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Dongkuan Xu

Publications and source records attributed to Dongkuan Xu.

At least 37 records · Page 2Linked to original sources

On the Essence and Prospect: An Investigation of Alignment Approaches for Big Models

Big models have achieved revolutionary breakthroughs in the field of AI, but they might also pose potential concerns. Addressing such concerns, alignment technologies were introduced to make these models conform to human preferences and values. Despite considerable advancements in the past year, various challenges lie in establishing the optimal alignment strategy, such as data cost and scalable oversight, and how to align remains an open question. In this survey paper, we comprehensively investigate value alignment approaches. We first unpack the historical context of alignment tracing back to the 1920s (where it comes from), then delve into the mathematical essence of alignment (what it is), shedding light on the inherent challenges. Following this foundation, we provide a detailed examination of existing alignment methods, which fall into three categories: Reinforcement Learning, Supervised Fine-Tuning, and In-context Learning, and demonstrate their intrinsic connections, strengths, and limitations, helping readers better understand this research area. In addition, two emerging topics, personal alignment, and multimodal alignment, are also discussed as novel frontiers in this field. Looking forward, we discuss potential alignment paradigms and how they could handle remaining challenges, prospecting where future alignment will go.

cs.AI↗

ToolNet: Connecting Large Language Models with Massive Tools via Tool Graph

While achieving remarkable progress in a broad range of tasks, large language models (LLMs) remain significantly limited in properly using massive external tools. Existing in-context learning approaches simply format tools into a list of plain text descriptions and input them to LLMs, from which, LLMs generate a sequence of tool calls to solve problems step by step. Such a paradigm ignores the intrinsic dependency between tools and offloads all reasoning loads to LLMs, making them restricted to a limited number of specifically designed tools. It thus remains challenging for LLMs to operate on a library of massive tools, casting a great limitation when confronted with real-world scenarios. This paper proposes ToolNet, a plug-and-play framework that scales up the number of tools to thousands with a moderate increase in token consumption. ToolNet organizes tools into a directed graph. Each node represents a tool, and weighted edges denote tool transition. Starting from an initial tool node, an LLM navigates in the graph by iteratively choosing the next one from its successors until the task is resolved. Extensive experiments show that ToolNet can achieve impressive results in challenging multi-hop tool learning datasets and is resilient to tool failures.

cs.AI↗

Breaking through Deterministic Barriers: Randomized Pruning Mask Generation and Selection

It is widely acknowledged that large and sparse models have higher accuracy than small and dense models under the same model size constraints. This motivates us to train a large model and then remove its redundant neurons or weights by pruning. Most existing works pruned the networks in a deterministic way, the performance of which solely depends on a single pruning criterion and thus lacks variety. Instead, in this paper, we propose a model pruning strategy that first generates several pruning masks in a designed random way. Subsequently, along with an effective mask-selection rule, the optimal mask is chosen from the pool of mask candidates. To further enhance efficiency, we introduce an early mask evaluation strategy, mitigating the overhead associated with training multiple masks. Our extensive experiments demonstrate that this approach achieves state-of-the-art performance across eight datasets from GLUE, particularly excelling at high levels of sparsity.

cs.CV↗

Towards Robust Pruning: An Adaptive Knowledge-Retention Pruning Strategy for Language Models

The pruning objective has recently extended beyond accuracy and sparsity to robustness in language models. Despite this, existing methods struggle to enhance robustness against adversarial attacks when continually increasing model sparsity and require a retraining process. As humans step into the era of large language models, these issues become increasingly prominent. This paper proposes that the robustness of language models is proportional to the extent of pre-trained knowledge they encompass. Accordingly, we introduce a post-training pruning strategy designed to faithfully replicate the embedding space and feature space of dense language models, aiming to conserve more pre-trained knowledge during the pruning process. In this setup, each layer's reconstruction error not only originates from itself but also includes cumulative error from preceding layers, followed by an adaptive rectification. Compared to other state-of-art baselines, our approach demonstrates a superior balance between accuracy, sparsity, robustness, and pruning cost with BERT on datasets SST2, IMDB, and AGNews, marking a significant stride towards robust pruning in language models.

