In general, planets are trapped closer to the inner edge as either the planet mass or the disc viscosity parameter $α$ increases, and farther from the inner edge as the disc thickness is increased. This planet trapping mechanism may impact the formation and migration history of close-in compact multiplanet systems.

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Chaotic quadruple secular evolution and the production of misaligned exomoons and Warm Jupiters in stellar multiples

We study the chaotic and secular evolution of hierarchical quadruple systems in the $3+1$ configuration, focusing on the evolution of mutual inclination of the inner binaries as the system undergoes coupled Lidov-Kozai (LK) oscillations. We include short-range forces (SRF; such as those due to tidal and rotational distortions) that control the eccentricity excitation of the inner binary. The evolution of mutual inclination is described, a priori, by two dimensionless parameters, $\pazocal{R}_0$, the ratio between the inner and outer LK time-scales and $ε_{SRF}$, the ratio between the SRF precession and the inner LK precession rates. We find that the chaotic zones for the mutual inclination depend mainly on $\pazocal{R}_0$, while $ε_{SRF}$ controls mainly the range of eccentricity excitation. The mutual inclination evolves chaotically for $1\lesssim \pazocal{R}_0\lesssim 10$, leading to large misalignments. For $0.4 \lesssim \pazocal{R}_0 \lesssim 0.8$, the system could be weakly excited and produce bimodal distribution of mutual inclination angles. Our results can be applied to exomoons-planets in stellar binaries and Warm/Hot Jupiters in stellar triples. Such systems could develop large mutual inclination angles if the inner binary is tight enough, and also high eccentricities, depending of the strength of the short-range forces. Future detections of tilted Warm/Hot Jupiters and exomoons could put our mechanism under observational tests.

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Inclination Evolution of Protoplanetary Disks Around Eccentric Binaries

It is usually thought that viscous torque works to align a circumbinary disk with the binary's orbital plane. However, recent numerical simulations suggest that the disk may evolve to a configuration perpendicular to the binary orbit ("polar alignment") if the binary is eccentric and the initial disk-binary inclination is sufficiently large. We carry out a theoretical study on the long-term evolution of inclined disks around eccentric binaries, calculating the disk warp profile and dissipative torque acting on the disk. For disks with aspect ratio $H/r$ larger than the viscosity parameter $α$, bending wave propagation effectively makes the disk precess as a quasi-rigid body, while viscosity acts on the disk warp and twist to drive secular evolution of the disk-binary inclination. We derive a simple analytic criterion (in terms of the binary eccentricity and initial disk orientation) for the disk to evolve toward polar alignment with the eccentric binary. When the disk has a non-negligible angular momentum compared to the binary, the final "polar alignment" inclination angle is reduced from $90^\circ$. For typical protoplanetary disk parameters, the timescale of the inclination evolution is shorter than the disk lifetime, suggesting that highly-inclined disks and planets may exist orbiting eccentric binaries.

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Spin-Orbit Misalignment of Merging Black-Hole Binaries with Tertiary Companions

We study the effect of external companion on the orbital and spin evolution of merging black-hole (BH) binaries. An sufficiently close by and inclined companion can excite Lidov-Kozai (LK) eccentricity oscillations in the binary, thereby shortening its merger time. During such LK-enhanced orbital decay, the spin axis of the BH generally exhibits chaotic evolution, leading to a wide range ($0^\circ$-$180^\circ$) of final spin-orbit misalignment angle from an initially aligned configuration. For systems that do not experience eccentricity excitation, only modest ($\lesssim 20^\circ$) spin-orbit misalignment can be produced, and we derive an analytic expression for the final misalignment using the principle of adiabatic invariance. The spin-orbit misalignment directly impacts the gravitational waveform, and can be used to constrain the formation scenarios of BH binaries and dynamical influences of external companions.

