arXiv subjects

Duncan S. Callaway

Publications and source records attributed to Duncan S. Callaway.

31 records · Page 2Linked to original sources

arXiv2018

Trajectory tracking with an aggregation of domestic hot water heaters: Combining model-based and model-free control in a commercial deployment

Scalable demand response of residential electric loads has been a timely research topic in recent years. The commercial coming of age or residential demand response requires a scalable control architecture that is both efficient and practical to use. This work presents such a strategy for domestic hot water heaters and present a commercial proof-of-concept deployment. The strategy combines state of the art in aggregate-and-dispatch with a novel dispatch strategy leveraging recent developments in reinforcement learning and is tested in a hardware-in-the-loop simulation environment. The results are promising and present how model-based and model-free control strategies can be merged to obtain a mature and commercially viable control strategy for residential demand response.

math.OC↗

arXiv2017

Decentralized Charging Control of Electric Vehicles in Residential Distribution Networks

Electric vehicle (EV) charging can negatively impact electric distribution networks by exceeding equipment thermal ratings and causing voltages to drop below standard ranges. In this paper, we develop a decentralized EV charging control scheme to achieve "valley-filling" (i.e., flattening demand profile during overnight charging), meanwhile meeting heterogeneous individual charging requirements and satisfying distribution network constraints. The formulated problem is an optimization problem with a non-separable objective function and strongly coupled inequality constraints. We propose a novel shrunken primal-dual subgradient (SPDS) algorithm to support the decentralized control scheme, derive conditions guaranteeing its convergence, and verify its efficacy and convergence with a representative distribution network model.

math.OC↗

arXiv2016

A Linearized Power Flow Model for Optimization in Unbalanced Distribution Systems

Optimal Power Flow (OPF) is an important tool used to coordinate assets in electric power systems to ensure customer voltages are within pre-defined tolerances and to improve distribution system operations. While convex relaxations of Optimal Power Flow (OPF) problems have been proposed for both balanced and unbalanced networks, these approaches do not provide universal convexity guarantees and scale inefficiently as network size and the number of constraints increase. To address these issues, we have recently explored a novel linearized OPF formulation for unbalanced distribution systems. Our approach is made possible in part by approximating the ratio of voltages across phases throughout the network. In this work, we generalize the previous formulation to allow arbitrary complex numbers to approximate voltage ratios at different locations in the feeder. Furthermore, we continue the analysis of the linearized OPF via comparison to results obtained through convex relaxations and Semi-Definite Programming (SDP). Simulations of IEEE test feeders show that the proposed formulation produces control decisions that closely approximate those obtained via SDP relaxations. In a specific case, we show that the linearized OPF is capable of solving certain problems which cannot be formulated as SDPs.

math.OC↗

arXiv2016

Towards Real-Time Estimation of Solar Generation From Micro-Synchrophasor Measurements

This paper presents a set of methods for estimating the renewable energy generation downstream of a measurement device using real-world measurements. First, we present a generation disaggregation scheme where the only information available for estimation is the micro-synchrophasor measurements obtained at the substation or feeder head. We then propose two strategies in which we use measurements from the substation as well as a proxy solar irradiance measurement. Using these two measurement points, we first propose a multiple linear regression strategy, in which we estimate a relationship between the measured reactive power and the load active power consumption, which are then used in disaggregation. Finally, we expand this strategy to strategically manage the reconstruction errors in the estimators. We simultaneously disaggregate the solar generation and load. We show that it is possible to disaggragate the generation of a 7.5 megawatt photovoltaic site with a root-mean-squared error of approximately 450 kilowatts.

eess.SY↗

arXiv2016

Experimental Demonstration of Frequency Regulation by Commercial Buildings - Part I: Modeling and Hierarchical Control Design