cs.CL↗

Students' Perceptions and Preferences of Generative Artificial Intelligence Feedback for Programming

The rapid evolution of artificial intelligence (AI), specifically large language models (LLMs), has opened opportunities for various educational applications. This paper explored the feasibility of utilizing ChatGPT, one of the most popular LLMs, for automating feedback for Java programming assignments in an introductory computer science (CS1) class. Specifically, this study focused on three questions: 1) To what extent do students view LLM-generated feedback as formative? 2) How do students see the comparative affordances of feedback prompts that include their code, vs. those that exclude it? 3) What enhancements do students suggest for improving AI-generated feedback? To address these questions, we generated automated feedback using the ChatGPT API for four lab assignments in the CS1 class. The survey results revealed that students perceived the feedback as aligning well with formative feedback guidelines established by Shute. Additionally, students showed a clear preference for feedback generated by including the students' code as part of the LLM prompt, and our thematic study indicated that the preference was mainly attributed to the specificity, clarity, and corrective nature of the feedback. Moreover, this study found that students generally expected specific and corrective feedback with sufficient code examples, but had diverged opinions on the tone of the feedback. This study demonstrated that ChatGPT could generate Java programming assignment feedback that students perceived as formative. It also offered insights into the specific improvements that would make the ChatGPT-generated feedback useful for students.

cs.HC↗

AutoST: Training-free Neural Architecture Search for Spiking Transformers

Spiking Transformers have gained considerable attention because they achieve both the energy efficiency of Spiking Neural Networks (SNNs) and the high capacity of Transformers. However, the existing Spiking Transformer architectures, derived from Artificial Neural Networks (ANNs), exhibit a notable architectural gap, resulting in suboptimal performance compared to their ANN counterparts. Manually discovering optimal architectures is time-consuming. To address these limitations, we introduce AutoST, a training-free NAS method for Spiking Transformers, to rapidly identify high-performance Spiking Transformer architectures. Unlike existing training-free NAS methods, which struggle with the non-differentiability and high sparsity inherent in SNNs, we propose to utilize Floating-Point Operations (FLOPs) as a performance metric, which is independent of model computations and training dynamics, leading to a stronger correlation with performance. Our extensive experiments show that AutoST models outperform state-of-the-art manually or automatically designed SNN architectures on static and neuromorphic datasets. Full code, model, and data are released for reproduction.

cs.NE↗

FP8-BERT: Post-Training Quantization for Transformer

Transformer-based models, such as BERT, have been widely applied in a wide range of natural language processing tasks. However, one inevitable side effect is that they require massive memory storage and inference cost when deployed in production. Quantization is one of the popularized ways to alleviate the cost. However, the previous 8-bit quantization strategy based on INT8 data format either suffers from the degradation of accuracy in a Post-Training Quantization (PTQ) fashion or requires an expensive Quantization-Aware Training (QAT) process. Recently, a new numeric format FP8 (i.e. floating-point of 8-bits) has been proposed and supported in commercial AI computing platforms such as H100. In this paper, we empirically validate the effectiveness of FP8 as a way to do Post-Training Quantization without significant loss of accuracy, with a simple calibration and format conversion process. We adopt the FP8 standard proposed by NVIDIA Corp. (2022) in our extensive experiments of BERT variants on GLUE and SQuAD v1.1 datasets, and show that PTQ with FP8 can significantly improve the accuracy upon that with INT8, to the extent of the full-precision model.

cs.AI↗

Balance is Essence: Accelerating Sparse Training via Adaptive Gradient Correction