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Moderately Eccentric Warm Jupiters from Secular Interactions with Exterior Companions

Recent studies have proposed that most warm Jupiters (WJs, giant planets with semi-major axes in the range of 0.1-1 AU) probably form in-situ, or arrive in their observed orbits through disk migration. However, both in-situ formation and disk migration, in their simplest flavors, predict WJs to be in low-eccentricity orbits, in contradiction with many observed WJs that are moderately eccentric (e=0.2-0.7). This paper examines the possibility that the WJ eccentricities are raised by secular interactions with exterior giant planet companions, following in-situ formation or migration on a circular orbit. Eccentricity growth may arise from an inclined companion (through Lidov-Kozai cycles), or from an eccentric, nearly coplanar companion (through apsidal precession resonances). We quantify the necessary conditions (in terms of the eccentricity, semi-major axis and inclination) for external perturbers of various masses to raise the WJ eccentricity. We also consider the sample of eccentric WJs with detected outer companions, and for each system, identify the range of mutual inclinations needed to generate the observed eccentricity. For most systems, we find that relatively high inclinations (at least $\sim 40^\circ$) are needed so that Lidov-Kozai cycles are induced; the observed outer companions are typically not sufficiently eccentric to generate the observed WJ eccentricity in a low-inclination configuration. The results of this paper place constraints on possibly unseen external companions to eccentric WJs. Observations that probe mutual inclinations of giant planet systems will help clarify the origin of eccentric WJs and the role of external companions.

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Resonant Tidal Excitation of Oscillation Modes in Merging Binary Neutron Stars: Inertial-Gravity Modes

In coalescing neutron star (NS) binaries, tidal force can resonantly excite low-frequency (< 500 Hz) oscillation modes in the NS, transferring energy between the orbit and the NS. This resonant tide can induce phase shift in the gravitational waveforms, and potentially provide a new window of studying NS interior using gravitational waves. Previous works have considered tidal excitations of pure g-modes (due to stable stratification of the star) and pure inertial modes (due to Coriolis force), with the rotational effect treated in an approximate manner. However, for realistic NSs, the buoyancy and rotational effects can be comparable, giving rise to mixed inertial-gravity modes. We develop a non-perturbative numerical spectral code to compute the frequencies and tidal coupling coefficients of these modes. We then calculate the phase shift in the gravitational waveform due to each resonance during binary inspiral. We adopt polytropic NS models with a parameterized stratification. We derive relevant scaling relations and survey how the phase shift depends on various properties of the NS. We find that for canonical NSs (with mass M = 1.4M_sun and radius R = 10 km) and modest rotation rates (< 300 Hz), the gravitational wave phase shift due to a resonance is generally less than 0.01 radian. But the phase shift is a strong function of R and M, and can reach a radian or more for low-mass NSs with larger radii (R > 15 km). Significant phase shift can also be produced when the combination of stratification and rotation gives rise to a very low frequency (< 20 Hz in the inertial frame) modified g-mode. We also find that some inertial modes can be strongly affected by stratification, and that the m = 1 r-mode, previously identified to have a small but finite inertial-frame frequency based on the Cowling approximation, in fact has essentially zero frequency, and therefore cannot be excited.

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Secular chaotic dynamics in hierarchical quadruple systems, with applications to hot Jupiters in stellar binaries and triples

Hierarchical quadruple systems arise naturally in stellar binaries and triples that harbour planets. Examples are hot Jupiters (HJs) in stellar triple systems, and planetary companions to HJs in stellar binaries. The secular dynamical evolution of these systems is generally complex, with secular chaotic motion possible in certain parameter regimes. The latter can lead to extremely high eccentricities and, therefore, strong interactions such as efficient tidal evolution. These interactions are believed to play an important role in the formation of HJs through high-eccentricity migration. Nevertheless, a deeper understanding of the secular dynamics of these systems is still lacking. Here we study in detail the secular dynamics of a special case of hierarchical quadruple systems in either the `2+2' or `3+1' configurations. We show how the equations of motion can be cast in a form representing a perturbed hierarchical three-body system, in which the outer orbital angular momentum vector is precessing steadily around a fixed axis. In this case, we show that eccentricity excitation can be significantly enhanced when the precession period is comparable to the Lidov-Kozai oscillation time-scale of the inner orbit. This arises from an induced large mutual inclination between the inner and outer orbits driven by the precession of the outer orbit, even if the initial mutual inclination is small. We present a simplified semi-analytic model that describes the latter phenomenon.