This paper is the first part of a two-part series in which we present results from an experimental demonstration of frequency regulation in a commercial building test facility. In Part I, we introduce the test facility and develop relevant building models. Furthermore, we design a hierarchical controller that consists of three levels: a reserve scheduler, a building climate controller, and a fan speed controller for frequency regulation. We formulate the reserve scheduler as a robust optimization problem and introduce several approximations to reduce its complexity. The building climate controller is comprised of a robust model predictive controller and a Kalman filter. The frequency regulation controller consists of a feedback and a feedforward loop, provides fast responses, and is stable. Part I presents building model identification and controller tuning results, whereas Part II reports results from the operation of the hierarchical controller under frequency regulation.

math.OC↗

arXiv2016

Experimental Demonstration of Frequency Regulation by Commercial Buildings - Part II: Results and Performance Evaluation

This paper is the second part of a two-part series presenting the results from an experimental demonstration of frequency regulation in a commercial building test facility. In Part I, we developed relevant building models and designed a hierarchical controller for reserve scheduling, building climate control and frequency regulation. In Part II, we introduce the communication architecture and experiment settings, and present extensive experimental results under frequency regulation. More specifically, we compute the day-ahead reserve capacity of the test facility under different assumptions and conditions. Furthermore, we demonstrate the ability of model predictive control to satisfy comfort constraints under frequency regulation, and show that fan speed control can track the fast-moving RegD signal of the Pennsylvania, Jersey, and Maryland Power Market (PJM) very accurately. In addition, we report the observed effects of frequency regulation on building control and provide suggestions for realworld implementation projects. Our results show that hierarchical control is appropriate for frequency regulation from commercial buildings.

math.OC↗

arXiv2015

Price and capacity competition in balancing markets with energy storage

Energy storage can absorb variability from the rising number of wind and solar power producers. Storage is different from the conventional generators that have traditionally balanced supply and demand on fast time scales due to its hard energy capacity constraints, dynamic coupling, and low marginal costs. These differences are leading system operators to propose new mechanisms for enabling storage to participate in reserve and real-time energy markets. The persistence of market power and gaming in electricity markets suggests that these changes will expose new vulnerabilities. We develop a new model of strategic behavior among storages in energy balancing markets. Our model is a two-stage game that generalizes a classic model of capacity followed by Bertrand-Edgeworth price competition by explicitly modeling storage dynamics and uncertainty in the pricing stage. By applying the model to balancing markets with storage, we are able to compare capacity and energy-based pricing schemes, and to analyze the dynamic effects of the market horizon and energy losses due to leakage. Our first key finding is that capacity pricing leads to higher prices and higher capacity commitments, and that energy pricing leads to lower, randomized prices and lower capacity commitments. Second, we find that a longer market horizon and higher physical efficiencies lead to lower prices by inducing the storage to compete to have their states of charge cycled more frequently.

cs.GT↗

arXiv2015

Physical Effects of Distributed PV Generation on California's Distribution System

Deployment of high-penetration photovoltaic (PV) power is expected to have a range of effects -- both positive and negative -- on the distribution grid. The magnitude of these effects may vary greatly depending upon feeder topology, climate, PV penetration level, and other factors. In this paper we present a simulation study of eight representative distribution feeders in three California climates at PV penetration levels up to 100\%, supported by a unique database of distributed PV generation data that enables us to capture the impact of PV variability on feeder voltage and voltage regulating equipment. When comparing the influence of feeder location (i.e. climate) versus feeder type on outcomes, we find that location more strongly influences the incidence of reverse power flow, reductions in peak loading and the presence of voltage excursions. On the other hand, we find that feeder characteristics more strongly influence the magnitude of loss reduction and changes in voltage regulator operations. We find that secondary distribution transformer aging is negligibly affected in almost all scenarios.

physics.soc-ph↗

arXiv2015

Power Systems Without Fuel

The finiteness of fossil fuels implies that future electric power systems may predominantly source energy from fuel-free renewable resources like wind and solar. Evidently, these power systems without fuel will be environmentally benign, sustainable, and subject to milder failure scenarios. Many of these advantages were projected decades ago with the definition of the soft energy path, which describes a future where all energy is provided by numerous small, simple, and diverse renewable sources. Here we provide a thorough investigation of power systems without fuel from technical and economic standpoints. The paper is organized by timescale and covers issues like the irrelevance of unit commitment in networks without large, fuel-based generators, the dubiousness of nodal pricing without fuel costs, and the need for new system-level models and control methods for semiconductor-based energy-conversion interfaces.