Despite impressive performance, deep neural networks require significant memory and computation costs, prohibiting their application in resource-constrained scenarios. Sparse training is one of the most common techniques to reduce these costs, however, the sparsity constraints add difficulty to the optimization, resulting in an increase in training time and instability. In this work, we aim to overcome this problem and achieve space-time co-efficiency. To accelerate and stabilize the convergence of sparse training, we analyze the gradient changes and develop an adaptive gradient correction method. Specifically, we approximate the correlation between the current and previous gradients, which is used to balance the two gradients to obtain a corrected gradient. Our method can be used with the most popular sparse training pipelines under both standard and adversarial setups. Theoretically, we prove that our method can accelerate the convergence rate of sparse training. Extensive experiments on multiple datasets, model architectures, and sparsities demonstrate that our method outperforms leading sparse training methods by up to \textbf{5.0\%} in accuracy given the same number of training epochs, and reduces the number of training epochs by up to \textbf{52.1\%} to achieve the same accuracy. Our code is available on: \url{https://github.com/StevenBoys/AGENT}.

cs.LG↗

Towards Personalized Federated Learning via Heterogeneous Model Reassembly

This paper focuses on addressing the practical yet challenging problem of model heterogeneity in federated learning, where clients possess models with different network structures. To track this problem, we propose a novel framework called pFedHR, which leverages heterogeneous model reassembly to achieve personalized federated learning. In particular, we approach the problem of heterogeneous model personalization as a model-matching optimization task on the server side. Moreover, pFedHR automatically and dynamically generates informative and diverse personalized candidates with minimal human intervention. Furthermore, our proposed heterogeneous model reassembly technique mitigates the adverse impact introduced by using public data with different distributions from the client data to a certain extent. Experimental results demonstrate that pFedHR outperforms baselines on three datasets under both IID and Non-IID settings. Additionally, pFedHR effectively reduces the adverse impact of using different public data and dynamically generates diverse personalized models in an automated manner.

cs.LG↗

Rethinking Data Distillation: Do Not Overlook Calibration

Neural networks trained on distilled data often produce over-confident output and require correction by calibration methods. Existing calibration methods such as temperature scaling and mixup work well for networks trained on original large-scale data. However, we find that these methods fail to calibrate networks trained on data distilled from large source datasets. In this paper, we show that distilled data lead to networks that are not calibratable due to (i) a more concentrated distribution of the maximum logits and (ii) the loss of information that is semantically meaningful but unrelated to classification tasks. To address this problem, we propose Masked Temperature Scaling (MTS) and Masked Distillation Training (MDT) which mitigate the limitations of distilled data and achieve better calibration results while maintaining the efficiency of dataset distillation.

cs.CV↗

Gentopia: A Collaborative Platform for Tool-Augmented LLMs

Augmented Language Models (ALMs) empower large language models with the ability to use tools, transforming them into intelligent agents for real-world interactions. However, most existing frameworks for ALMs, to varying degrees, are deficient in the following critical features: flexible customization, collaborative democratization, and holistic evaluation. We present gentopia, an ALM framework enabling flexible customization of agents through simple configurations, seamlessly integrating various language models, task formats, prompting modules, and plugins into a unified paradigm. Furthermore, we establish gentpool, a public platform enabling the registration and sharing of user-customized agents. Agents registered in gentpool are composable such that they can be assembled together for agent collaboration, advancing the democratization of artificial intelligence. To ensure high-quality agents, gentbench, an integral component of gentpool, is designed to thoroughly evaluate user-customized agents across diverse aspects such as safety, robustness, efficiency, etc. We release gentopia on Github and will continuously move forward.

cs.AI↗

Towards Reliable Rare Category Analysis on Graphs via Individual Calibration

Rare categories abound in a number of real-world networks and play a pivotal role in a variety of high-stakes applications, including financial fraud detection, network intrusion detection, and rare disease diagnosis. Rare category analysis (RCA) refers to the task of detecting, characterizing, and comprehending the behaviors of minority classes in a highly-imbalanced data distribution. While the vast majority of existing work on RCA has focused on improving the prediction performance, a few fundamental research questions heretofore have received little attention and are less explored: How confident or uncertain is a prediction model in rare category analysis? How can we quantify the uncertainty in the learning process and enable reliable rare category analysis? To answer these questions, we start by investigating miscalibration in existing RCA methods. Empirical results reveal that state-of-the-art RCA methods are mainly over-confident in predicting minority classes and under-confident in predicting majority classes. Motivated by the observation, we propose a novel individual calibration framework, named CALIRARE, for alleviating the unique challenges of RCA, thus enabling reliable rare category analysis. In particular, to quantify the uncertainties in RCA, we develop a node-level uncertainty quantification algorithm to model the overlapping support regions with high uncertainty; to handle the rarity of minority classes in miscalibration calculation, we generalize the distribution-based calibration metric to the instance level and propose the first individual calibration measurement on graphs named Expected Individual Calibration Error (EICE). We perform extensive experimental evaluations on real-world datasets, including rare category characterization and model calibration tasks, which demonstrate the significance of our proposed framework.