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Merging Compact Binaries in Hierarchical Triple Systems: Resonant Excitation of Binary Eccentricity

We study the secular dynamics of compact binaries (consisting of white dwarfs, neutron stars or black holes) with tertiary companions in hierarchical triple systems. As the inner binary (with initially negligible eccentricity) undergoes orbital decay due to gravitational radiation, its eccentricity can be excited by gravitational forcing from the tertiary. This excitation occurs when the triple system passes through an "apsidal precession resonance", when the precession rate of the inner binary, driven by the gravitational perturbation of the external companion and general relativity, matches the precession rate of the outer binary. The eccentricity excitation requires the outer companion to be on an eccentric orbit, with the mutual inclination between the inner and outer orbits less than $\sim 40^\circ$. Gravitational wave (GW) signals from the inner binary can be significantly modified as the system evolves through the apsidal precession resonance. For some system parameters (e.g., a white dwarf binary with a brown dwarf tertiary), the resonance can happen when the binary emits GWs in the $10^{-4}-10^{-1}$~Hz range (the sensitivity band of LISA).

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Triaxial Deformation and Asynchronous Rotation of Rocky Planets in the Habitable Zone of Low-Mass Stars

Rocky planets orbiting M-dwarf stars in the habitable zone tend to be driven to synchronous rotation by tidal dissipation, potentially causing difficulties for maintaining a habitable climate on the planet. However, the planet may be captured into asynchronous spin-orbit resonances, and this capture may be more likely if the planet has a sufficiently large intrinsic triaxial deformation. We derive the analytic expression for the maximum triaxiality of a rocky planet, with and without a liquid envelope, as a function of the planet's radius, density, rigidity and critical strain of fracture. The derived maximum triaxiality is consistent with the observed triaxialities for terrestrial planets in the solar system, and indicates that rocky planets in the habitable zone of M-dwarfs can in principle be in a state of asynchronous spin-orbit resonances.

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Lidov-Kozai Mechanism in Hydrodynamical Disks: Linear Stability Analysis

Recent SPH simulations by Martin et al. (2014) suggest a circumstellar gaseous disk may exhibit coherent eccentricity-inclination oscillations due to the tidal forcing of an inclined binary companion, in a manner that resembles Lidov-Kozai oscillations in hierarchical triple systems. We carry out linear stability analysis for the eccentricity growth of circumstellar disks in binaries, including the effects of gas pressure and viscosity and secular (orbital-averaged) tidal force from the inclined companion. We find that the growth of disk eccentricity depends on the dimensionless ratio ($S$) between $c_{\rm s}^2$ (the disk sound speed squared) and the tidal torque acting on the disk (per unit mass) from the companion. For $S\ll 1$, the standard Lidov-Kozai result is recovered for a thin disk annulus: eccentricity excitation occurs when the mutual inclination $I$ between the disk and binary lies between $39^\circ$ and $141^\circ$. As $S$ increases, the inclination window for eccentricity growth generally becomes narrower. For $S\gtrsim$ a few, eccentricity growth is suppressed for all inclination angles. Surprisingly, we find that for $S\sim 1$ and certain disk density/pressure profiles, eccentricity excitation can occur even when $I$ is much less than $39^\circ$.

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Extreme Secular Excitation of Eccentricity Inside Mean Motion Resonance: Driving Small Bodies into Star-Grazing Orbits by Planetary Perturbations

It is well known that asteroids and comets fall into the Sun. Metal pollution of white dwarfs and transient spectroscopic signatures of young stars like $β$-Pic provide growing evidence that extra solar planetesimals can attain extreme orbital eccentricities and fall onto their parent stars. We aim to develop a general, practically implementable, semi-analytical theory of secular eccentricity excitation of small bodies in mean motion resonances with an eccentric planet valid for arbitrary values of the eccentricities and including the short-range force due to General Relativity. Our semi-analytic model for the restricted planar three-body problem does not make use of any series expansion and therefore is valid for any values of eccentricities and semi-major axes ratios. The model is based on the application of the adiabatic principle, which is valid when the precession period of the longitude of pericenter of the planetesimal is much longer than the libration period in the mean motion resonance. This holds down to vanishingly small eccentricities in resonances of order larger than 1. We provide a Mathematica notebook with the implementation of the model allowing direct use to the interested reader. We confirm that the 4:1 mean motion resonance with a moderately eccentric planet is the most powerful one to lift the eccentricity of planetesimals from nearly circular orbits to star-grazing ones. However, if the planet is too eccentric, we find that this resonances becomes unable to pump the planetesimal's eccentricity to very high value. The inclusion of the General Relativity effect imposes a condition on the mass of the planet to drive the planetsimals into star-grazing orbits. For a planetesimal at $\sim$1 AU around a solar-mass star (or white dwarf), we find a threshold planetary mass of about 17 Earth masses. We finally derive an analytical formula for this critical mass.