eess.SY↗

arXiv2014

Risk-Limiting Dynamic Contracts for Direct Load Control

This paper proposes a novel continuous-time dynamic contract framework that has a risk-limiting capability. If a principal and an agent enter into such a contract, the principal can optimally manage its performance and risk with a guarantee that the agent's risk is less than or equal to a pre-specified level and that the agent's expected payoff is greater than or equal to another pre-specified threshold. We achieve such risk-management capabilities by formulating the contract design problem as mean-variance constrained risk-sensitive control. A dynamic programming-based method is developed to solve the problem. The key idea of our proposed solution method is to reformulate the inequality constraints on the mean and the variance of the agent's payoff as dynamical system constraints by introducing new state and control variables. The reformulations use the martingale representation theorem. The proposed contract method enables us to develop a new direct load control method that provides the load-serving entity with financial risk management solutions in real-time electricity markets. We also propose an approximate decomposition of the optimal contract design problem for multiple customers into multiple low-dimensional contract problems for one customer. This allows the direct load control program to work with a large number of customers without any scalability issues. Furthermore, the contract design procedure can be completely parallelized. The performance and usefulness of the proposed contract method and its application to direct load control are demonstrated using data on the electric energy consumption of customers in Austin, Texas as well as the Electricity Reliability Council of Texas' locational marginal price data.

math.OC↗

arXiv2014

Dynamic Contracts with Partial Observations: Application to Indirect Load Control

This paper proposes a method to design an optimal dynamic contract between a principal and an agent, who has the authority to control both the principal's revenue and an engineered system. The key characteristic of our problem setting is that the principal has very limited information: the principal has no capability to monitor the agent's control or the state of the engineered system. The agent has perfect observations. With this asymmetry of information, we show that the principal can induce the agent to control both the revenue and the system processes in a way that maximizes the principal's utility, if the principal offers appropriate real-time and end-time compensation. We reformulate the dynamic contract design problem as a stochastic optimal control of both the engineered system and the agent's future expected payoff, which can be numerically solved using an associated Hamilton-Jacobi-Bellman equation. The performance and usefulness of the proposed contract are demonstrated with an indirect load control problem.

math.OC↗

arXiv2001

Are randomly grown graphs really random?

We analyze a minimal model of a growing network. At each time step, a new vertex is added; then, with probability delta, two vertices are chosen uniformly at random and joined by an undirected edge. This process is repeated for t time steps. In the limit of large t, the resulting graph displays surprisingly rich characteristics. In particular, a giant component emerges in an infinite-order phase transition at delta = 1/8. At the transition, the average component size jumps discontinuously but remains finite. In contrast, a static random graph with the same degree distribution exhibits a second-order phase transition at delta = 1/4, and the average component size diverges there. These dramatic differences between grown and static random graphs stem from a positive correlation between the degrees of connected vertices in the grown graph--older vertices tend to have higher degree, and to link with other high-degree vertices, merely by virtue of their age. We conclude that grown graphs, however randomly they are constructed, are fundamentally different from their static random graph counterparts.

cond-mat.stat-mech↗

arXiv2001

A Simple Model of Epidemics with Pathogen Mutation

We study how the interplay between the memory immune response and pathogen mutation affects epidemic dynamics in two related models. The first explicitly models pathogen mutation and individual memory immune responses, with contacted individuals becoming infected only if they are exposed to strains that are significantly different from other strains in their memory repertoire. The second model is a reduction of the first to a system of difference equations. In this case, individuals spend a fixed amount of time in a generalized immune class. In both models, we observe four fundamentally different types of behavior, depending on parameters: (1) pathogen extinction due to lack of contact between individuals, (2) endemic infection (3) periodic epidemic outbreaks, and (4) one or more outbreaks followed by extinction of the epidemic due to extremely low minima in the oscillations. We analyze both models to determine the location of each transition. Our main result is that pathogens in highly connected populations must mutate rapidly in order to remain viable.

nlin.CD↗