cs.AI↗

ReWOO: Decoupling Reasoning from Observations for Efficient Augmented Language Models

Augmented Language Models (ALMs) blend the reasoning capabilities of Large Language Models (LLMs) with tools that allow for knowledge retrieval and action execution. Existing ALM systems trigger LLM thought processes while pulling observations from these tools in an interleaved fashion. Specifically, an LLM reasons to call an external tool, gets halted to fetch the tool's response, and then decides the next action based on all preceding response tokens. Such a paradigm, though straightforward and easy to implement, often leads to huge computation complexity from redundant prompts and repeated execution. This study addresses such challenges for the first time, proposing a modular paradigm ReWOO (Reasoning WithOut Observation) that detaches the reasoning process from external observations, thus significantly reducing token consumption. Comprehensive evaluations across six public NLP benchmarks and a curated dataset reveal consistent performance enhancements with our proposed methodology. Notably, ReWOO achieves 5x token efficiency and 4% accuracy improvement on HotpotQA, a multi-step reasoning benchmark. Furthermore, ReWOO demonstrates robustness under tool-failure scenarios. Beyond prompt efficiency, decoupling parametric modules from non-parametric tool calls enables instruction fine-tuning to offload LLMs into smaller language models, thus substantially reducing model parameters. Our illustrative work offloads reasoning ability from 175B GPT3.5 into 7B LLaMA, demonstrating the significant potential for truly efficient and scalable ALM systems.

cs.CL↗

Dynamic Sparse Training via Balancing the Exploration-Exploitation Trade-off

Over-parameterization of deep neural networks (DNNs) has shown high prediction accuracy for many applications. Although effective, the large number of parameters hinders its popularity on resource-limited devices and has an outsize environmental impact. Sparse training (using a fixed number of nonzero weights in each iteration) could significantly mitigate the training costs by reducing the model size. However, existing sparse training methods mainly use either random-based or greedy-based drop-and-grow strategies, resulting in local minimal and low accuracy. In this work, we consider the dynamic sparse training as a sparse connectivity search problem and design an exploitation and exploration acquisition function to escape from local optima and saddle points. We further design an acquisition function and provide the theoretical guarantees for the proposed method and clarify its convergence property. Experimental results show that sparse models (up to 98\% sparsity) obtained by our proposed method outperform the SOTA sparse training methods on a wide variety of deep learning tasks. On VGG-19 / CIFAR-100, ResNet-50 / CIFAR-10, ResNet-50 / CIFAR-100, our method has even higher accuracy than dense models. On ResNet-50 / ImageNet, the proposed method has up to 8.2\% accuracy improvement compared to SOTA sparse training methods.