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Generating large misalignments in gapped and binary discs

Many protostellar gapped and binary discs show misalignments between their inner and outer discs; in some cases, $\sim70$ degree misalignments have been observed. Here we show that these misalignments can be generated through a "secular precession resonance" between the nodal precession of the inner disc and the precession of the gap-opening (stellar or massive planetary) companion. An evolving protostellar system may naturally cross this resonance during its lifetime due to disc dissipation and/or companion migration. If resonance crossing occurs on the right timescale, of order a few Myrs, characteristic for young protostellar systems, the inner and outer discs can become highly misaligned ($\gtrsim 60$ degrees). When the primary star has a mass of order a solar mass, generating a significant misalignment typically requires the companion to have a mass of $\sim 0.01-0.1$ M$_\odot$ and an orbital separation of tens of AU. The recently observed companion in the cavity of the gapped, highly misaligned system HD 142527 satisfies these requirements, indicating that a previous resonance crossing event misaligned the inner and outer discs. Our scenario for HD 142527's misaligned discs predicts that the companion's orbital plane is aligned with the outer disc's; this prediction should be testable with future observations as the companion's orbit is mapped out. Misalignments observed in several other gapped disc systems could be generated by the same secular resonance mechanism.

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Migration of Planets Into and Out of Mean Motion Resonances in Protoplanetary Disks: Analytical Theory of Second-Order Resonances

Recent observations of Kepler multi-planet systems have revealed a number of systems with planets very close to second-order mean motion resonances (MMRs, with period ratio $1:3$, $3:5$, etc.) We present an analytic study of resonance capture and its stability for planets migrating in gaseous disks. Resonance capture requires slow convergent migration of the planets, with sufficiently large eccentricity damping timescale $T_e$ and small pre-resonance eccentricities. We quantify these requirements and find that they can be satisfied for super-Earths under protoplanetary disk conditions. For planets captured into resonance, an equilibrium state can be reached, in which eccentricity excitation due to resonant planet-planet interaction balances eccentricity damping due to planet-disk interaction. We show that this "captured" equilibrium can be overstable, leading to partial or permanent escape of the planets from the resonance. In general, the stability of the captured state depends on the inner to outer planet mass ratio $q=m_1/m_2$ and the ratio of the eccentricity damping times. The overstability growth time is of order $T_e$, but can be much larger for systems close to the stability threshold. For low-mass planets undergoing type I (non-gap opening) migration, convergent migration requires $q \lesssim 1$, while the stability of the capture requires $q\gtrsim 1$. These results suggest that planet pairs stably captured into second-order MMRs have comparable masses. This is in contrast to first-order MMRs, where a larger parameter space exists for stable resonance capture. We confirm and extend our analytical results with $N$-body simulations, and show that for overstable capture, the escape time from the MMR can be comparable to the time the planets spend migrating between resonances.

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Eccentricity and Spin-Orbit Misalignment in Short-Period Stellar Binaries as a Signpost of Hidden Tertiary Companions

Eclipsing binaries are observed to have a range of eccentricities and spin-orbit misalignments (stellar obliquities). Whether such properties are primordial, or arise from post-formation dynamical interactions remains uncertain. This paper considers the scenario in which the binary is the inner component of a hierarchical triple stellar system, and derives the requirements that the tertiary companion must satisfy in order to raise the eccentricity and obliquity of the inner binary. Through numerical integrations of the secular octupole-order equations of motion of stellar triples, coupled with the spin precession of the oblate primary star due to the torque from the secondary, we obtain a simple, robust condition for producing spin-orbit misalignment in the inner binary: In order to excite appreciable obliquity, the precession rate of the stellar spin axis must be smaller than the orbital precession rate due to the tertiary companion. This yields quantitative requirements on the mass and orbit of the tertiary. We also present new analytic expressions for the maximum eccentricity and range of inclinations allowing eccentricity excitation (Lidov-Kozai window), for stellar triples with arbitrary masses and including the non-Keplerian potentials introduced by general relativity, stellar tides and rotational bulges. The results of this paper can be used to place constraints on unobserved tertiary companions in binaries that exhibit high eccentricity and/or spin-orbit misalignment, and will be helpful in guiding efforts to detect external companions around stellar binaries. As an application, we consider the eclipsing binary DI Herculis, and identify the requirements that a tertiary companion must satisfy to produce the observed spin-orbit misalignment.

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