cs.LG↗

Neurogenesis Dynamics-inspired Spiking Neural Network Training Acceleration

Biologically inspired Spiking Neural Networks (SNNs) have attracted significant attention for their ability to provide extremely energy-efficient machine intelligence through event-driven operation and sparse activities. As artificial intelligence (AI) becomes ever more democratized, there is an increasing need to execute SNN models on edge devices. Existing works adopt weight pruning to reduce SNN model size and accelerate inference. However, these methods mainly focus on how to obtain a sparse model for efficient inference, rather than training efficiency. To overcome these drawbacks, in this paper, we propose a Neurogenesis Dynamics-inspired Spiking Neural Network training acceleration framework, NDSNN. Our framework is computational efficient and trains a model from scratch with dynamic sparsity without sacrificing model fidelity. Specifically, we design a new drop-and-grow strategy with decreasing number of non-zero weights, to maintain extreme high sparsity and high accuracy. We evaluate NDSNN using VGG-16 and ResNet-19 on CIFAR-10, CIFAR-100 and TinyImageNet. Experimental results show that NDSNN achieves up to 20.52\% improvement in accuracy on Tiny-ImageNet using ResNet-19 (with a sparsity of 99\%) as compared to other SOTA methods (e.g., Lottery Ticket Hypothesis (LTH), SET-SNN, RigL-SNN). In addition, the training cost of NDSNN is only 40.89\% of the LTH training cost on ResNet-19 and 31.35\% of the LTH training cost on VGG-16 on CIFAR-10.

cs.NE↗

Accelerating Dataset Distillation via Model Augmentation

Dataset Distillation (DD), a newly emerging field, aims at generating much smaller but efficient synthetic training datasets from large ones. Existing DD methods based on gradient matching achieve leading performance; however, they are extremely computationally intensive as they require continuously optimizing a dataset among thousands of randomly initialized models. In this paper, we assume that training the synthetic data with diverse models leads to better generalization performance. Thus we propose two model augmentation techniques, i.e. using early-stage models and parameter perturbation to learn an informative synthetic set with significantly reduced training cost. Extensive experiments demonstrate that our method achieves up to 20x speedup and comparable performance on par with state-of-the-art methods.

cs.LG↗

You Need Multiple Exiting: Dynamic Early Exiting for Accelerating Unified Vision Language Model

Large-scale Transformer models bring significant improvements for various downstream vision language tasks with a unified architecture. The performance improvements come with increasing model size, resulting in slow inference speed and increased cost for severing. While some certain predictions benefit from the full complexity of the large-scale model, not all of inputs need the same amount of computation to conduct, potentially leading to computation resource waste. To handle this challenge, early exiting is proposed to adaptively allocate computational power in term of input complexity to improve inference efficiency. The existing early exiting strategies usually adopt output confidence based on intermediate layers as a proxy of input complexity to incur the decision of skipping following layers. However, such strategies cannot apply to encoder in the widely-used unified architecture with both encoder and decoder due to difficulty of output confidence estimation in the encoder. It is suboptimal in term of saving computation power to ignore the early exiting in encoder component. To handle this challenge, we propose a novel early exiting strategy for unified visual language models, which allows dynamically skip the layers in encoder and decoder simultaneously in term of input layer-wise similarities with multiple times of early exiting, namely \textbf{MuE}. By decomposing the image and text modalities in the encoder, MuE is flexible and can skip different layers in term of modalities, advancing the inference efficiency while minimizing performance drop. Experiments on the SNLI-VE and MS COCO datasets show that the proposed approach MuE can reduce expected inference time by up to 50\% and 40\% while maintaining 99\% and 96\% performance respectively.

cs.CV↗

Time Series Contrastive Learning with Information-Aware Augmentations

Various contrastive learning approaches have been proposed in recent years and achieve significant empirical success. While effective and prevalent, contrastive learning has been less explored for time series data. A key component of contrastive learning is to select appropriate augmentations imposing some priors to construct feasible positive samples, such that an encoder can be trained to learn robust and discriminative representations. Unlike image and language domains where ``desired'' augmented samples can be generated with the rule of thumb guided by prefabricated human priors, the ad-hoc manual selection of time series augmentations is hindered by their diverse and human-unrecognizable temporal structures. How to find the desired augmentations of time series data that are meaningful for given contrastive learning tasks and datasets remains an open question. In this work, we address the problem by encouraging both high \textit{fidelity} and \textit{variety} based upon information theory. A theoretical analysis leads to the criteria for selecting feasible data augmentations. On top of that, we propose a new contrastive learning approach with information-aware augmentations, InfoTS, that adaptively selects optimal augmentations for time series representation learning. Experiments on various datasets show highly competitive performance with up to 12.0\% reduction in MSE on forecasting tasks and up to 3.7\% relative improvement in accuracy on classification tasks over the leading baselines.

cs.LG↗